Common use of No Association with NASD Clause in Contracts

No Association with NASD. There are no affiliations with the NASD, Inc. (“NASD”) among the Company’s officers, directors or, to the knowledge of the Company, any 5% or greater stockholder of the Company, except as set forth in the Registration Statement or otherwise disclosed in writing to the Representatives.

Appears in 2 contracts

Samples: Underwriting Agreement (Taylor Capital Group Inc), Underwriting Agreement (Taylor Capital Group Inc)

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No Association with NASD. There To the Company’s knowledge after due inquiry, there are no affiliations with or associations between any member of the NASD, Inc. (“NASD”) among NASD and any of the Company’s officers, directors or, to the knowledge of the Company, any or 5% or greater stockholder of the Companysecurityholders, except as set forth in the Registration Statement or otherwise disclosed in writing to Statement, the RepresentativesGeneral Disclosure Package and the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Lan Airlines SA)

No Association with NASD. There To the Company's knowledge, there are no affiliations with or associations between (i) any member of the NASD, Inc. NASD and (“NASD”ii) among the Company’s officers, directors or, to the knowledge Company or any of the Company's officers, any directors, 5% or greater stockholder security holders or any beneficial owner of the Company, except as set forth in 's unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date the Registration Statement or otherwise disclosed in writing to was initially filed with the RepresentativesCommission.

Appears in 1 contract

Samples: Purchase Agreement (Otis Spunkmeyer Holdings Inc)

No Association with NASD. There are no affiliations with member firms of the NASDNational Association of Securities Dealers, Inc. (the “NASD”) among the Company’s officers, directors or, to the knowledge of the Company, any 5% or greater stockholder affiliate of the Company, except as set forth in the Registration Statement or otherwise disclosed in writing to the Representatives.

Appears in 1 contract

Samples: Underwriting Agreement (Emc Insurance Group Inc)

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No Association with NASD. There are no affiliations with the NASD, Inc. (“NASD”) NASD among the Company’s 's officers, directors or, to the knowledge of the Company, any 5% or greater stockholder of the Company, except as set forth in the Registration Statement or otherwise disclosed in writing to the Representatives.

Appears in 1 contract

Samples: Underwriting Agreement (Taylor Capital Group Inc)

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