NOTIFICATION OF CUSTOMER COMPLAINTS OR DISCIPLINARY PROCEEDINGS. a. Broker-Dealer and General Agent will promptly notify Distributor and Liberty Life of any customer complaint or notice of any regulatory investigation or proceeding received by Broker-Dealer, General Agent, or their respective affiliates relating to the Distributor, Liberty Life, any associated person of Distributor or Liberty Life, or the Contracts, or any or threatened or filed arbitration action or civil litigation arising out of solicitation of the Contracts.
Appears in 6 contracts
Samples: Broker Dealer and General Agent Selling Agreement (Llac Variable Account), Broker Dealer and General (Llac Variable Account), Selling Agreement (Llac Variable Account)
NOTIFICATION OF CUSTOMER COMPLAINTS OR DISCIPLINARY PROCEEDINGS. a. Broker-Dealer and General Agent will promptly notify Distributor and Liberty Life of any customer complaint or notice of any regulatory investigation or proceeding received by Broker-Dealer, General Agent, or their respective affiliates relating to the Distributor, Liberty Life, any associated person of Distributor or Liberty Life, or the ContractsPolicies, or any or threatened or filed arbitration action or civil litigation arising out of solicitation of the ContractsPolicies.
Appears in 1 contract
Samples: Broker Dealer and General Agent (Llac Variable Account)
