Common use of Nominee Procedures Clause in Contracts

Nominee Procedures. Brokers and other nominees who purchased or otherwise acquired shares of Allergan common and/or preferred stock during the period from October 29, 2013 through and including November 2, 2016, shall: (a) within seven (7) calendar days of receipt of the Notice, request from the Claims Administrator sufficient copies of the Notice Packet to forward to all such beneficial owners, and within seven (7) calendar days of receipt of those Notice Packets forward them to all such beneficial owners; or (b) within seven (7) calendar days of receipt of the Notice, send a list of the names, mailing addresses, and, if available, email addresses, of all such beneficial owners to the Claims Administrator in which event the Claims Administrator shall promptly mail or email the Notice Packet to such beneficial owners. Upon full compliance with this Order, such nominees may seek payment of their reasonable expenses actually incurred in complying with this Order by providing the Claims Administrator with proper documentation supporting the expenses for which reimbursement is sought. Such properly documented expenses incurred by nominees in compliance with the terms of this Order shall be paid from the Settlement Fund, with any disputes as to the reasonableness or documentation of expenses incurred subject to review by the Court.

Appears in 1 contract

Samples: securities.stanford.edu

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Nominee Procedures. Brokers and other nominees who purchased held Towers common stock for the benefit of another person or otherwise acquired shares of Allergan common and/or preferred stock during entity on either (i) October 1, 2015, or (ii) at the period from October 29, 2013 through and including November 2time the Merger was consummated on January 4, 2016, shall: (a) within seven (7) calendar days of receipt of the Notice, request from the Claims Administrator sufficient copies of the Notice Packet to forward to all such beneficial ownersowners and, and within seven (7) calendar days of receipt of those Notice Packets Packets, forward them to all such beneficial owners; or (b) within seven (7) calendar days of receipt of the Notice, send a list of the names, mailing addresses, and, if available, email addresses, of all such beneficial owners to the Claims Administrator Administrator, in which event the Claims Administrator shall promptly mail or email the Notice Packet to such beneficial owners. Upon full compliance with this Order, such nominees may seek payment reimbursement of their reasonable expenses actually incurred in complying with this Order by providing the Claims Administrator with proper documentation supporting the expenses for which reimbursement is sought. Such properly documented expenses incurred by nominees in compliance with the terms of this Order shall be paid from the Settlement Fund, with any disputes as to the reasonableness or documentation of expenses incurred subject to review by the Court.

Appears in 1 contract

Samples: securities.stanford.edu

Nominee Procedures. Brokers and other nominees who purchased or otherwise acquired shares of Allergan Vale common and/or or preferred stock ADRs during the period from October 29, 2013 through and including November 2, 2016, Class Period for the benefit of another person or entity shall: (a) within seven (7) calendar days of receipt of the Notice, request from the Claims Administrator sufficient copies of the Notice Packet to forward to all such beneficial ownersowners and, and within seven (7) calendar days of receipt of those Notice Packets Packets, forward them to all such beneficial owners; or (b) within seven (7) calendar days of receipt of the Notice, send a list of the names, mailing addresses, and, if available, email addresses, of all such beneficial owners to the Claims Administrator in which event the Claims Administrator shall promptly mail or email the Notice Packet to such beneficial owners. Upon full compliance with this Order, such nominees may seek payment reimbursement of their reasonable expenses actually incurred in complying with this Order by providing the Claims Administrator with proper documentation supporting the expenses for which reimbursement is sought. Such properly documented expenses incurred by nominees in compliance with the terms of this Order shall be paid from the Settlement Fund, with any disputes as to the reasonableness or documentation of expenses incurred subject to review by the Court.

Appears in 1 contract

Samples: securities.stanford.edu

Nominee Procedures. Brokers and other nominees who purchased or otherwise acquired shares of Allergan common and/or preferred stock Rockwell Securities during the period from October 29, 2013 through and including November 2, 2016, shall: Settlement Class Period for the benefit of another person or entity shall (a) within seven (7) calendar days of receipt of the Postcard Notice, request from the Claims Administrator sufficient copies of the Postcard Notice Packet to forward to all such beneficial owners, owners and within seven (7) calendar days of receipt of those Notice Packets Postcard Notices forward them to all such beneficial owners; or (b) within seven (7) calendar days of receipt of the Postcard Notice, send a list of the names, mailing addresses, and, if available, email addresses, names and addresses of all such beneficial owners to the Claims Administrator in which event the Claims Administrator shall promptly mail or email the Postcard Notice Packet to such beneficial owners. Upon full compliance with this Order, such nominees may seek payment reimbursement of their reasonable expenses actually incurred in complying with this Order Order, up to a maximum of $0.50 per notice, by providing the Claims Administrator with proper documentation supporting the expenses for which reimbursement is sought. Such properly documented expenses incurred by nominees in compliance with the terms of this Order shall be paid from the Settlement Fund, with any disputes as to the reasonableness or documentation of expenses incurred subject to review by the Court.

Appears in 1 contract

Samples: rockwellsecuritiessettlement.com

Nominee Procedures. Brokers and other nominees who purchased or otherwise acquired shares of Allergan Endurance common and/or preferred stock during the period from October 29, 2013 through and including November 2, 2016, shall: Settlement Class Period for the benefit of another person or entity shall (a) within seven (7) calendar days of receipt of the Postcard Notice, request from the Claims Administrator sufficient copies of the Postcard Notice Packet to forward to all such beneficial owners, owners and within seven (7) calendar days of receipt of those Notice Packets Postcard Notices forward them to all such beneficial owners; or (b) within seven (7) calendar days of receipt of the Postcard Notice, send a list of the names, mailing addresses, and, if available, email addresses, names and addresses of all such beneficial owners to the Claims Administrator in which event the Claims Administrator shall promptly mail or email the Postcard Notice Packet to such beneficial owners. Upon full compliance with this Order, such nominees may seek payment reimbursement of their reasonable expenses actually incurred in complying with this Order by providing the Claims Administrator with proper documentation supporting the expenses for which reimbursement is sought, including, but not limited to, actual receipts for postage. Such properly documented expenses incurred by nominees in compliance with the terms of this Order shall be paid from the Settlement Fund, with any disputes as to the reasonableness or documentation of expenses incurred subject to review by the Court.

Appears in 1 contract

Samples: securities.stanford.edu

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Nominee Procedures. Brokers and other nominees who purchased or otherwise acquired shares of Allergan Adeptus Class A common and/or preferred stock during the period from October 29, 2013 through and including November 2, 2016, Class Period for the benefit of another person or entity shall: (a) within seven ten (710) calendar business days of receipt of the Notice, request from the Claims Administrator sufficient copies of the Notice Packet to forward to all such beneficial owners, owners and within seven ten (710) calendar business days of receipt of those Notice Packets forward them to all such beneficial owners; or (b) within seven ten (710) calendar business days of receipt of the Notice, send a list of the names, mailing addresses, and, if available, email addresses, of all such beneficial owners to the Claims Administrator in which event the Claims Administrator shall promptly mail or email the Notice Packet to such beneficial owners. Upon full compliance with this Order, such nominees may seek payment reimbursement of their reasonable expenses actually incurred in complying with this Order by providing the Claims Administrator with proper documentation supporting the expenses for which reimbursement is sought. Such properly documented expenses incurred by nominees in compliance with the terms of this Order shall be paid from the Settlement Fund, with any disputes as to the reasonableness or documentation of expenses incurred subject to review by the Court.

Appears in 1 contract

Samples: securities.stanford.edu

Nominee Procedures. Brokers and other nominees who purchased or otherwise acquired shares of Allergan Endo common and/or preferred stock during the period from October 29, 2013 through and including November 2, 2016, shall: Class Period for the benefit of another person or entity shall (a) within seven (7) calendar days of receipt of the NoticeNotice Packet, request from the Claims Administrator sufficient copies of the Postcard Notice Packet to forward to all such beneficial owners, owners and within seven (7) calendar days of receipt of those Notice Packets Postcard Notices forward them to all such beneficial owners; or (b) within seven (7) calendar days of receipt of the NoticeNotice Packet, send a list of the names, mailing names and addresses (and e-mail addresses, and, if available, email addresses, ) of all such beneficial owners to the Claims Administrator in which event the Claims Administrator shall promptly mail or email and/or e-mail the Postcard Notice Packet to such beneficial owners. Upon full compliance with this Order, such nominees may seek payment reimbursement of their reasonable expenses actually incurred in complying with this Order by providing the Claims Administrator with proper documentation supporting the expenses for which reimbursement is sought. Such properly documented expenses incurred by nominees in compliance with the terms of this Order shall be paid from the Settlement Fund, with any disputes as to the reasonableness or documentation of expenses incurred subject to review by the Court.

Appears in 1 contract

Samples: Stipulation and Agreement

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