Common use of Not an Affiliate Clause in Contracts

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of the Securities Act).

Appears in 159 contracts

Samples: Stock Purchase Agreement (SMX (Security Matters) Public LTD Co), Stock Purchase Agreement (SMX (Security Matters) Public LTD Co), Stock Purchase Agreement (SMX (Security Matters) Public LTD Co)

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Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliateaffiliate” of the Company (as that term is defined in Rule 405 of promulgated under the Securities Act).

Appears in 60 contracts

Samples: Prepaid Advance Agreement (Canoo Inc.), Purchase Agreement (Ault Alliance, Inc.), Pre Paid Advance Agreement (Canoo Inc.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any "Affiliate" of the Company (as that term is defined in Rule 405 of the Securities Act).

Appears in 59 contracts

Samples: Equity Distribution Agreement (Sonoran Energy Inc), Equity Distribution Agreement (Jeantex Group, Inc.), Equity Distribution Agreement (Neogenomics Inc)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of promulgated under the Securities Act).

Appears in 53 contracts

Samples: Equity Purchase Agreement (Zapp Electric Vehicles Group LTD), Pledge Agreement (AGBA Group Holding Ltd.), Equity Purchase Agreement (Trump Media & Technology Group Corp.)

Not an Affiliate. The Investor is not an officer, director or a person Person that directlydirectly or indirectly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” Affiliate of the Company (as that term is defined in Rule 405 of the Securities Act)Company.

Appears in 13 contracts

Samples: Securities Purchase Agreement (Artec Global Media, Inc.), Committed Equity Facility Agreement (Growlife, Inc.), Committed Equity Facility Agreement (Millennium Healthcare Inc.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” affiliate of the Company (as that term is defined in Rule 405 of promulgated under the Securities Act).

Appears in 9 contracts

Samples: Equity Purchase Agreement (Intrusion Inc), Equity Purchase Agreement (SaverOne 2014 Ltd.), Equity Purchase Agreement (GameSquare Holdings, Inc.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly indirectly, through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of the Securities Act).

Appears in 7 contracts

Samples: Drawdown Equity Financing Agreement, Drawdown Equity Financing Agreement (Aqualiv Technologies, Inc.), Drawdown Equity Financing Agreement (Aqualiv Technologies, Inc.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” "AFFILIATE" of the Company (as that term is defined in Rule 405 of the Securities Act).

Appears in 6 contracts

Samples: Equity Distribution Agreement (Enclaves Group Inc), Equity Distribution Agreement (Acorn Holding Corp), Equity Distribution Agreement (AcuNetx, Inc.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of promulgated under the Securities Act). During the Commitment Period, the Investor will not acquire for its own account any Common Shares or securities exercisable for or convertible into Common Shares, other than pursuant to this Agreement or pursuant to any transaction entered into directly with the Company.

Appears in 4 contracts

Samples: Equity Purchase Agreement (Learn CW Investment Corp), Equity Purchase Agreement (10X Capital Venture Acquisition Corp. III), Equity Purchase Agreement (Twin Ridge Capital Acquisition Corp.)

Not an Affiliate. The Investor is not an officer, director or a person Person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliateaffiliate” of the Company (as that term is defined in Rule 405 of promulgated under the Securities Act).

Appears in 3 contracts

Samples: Equity Purchase Agreement (Taoping Inc.), Equity Purchase Agreement (Taoping Inc.), Equity Distribution Agreement (Generation Alpha, Inc.)

Not an Affiliate. The Investor is not an officer, director or a person Person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of the Securities Act).

Appears in 3 contracts

Samples: Equity Distribution Agreement (Supertel Hospitality Inc), Equity Distribution Agreement (Advanced Life Sciences Holdings, Inc.), Standby Equity Distribution Agreement (RAIT Financial Trust)

Not an Affiliate. The Investor is not an officer, ------------------ director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “"an Affiliate” of the Company (," as that term is defined in Rule 405 of the Securities Act) of the Company).. The Investor agrees that it will not, and that it will cause its affiliates not to, engage in any short sales of or hedging transactions with respect to the Common Stock

Appears in 3 contracts

Samples: Credit Agreement (Forefront Inc), Credit Agreement (Forefront Inc), Credit Agreement (Forefront Inc)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any " Affiliate" of the Company (as that term is defined in Rule 405 of the Securities Act). The Investor agrees that it will not, and that it will cause its Affiliates not to, engage in any short sales of, or hedging transactions with respect to, the Common Stock.

Appears in 2 contracts

Samples: Celerity Systems Inc, Celerity Systems Inc

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of promulgated under the Securities Act). During the Commitment Period, the Investor will not acquire for its own account any Ordinary Shares or securities exercisable for, or convertible into, Ordinary Shares, other than pursuant to this Agreement or pursuant to any transaction entered into directly with the Company.

Appears in 2 contracts

Samples: Equity Purchase Agreement (Energem Corp), Equity Purchase Agreement (Energem Corp)

Not an Affiliate. The Investor is not an officer, director or a person that directly, directly or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” affiliate of the Company (as that term is defined in Rule 405 any of the Securities Act)these persons and entities.

Appears in 2 contracts

Samples: Equity Purchase Agreement (D. Medical Industries Ltd.), Equity Purchase Agreement (D. Medical Industries Ltd.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” "AFFILIATE" of the Company (as that term is defined in Rule 405 of the Securities Act). The Investor agrees that it will not, and that it will cause its Affiliates not to, engage in any short sales of or hedging transactions with respect to the Common Stock.

Appears in 2 contracts

Samples: Equity Line of Credit Agreement (Cyco Net Inc), Credit Agreement (Urbana Ca Inc)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “"an Affiliate” of the Company (," as that term is defined in Rule 405 of the Securities Act) of the Company).. The Investor agrees that it will not, and that it will cause its affiliates not to, engage in any short sales of or hedging transactions with respect to the Common Stock

Appears in 2 contracts

Samples: Equity Line of Credit Agreement (Busybox Com Inc), Credit Agreement (European Micro Holdings Inc)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliateaffiliate” of the Company (as that term is defined in Rule 405 of promulgated under the U.S. Securities Act).

Appears in 1 contract

Samples: Equity Distribution Agreement (Acreage Holdings, Inc.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of " Affiliate"of the Company (as that term is defined in Rule 405 of the Securities Act)) . The Investor agrees that it will not, and that it will cause its Affiliates not to, engage in any short sales of or hedging transactions with respect to the Common Stock.

Appears in 1 contract

Samples: Credit Agreement (Pick Ups Plus Inc)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with with, the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of the Securities Act).

Appears in 1 contract

Samples: Equity Purchase Agreement (Cedar Shopping Centers Inc)

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Not an Affiliate. The Investor is not an officer, director or a ---------------- person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of the Securities Act).control

Appears in 1 contract

Samples: Equity Distribution Agreement (Intrepid Technology & Resource Inc)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” " Affiliate " of the Company (as that term is defined in Rule 405 of the Securities Act).

Appears in 1 contract

Samples: Drawdown Equity Financing Agreement (Feel Golf Co Inc)

Not an Affiliate. The Investor is not an officer, director ---------------- or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any "Affiliate" of the Company (as that term is defined in Rule 405 of the --------- Securities Act).

Appears in 1 contract

Samples: Equity Distribution Agreement (Intrepid Technology & Resource Inc)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 501(a) of Regulation D under the Securities Act).

Appears in 1 contract

Samples: Investment Agreement (Pitooey!, Inc.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with with, the Company or any "Affiliate" of the Company (as that term is defined in Rule 405 of the Securities Act).

Appears in 1 contract

Samples: Equity Distribution Agreement (Oceanfreight Inc.)

Not an Affiliate. The Investor is not an officer, director or a person Person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of the Securities Act)) of the Company.

Appears in 1 contract

Samples: Equity Distribution Agreement (Bioheart, Inc.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate“ Affiliate ” of the Company (as that term is defined in Rule 405 of the Securities Act).

Appears in 1 contract

Samples: Drawdown Equity Financing Agreement (Inolife Technologies, Inc.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of the Securities Act).

Appears in 1 contract

Samples: Securities Purchase Agreement (Notis Global, Inc.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, directly or indirectly through one or more intermediaries, controls Controls or is controlled Controlled by, or is under common control Control with the Company or any “Affiliate” Affiliate of the Company (as that term is defined in Rule 405 any of the Securities Act)these persons and entities.

Appears in 1 contract

Samples: Reverse Equity Pricing Agreement (BiondVax Pharmaceuticals Ltd.)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” of the Company (as that term is defined in Rule 405 of the Securities Act). Section 3.11.

Appears in 1 contract

Samples: Equity Distribution Agreement (Red Rock Pictures Holdings, Inc)

Not an Affiliate. The Investor is not an officer, director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any “Affiliate” Affiliate of the Company (as that term is defined in Rule 405 of the Securities Act) of the Company). The Investor agrees that it will not, and that it will cause its Affiliates not to, engage in any short sales of or hedging transactions with respect to the Common Stock.

Appears in 1 contract

Samples: Credit Agreement (Ars Networks Inc)

Not an Affiliate. The Investor is not an officer, ------------------ director or a person that directly, or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with the Company or any "Affiliate" of the Company (as that term is defined in Rule --------- 405 of the Securities Act).

Appears in 1 contract

Samples: Equity Distribution Agreement (Intrepid Technology & Resource Inc)

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