Non-Transferable Securities Certificates. Any worthless or non-transferable securities certificates for which transfer agent services are not available and have not been available for six years (6) will be moved to the internal Depository Trust Company (DTC) Position Removal (PREM) account for destruction by DTC. You acknowledge that your HTS trade confirmation will be your only notice that worthless securities will be destroyed by DTC.
Appears in 6 contracts
Samples: Customer Agreement, www.eoption.com, www.ntbinc.com
