Common use of No Association with NASD Clause in Contracts

No Association with NASD. Except as expressly set forth in the NASD Questionnaire of such Selling Shareholder previously delivered to the Underwriters, neither such Selling Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning paragraph (dd) of Article I of the By-Laws of the National Association of Securities Dealers, Inc. (the "NASD")), any member firm of the NASD.

Appears in 1 contract

Samples: Purchase Agreement (Cross Country Inc)

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No Association with NASD. Except as expressly set forth previously disclosed in the NASD Questionnaire of such Selling Shareholder previously delivered writing to counsel for the Underwriters, neither such Selling Shareholder nor any of its such Selling Shareholder's affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning paragraph (dd) of Article I I, Section 1(m) of the By-Laws laws of the National Association of Securities Dealers, Inc.), any member firm of the National Association of Securities Dealers, Inc. (the "NASD")), any member firm of the NASD.

Appears in 1 contract

Samples: Purchase Agreement (Eldorado Bancshares Inc)

No Association with NASD. Except as expressly set forth previously disclosed in writing to Sxxxxxx & Hxxxxx LLC, counsel for the NASD Questionnaire of such Selling Shareholder previously delivered to Company, and Sxxxxxxx & Cxxxxxxx LLP, counsel for the Underwriters, neither such Selling Shareholder nor any of his or its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association is a person associated with (within the meaning paragraph (dd) of Article I I, Paragraph (cc) of the By-Laws laws of the National Association of Securities Dealers, Inc. (the "NASD")Inc.), any member firm of the NASD.National Association of Securities Dealers, Inc.

Appears in 1 contract

Samples: Purchase Agreement (Cobiz Inc)

No Association with NASD. Except as expressly set forth in previously disclosed to Xxxxxxx Xxxxx or Counsel for the NASD Questionnaire of such Selling Shareholder previously delivered to the Underwriters, Underwriters neither such Selling Shareholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning paragraph (ddof Article I, Section 1(m) of Article I of the By-Laws Bylaws of the National Association of Securities Dealers, Inc. (the "NASD")Inc.), any member firm of the NASD.National Association of Securities Dealers, Inc.

Appears in 1 contract

Samples: Purchase Agreement (Westpoint Stevens Inc)

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No Association with NASD. Except as expressly set forth previously disclosed in writing by the NASD Questionnaire Selling Stockholders to Xxxxxxx Xxxxx on behalf of such Selling Shareholder previously delivered to the Underwriters, neither such Selling Shareholder Stockholder nor any of its affiliates directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, or has any other association with (within the meaning paragraph (dd) of Article I I, Section 1(m) of the By-Laws laws of the National Association of Securities Dealers, Inc. (the "NASD")Inc.), any member firm of the NASD.National Association of Securities Dealers, Inc.

Appears in 1 contract

Samples: Purchase Agreement (Plum Creek Timber Co Inc)

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