Common use of Other Business Activities Clause in Contracts

Other Business Activities. Xx. Xxxxxxx is a registered representative of LPL. LPL is a registered broker-dealer and member of FINRA. Although Xx. Xxxxxxx is a registered representative of LPL, he does not engage in the sale of securities or receive commissions or other compensation based on the sale of securities or other investment products.

Appears in 8 contracts

Samples: Account Agreement, Account Agreement, Account Agreement

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Other Business Activities. Xx. Xxxxxxx Xxxxxx is a registered representative of LPL. LPL is a registered broker-dealer and member of FINRA. Although Xx. Xxxxxxx Xxxxxx is a registered representative of LPL, he does not engage in the sale of securities or receive commissions or other compensation based on the sale of securities or other investment products. Xx. Xxxxxx receives a regular salary and a discretionary bonus.

Appears in 8 contracts

Samples: Account Agreement, Account Agreement, Account Agreement

Other Business Activities. Xx. Xxxxxxx Xxxxxxxxxx is a registered representative of LPL. LPL is a registered broker-dealer and member of FINRA. Although Xx. Xxxxxxx Xxxxxxxxxx is a registered representative of LPL, he does not engage in the sale of securities or receive commissions or other compensation based on the sale of securities or other investment products.

Appears in 8 contracts

Samples: Account Agreement, Account Agreement, Account Agreement

Other Business Activities. Xx. Xxxxxxx Xxxxxx is a registered representative of LPL and an investment adviser representative of Fortigent, a registered investment adviser and related person of LPL. LPL is a registered broker-dealer and member of FINRA. Although Xx. Xxxxxxx Xxxxxx is a registered representative of LPL, he does not engage in the sale of securities or receive commissions or other compensation based on the sale of securities or other investment products. Xx. Xxxxxx receives a regular salary and a discretionary bonus.

Appears in 6 contracts

Samples: Account Agreement, Account Agreement, Account Agreement

Other Business Activities. Xx. Xxxxxxx Xxxxx is a registered representative of LPL. LPL is a registered broker-dealer and member of FINRA. Although Xx. Xxxxxxx Xxxxx is a registered representative of LPL, he does not engage in the sale of securities or receive commissions or other compensation based on the sale of securities or other investment products.

Appears in 6 contracts

Samples: Account Agreement, Account Agreement, Account Agreement

Other Business Activities. Xx. Xxxxxxx Xxxxx-Xxxxx is a registered representative of LPL and an investment adviser representative of Fortigent, a registered investment adviser and related person of LPL. LPL is a registered broker-dealer and member of FINRA. Although Xx. Xxxxxxx Xxxxx- Xxxxx is a registered representative of LPL, he she does not engage in the sale of securities or receive commissions or other compensation based on the sale of securities or other investment products.

Appears in 2 contracts

Samples: Account Agreement, Account Agreement

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Other Business Activities. Xx. Xxxxxxx is a registered representative of LPL. LPL is a registered broker-dealer and member of FINRA. Although Xx. Xxxxxxx is a registered representative of LPL, he does not engage in the sale of securities or receive commissions or other compensation based on the sale of securities or other investment products.

Appears in 2 contracts

Samples: Account Agreement, Account Agreement

Other Business Activities. Xx. Xxxxxxx is a registered representative of LPL. LPL is , a registered broker-dealer and member of FINRA. Although Xx. Xxxxxxx is a registered representative of LPLrepresentative, he does not engage in the sale of securities or receive commissions or other compensation based on the sale of securities or other investment products.

Appears in 1 contract

Samples: Strategic Asset Management Account Agreement

Other Business Activities. Xx. Xxxxxxx Xxxxx is a registered representative of LPL. LPL is a registered broker-dealer and member of FINRA. Although Xx. Xxxxxxx Xxxxx is a registered representative of LPLrepresentative, he does not engage in the sale of securities or receive commissions or other compensation based on the sale of securities or other investment products. Additional Compensation As an employee of LPL, Xx. Xxxxx receives a regular salary and bonus.

Appears in 1 contract

Samples: Account Agreement

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