Common use of OATS Documentation Clause in Contracts

OATS Documentation. Ridge Local Affiliate represent and warrants that the supporting documentation and contracts assigned to Client Local Affiliate in connection with the Assigned Contracts affected by the OATS authorization and reporting requirements set forth above provide the necessary authorization and authorities to Client Local Affiliate and provide for the requisite monitoring required in B. above.”

Appears in 5 contracts

Samples: Assignment and Assumption Agreement, Assignment and Assumption Agreement (Broadridge Financial Solutions, Inc.), Assignment and Assumption Agreement (Broadridge Financial Solutions, Inc.)

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