Common use of No Association with NASD Clause in Contracts

No Association with NASD. Neither the Selling Shareholder nor any of the Selling Shareholder’s affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 2 contracts

Samples: Underwriting Agreement (Taylor Capital Group Inc), Underwriting Agreement (Taylor Capital Group Inc)

AutoNDA by SimpleDocs

No Association with NASD. Neither the such Selling Shareholder ------------------------ Stockholder nor any of the Selling Shareholder’s his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 2 contracts

Samples: Purchase Agreement (Turner Paul H), Purchase Agreement (Simons Stephen W)

No Association with NASD. Neither Except as described in the ------------------------ Registration Statement and the Prospectuses, neither such Selling Shareholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (ddArticle I, Section 1(m) of Article I of the By-laws of the NASD), any member firm of the NASD, except that each of 3i Group plc and NatWest Ventures Investments Limited may be affiliated or associated with certain member firms of the NASD.

Appears in 2 contracts

Samples: International Purchase Agreement (Snyder Communications Inc), u.s. Purchase Agreement (Snyder Communications Inc)

No Association with NASD. Neither Except as previously disclosed to the Underwriters, neither such Selling Shareholder nor any of the Selling Shareholder’s his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with with, any member firm of the National Association of Securities Dealers, Inc. (the "NASD") within the meaning of paragraph (ddArticle I, Section 1(m) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 2 contracts

Samples: Underwriting Agreement (Wesley Jessen Visioncare Inc), Underwriting Agreement (Wesley Jessen Visioncare Inc)

No Association with NASD. Neither Except as specifically set forth in the Prospectus with regard to Xxxxxxx X. Xxxxx, the Chairman of the Board of the Company, under the caption "Underwriting - Other Relationships", neither such Selling Shareholder Shareholder, nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph Article I, Section (ddee) of Article I of the By-laws of the National Association of Securities Dealers, Inc. (the "NASD), ") any member firm of the NASD.

Appears in 2 contracts

Samples: u.s. Purchase Agreement (Community Health Systems Inc/), International Purchase Agreement (Community Health Systems Inc/)

No Association with NASD. Neither Except as disclosed by such Selling Stockholder or on its behalf in writing to the Lead Managers, neither such Selling Shareholder Stockholder nor any of the Selling Shareholder’s his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph Article I, (ddq) of Article I of the By-laws Bylaws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: International Purchase Agreement (Washington Mutual Inc)

No Association with NASD. Neither Except with respect to the affiliation between Saloxxx Xxxxx Xxxnxx Xxx. and the Selling Shareholder Stockholder, neither the Selling Stockholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I (e)(e) of the By-laws of the National Association of Securities Dealers, Inc. (the "NASD")), any member firm of the NASD.

Appears in 1 contract

Samples: Purchase Agreement (Plantronics Inc /Ca/)

No Association with NASD. Neither Except as disclosed in the Registration Statement and Prospectus, neither such Selling Shareholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of paragraph (dd) of Article I (cc) of the By-laws of the National Association of Securities Dealers, Inc. (“NASD”)), any member firm of the NASD.

Appears in 1 contract

Samples: Underwriting Agreement (Trina Solar LTD)

No Association with NASD. Neither the such Selling Shareholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (ddArticle I, Section 1(m) of Article I of the By-laws of the NASD, Inc.), any member firm of the NASD, Inc. (the "NASD"), except as previously disclosed to the International Underwriters or their U.S. counsel.

Appears in 1 contract

Samples: International Purchase Agreement (CPFL Energy INC)

No Association with NASD. Neither Except as previously disclosed to ------------------------ the Purchaser, neither such Selling Shareholder nor any of the Selling Shareholder’s his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is a person associated with, or is an associated person of, or has any other association with with, any member firm of the National Association of Securities Dealers, Inc. (the "NASD") within the meaning of paragraph Article I, Paragraphs (ddm) of Article I and (q) of the By-laws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: Purchase Agreement (Wesley Jessen Visioncare Inc)

No Association with NASD. Neither the Selling Shareholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: Underwriting Agreement (Emc Insurance Group Inc)

No Association with NASD. Neither the such Selling Shareholder nor any of his or its affiliates, as the Selling Shareholder’s affiliates case may be, directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: Underwriting Agreement (Nymagic Inc)

No Association with NASD. Neither Except as disclosed to the Representatives in writing, neither such Selling Shareholder nor any of the Selling Shareholder’s his/her/its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of paragraph Article I (dd) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: Purchase Agreement (Jamdat Mobile Inc)

No Association with NASD. Neither Except as disclosed by such Participating Selling Stockholder in writing to the Lead Manager, neither such Participating Selling Shareholder Stockholder nor any of the Selling Shareholder’s his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph Article I, (ddq) of Article I of the By-laws of the National Association of Securities Dealers, Inc. (the "NASD")), any member firm of the NASD.

Appears in 1 contract

Samples: International Underwriting Agreement (Bank United Corp)

No Association with NASD. Neither Except as disclosed by such Selling Stockholder or on its behalf in writing to the U.S. Representatives, neither such Selling Shareholder Stockholder nor any of the Selling Shareholder’s his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph Article I, (ddq) of Article I of the By-laws Bylaws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: u.s. Purchase Agreement (Washington Mutual Inc)

AutoNDA by SimpleDocs

No Association with NASD. Neither Other than as disclosed to the Underwriter in writing, neither such Selling Shareholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of paragraph Article I (dd) of Article I of the By-laws of the National Association of Securities Dealers, Inc. (the “NASD”)), any member firm of the NASD.

Appears in 1 contract

Samples: Purchase Agreement (Endurance Specialty Holdings LTD)

No Association with NASD. Neither Other than as disclosed to the Lead Representatives in writing, neither such Selling Shareholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of paragraph Article I (dd) of Article I of the By-laws of the National Association of Securities Dealers, Inc. (the "NASD")), any member firm of the NASD.

Appears in 1 contract

Samples: Purchase Agreement (Validus Holdings LTD)

No Association with NASD. Neither the such Selling Shareholder nor any of the Selling Shareholder’s his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (ddArticle I, Section 1(dd) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: Underwriting Agreement (A-Max Technology LTD)

No Association with NASD. Neither Other than with respect to J.X. Xxxxxx, BancBoston Ventures and Advanced Equities, and their respective related entities as disclosed in the Prospectus, neither such Selling Shareholder Stockholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of paragraph Article I (dd) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: Underwriting Agreement (Arbinet Thexchange Inc)

No Association with NASD. Neither Other than as disclosed to the Representatives in writing, neither such Selling Shareholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of paragraph Article I (dd) of Article I of the By-laws of the National Association of Securities Dealers, Inc. (the "NASD")), any member firm of the NASD.

Appears in 1 contract

Samples: Purchase Agreement (Endurance Specialty Holdings LTD)

No Association with NASD. Neither the such Selling Shareholder Stockholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning of paragraph (ddArticle I(dd) of Article I of the By-laws Bylaws of the NASD), any member firm of the NASD, except that [ list any exceptions].

Appears in 1 contract

Samples: Purchase Agreement (Sigmatel Inc)

No Association with NASD. Neither Except as disclosed in the Registration Statement, neither such Selling Shareholder nor any of the Selling Shareholder’s his, her or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (ddArticle I, Section 1(dd) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: Underwriting Agreement (China Techfaith Wireless Communication Technology LTD)

No Association with NASD. Neither the Selling Shareholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (ddArticle I, Section 1(m) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: Purchase Agreement (Thomson Corp)

No Association with NASD. Neither Except as disclosed in the Preliminary Prospectus and the Prospectus, neither such Selling Shareholder Stockholder nor any of the Selling Shareholder’s its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning of paragraph (dd) of Article I of the By-laws of the NASD), any member firm of the NASD.

Appears in 1 contract

Samples: Underwriting Agreement (Amcomp Inc /Fl)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!