Offering Services. The Advisor shall manage and supervise: (i) Development of the Initial Public Offering and any subsequent or simultaneous Offering approved by the Board, including the determination of the specific terms of the securities to be offered by the Company, preparation of all offering and related documents, and obtaining all required regulatory approvals of such documents; (ii) Along with the Dealer Manager, approval of the participating broker-dealers and negotiation of the related selling agreements; (iii) Coordination of the due diligence process relating to participating broker-dealers and their review of the Registration Statement and other Offering and Company documents; (iv) Preparation and approval of all marketing materials contemplated to be used by the Dealer Manager or others relating to the Offering; (v) Along with the Dealer Manager, negotiation and coordination with the transfer agent for the receipt, collection, processing and acceptance of subscription agreements, commissions, and other administrative support functions; (vi) Creation and implementation of various technology and electronic communications related to the Offering; and (vii) All other services related to the Offering, other than services that (a) are to be performed by the Dealer Manager, (b) the Company elects to perform directly or (c) would require the Advisor to register as a broker-dealer with the SEC, FINRA or any state.
Appears in 18 contracts
Samples: Advisory Agreement (Cantor Fitzgerald Income Trust, Inc.), Advisory Agreement (Rodin Income Trust, Inc.), Advisory Agreement (Rodin Global Property Trust, Inc.)
Offering Services. The Advisor shall manage and supervise:
(i) Development of the Initial Public Offering and any subsequent or simultaneous Offering approved by the Board, including the determination of the specific terms of the securities to be offered by the Company, preparation of all offering and related documents, and obtaining all required regulatory approvals of such documents;
(ii) Along with the Dealer Manager, approval of the participating broker-dealers and negotiation of the related selling agreements;
(iii) Coordination of the due diligence process relating to participating broker-dealers and their review of the Registration Statement and other Offering and Company documents;
(iv) Preparation and approval of all marketing materials contemplated to be used by the Dealer Manager or others relating to the Offering;
(v) Along with the Dealer Manager, negotiation and coordination with the transfer agent for the receipt, collection, processing and acceptance of subscription agreements, commissions, and other administrative support functions;
(vi) Creation and implementation of various technology and electronic communications related to the Offering; and
(vii) All other services related to the Offering, other than services that (a) are to be performed by the Dealer Manager, (b) the Company elects to perform directly or (c) would require the Advisor to register as a broker-dealer with the SEC, FINRA or any state.
Appears in 16 contracts
Samples: Advisory Agreement (NorthStar Asset Management Group Inc.), Advisory Agreement (NorthStar Healthcare Income, Inc.), Advisory Agreement (NorthStar Healthcare Income, Inc.)
Offering Services. The Advisor shall manage and supervise:
(i) Development of the Initial Public Offering and any subsequent or simultaneous Offering approved by the Board, including the determination of the specific terms of the securities to be offered by the Company, preparation of all offering and related documents, and obtaining all required regulatory approvals of such documents;
(ii) Along with the Dealer Manager, approval of the participating broker-dealers and negotiation of the related selling agreements;
(iii) Coordination of the due diligence process relating to participating broker-dealers and their review of the Registration Statement and other Offering and Company documents;
(iv) Preparation and approval of all marketing materials contemplated to be used by the Dealer Manager or others relating to the Offering;
(v) Along with the Dealer Manager, negotiation and coordination with the transfer agent for of the receipt, collection, processing and acceptance of subscription agreements, commissions, and other administrative support functions;
(vi) Creation and implementation of various technology and electronic communications related to the Offering; and
(vii) All other services related to the Offering, other than services that (a) relate to the underwriting, marketing, distribution or sale of Securities in the Initial Public Offering and any subsequent or simultaneous Offering approved by the Board, (b) are to be performed by the Dealer Manager, (bc) the Company elects to perform directly or (cd) would require the Advisor to register as a broker-dealer with the SEC, FINRA or any state.
Appears in 6 contracts
Samples: Advisory Agreement (NorthStar/RXR New York Metro Real Estate, Inc.), Advisory Agreement (NorthStar/RXR New York Metro Income, Inc.), Advisory Agreement (NorthStar/RXR New York Metro Income, Inc.)
Offering Services. The Advisor shall manage and supervise:
(i) Development of the Initial Public Offering and any subsequent or simultaneous Offering approved by the Board, including the determination of the specific terms of the securities to be offered by the Company, preparation of all offering and related documents, and obtaining all required regulatory approvals of such documents;
(ii) Along with the Dealer Manager, approval of the participating broker-dealers and negotiation of the related selling agreements;
(iii) Coordination of the due diligence process relating to participating broker-dealers and their review of the Registration Statement and other Offering and Company documents;
(iv) Preparation and approval of all marketing materials contemplated to be used by the Dealer Manager or others relating to the any Offering;
(v) Along with the Dealer Manager, negotiation and coordination with the transfer agent for the receipt, collection, processing and acceptance of subscription agreements, commissions, and other administrative support functions;
(vi) Creation and implementation of various technology and electronic communications related to the any Offering; and
(vii) All other services related to the any Offering, other than services that (a) are to be performed by the Dealer Manager, (b) the Company elects to perform directly or (c) would require the Advisor to register as a broker-dealer with the SEC, FINRA or any stateblue sky jurisdiction.
Appears in 3 contracts
Samples: Advisory Agreement (O'Donnell Strategic Industrial REIT, Inc.), Advisory Agreement (O'Donnell Strategic Gateway REIT, Inc.), Advisory Agreement (O'Donnell Strategic Gateway REIT, Inc.)
Offering Services. The Advisor shall manage and supervise:
(i) Development of the Initial Public Offering and any subsequent or simultaneous Offering approved by the Board, including the determination of the specific terms of the securities Securities to be offered by the Company, preparation of all offering and related documents, and obtaining all required regulatory approvals of such documents;
(ii) Along with the Dealer Manager, approval of the participating broker-dealers and negotiation of the related selling agreements;
(iii) Coordination of the due diligence process relating to participating broker-dealers and their review of the Registration Statement and other Offering and Company documents;
(iv) Preparation and approval of all marketing materials contemplated to be used by the Dealer Manager or others relating to the any Offering;
(v) Along with the Dealer Manager, negotiation and coordination with the transfer agent for the receipt, collection, processing and acceptance of subscription agreements, commissions, and other administrative support functions;
(vi) Creation and implementation of various technology and electronic communications related to the any Offering; and
(vii) All other services related to the any Offering, other than services that (a) are to be performed by the Dealer Manager, (b) the Company elects to perform directly or (c) would require the Advisor to register as a broker-dealer with the SEC, FINRA or any stateblue sky jurisdiction.
Appears in 3 contracts
Samples: Advisory Agreement (Independence Mortgage Trust, Inc.), Advisory Agreement (Independence Mortgage Trust, Inc.), Advisory Agreement (Independence Mortgage Trust, Inc.)