NASD Membership. (a) You and we are registered and/or licensed as a broker and/or dealer under the federal and applicable state laws. You and we represent and warrant to each other that you and we are each members of the National Association of Securities Dealers, Inc. (the “NASD”).
Appears in 8 contracts
Samples: Dealer Agreement, Selected Dealer Agreement, Selected Dealer Agreement (Western Asset Middle Market Income Fund Inc.)
NASD Membership. (a) You and we are registered and/or licensed as a broker and/or dealer under the federal and applicable state laws. You and we represent and warrant to each other that you and we are each members of the National Association of Securities Dealers, Inc. (the “"NASD”").
Appears in 3 contracts
Samples: Selected Dealer Agreement (One Group Mutual Funds), One Group Mutual Funds, Seligman Lasalle Real Estate Fund Series Inc
NASD Membership. (a) You and we We are registered and/or licensed as a broker and/or dealer under the federal and applicable state laws. You and we We represent and warrant to each other you that you and we are each members a member of the National Association of Securities Dealers, Inc. (the “"NASD”").
Appears in 1 contract
NASD Membership. (a) You and we are registered and/or licensed as a broker and/or dealer under the federal and applicable state laws. You and we represent and warrant to each other that you and we are each members of the National Association of Securities Dealers, Inc. (the “NASD”).
Appears in 1 contract
NASD Membership. (a) You and we are registered and/or licensed as a broker and/or dealer under the federal Federal and applicable state laws. You and we represent and warrant to each other that you and we are each members of the National Association of Securities Dealers, Inc. (the “"NASD”").
Appears in 1 contract
Samples: Stein Roe Investment Trust
