NOTICE OF SUB. AGENT'S NONCOMPLIANCE Selling Broker-Dealer shall immediately notify PEN and General Agent in the event a Sub-agent fails or refuses to submit to the supervision of Selling Broker-Dealer or General Agent in accordance with this Agreement, the agreement between Selling Broker-Dealer, General Agent and Sub-agent referred to in Section IV.H, below, or otherwise fails to meet the rules and standards imposed by Selling Broker-Dealer or its registered representatives or General Agent or its Sub-agents. Selling Broker-Dealer or General Agent shall also immediately notify such Sub-agent that he or she is no longer authorized to sell the Contracts, and both Selling Broker-Dealer and General Agent shall take whatever additional action may be necessary to terminate the sale activities of such Sub- agent relating to the Contracts.
Appears in 13 contracts
Samples: Selling Agreement (Pacific Select Exec Separate Acct Pacific Mutual Life Ins), Selling Agreement (Pacific Select Exec Separate Acct Pacific Mutual Life Ins), Selling Agreement (Pacific Select Exec Separate Acct Pacific Mutual Life Ins)
NOTICE OF SUB. AGENT'S NONCOMPLIANCE Selling Broker-Dealer shall immediately notify PEN MSS and General Agent in the event a Sub-agent fails or refuses to submit to the supervision of Selling Broker-Dealer or General Agent in accordance with this Agreement, the agreement between Selling Broker-Dealer, General Agent and Sub-agent referred to in Section IV.HIII, belowParagraph C and Section IV, Paragraph A, or otherwise fails to meet the rules and standards imposed by Selling Broker-Dealer or its registered representatives or General Agent or its Sub-agents. Selling Broker-Dealer or General Agent shall also immediately notify such Sub-agent that he or she is no longer authorized to sell the Contracts, and both Selling Broker-Dealer and General Agent shall take whatever additional action may be necessary to terminate the sale sales activities of such Sub- Sub-agent relating to the Contracts.
Appears in 2 contracts
Samples: Selling Agreement (Maufacturers Life Insurance Co of New York Sep Account B), Selling Agreement (Manufacturers Life Insurance Co of North America Sep Acc A)
NOTICE OF SUB. AGENT'S NONCOMPLIANCE Selling Broker-Dealer shall immediately notify PEN and General Agent in the event a Sub-agent fails or refuses to submit to the supervision of Selling Broker-Dealer or General Agent in accordance with this Agreement, the agreement between Selling Broker-Dealer, General Agent and Sub-agent referred to in Section IV.H, below, or otherwise fails to meet the rules and standards imposed by Selling Broker-Dealer or its registered representatives or General Agent or its Sub-agents. Selling Broker-Dealer or General Agent shall also immediately notify such Sub-agent that he or she is no longer authorized to sell the Contracts, and both Selling Broker-Dealer and General Agent shall take whatever additional action may be necessary to terminate the sale activities of such Sub- Sub-agent relating to the Contracts.
Appears in 1 contract
Samples: Selling Agreement (Separate Account a of Pacific Life Insurance Co)
NOTICE OF SUB. AGENT'S NONCOMPLIANCE Selling Broker-Dealer shall immediately notify PEN Manulife Financial Securities and General Agent in the event a Subsub-agent fails or refuses to submit to the supervision of Selling Broker-Dealer or General Agent in accordance with this Agreement, the agreement between Selling Broker-Dealer, General Agent and Subsub-agent referred to in Section IV.HIII, belowParagraph C and Section IV, Paragraph A, or otherwise fails to meet the rules and standards imposed by Selling Broker-Dealer or its registered representatives or General Agent or its Subsub-agents. Selling Broker-Dealer or General Agent shall also immediately notify such Subsub-agent that he or she is no longer authorized to sell the Contracts, and both Selling Broker-Dealer and General Agent shall take whatever additional action may be necessary to terminate the sale sales activities of such Sub- sub-agent relating to the Contracts.
Appears in 1 contract
Samples: Selling Agreement (Manufacturers Life Insurance Co of New York Sep Account A)
