No Objection. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 41 contracts
Samples: Underwriting Agreement (Sunstone Hotel Investors, Inc.), Underwriting Agreement (Equity One, Inc.), Underwriting Agreement (American Capital Mortgage Investment Corp.)
No Objection. FINRA shall has not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 28 contracts
Samples: Purchase Agreement (Jefferies Financial Group Inc.), Purchase Agreement (Jefferies Financial Group Inc.), Purchase Agreement (Jefferies Group LLC)
No Objection. FINRA shall have not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 21 contracts
Samples: Underwriting Agreement (AGNC Investment Corp.), Underwriting Agreement (AGNC Investment Corp.), Underwriting Agreement (AGNC Investment Corp.)
No Objection. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Securities.
Appears in 18 contracts
Samples: Underwriting Agreement (Rexford Industrial Realty, Inc.), Underwriting Agreement (Rexford Industrial Realty, Inc.), Underwriting Agreement (Blackstone Secured Lending Fund)
No Objection. FINRA shall have not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Shares.
Appears in 12 contracts
Samples: Placement Agency Agreement (Republic First Bancorp Inc), Underwriting Agreement (Cambridge Bancorp), Underwriting Agreement (Univest Corp of Pennsylvania)
No Objection. FINRA shall not have raised any no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 9 contracts
Samples: Underwriting Agreement (Veritex Holdings, Inc.), Underwriting Agreement (Spirit of Texas Bancshares, Inc.), Underwriting Agreement (Triumph Bancorp, Inc.)
No Objection. FINRA shall have not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Securities.
Appears in 8 contracts
Samples: Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Enterprise Financial Services Corp)
No Objection. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Securities or the Underwriters’ participation in the same.
Appears in 8 contracts
Samples: Underwriting Agreement (STAG Industrial, Inc.), Underwriting Agreement (Innovative Industrial Properties Inc), Underwriting Agreement (STAG Industrial, Inc.)
No Objection. FINRA shall have not have raised any unresolved objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Shares.
Appears in 5 contracts
Samples: Underwriting Agreement (Hudson Technologies Inc /Ny), Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (Hudson Technologies Inc /Ny)
No Objection. If required, FINRA shall have confirmed that it has not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 4 contracts
Samples: Underwriting Agreement (DCT Industrial Operating Partnership LP), Purchase Agreement (DCT Industrial Trust Inc.), Purchase Agreement (DCT Industrial Trust Inc.)
No Objection. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Offered Securities.
Appears in 4 contracts
Samples: Underwriting Agreement, Underwriting Agreement (Taylor Morrison Home Corp), Underwriting Agreement (Taylor Morrison Home Corp)
No Objection. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Notes.
Appears in 3 contracts
Samples: Underwriting Agreement (Rexford Industrial Realty, Inc.), Underwriting Agreement (Rexford Industrial Realty, Inc.), Underwriting Agreement (Rexford Industrial Realty, Inc.)
No Objection. FINRA shall not have raised any objection (that has not been resolved) with respect to the fairness and or reasonableness of the underwriting terms and arrangements.
Appears in 2 contracts
Samples: Underwriting Agreement (CNX Midstream Partners LP), Underwriting Agreement (QR Energy, LP)
No Objection. If applicable, FINRA shall have not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (CNB Financial Corp/Pa), Underwriting Agreement (Veritex Holdings, Inc.)
No Objection. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the Offering of the Securities or the Placement Agents’ participation in the same.
Appears in 2 contracts
Samples: Placement Agency Agreement (NewLake Capital Partners, Inc.), Placement Agency Agreement (NewLake Capital Partners, Inc.)
No Objection. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Shares.
Appears in 2 contracts
Samples: Atm Equity Offering Sales Agreement (Americold Realty Trust), Atm Equity Offering Sales Agreement (Americold Realty Trust)
No Objection. FINRA shall not have raised any no objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 1 contract
No Objection. If applicable, FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 1 contract
Samples: Underwriting Agreement (Endurance Specialty Holdings LTD)
No Objection. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the sale of the Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Destination Xl Group, Inc.)
No Objection. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangementsarrangements relating to the offering of the Securities or the Underwriter’s participation in the same.
Appears in 1 contract
Samples: Underwriting Agreement (Innovative Industrial Properties Inc)
No Objection. The FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
Appears in 1 contract
Samples: Purchase Agreement (Sunstone Hotel Investors, Inc.)
