Common use of No Stop Orders, etc Clause in Contracts

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 214 contracts

Samples: Underwriting Agreement (Tavia Acquisition Corp.), Underwriting Agreement (Range Capital Acquisition Corp.), Underwriting Agreement (Tavia Acquisition Corp.)

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No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus or Prospectus or any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 54 contracts

Samples: Underwriting Agreement (ASPAC III Acquisition Corp.), Underwriting Agreement (ASPAC III Acquisition Corp.), Underwriting Agreement (SPAC III Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory preliminary prospectus or the Prospectus or Prospectus any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 45 contracts

Samples: Underwriting Agreement (99 Acquisition Group Inc.), Underwriting Agreement (99 Acquisition Group Inc.), Underwriting Agreement (Biotech Group Acquisition Corp)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the effectiveness of the Registration Statement or the use of any Statutory Preliminary Prospectus, the Prospectus or Prospectus any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 43 contracts

Samples: Underwriting Agreement (Capitol Investment Corp. VI), Underwriting Agreement (BrightSpark Capitol Corp.), Underwriting Agreement (Capitol Investment Corp. VI)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s 's knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s 's knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 35 contracts

Samples: Underwriting Agreement (Millstream Acquisition Corp), Underwriting Agreement (Millstream Acquisition Corp), Underwriting Agreement (Millstream Acquisition Corp)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Sale Preliminary Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 29 contracts

Samples: Underwriting Agreement (Nautilus Marine Acquisition Corp), Underwriting Agreement (Nautilus Marine Acquisition Corp), Underwriting Agreement (S.E. Asia Emerging Market Company., LTD)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order issued, or threatened to issue issue, any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 20 contracts

Samples: Underwriting Agreement (Global Services Partners Acquisition Corp.), Underwriting Agreement (Stoneleigh Partners Acquisition Corp.), Underwriting Agreement (Israel Growth Partners Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 19 contracts

Samples: Underwriting Agreement (JK Acquisition Corp.), Underwriting Agreement (JK Acquisition Corp.), Underwriting Agreement (India Globalization Capital, Inc.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 17 contracts

Samples: Underwriting Agreement (Bayview Acquisition Corp), Underwriting Agreement (Bayview Acquisition Corp), Underwriting Agreement (Global Lights Acquisition Corp)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign federal, state or state other regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Statutory Preliminary Prospectus, the Sale Preliminary Prospectus or Prospectus or any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 16 contracts

Samples: Underwriting Agreement (Inflection Point Acquisition Corp. II), Underwriting Agreement (Inflection Point Acquisition Corp. II), Underwriting Agreement (Fintech Acquisition Corp. II)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus, the Prospectus or Prospectus the Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 16 contracts

Samples: Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (FlatWorld Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 16 contracts

Samples: Underwriting Agreement (Alphatime Acquisition Corp), Underwriting Agreement (Alphatime Acquisition Corp), Underwriting Agreement (Verity Acquisition Corp)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign federal or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 15 contracts

Samples: Underwriting Agreement (Ribbon Acquisition Corp.), Underwriting Agreement (DT Cloud Star Acquisition Corp), Underwriting Agreement (DT Cloud Star Acquisition Corp)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory the Sale Preliminary Prospectus or Prospectus Prospectus, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 13 contracts

Samples: Underwriting Agreement (Collabrium Japan Acquisition Corp), Underwriting Agreement (BGS Acquisition Corp.), Underwriting Agreement (BGS Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 13 contracts

Samples: Underwriting Agreement (Hudson Acquisition I Corp.), Underwriting Agreement (Hudson Acquisition I Corp.), Underwriting Agreement (Globalink Investment Inc.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Sale Preliminary Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 12 contracts

Samples: Underwriting Agreement (Seanergy Maritime Corp.), Underwriting Agreement (GSME Acquisition Partners I), Underwriting Agreement (Chardan 2008 China Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or or, to the best of the Company’s knowledge, threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 11 contracts

Samples: Underwriting Agreement (Oakmont Acquisition Corp.), Underwriting Agreement (Oakmont Acquisition Corp.), Underwriting Agreement (Oakmont Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign federal, state or state other regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Statutory Prospectus or Prospectus or any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 9 contracts

Samples: Underwriting Agreement (Shepherd Ave Capital Acquisition Corp), Underwriting Agreement (Horizon Space Acquisition II Corp.), Underwriting Agreement (Shepherd Ave Capital Acquisition Corp)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus Preliminary Prospectus, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 9 contracts

Samples: Underwriting Agreement (Rand Acquisition Corp. II), Underwriting Agreement (Renewable Energy Acquisition Corp.), Underwriting Agreement (North Shore Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s 's knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s 's knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 9 contracts

Samples: Underwriting Agreement (Gentium S.p.A.), Underwriting Agreement (Gentium S.p.A.), Underwriting Agreement (Compu Dawn Inc)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, nor any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus or the Prospectus or the effectiveness of the Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 8 contracts

Samples: Underwriting Agreement (United Refining Energy Corp), Underwriting Agreement (TransTech Services Partners Inc.), Underwriting Agreement (United Refining Energy Corp)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s 's knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Sale Preliminary Prospectus or Prospectus or has instituted or, to the best of the Company’s 's knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 7 contracts

Samples: Underwriting Agreement (FMG Acquisition Corp), Underwriting Agreement (FMG Acquisition Corp), Underwriting Agreement (FMG Acquisition Corp)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any the Statutory Prospectus or the Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 7 contracts

Samples: Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus, the Prospectus or Prospectus any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 6 contracts

Samples: Underwriting Agreement (Star Maritime Acquisition Corp.), Underwriting Agreement (Star Maritime Acquisition Corp.), Underwriting Agreement (Star Maritime Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prelimi-nary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 6 contracts

Samples: Underwriting Agreement (Rand Acquisition Corp. II), Underwriting Agreement (China Discovery Acquisition Corp.), Underwriting Agreement (China Fortune Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nornor any state regulatory authority has issued any order or, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the effectiveness of the Registration Statement or the use of any Statutory Preliminary Prospectus, the Prospectus or Prospectus any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an orderorder including, without limitation, pursuant to Section 8A of the Act.

Appears in 5 contracts

Samples: Underwriting Agreement (SilverBox Corp IV), Underwriting Agreement (SilverBox Corp IV), Underwriting Agreement (SilverBox Corp IV)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 4 contracts

Samples: Underwriting Agreement (Vickers Vantage Corp. I), Underwriting Agreement (Vickers Vantage Corp. I), Underwriting Agreement (Abri SPAC 2, Inc.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory the Prospectus or Prospectus the Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 4 contracts

Samples: Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.)

No Stop Orders, etc. Neither the Commission nornor any state regulatory authority has (i) issued any order or, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the effectiveness of the Registration Statement or the use of any Statutory Preliminary Prospectus, the Prospectus or Prospectus any part thereof or has (ii) instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 4 contracts

Samples: Underwriting Agreement (BPW Acquisition Corp.), Underwriting Agreement (BPW Acquisition Corp.), Underwriting Agreement (BPW Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 4 contracts

Samples: Underwriting Agreement (Digital Health Acquisition Corp.), Underwriting Agreement (Digital Health Acquisition Corp.), Underwriting Agreement (Barington/Hilco Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s 's knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s 's knowledge, threatened to institute institute, any proceedings with respect to such an order.

Appears in 4 contracts

Samples: Underwriting Agreement (Delicious Brands Inc), Underwriting Agreement (Infodata Systems Inc), Underwriting Agreement (Infodata Systems Inc)

No Stop Orders, etc. Neither the Commission nor, to the Company’s 's knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus or the Prospectus or has instituted or, to the best of the Company’s 's knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (Fusion Telecommunications International Inc), Underwriting Agreement (Gigabeam Corp), Underwriting Agreement (Gigabeam Corp)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s 's knowledge, any foreign or state regulatory authority has issued any order issued, or threatened to issue issue, any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s 's knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (Juniper Partners Acquisition Corp.), Underwriting Agreement (Juniper Partners Acquisition Corp.), Underwriting Agreement (Juniper Partners Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement or any Statutory Prospectus, Prospectus or Testing-The-Waters Prospectus (as defined in Section 2.39), or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (Union Acquisition Corp.), Underwriting Agreement (Union Acquisition Corp.), Underwriting Agreement (Union Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign federal or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (Western Acquisition Ventures Corp.), Underwriting Agreement (Western Acquisition Ventures Corp.), Underwriting Agreement (Western Acquisition Ventures Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (Gurunet Corp), Underwriting Agreement (Gentium S.p.A.), Underwriting Agreement (Gurunet Corp)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Sale Preliminary Prospectus or Prospectus or the effectiveness of the Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (Redstar Partners, Inc.), Underwriting Agreement (Redstar Partners, Inc.), Underwriting Agreement (Redstar Partners, Inc.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s 's knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus, the Prospectus or Prospectus any part thereof, or has instituted or, to the best of the Company’s 's knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (Star Maritime Acquisition Corp.), Underwriting Agreement (Key Hospitality Acquisition CORP), Underwriting Agreement (Star Maritime Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the effectiveness of the Registration Statement or the use of any Statutory the Preliminary Prospectus or Prospectus or any part thereof or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (Highbury Financial Inc), Underwriting Agreement (Highbury Financial Inc), Underwriting Agreement (Highbury Financial Inc)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, any state regulatory authority has issued any order, or instituted any proceedings with respect to such an order, preventing or suspending the use of any Preliminary Prospectus. To the best of the Company’s knowledge, neither the Commission nor any state regulatory authority has threatened to issue any such order or threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (Fortissimo Acquisition Corp.), Underwriting Agreement (Fortissimo Acquisition Corp.), Underwriting Agreement (Fortissimo Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus or the Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (AeroGrow International, Inc.), Underwriting Agreement (Passport Restaurants, Inc.), Underwriting Agreement (American Telecom Services Inc)

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No Stop Orders, etc. Neither the Commission Commission, nor, to the Company’s knowledge, any foreign or state regulatory authority authority, has issued any order or threatened to issue any order preventing or suspending the effectiveness of the Registration Statement or the use of any Statutory Preliminary Prospectus, the Prospectus or Prospectus any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 3 contracts

Samples: Underwriting Agreement (Sapphire Industrials Corp.), Underwriting Agreement (Sapphire Industrials Corp.), Underwriting Agreement (Sapphire Industrials Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign foreign, federal or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 2 contracts

Samples: Underwriting Agreement (Redwoods Acquisition Corp.), Underwriting Agreement (Redwoods Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus or the Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 2 contracts

Samples: Underwriting Agreement (Fortress America Acquisition CORP), Underwriting Agreement (Fortress America Acquisition CORP)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory the Preliminary Prospectus, Prospectus or Prospectus the Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 2 contracts

Samples: Underwriting Agreement (Novelos Therapeutics, Inc.), Underwriting Agreement (Novelos Therapeutics, Inc.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, after reasonable inquiry, any foreign federal, state or state other regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Statutory Preliminary Prospectus, the Sale Preliminary Prospectus or Prospectus or any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 2 contracts

Samples: Underwriting Agreement (E-Compass Acquisition Corp.), Underwriting Agreement (E-Compass Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, nor any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory the Preliminary Prospectus, the Prospectus or Prospectus the Registration Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 2 contracts

Samples: Underwriting Agreement (Coya Therapeutics, Inc.), Underwriting Agreement (Karat Packaging Inc.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or the Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 2 contracts

Samples: Underwriting Agreement (GigCapital7 Corp.), Underwriting Agreement (GigCapital7 Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Sale Preliminary Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.. , 2008

Appears in 1 contract

Samples: Underwriting Agreement (Hambrecht Asia Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus or Prospectus any part thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 1 contract

Samples: Underwriting Agreement (Pomelo Acquisition Corp LTD)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.. , 2021

Appears in 1 contract

Samples: Underwriting Agreement (Adit EdTech Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to To the Company’s knowledge, neither the Commission nor any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory the Prospectus or Prospectus the Registration Statement or has instituted or, to the best of the Company’s knowledge, or threatened to institute any proceedings with respect to such an order.

Appears in 1 contract

Samples: Underwriting Agreement (Aqua Metals, Inc.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.. , 2019

Appears in 1 contract

Samples: Underwriting Agreement (GigCapital2, Inc.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.. EarlyBirdCapital, Inc. [●], 2021 Page 7 of 45

Appears in 1 contract

Samples: Underwriting Agreement (Ignyte Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s 's knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus or Prospectus or has instituted or, to the best of the Company’s 's knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 1 contract

Samples: Underwriting Agreement (Treehouse Partners CORP)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s 's knowledge, any foreign or state regulatory authority has issued any order or or, to the best of the Company's knowledge, threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s 's knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 1 contract

Samples: Underwriting Agreement (Beverage Acquisition CORP)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.. EarlyBirdCapital, Inc. __________, 2018 Page 7 of 42

Appears in 1 contract

Samples: Underwriting Agreement (Opes Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the best of the Company’s 's knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Preliminary Prospectus or has instituted or, to the best of the Company’s 's knowledge, threatened to institute any proceedings with respect to such an order.. 2.3

Appears in 1 contract

Samples: Underwriting Agreement (Global Telecommunication Solutions Inc)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.. EarlyBirdCapital, Inc. _____, 2018 Page 6 of 44

Appears in 1 contract

Samples: Underwriting Agreement (Schultze Special Purpose Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus Offering Circular or Prospectus the Offering Statement or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 1 contract

Samples: Selling Agent Agreement (McGraw Conglomerate Corp)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prelimi-nary Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 1 contract

Samples: Underwriting Agreement (Capital Ten Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.. EarlyBirdCapital, Inc. , 2020 Page 7 of 45

Appears in 1 contract

Samples: Underwriting Agreement (Brilliant Acquisition Corp)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order. 2.3. Disclosures in Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (China VantagePoint Acquisition Co)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, nor any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Sale Preliminary Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 1 contract

Samples: Underwriting Agreement (Hambrecht Asia Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Preliminary Prospectus, the Prospectus or Prospectus any part , 2005 thereof, or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.

Appears in 1 contract

Samples: Underwriting Agreement (Boulder Specialty Brands, Inc.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.. _________, 2017

Appears in 1 contract

Samples: Underwriting Agreement (Big Rock Partners Acquisition Corp.)

No Stop Orders, etc. Neither the Commission nor, to the Company’s knowledge, any foreign or state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of any Statutory Prospectus or Prospectus or has instituted or, to the best of the Company’s knowledge, threatened to institute any proceedings with respect to such an order.. July 27, 2017

Appears in 1 contract

Samples: Underwriting Agreement (PENSARE ACQUISITION Corp)

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