Not protected by Investor Compensation Fund. The Client should note that any Northbound or Southbound trading under China Connect will not be covered by Hong Kong’s Investor Compensation Fund. As far as Hong Kong investors participating in Northbound trading are concerned, since they are carrying out Northbound trading through securities brokers in Hong Kong and these brokers are not Mainland China brokers, they are not protected by China Securities Investor Protection Fund on Mainland China.
Appears in 3 contracts
Samples: Client Agreement, Client Agreement for Securities Trading, Client Agreement for Securities Trading
Not protected by Investor Compensation Fund. 2.1.1.1 The Client should note that any Northbound or Southbound trading under China Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect will not be covered by Hong Kong’s Investor Compensation Fund. As far as Hong Kong investors participating in Northbound trading are concerned, since they are carrying out Northbound trading through securities brokers in Hong Kong and these brokers are not Mainland China brokers, they are not protected by China Securities Investor Protection Fund on Mainland Chinathe Mainland.
Appears in 1 contract
Samples: Client Securities Account Agreement
