Common use of No Price Stabilization Clause in Contracts

No Price Stabilization. Neither the Company, its Subsidiaries nor any of the Company’s or its Subsidiaries’ officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.

Appears in 23 contracts

Samples: Convertible Note Purchase Agreement (Puxin LTD), Convertible Note Purchase Agreement (Puxin LTD), Credit Agreement (Cadiz Inc)

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No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Subsidiaries nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 23 contracts

Samples: Placement Agency Agreement (Inventergy Global, Inc.), Placement Agency Agreement (Inventergy Global, Inc.), Note Purchase Agreement (Manitex International, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which that would in the future be reasonably be expected to cause or result in, or which has constituted or which would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 22 contracts

Samples: Underwriting Agreement (Adcare Health Systems, Inc), Underwriting Agreement (Adcare Health Systems, Inc), Underwriting Agreement (Yuma Energy, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries nor any of the Company’s or its Subsidiaries’ officers, directors or affiliates Affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.

Appears in 14 contracts

Samples: Security Purchase Agreement (Sequans Communications), Security Purchase Agreement (Sequans Communications), Security Purchase Agreement (Sequans Communications)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Subsidiaries nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 11 contracts

Samples: Placement Agency Agreement (Assembly Biosciences, Inc.), Placement Agency Agreement (Rosetta Genomics Ltd.), Placement Agency Agreement (Rosetta Genomics Ltd.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which that would in the future be reasonably be expected to cause or result in, or which has constituted or which would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Placement Shares.

Appears in 7 contracts

Samples: At Market Issuance Sales Agreement (Adcare Health Systems, Inc), At Market Issuance Sales Agreement (Adcare Health Systems, Inc), At Market Issuance Sales Agreement (Adcare Health Systems, Inc)

No Price Stabilization. Neither the Company nor any Subsidiary nor, to the Company’s knowledge, its Subsidiaries nor any of the Company’s or its Subsidiaries’ any Subsidiary’s officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 7 contracts

Samples: Underwriting Agreement (Delcath Systems, Inc.), Placement Agency Agreement (Delcath Systems, Inc.), Placement Agency Agreement (Delcath Systems, Inc.)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s or knowledge, any of its Subsidiaries’ officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 6 contracts

Samples: Placement Agency Agreement (Emisphere Technologies Inc), Placement Agency Agreement (Cytori Therapeutics, Inc.), Purchase Agreement (Advanced Magnetics Inc)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of Subsidiary nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 6 contracts

Samples: Placement Agency Agreement (Axion Power International, Inc.), Subscription Agreement (Axion Power International, Inc.), Placement Agency Agreement (Beijing Med Pharm Corp)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s or knowledge, any of its Subsidiaries’ officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 6 contracts

Samples: Placement Agency Agreement (Cytori Therapeutics, Inc.), Placement Agency Agreement (Cytori Therapeutics, Inc.), Placement Agency Agreement (Avanir Pharmaceuticals)

No Price Stabilization. Neither the Company, its Subsidiaries nor nor, to the Company’s knowledge, any of the Company’s or its Subsidiaries’ officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.

Appears in 5 contracts

Samples: Placement Agent Agreement (Cadiz Inc), Placement Agent Agreement (Cadiz Inc), Securities Purchase Agreement (Cadiz Inc)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of Subsidiary nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares in violation of applicable law.

Appears in 5 contracts

Samples: Underwriting Agreement (pSivida Corp.), Underwriting Agreement (pSivida Corp.), Underwriting Agreement (Microvision Inc)

No Price Stabilization. Neither the Company, its Subsidiaries nor Company or any of the Company’s officers or its Subsidiaries’ officersdirectors, directors or affiliates has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 5 contracts

Samples: Placement Agency Agreement (Accelerize Inc.), Placement Agency Agreement (Dakota Plains Holdings, Inc.), Placement Agency Agreement (Northern Oil & Gas, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which that would in the future be reasonably be expected to cause or result in, or which has constituted or which would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 4 contracts

Samples: Underwriting Agreement (GWG Holdings, Inc.), Underwriting Agreement (GWG Holdings, Inc.), Placement Agency Agreement (Fx Energy Inc)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s or knowledge, any of its Subsidiaries’ officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 4 contracts

Samples: Placement Agency Agreement (MDRNA, Inc.), Placement Agency Agreement (Delcath Systems Inc), Placement Agency Agreement (MDRNA, Inc.)

No Price Stabilization. Neither the Company, its Company nor any of the Subsidiaries nor any of their respective directors, officers or, to the knowledge of the Company’s , any of their affiliates or its Subsidiaries’ officerscontrolling persons, directors or affiliates has taken or will taketaken, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Companyto, or which caused has constituted or resulted in, or which would in the future might reasonably be expected to to, cause or result in, in the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 4 contracts

Samples: Underwriting Agreement (Gryphon Gold Corp), Underwriting Agreement (Gryphon Gold Corp), Underwriting Agreement (GigOptix, Inc.)

No Price Stabilization. Neither the CompanyCompany nor the Subsidiary nor, its Subsidiaries nor any of to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 4 contracts

Samples: Placement Agency Agreement (MusclePharm Corp), Placement Agency Agreement (MusclePharm Corp), Placement Agency Agreement (MusclePharm Corp)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s knowledge, any of its respective officers or its Subsidiaries’ officersdirectors, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, in the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 3 contracts

Samples: Underwriting Agreement (Biodel Inc), Underwriting Agreement (Biodel Inc), Underwriting Agreement (Biodel Inc)

No Price Stabilization. Neither the Company, its Subsidiaries nor any of the Company’s 's or its Subsidiaries' officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.

Appears in 3 contracts

Samples: At Market Issuance Sales Agreement (Cadiz Inc), Underwriting Agreement (Emcore Corp), Underwriting Agreement (Emcore Corp)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of Subsidiary nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 3 contracts

Samples: Placement Agency Agreement (BMP Sunstone CORP), Placement Agency Agreement (Sangamo Biosciences Inc), Subscription Agreement (BMP Sunstone CORP)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of Subsidiary nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities in violation of applicable law.

Appears in 3 contracts

Samples: Underwriting Agreement (Microvision Inc), Underwriting Agreement (Microvision Inc), Underwriting Agreement (Microvision Inc)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 2 contracts

Samples: Subscription Agreement (BPZ Resources, Inc.), Placement Agency Agreement (BPZ Resources, Inc.)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s or knowledge, any of its Subsidiaries’ officers, directors directors, affiliates or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 2 contracts

Samples: Placement Agency Agreement (Aradigm Corp), Placement Agency Agreement (Aradigm Corp)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of Subsidiary nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Units.

Appears in 2 contracts

Samples: Underwriting Agreement (Ziopharm Oncology Inc), Placement Agency Agreement (Rockwell Medical Technologies Inc)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Notes or the Guarantees.

Appears in 2 contracts

Samples: Purchase Agreement (Applied Optoelectronics, Inc.), Purchase Agreement (Applied Optoelectronics, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s officers or its Subsidiaries’ officersdirectors, directors or affiliates has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 2 contracts

Samples: Purchase Agreement (Northern Oil & Gas, Inc.), Purchase Agreement (Northern Oil & Gas, Inc.)

No Price Stabilization. Neither the Company, its Company nor any of the Subsidiaries nor any of their respective directors, officers or, to the knowledge of the Company’s , any of their affiliates or its Subsidiaries’ officers, directors or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Companydesigned, or which caused has constituted or resulted in, or which would in the future might reasonably be expected to cause or result in, in the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 2 contracts

Samples: Underwriting Agreement (Uranium Resources Inc /De/), Underwriting Agreement (Uranium Resources Inc /De/)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s or knowledge, any of its Subsidiaries’ officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale of the Shares.

Appears in 2 contracts

Samples: Placement Agency Agreement (Adventrx Pharmaceuticals Inc), Placement Agency Agreement (Entremed Inc)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale of the Units or resale of the Shares or Warrant Shares.

Appears in 2 contracts

Samples: Placement Agency Agreement (American Dg Energy Inc), Placement Agency Agreement (Hudson Technologies Inc /Ny)

No Price Stabilization. Neither Except as set forth in the Company Reports, neither the Company, its Subsidiaries nor any of the Company’s or its Subsidiaries’ officers, directors or affiliates has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security of the Company.

Appears in 2 contracts

Samples: Senior Secured Convertible Note Purchase Agreement (Mynd.ai, Inc.), Senior Secured Convertible Note Purchase Agreement

No Price Stabilization. Neither the CompanyCompany nor the Subsidiaries nor, its Subsidiaries nor any of to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 2 contracts

Samples: Placement Agency Agreement (VistaGen Therapeutics, Inc.), Placement Agency Agreement (VistaGen Therapeutics, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries nor Company or any of the Company’s officers or its Subsidiaries’ officersdirectors, directors or affiliates has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities, the Agent’s Warrants and the Agent’s Warrant Shares.

Appears in 2 contracts

Samples: Placement Agency Agreement, Placement Agency Agreement (NXT-Id, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries Corporation nor the Subsidiary nor any of their respective directors, officers or, to the Company’s knowledge of the Corporation, any of their affiliates or its Subsidiaries’ officerscontrolling persons, directors or affiliates has taken or will taketaken, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Companyto, or which caused has constituted or resulted in, or which would in the future might reasonably be expected to to, cause or result in, in the stabilization or manipulation of the price of any security of the CompanyCorporation to facilitate the sale or resale of the Offered Securities.

Appears in 2 contracts

Samples: Agency Agreement (Gryphon Gold Corp), Agency Agreement (Gryphon Gold Corp)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s or knowledge, any of its Subsidiaries’ officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Stock.

Appears in 2 contracts

Samples: Underwriting Agreement (Delcath Systems Inc), Underwriting Agreement (Delcath Systems Inc)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of Subsidiary nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Notes.

Appears in 2 contracts

Samples: Placement Agency Agreement (BMP Sunstone CORP), Subscription Agreement (BMP Sunstone CORP)

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No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which that would in the future be reasonably be expected to cause or result in, or which has constituted or which would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Units.

Appears in 2 contracts

Samples: Placement Agency Agreement (Magnum Hunter Resources Corp), Placement Agency Agreement (Magnum Hunter Resources Corp)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s knowledge, any of its directors, officers or its Subsidiaries’ officers, directors any of their affiliates or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Companydesigned, or which caused has constituted or resulted in, or which would in the future might reasonably be expected to cause or result in, in the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Units.

Appears in 1 contract

Samples: Underwriting Agreement (Nile Therapeutics, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries nor Company or any of the Company’s officers or its Subsidiaries’ officersdirectors, directors or affiliates has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares, the Warrants, the Warrant Shares, the Agent’s Warrant and the Agent’s Warrant Shares.

Appears in 1 contract

Samples: Placement Agency Agreement (Marathon Patent Group, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of Subsidiary nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Zhongpin Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which that would in the future be reasonably be expected to cause or result in, or which has constituted or which would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Units, Common Stock or Warrants.

Appears in 1 contract

Samples: Placement Agency Agreement (Far East Energy Corp)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Subsidiaries nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Units.

Appears in 1 contract

Samples: Placement Agency Agreement (Augme Technologies, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of its officers or directors, nor affiliates of any of them (within the Company’s or its Subsidiaries’ officers, directors or affiliates has taken or meaning of the Rules and Regulations) will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Companyto, or which caused or resulted in, or which would might in the future reasonably be expected to cause or result in, stabilization or manipulation of the price of any security securities of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Dyax Corp)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s or knowledge, any of its Subsidiaries’ respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 1 contract

Samples: Placement Agency Agreement (Bionovo Inc)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s or Knowledge, any of its Subsidiaries’ officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Placement Agency Agreement (Hanmi Financial Corp)

No Price Stabilization. Neither the Company nor, to the Company’s knowledge, its Subsidiaries nor any of the Company’s officers or its Subsidiaries’ officersdirectors, directors or affiliates has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Placement Agency Agreement (KMG Chemicals Inc)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of its subsidiaries nor, to the Company’s knowledge, any of the officers or directors of the Company or its Subsidiaries’ officerssubsidiaries, directors or affiliates has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Placement Agency Agreement (Headwaters Inc)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Units.

Appears in 1 contract

Samples: Placement Agency Agreement (Houston American Energy Corp)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which that would in the future be reasonably be expected to cause or result in, or which has constituted or which would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyL-Bonds.

Appears in 1 contract

Samples: Underwriting Agreement (GWG Life, LLC)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Subsidiaries nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale of the Securities.

Appears in 1 contract

Samples: Placement Agency Agreement (China Yida Holding, Co.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of its subsidiaries nor, to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons, has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Placement Agency Agreement (Fuelcell Energy Inc)

No Price Stabilization. Neither the Company, its Company nor any of the Subsidiaries nor any of their respective directors, officers or, to the knowledge of the Company’s , any of their affiliates or its Subsidiaries’ officers, directors or affiliates controlling persons has taken or will taketaken, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Companydesigned, or which caused has constituted or resulted in, or which would in the future might reasonably be expected to cause or result in, in the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Gse Systems Inc)

No Price Stabilization. Neither the CompanyCompany nor the Subsidiary nor, its Subsidiaries nor any of to the Company’s or its Subsidiaries’ knowledge, any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 1 contract

Samples: Subscription Agreement (AtheroNova Inc.)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s or knowledge, any of its Subsidiaries’ officers, directors directors, affiliates, or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale of the Shares.

Appears in 1 contract

Samples: Placement Agency Agreement (Youbet Com Inc)

No Price Stabilization. Neither the CompanyCompany nor, its Subsidiaries nor any of to the Company’s or knowledge, any of its Subsidiaries’ officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to, constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 1 contract

Samples: Placement Agency Agreement (SCOLR Pharma, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s officers or its Subsidiaries’ officers, directors or affiliates has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute, the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Securities.

Appears in 1 contract

Samples: Underwriting Agreement (Northern Oil & Gas, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s or its Subsidiaries, or any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany to facilitate the sale or resale of the Notes.

Appears in 1 contract

Samples: Underwriting Agreement (BPZ Resources, Inc.)

No Price Stabilization. Neither the Company, its Subsidiaries Company nor any of the Company’s its subsidiaries, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which that would in the future be reasonably be expected to cause or result in, or which has constituted or which would reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyUnits.

Appears in 1 contract

Samples: Underwriting Agreement (GWG Life, LLC)

No Price Stabilization. Neither the Company, Company nor any of its Subsidiaries nor any of the Company’s Guarantors, or its Subsidiaries’ any of their respective officers, directors directors, affiliates or affiliates controlling persons has taken or will take, directly or indirectly, any action designed to or intended to stabilize or manipulate the price of any security of the Company, or which caused or resulted in, or which would in the future that might be reasonably be expected to cause or result in, or which has constituted or which might reasonably be expected to constitute the stabilization or manipulation of the price of any security of the CompanyCompany or the Guarantors to facilitate the sale or resale of the Notes or the Guarantees.

Appears in 1 contract

Samples: Purchase Agreement (Mindspeed Technologies, Inc)

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