Common use of No Association with NASD Clause in Contracts

No Association with NASD. Neither such Selling Shareholder nor any of its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.), of, any member firm of the National Association of Securities Dealers, Inc., other than as described on an appendix to the Power of Attorney and Custody Agreement to which such Selling Shareholder is a party.

Appears in 4 contracts

Samples: International Purchase Agreement (Rayovac Corp), u.s. Purchase Agreement (Rayovac Corp), u.s. Purchase Agreement (Rayovac Corp)

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No Association with NASD. Neither such Selling Shareholder nor any of his, her or its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is an associated person of (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.), of, any member firm of the National Association of Securities Dealers, Inc., Inc. other than as described on an appendix set forth as Exhibit A to the Power of Attorney and Custody Agreement to which of such Selling Shareholder is a partyShareholder.

Appears in 1 contract

Samples: Purchase Agreement (Kirklands Inc)

No Association with NASD. Neither such Selling Shareholder Stockholder nor ------------------------ any of its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(q) of the By-By- laws of the National Association of Securities Dealers, Inc.), of, any member firm of the National Association of Securities Dealers, Inc., other than as described on an appendix to the Power of Attorney and Custody Agreement to which such Selling Shareholder Stockholder is a party.

Appears in 1 contract

Samples: u.s. Purchase Agreement (CDW Holding Corp)

No Association with NASD. Neither such Selling Shareholder nor any of his/her/its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(q) of the By-laws of the National Association of Securities Dealers, Inc.), ) of, any member firm of the National Association of Securities Dealers, Inc., other than as described on an appendix to the Power of Attorney and Custody Agreement to which such Selling Shareholder is a party.

Appears in 1 contract

Samples: u.s. Purchase Agreement (Camelot Music Holdings Inc)

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No Association with NASD. Neither such Selling Shareholder nor any of its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(q1(ee) of the By-laws of the National Association of Securities Dealers, Inc.), of, any member firm of the National Association of Securities Dealers, Inc., other than as described on an appendix in schedule 6(h) to the Power of Attorney and Custody Agreement to which such Selling Shareholder is a party.

Appears in 1 contract

Samples: Purchase Agreement (Rayovac Corp)

No Association with NASD. Neither such Selling Shareholder the Company nor any of its affiliates (within the meaning of NASD Conduct Rule 2720(b)(1)(a)) directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or is an associated person (within the meaning of Article I, Section 1(q1(ee) of the By-laws of the National Association of Securities Dealers, Inc.), of, any member firm of the National Association of Securities Dealers, Inc., other than as described on an appendix to the a Selling Shareholders' Power of Attorney and Custody Agreement to which such Selling Shareholder is a party(as defined herein).

Appears in 1 contract

Samples: Purchase Agreement (Rayovac Corp)

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