Number of Underwriter. Firm Shares ----------- -----------
Number of Underwriter. Firm Securities ----------- --------------- --------------- Total =============== The Offered Securities shall have the following terms: Title of the Offered Securities: Number of Firm Securities to be issued: Maximum number of Option Securities to be issued: Current ratings: Dividend rate: Dividend payment dates: Redemption provisions, if any: Conversion provisions: Initial price to public: Underwriting commission: Purchase price Closing Time: Place of delivery and payment: Company account for wire transfer of payment: Lock-up pursuant to Section 3(j) of the Underwriting Agreement Basic Terms: [yes] [no] Lock-up pursuant to Section 4(e) of the Underwriting Agreement Basic Terms: [yes] [no] Note: If yes, see Schedule A hereto. Securities exchanges, if any, on which application will be made to list the Offered Securities: Other terms, if any: All the provisions contained in "Apache Corporation-Convertible Preferred Stock--Underwriting Agreement Basic Terms" (the "Basic Terms"), filed as an exhibit to the Registration Statement relating to the Offered Securities and attached hereto as Annex A, are herein incorporated by reference in their entirety and shall be deemed to be a part of this Terms Agreement to the same extent as if such provisions had been set forth in full herein. Terms defined in such document are used herein as therein defined. Any notice by the Company to the Underwriters pursuant to this Terms Agreement shall be sufficient if given in accordance with Section 11 of the Basic Terms addressed to: [insert name and address of the lead manager or managers or, if only one underwriter is a party hereto, of such firm] which shall, for all purposes of this Agreement, be the "Representatives". Very truly yours, REPRESENTATIVE[S] [Acting for themselves and as Representative[s] of the Underwriters] Accepted: APACHE CORPORATION By: ---------------------------- Title:
Number of Underwriter. Firm Shares ----------- ----------- Equitable Securities Corporation . . . . . . . . . . . . . . . . Jeffxxxxx & Xompany, Inc. . . . . . . . . . . . . . . . . . . . . --------- Total . . . . . . . . . . . . . . . . . . 2,500,000 =========
Number of Underwriter. Firm Shares ----------- ----------- UBS Warburg LLC 7,255,000 Friedman, Billings, Xxxxxx & Co., Inc. 3,627,500 Xxxxxx Xxxxxxx Incorporated 3,627,500 Cantor Xxxxxxxxxx & Co. 280,000 X.X. Xxxxxxx & Sons, Inc. 280,000 First Union Securities, Inc. 280,000 Xxxx Xxxxx Xxxx Xxxxxx, Incorporated 280,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 280,000 Prudential Securities Incorporated 280,000 Advest, Inc. 90,000 Xxx-Xxxx, Xxxxxx Inc. 90,000 Xxxxx Partners, Inc. 90,000 Xxxxxx Xxxxxxxxxx Xxxxx LLC 90,000 Xxxxxx Merchant Partners 90,000 Xxxxx Xxxxxxxxx Incorporated 90,000 Xxxxxxx Xxxxx & Associates, Inc. 90,000 Suntrust Equitable Securities Corporation 90,000 Wedbush Xxxxxx Securities Inc. 90,000 ---------- Total: 17,000,000 ==========
Number of Underwriter. Firm Securities ----------- --------------- Prudential Securities Incorporated ........................ 1,320,000 Pipex Xxxxxxx Xxx. ........................................ 660,000 Fox-Xxxx, Xxxxxx Xxx. ..................................... 220,000 --------- Total ................................................ 2,200,000 ========= SUBSIDIARIES JURISDICTION OF NAME PARENT ORGANIZATION DVI FINANCIAL SERVICES INC. DVI, INC. Delaware DVI INTERNATIONAL, INC. DVI FINANCIAL SERVICES INC. Delaware DVI LEASE FINANCE CORPORATION II DVI FINANCIAL SERVICES INC. Delaware DVI LEASE FINANCE CORPORATION III DVI FINANCIAL SERVICES INC. Delaware DVI LEASE RECEIVABLES CORP. 1993-X XXX XXXANCIAL SERVICES INC. Delaware DVI LEASE RECEIVABLES CORP. II DVI FINANCIAL SERVICES INC. Delaware DVI LEASE RECEIVABLES CORP. III DVI FINANCIAL SERVICES INC. Delaware DVI RECEIVABLES CORP. DVI FINANCIAL SERVICES INC. Delaware DVI RECEIVABLES CORP. II DVI FINANCIAL SERVICES INC. Delaware DVI RECEIVABLES CORP. III DVI FINANCIAL SERVICES INC. Delaware DVI RECEIVABLES CORP. IV DVI FINANCIAL SERVICES INC. Delaware DVI RECEIVABLES CORP. V DVI FINANCIAL SERVICES INC. Delaware DVI RECEIVABLES CORP. V LLC DVI FINANCIAL SERVICES INC. Delaware DVI SUBORDINATED SECURITIES CORP. DVI FINANCIAL SERVICES INC. Delaware DVI MORTGAGING FUNDING, INC. DVI FINANCIAL SERVICES INC. Delaware DVI HEALTHCARE FINANCIAL ADVISORS, INC. DVI FINANCIAL SERVICES INC. Delaware DVI RECEIVABLES CORP. VI DVI FINANCIAL SERVICES INC. Delaware DVI RECEIVABLES CORP. VI LLC DVI FINANCIAL SERVICES INC. Delaware DVI SECURITIES, INC. DVI FINANCIAL SERVICES INC. Delaware DVI BUSINESS CREDIT, INC. DVI, INC. Delaware DVI BUSINESS CREDIT RECEIVABLES CORP. DVI BUSINESS CREDIT, INC. Delaware DVI BUSINESS CREDIT RECEIVABLES CORP. II DVI BUSINESS CREDIT, INC. Delaware DVI BUSINESS CREDIT RECEIVABLES CORP. III DVI BUSINESS CREIDT, INC. Delaware MEDICAL EQUIPMENT CREDIT PTE. LTD. DVI INTERNATIONAL, INC. Singapore MSF HOLDING LTD. DVI INTERNATIONAL, INC. Bahamas DVI MALAYSIA, INC. DVI INTERNATIONAL, INC. Malaysia DVI (THIALAND) LTD. DVI INTERNATIONAL, INC. Thailand DVI FINANCIAL SERVICES - AUSTRALIA, LTD. DVI INTERNATIONAL, INC. Australia OFERIL SOCIEDAS ANONIMA DVI INTERNATIONAL, INC. Uruguay
Number of Underwriter. Firm Securities ------------ --------------- ------------------ Total ================== The Offered Securities shall have the following terms: Title of Offered Securities: Number of Firm Securities to be issued: Maximum number of Option Securities to be issued: Current ratings: Dividend rate: Redemption provisions: Conversion provision, if any: Initial price to public:
Number of Underwriter. Firm Shares ----------- ----------- Xxxxxxx Sachs International . . . . . . . . . . . . . . . . [underwriter] . . . . . . . . . . . . . . . . . . . . . . . . [underwriter] . . . . . . . . . . . . . . . . . . . . . . . . ----------- Total. . . . . . . . . . . . . . . . . . . . . . . . . . ----------- ----------- SCHEDULE 2
Number of Underwriter. Firm Shares ----------- ----------- PaineWebber Incorporated Xxxxxxxxxxx & Co., Inc. Xxxxxx, Xxxxxxxx & Company Incorporated EVEREN Securities, Inc. ____________ 2,500,000 ============ EXHIBIT A IMPERIAL CREDIT MORTGAGE HOLDINGS, INC. _____________________ PRICE DETERMINATION AGREEMENT ----------------------------- [DATE] PAINEWEBBER INCORPORATED XXXXXXXXXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY INCORPORATED EVEREN SECURITIES, INC. As Representatives of the several Underwriters c/o PaineWebber Incorporated 1285 Avenue of the Americas Xxx Xxxx, Xxx Xxxx 00000 Dear Sirs: Reference is made to the Underwriting Agreement, dated __________ __, 1996 (the "Underwriting Agreement"), among Imperial Credit Mortgage Holdings, Inc., a Maryland corporation (the "Company") and the several Underwriters named in Schedule I thereto or hereto (the "Underwriters"), for whom PaineWebber Incorporated, Xxxxxxxxxxx & Co., Inc., Xxxxxx, Xxxxxxxx & Company Incorporated and EVEREN Securities, Inc. and are acting as representatives (the "Representatives"). The Underwriting Agreement provides for the purchase by the Underwriters from the Company, subject to the terms and conditions set forth therein, of an aggregate of 2,500,000 shares (the "Firm Shares") of the Company's common stock, par value $.01 per share. This Agreement is the Price Determination Agreement referred to in the Underwriting Agreement. Pursuant to Section 1 of the Underwriting Agreement, the Company agrees with the Representative as follows:
Number of Underwriter. Firm Shares ----------- ----------- Smitx Xxxxxx Xxx. . . . . . . . . . . . . . . . . . . . . . . . .
Number of Underwriter. Firm Shares ----------- ----------- PaineWebber Incorporated 1,190,000 Xxxxxxxxxxx & Co., Inc. 850,000 Xxxxxx, Xxxxxxxx & Company Incorporated 765,000 EVEREN Securities, Inc. 595,000 --------- 3,170,094 ========= EXHIBIT A FORM OF PRICE DETERMINATION AGREEMENT ------------------------------------- [DATE] PAINEWEBBER INCORPORATED XXXXXXXXXXX & CO., INC. XXXXXX, XXXXXXXX & COMPANY INCORPORATED EVEREN SECURITIES, INC. c/o PaineWebber Incorporated 1285 Avenue of the Americas Xxx Xxxx, Xxx Xxxx 00000 Dear Sirs: Reference is made to the Underwriting Agreement, dated September __, 1997 (the "Underwriting Agreement"), among Imperial Credit Mortgage Holdings, Inc., a Maryland corporation (the "Company"), the Selling Shareholders named in Schedule I thereto (the "Selling Shareholders"), and PaineWebber Incorporated, Xxxxxxxxxxx & Co., Inc., Xxxxxx, Xxxxxxxx & Company Incorporated and EVEREN Securities, Inc. (the "Underwriters"). The Underwriting Agreement provides for the purchase by the Underwriters from the Company and the Selling Shareholders, subject to the terms and conditions set forth therein, of an aggregate of 3,400,000 shares (the "Firm Shares") of the Company's common stock, par value $.01 per share. This Agreement is the Price Determination Agreement referred to in the Underwriting Agreement. Pursuant to Section 1 of the Underwriting Agreement, the Company and the Selling Shareholders agree with the Underwriters as follows:
