Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: Acquisition Transaction 5.3(a) Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)

Appears in 2 contracts

Samples: Merger Agreement (Lone Star Technologies Inc), Merger Agreement (United States Steel Corp)

Other Defined Terms. The following terms have the meanings ~~assigned to such terms~~ set forth in the Sections ~~of the Agreement~~ set forth below: Defined Term Location Actions 4.8 Agreement Recitals Alternative Acquisition ~~Transaction 5.3(a~~Agreement 6.2(d)(ii) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i~~Applicable Date 4.5(a) ~~Certificates 2.2(a~~Bankruptcy and Equity Exception 4.3(a) Book-Entry Shares 3.1(a) BVI Companies Act Recitals BVI Plan of Merger 2.3 Closing ~~1.2(a)~~ 2.2 Closing Date ~~1.2(a~~2.2 Commitment Letter 5.3 Company Recitals Company Adverse Recommendation 6.2(d)(ii) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8~~ Company Benefit ~~Plan 3.16(a~~Plans 4.9(a) Company ~~CBAs 3.20(a~~IP 4.16 Company Recommendation 4.3(b) Company ~~Common Stock 3.5(a~~Reports 4.5(a) ~~Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Contract 4.3(c) ~~Company Pension Plan 3.16(c~~Contribution Agreement Recitals control 1.1(c) ~~Company Registered Items 3.19(c~~CSRC 4.10(d) ~~Company SEC Reports 3.7(a~~Damages 6.11(b) ~~Company Securities 3.5(c~~Dispute 9.4(b) (a) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares ~~2.5(a~~3.1(a) ~~DOJ 7.1(a~~Effect 1.1(j) Effective Time ~~1.2(b) Environment 3.21(a)(ii)~~ 2.3 Employees 4.15 Environmental ~~Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii~~Permits 4.13 Equity Financing 5.3(a) ERISA ~~3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~4.9(a) Exchange Act ~~3.3 FTC 7.1(a~~4.4(a) Exchange Fund 3.2(a) Excluded Party 6.2(b) Excluded Shares 3.1(a) FCPA 4.10(c) GAAP ~~3.7(e~~4.5(b) ~~Hazardous Substances 3.21(a)(viii~~Go-Shop Period End Date 6.2(a) ~~HSR Act 3.3~~ Governmental Antitrust Entity 6.5(d) Governmental Entity 3.2(d) HKIAC 9.4(b)(i) HKIAC Rules 9.4(b)(i) Indemnified Parties ~~6.2(a~~6.11(a) ~~Intellectual Property 3.19(a~~Injunction 7.1(b) ~~Intellectual Property Rights 3.19(a~~Judgment 4.8 Laws 4.10(a) ~~Intervening Event 5.3(d~~Liabilities 4.8 Licenses 4.10(b) ~~Lease 3.18(c~~Lien 4.2 Limited Guarantee Recitals Limited Guarantor Recitals Material Contract 4.11(a) ~~Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a)~~ Memorandum and Articles of Association 2.4 Merger Recitals Merger ~~Consideration 2.1(a~~Sub Recitals M&A Rules 4.10(d) ~~Merger Sub Preface~~ M&A Rules and Related Clarifications 4.10(d) NASDAQ 6.7 Non-Wholly Owned Subsidiaries 4.2 Notice ~~Period 5.3(c~~of Superior Proposal 6.2(d) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Owned Real Property ~~3.18(a~~4.12(a) Parent ~~Preface Patents 3.19(a~~Recitals Parent Expenses 8.3(c) Parent Termination Fee 8.3(b) Paying Agent ~~2.2(a~~3.2(a) ~~Payment Fund 2.2(a~~Requisite Company Vote 4.3(a) ~~Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a~~Per Share Merger Consideration 3.1(a) Proxy Statement ~~3.10 Real Property 3.18(a~~4.4(a) ~~Release 3.21(a)(ix~~SAFE 4.10(d) ~~Representatives 5.2 Xxxxxxxx~~Sxxxxxxx-Xxxxx Act ~~3.7(a~~4.5(a) SEC ~~3.3 SEC Comments 5.4(b)~~ Article IV Securities Act ~~3.7(a~~4.5(a) (a) ~~Superior Proposal 5.3(b~~Share Certificate 3.1(a) Shareholders’ Meeting 6.4 Solicited Person 6.2(a) Surviving Corporation ~~1.1 Tax 3.15(a~~2.1 Terminated Acquisition Proposal 6.2(b) ~~Tax Returns 3.15(a) Taxing Authority 3.15(a~~Termination Date 8.1(b)(i) Termination Fee ~~9.4(a~~8.3(a)(ii) ~~Third Party Proposal 5.3(a~~Trade Secrets 1.1 (h) ~~Uncertificated Shares 2.2(a) WARN Act 3.20(d)~~Voting Agreement Recitals Wholly Owned Subsidiaries 4.2

Appears in 2 contracts

Samples: Merger Agreement (New Horizon Capital Iii, L.P.), Merger Agreement (Exceed Co Ltd.)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Act 3.11(a) Action ~~3.13~~ 3.19(a) Agent 5.6 Aggregate Distribution Amount 9.4(g) Aggregate Escrow Balance 9.4(g) Aggregate Pending Claim Amount 9.4(g) Agreed Amount 9.4(b) Agreement Preface ~~CERCLA 3.21(a)(i~~Allocation Certificate 5.7 Annual Net Sales 2.10(b) Antitrust Laws 6.1(b) Applicable Survival Period 9.1(a) Audited Financial Statements 3.6(a) Audit Notice 2.12(a) Award Amount 9.4(f) Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) Biological Materials 3.11(a) Certificates ~~2.2(a~~2.3(c) CFO Certificate 5.8 CGCL 2.6(a) Claim Deadline 2.12(c) Claimed Amount 9.4(a) Class A Common Stock 2.1 Class A Fixed Closing Payment Per Share 2.2(b)(i) Class B Common Stock 2.1 CLIA Certificate 3.11(a) Closing ~~1.2(a~~1.2 Closing Consideration 2.1 Closing Date 1.2 Closing Working Capital 2.8(b) Closing ~~Date 1.2(a~~Working Capital Statement 2.8(b) ~~Code 2.3~~ Company Preface Company ~~Balance Sheet 3.8 Company Balance Sheet Date 3.8~~ Activities 3.11(a) Company Benefit Plan ~~3.16(a) Company CBAs~~ 3.20(a) Company Common Stock ~~3.5(a~~2.1 Company Common Stock Equivalents 2.2(a) Company Disclosure Schedule Preamble Article III Company ~~Financial Advisor 3.26 Company Financial Statements 3.8 Company~~ Intellectual Property ~~3.19(b~~3.16(f) Company ~~Pension Plan 3.16(c~~Owned Intellectual Property 3.16(b) Company Pipeline Products 3.16(f) Company Preferred Stock 2.1 Company Registered Items ~~3.19(c~~3.16(g) Company’s Representations 9.1(a) Company ~~SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval~~ Shares 3.2(a) Company Stockholder ~~Meeting 5.4(a~~Approval 3.4(b) Company Stock ~~Option 2.6(a~~Plan 2.2(a) Company Stock ~~Plans 2.6(a~~Options 2.2(a) ~~Company Subsidiary Securities 3.6(b)~~ Compensation 6.6 Confidentiality Agreement ~~5.2~~ 5.3 Consents 3.5(a) Contested Amount 9.4(b) Contested Royalty/Milestone Claim 2.12(c) Continuing Employees 6.6 Copyrights ~~3.19(a~~3.16(a)(vi) Coverage Period 6.5(b) DGCL 1.1 Dissenting Shares ~~2.5(a~~2.6(a) Distribution 3.11(a) Domain Names 3.16(a)(v) DOJ ~~7.1(a~~6.1(d) Effective Time ~~1.2(b~~1.2 EMEA 3.11(a) ~~Environment 3.21(a)(ii~~Employee Closing Payments 2.3(f) ~~Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii)~~ Employment and Noncompetition Agreements Recitals ERISA ~~3.16(a~~3.20(a) ERISA Affiliate ~~3.16(a~~3.20(a) ~~ESPP 2.6(d~~Escrow Agent 2.3(d) ~~Exchange Act 3.3~~ Escrow Agreement 2.3(d) Escrow Shortfall Amount 2.3(d) Estimated Closing Working Capital 2.8(a) Excess Escrow Amount 9.4(h) Existing Non-Disclosure Agreement 5.6 Exploit or Exploitation 3.11(a) FDA 3.11(a) FFDCA 3.11(a) Final Working Capital 2.9(a) Financial Statements 3.6(a) Finder Agreement 3.26 FIRPTA Certificate 5.9 Foreign Plans 3.20(q) Forward Looking Data 4.8 FTC ~~7.1(a~~6.1(d) GAAP ~~3.7(e~~3.6(b) ~~Hazardous Substances 3.21(a)(viii~~HIPAA 3.10(a) HSR Act ~~3.3~~ 3.5(b) IDP-111 Royalty Amount 2.11(b) IDP-111 Royalty Payments 2.11(c) In-Bound Licenses 3.16(c) IND 3.11(a) Indemnification Claim 9.4(a) Indemnification Threshold 9.2(b) Indemnity Escrow Account 2.3(d) Indemnity Escrow Amount 2.3(d) Indemnity Escrow Fund 2.3(d) Indemnified Parties ~~6.2(a~~6.5(a) Independent Expert 2.8(d) [***] [***] Intellectual Property ~~3.19(a~~3.16(a) Intellectual Property Rights ~~3.19(a~~3.16(a)(vi) ~~Intervening Event 5.3(d~~Interim Financial Statements 3.6(a) Interest Rate 2.9(b)(i) Key Employees Recitals Know-How 3.11(a) Labeling 3.11(a) Lease ~~3.18(c~~3.15(c) Leased Real Property ~~3.18(a~~3.15(a) Liabilities 3.7(a) Liens 3.3(a) Losses 9.2(a) Manufacture or Manufacturing 3.11(a) Marks ~~3.19(a~~3.16(a)(vi) Material Authorization 3.12(a) Material Contracts ~~3.14(a~~3.18(b) Material Personal Properties and Assets 3.13(a) Maximum Amount 6.5(b) Medical Product Regulatory Authority 3.11(a) Merger ~~Recitals~~ 1.1 Merger Consideration ~~2.1(a)~~ 2.1 Merger Sub Preface Milestone 2.10(a) Milestone Notice ~~Period 5.3(c~~Date 2.10(d) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Milestone Payment 2.10(a) Milestone Products 2.10(a) [***] [***] [***] [***] *** CONFIDENTIAL PORTIONS OMITTED AND FILED SEPARATELY WITH THE COMMISSION Net Sales 2.10(b) [***] [***] Nondisclosure Agreements 3.16(l) Notice of Claim 9.4(a) Notice of Objection 2.8(c) Out-Bound Licenses 3.16(d) Parent Preface Parent Disclosure Schedule Preamble Article IV Parent Indemnitees 9.2(a) Patents ~~3.19(a~~3.16(a)(vi) Patient Information 3.11(a) Paying Agent ~~2.2(a) Payment Fund 2.2(a~~2.3(a) Pension Plan ~~3.16(b~~3.20(b) ~~Permitted Liens 3.17(a)~~ [***] [***] Policies 3.24(a) ~~Products 3.25(a~~Positive Capital Adjustment 2.9(b)(ii) Potential 280G Benefit 5.10 Pre-Closing Period 5.1 Principal Company Stockholder Recitals Proposal 5.6 Proprietary Information ~~3.19(a~~3.16(a)(i) ~~Proxy Statement 3.10 Real Property 3.18(a~~Regulatory Documentation 3.11(a) ~~Release 3.21(a)(ix~~Related Parties 3.23 Representatives 5.3 Resolution of the Final Working Capital 2.9(a)(ii) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Response Notice 9.4(b) ~~SEC 3.3 SEC Comments 5.4(b~~Retention Escrow Amount 2.3(i) ~~Securities Act 3.7(a~~Retention Plan Escrow Agent 2.3(i) ~~Superior Proposal 5.3(b~~Review Period 2.8(c) Royalty/Milestone Award Amount 2.12(e) Royalty/Milestone Notice 2.12(c) Royalty/Milestone Response 2.12(c) *** CONFIDENTIAL PORTIONS OMITTED AND FILED SEPARATELY WITH THE COMMISSION Royalty Notice Date 2.11(d) Security Agreement 7.3(d) Software 3.16(a)(iv) Stipulated Amount 9.4(e) Stipulated Royalty/Milestone Amount 2.12(d) Stockholder Representative Preface Straddle Period 9.2(a)(iii) [***] [***] Surviving Corporation 1.1 Tax ~~3.15(a~~3.9(a)(i) Taxes 3.9(a)(i) Tax Returns ~~3.15(a~~3.9(a)(ii) ~~Taxing~~ Tax Authority ~~3.15(a) Termination Fee 9.4(a~~3.9(a)(i) Third Party ~~Proposal 5.3(a~~Claim 9.5(a) ~~Uncertificated~~ Third Party Defense 9.5(b) Total Adjustment Increase 2.9(b)(ii) Transmittal Letter 2.3(b) Treasury Shares ~~2.2(a~~2.2(b)(v) [***] [***] [***] [***] Unresolved Escrow Claim 9.4(g) URLs 3.16(a)(v) Viral License 3.16(t) WARN Act ~~3.20(d~~3.21(f) (a) Working Capital Deficit 2.9(b)(i) Work Product Agreements 3.16(m)

Appears in 2 contracts

Samples: Merger Agreement (Valeant Pharmaceuticals International), Merger Agreement (Valeant Pharmaceuticals International)

Other Defined Terms. The following terms have the ~~meanings assigned to such terms~~ meaning set forth in the Sections ~~of the Agreement~~ set forth below: Defined Term Section Acquisition ~~Transaction 5.3(a~~Proposal 6.05(e) Action ~~3.13~~ 3.09 Affiliate Transactions 3.20 Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Certificate of Merger 1.03 Certificates 2.04(b) ~~Certificates 2.2(a~~Change in Board Recommendation 6.05(c) Change in Control Agreement 3.10(c) Closing ~~1.2(a)~~ 1.02 Closing Date ~~1.2(a)~~ 1.02 Code ~~2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~3.10(b) Company ~~CBAs 3.20(a~~Preamble Company Approvals 3.05(b) Company Board Recitals Company Board Recommendation 3.04(b) Company Common Stock ~~3.5(a~~2.01(a) Company Disclosure Schedule ~~Preamble~~ Article III Company ~~Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Permits 3.06(a) Company ~~Pension Plan 3.16(c~~Preferred Stock 3.03(a) Company ~~Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a~~Rights Agreement 3.03(b) Company Stock Option ~~2.6(a~~2.02(a) Company Stock Option Plans ~~2.6(a~~2.02(a) Company ~~Subsidiary Securities 3.6(b~~Stockholders’ Meeting 6.03 Company Termination Fee 8.03(d) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.04(b) Contracts 3.05(a) Customers 3.21(a) DGCL ~~1.1~~ 1.01 Dissenting Shares ~~2.5(a) DOJ 7.1(a~~2.05(a) Effective Time ~~1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv~~1.03 Employee 6.07(a) Environmental Laws ~~3.21(a)(v~~3.15(c)(i) Environmental ~~Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii~~Permits 3.15(c)(ii) ERISA ~~3.16(a~~3.10(a) ERISA Affiliate ~~3.16(a) ESPP 2.6(d~~3.10(b) Exchange Act ~~3.3 FTC 7.1(a~~3.05(b) Exchange Fund 2.04(a) Expenses 8.03(a) FPS Customers 3.16(b)(ix) GAAP ~~3.7(e~~3.07(b) Governmental Entity 3.05(b) Hazardous Substances ~~3.21(a)(viii~~3.15(c)(iii) HSR Act ~~3.3~~ 3.05(b) Indemnified ~~Parties 6.2(a~~Party 6.06(b) Independent Committee 3.04(a) Independent Committee Recommendation 3.04(b) Intellectual Property ~~3.19(a~~3.13 In-the-Money Option 2.02(a) ~~Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c~~IRS 3.10(a) Leased Real ~~Property 3.18(a~~Properties 3.12(b) ~~Marks 3.19(a~~Lien 3.05(a) Material ~~Contracts 3.14(a~~Adverse Effect 3.01(c) Material Contract 3.16(b) Measurement Date 3.03(a) Merger Recitals Merger Co Preamble Merger Consideration ~~2.1(a~~2.01(a) ~~Merger Sub Preface~~ MROP Customers 3.16(b)(ix) Multiemployer Plan 3.10(b) Multiple Employer Plan 3.10(b) Nasdaq 3.05(b) Notice ~~Period 5.3(c~~of Superior Proposal 6.05(b) ~~NYSE 3.3~~ OFAC 3.06(d) Other ~~Antitrust Laws 3.3~~ Filings 6.01 Other Contemplated Transactions 3.04(a) Owned Real Property ~~3.18(a~~3.12(a) Parent ~~Preface Patents 3.19(a~~Preamble Parent Approvals 4.03(b) Parent Benefit Programs 6.07(a) Parent Retiree Medical Programs 6.07(a) Parent Termination Fee 8.03(e) Parent Welfare Benefit Plans 6.07(c) Paying Agent ~~2.2(a~~2.02(a) ~~Payment Fund 2.2(a) Pension Plan 3.16(b~~Per Share Merger Consideration 2.01(a) Permitted Liens ~~3.17(a~~3.12(a) ~~Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a~~Plans 3.10(a) Proxy Statement ~~3.10~~ 6.01 Real Property ~~3.18(a~~Lease 3.12(b) ~~Release 3.21(a)(ix~~Recommendation 3.04(b) Representatives ~~5.2~~ 6.04(a) Restricted Shares 2.02(b) Rights 3.03(b) Xxxxxxxx-Xxxxx Act ~~3.7(a~~3.06(c) SDNs 3.06(e) SEC ~~3.3~~ 3.07(a) SEC ~~Comments 5.4(b~~Reports 3.07(a) Securities Act ~~3.7(a~~3.07(a) Shares 2.01(a) Solvent 4.12 Stockholder Approval 3.04(c) Subsidiary 3.01(a) Superior Proposal ~~5.3(b~~8.01 Suppliers 3.21(b) Surviving Corporation ~~1.1~~ 1.01 Takeover Laws 3.19 Tax ~~3.15(a~~or Taxes 3.14(f)(i) Tax Returns ~~3.15(a) Taxing Authority 3.15(a~~3.14(f)(ii) Termination ~~Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)~~Date 8.01

Appears in 1 contract

Samples: Merger Agreement (Industrial Distribution Group Inc)

Other Defined Terms. The following terms ~~have the meanings assigned to such terms~~ are defined in the ~~Sections of the Agreement set forth below: Acquisition Transaction 5.3(a~~sections indicated Term Section Active Employees 7.4 Controlling Party 8.3 CN Business Preamble CN Business Assets 3.1 CN Contracts 3.1(d) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i~~CN Equity Interests 3.1(h) Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company CN Employees 7.1 CN Intellectual Property ~~3.19(b~~3.1(g) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) CN Leased Real Property ~~3.18(a~~3.1(b) ~~Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3~~ CN Obligations 3.2 CN Owned Real Property ~~3.18(a~~3.1(a) ~~Parent Preface Patents 3.19(a~~CN Prepaid Customer Accounts 3.2(a) ~~Paying Agent 2.2(a~~CN Prepaid Supplier Accounts 3.1(i)CN Product Registrations 3.1(j)CN Site Contamination 3.2(b) ~~Payment Fund 2.2(a~~CN Supplier Rebate Accruals 3.1(n) ~~Pension Plan 3.16(b~~CN Tangible Personal Property 3.1(c) ~~Permitted Liens 3.17(a~~Collateral Source 12.7 CPP Business Preamble CPP Business Assets 4.1 CPP Contracts 4.1(e) ~~Policies 3.24(a~~CPP Employees 7.2 CPP Equity Interests 4.1(d) ~~Products 3.25(a~~CPP Intellectual Property 4.1(h) ~~Proprietary Information 3.19(a) Proxy Statement 3.10~~ CPP Leased Real Property ~~3.18(a~~4.1(b) ~~Release 3.21(a)(ix~~CPP Obligations 4.2 CPP Owned Real Property 4.1(a) ~~Representatives 5.2 Xxxxxxxx~~CPP Prepaid Customer Accounts 4.2(a) CPP Prepaid Supplier Accounts 4.1(j) CPP Product Registrations 4.1(k) CPP Site Contamination 4.2(b) CPP Supplier Rebate Accruals 4.1(m) CPP Tangible Personal Property 4.1(c) Estimated Inventories 6.5(b) Final Balance Sheet 6.2 Hired CN Employees 7.1 Hired CPP Employees 7.2 4 Term Section Indemnified Party 12.5 Indemnifying Party 12.5 Interim Balance Sheet 6.2 Post Transfer Period 9.1(c) Pre-~~Xxxxx Act 3.7(a~~Transfer Period 9.1(c) ~~SEC 3.3 SEC Comments 5.4(b~~Property Taxes 9.1(c) ~~Securities Act 3.7(a~~Retained Environmental Liabilities 8.1 Title Commitment 9.1(a) ~~Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a~~Title Company 9.1(a) Third Party ~~Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)~~Action 12.6

Appears in 1 contract

Samples: Distribution Agreement

Other Defined Terms. The following terms have the meanings ~~assigned to such terms~~ set forth in the Sections ~~of the Agreement~~ set forth below: Actions 4.7 ADSs 3.1(a) Agreement Preamble Alternative Acquisition ~~Transaction 5.3(a~~Agreement 6.2(d)(ii) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i~~Alternative Financing 6.9(b) ~~Certificates 2.2(a~~Alternative Financing Documents 6.9(b) Applicable Date 4.5(a) Bankruptcy and Equity Exception 4.3(a) Book-Entry Shares 3.1(a) BVI Companies Act Recitals BVI Plan of Merger 2.3 Closing ~~1.2(a)~~ 2.2 Closing Date ~~1.2(a~~2.2 Company Preamble Company Adverse Recommendation 6.2(d)(ii) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8~~ Company Benefit ~~Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a~~Plans 4.8(a) Company Disclosure Schedule ~~Preamble~~ Article ~~III~~ IV Company ~~Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~IP 4.14(a) Company ~~Pension Plan 3.16(c~~Option 3.3(a) Company ~~Registered Items 3.19(c~~Recommendation 4.3(c) Company ~~SEC~~ Reports ~~3.7(a~~4.5(a) Company ~~Securities 3.5(c~~Termination Fee 8.3(a)(ii) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Confidential Information 9.12(b) ~~Company Stockholder Meeting 5.4(a~~Contract 4.3(d) ~~Company Stock Option 2.6(a~~Damages 6.11(b) ~~Company Stock Plans 2.6(a~~Debt Commitment Letter 5.3(a) ~~Company Subsidiary Securities 3.6(b~~Debt Financing 5.3(a) ~~Confidentiality~~ Deposit Agreement ~~5.2 Copyrights 3.19(a~~3.1(a) ~~DGCL 1.1~~ Depositary 3.1(a) Dispute 9.4(b) Dissenting Shareholders 3.1(a) Dissenting Shares ~~2.5(a) DOJ 7.1(a~~3.1(a) Effective Time ~~1.2(b~~2.3 Employees 4.13 Equity Commitment Letter 5.3(a) ~~Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii~~Equity Financing 5.3(a) ERISA ~~3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~4.8(a) Exchange Act ~~3.3 FTC 7.1(a~~4.4 Exchange Fund 3.2(a) Excluded Party 6.2(b) Excluded Shares 3.1(a) Facility Agreement 6.9(a) Financing 5.3(a) Financing Documents 5.3(a) Founder Shares 3.1(a) GAAP ~~3.7(e~~4.5(b) ~~Hazardous Substances 3.21(a)(viii~~Go-Shop Period End Date 6.2(a) ~~HSR Act 3.3~~ Governmental Entity 3.2(d) HKIAC 9.4(b)(i) HKIAC Rules 9.4(b)(i) IC Financial Advisor 4.16 Indemnified Parties ~~6.2(a~~6.11(a) ~~Intellectual Property 3.19(a~~Injunction 7.1(b) ~~Intellectual Property Rights 3.19(a~~Judgment 4.7 Laws 4.9(a) ~~Intervening Event 5.3(d~~Lender 5.3(a) ~~Lease 3.18(c~~Liabilities 4.7 Licenses 4.9(b) ~~Leased Real Property 3.18(a~~Liens 4.2 Limited Guarantee Recitals Limited Guarantor Recitals Material Contract 4.10(a)(vi) ~~Marks 3.19(a) Material Contracts 3.14(a)~~ Memorandum and Articles of Association 2.4 Merger Recitals Merger Consideration ~~2.1(a~~3.1(a) Merger Sub ~~Preface~~ Preamble Non-Wholly Owned Subsidiaries 4.2 Notice ~~Period 5.3(c~~of Superior Proposal 6.2(d)(ii) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Owned Real Property ~~3.18(a~~4.11(a) Parent ~~Preface Patents 3.19(a~~Preamble Parent Termination Fee 8.3(b) Paying Agent ~~2.2(a~~3.2(a) ~~Payment Fund 2.2(a~~Per ADS Merger Consideration 3.1(a) ~~Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a~~Per Share Merger Consideration 3.1(a) Proxy Statement ~~3.10 Real Property 3.18(a~~4.4 Requisite Company Vote 4.3(b) ~~Release 3.21(a)(ix~~Rollover Agreement Recitals Rollover Shareholders 3.1(a) ~~Representatives 5.2~~ Rollover Shares 3.1(a) Xxxxxxxx-Xxxxx Act ~~3.7(a~~4.5(a) SEC ~~3.3 SEC Comments 5.4(b)~~ Article IV Securities Act ~~3.7(a~~4.5(a) ~~Superior Proposal 5.3(b~~Share 3.1(a) Share Certificate 3.1(a) Shareholders’ Meeting 6.4(a) Shares 3.1(a) Solicited Person 6.2(a) Stock Plan 4.2 Surviving Corporation ~~1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a~~2.1 Terminated Acquisition Proposal 6.2(b) Termination Date 8.1(b)(i) Tier I Termination Fee ~~9.4(a~~8.3(a)(ii) ~~Third Party Proposal 5.3(a~~Tier II Termination Fee 8.3(a)(ii) ~~Uncertificated Shares 2.2(a) WARN Act 3.20(d)~~Voting Agreement Recitals Wholly Owned Subsidiaries 4.2

Appears in 1 contract

Samples: Merger Agreement (Camelot Information Systems Inc.)

Other Defined Terms. ~~The~~ In addition, each of the following terms shall have the ~~meanings assigned~~ meaning given to such ~~terms~~ term in the ~~Sections~~ applicable Section of ~~the~~ this Agreement ~~set forth below~~listed opposite such term: ~~Acquisition Transaction 5.3(a~~Term Section A&S Assets 1.5(a) ~~Action 3.13~~ A&S Liabilities 1.6(a) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Agreement Disputes 8.1(b) ~~Certificates 2.2(a~~Ainge Preamble Appointed Representative 8.1(a) Cash Dividend 2.6 Casualty Loss 6.5 Closing ~~1.2(a~~Adjustment Amount 3.5(d)(i) ~~Closing Date 1.2(a~~Condemnation Event 6.5 Convey 1.1(a) ~~Code 2.3 Company Preface Company~~ Cross-License Agreement 2.2(a)(iv) Cut-Off Time 3.5(a) Debt Exchange Recitals Debt Exchange Parties Recitals Deferred Asset 1.8(b) Disposed A&S Business 1.6(a)(ii)(3) Distribution Recitals Excluded Assets 1.5(b) Excluded Liabilities 1.6(b) Final Balance Sheet ~~3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~3.5(b) ~~Company CBAs 3.20(a~~Final Closing Cash. 3.5(b) ~~Company~~ Final Closing Indebtedness 3.5(b) Final Net Working Capital Amount 3.5(b) Fox Preamble Fox Accounts 1.10(a) Fox Board Recitals Fox Deductible 4.5(b) Fox Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) ~~Company Stockholder Meeting 5.4(a~~Fox Shared Contract 1.5(b)(ix) ~~Company Stock Option 2.6(a~~Fox Transfer Documents 2.4 Guarantee Release 6.3(a) ~~Company Stock Plans 2.6(a~~Guaranteed Obligations 7.3 Indemnifying Party 4.6(b) ~~Company Subsidiary Securities 3.6(b~~Indemnitee 4.6(b) ~~Confidentiality Agreement 5.2 Copyrights 3.19(a~~Indemnity Payment 4.7(a) ~~DGCL 1.1 Dissenting Shares 2.5(a~~Internal Restructuring 1.1(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(alinked 1.10(a) Merger Recitals Merger ~~Consideration 2.1(a)~~ Agreement Recitals Merger Sub ~~Preface Notice Period 5.3(c~~Recitals Net Cash Adjustment 3.5(e)(i) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned~~ Net Working Capital Adjustment 3.5(e)(ii) Newco Preamble Newco Accounts 1.10(a) Newco Books and Records 1.5(a)(xi) Newco Contracts 1.5(a)(x) Term Section Newco Deductible 4.5(a) Newco Information 5.4(b) Newco IT Assets 1.5(a)(viii) Newco Real Property ~~3.18(a~~1.5(a)(i) ~~Parent Preface Patents 3.19(a~~Newco Registration Statement 3.3(a) ~~Paying Agent 2.2(a~~Newco Shared Contract 1.5(a)(x) ~~Payment Fund 2.2(a~~Newco Subs 1.5(a)(ii) ~~Pension~~ Non-Transferable Permits 1.8(a) Notice of Objections 3.5(a) Parties Preamble Party Preamble Post-Closing Claims 6.4(c) Pre-Closing Occurrence Based Policies 6.4(c) Preliminary Plan ~~3.16(b~~1.1(a) ~~Permitted Liens 3.17(a~~Privileged Information 5.4(a) ~~Policies 3.24(a~~Privileges 5.4(a) ~~Products 3.25(a~~Proposed Balance Sheet 3.5(a) ~~Proprietary Information 3.19(a~~Proposed Closing Cash 3.5(a) ~~Proxy~~ Proposed Closing Indebtedness 3.5(a) Proposed Net Working Capital Amount 3.5(a) Proposed Statement ~~3.10 Real Property 3.18(a~~3.5(a) ~~Release 3.21(a)(ix~~Related Party Agreements 1.7(a) ~~Representatives 5.2 Xxxxxxxx~~Schedule TO 3.3(a) Separation Date 2.1 Separation Plan 1.1(b) Separation Time, 2.1 Tax Matters Agreement 2.2(a)(ii) Third-~~Xxxxx Act 3.7(a~~Party Claim 4.6(b) ~~SEC 3.3 SEC Comments 5.4(b~~Third-Party Proceeds 4.7(a) ~~Securities Act 3.7(a~~Transfer Documents 2.5 Transferable Permits 1.5(a)(iv) ~~Superior Proposal 5.3(b~~Transition Services Agreement 2.2(a)(iii) ~~Surviving Corporation 1.1 Tax 3.15(a~~Updated Preliminary Plan 1.1(b) ~~Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)~~[Signature Page Follows]

Appears in 1 contract

Samples: Separation and Distribution Agreement

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Action 4.11(a) ~~Action 3.13~~ Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Allocation Statement 2.5 Applicable Survival Period 10.1(d) ~~Certificates 2.2(a~~Assigned Contracts 2.1(c) Assumed Liabilities 2.2 Business 4.8(g) Buyer Preamble Buyer Closing ~~1.2(a~~Certificate 8.3(c) ~~Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company~~ Buyer Common Stock ~~3.5(a) Company~~ 2.4 Buyer Disclosure Schedule Preamble Article ~~III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~V Buyer Indemnitees 10.2(a) ~~Company Pension Plan 3.16(c~~Buyer Warranty Losses 10.2(b) ~~Company Registered Items 3.19(c~~CERCLA 4.12(a)(iv) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Closing 3.1 Closing Date 3.1 Confidentiality Agreement ~~5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b~~??? Consents 4.3(a) Environment ~~3.21(a)(ii~~4.12(a)(i) Environmental Action ~~3.21(a)(iii~~4.12(a)(ii) Environmental ~~Clean-Up~~ Cleanup Site ~~3.21(a)(iv~~4.12(a)(iii) Environmental Laws ~~3.21(a)(v) Environmental Liabilities 3.21(a)(vi~~4.12(a)(iv) Environmental Permit ~~3.21(a)(vii~~4.12(a)(v) ~~ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e)~~ Excluded Liabilities 2.3 Hazardous Substances ~~3.21(a)(viii~~4.12(a)(vi) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~Losses 10.2(a) ~~Intellectual Property 3.19(a~~Noncompetition Period 6.8(a) ~~Intellectual Property Rights 3.19(a~~Nondisclosure Agreements 4.9(c) ~~Intervening Event 5.3(d~~Notice of Claim 10.4(a) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(aPCBs 4.21(i) Policies ~~3.24(a~~4.22(a) ~~Products 3.25(a~~Post-Closing Tax Period 7.5(b) Pre-Closing Tax Period 7.5(b) Proprietary Information ~~3.19(a~~4.9(a) ~~Proxy Statement 3.10 Real Property 3.18(a~~Purchase Price 2.4(a) Purchase Price Shares 2.4(a) Purchased Assets 2.1 RCRA 4.12(a)(iv) Release ~~3.21(a)(ix~~4.12(a)(vii) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~6.3 Restricted Business 6.8(a) ~~SEC 3.3 SEC Comments 5.4(b~~Restricted Contract 2.6(a) ~~Securities Act 3.7(a~~Section 1060 Forms 2.5 Seller Closing Certificate 8.2(c) ~~Superior Proposal 5.3(b~~Seller Disclosure Schedule Preamble Article IV Seller Group Recitals Seller Indemnitees 10.3(a) ~~Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a~~Seller Warranty Losses 10.3(b) Third Party ~~Proposal 5.3(a~~Claim 10.4(a) ~~Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Third Party Defense 10.4(b)

Appears in 1 contract

Samples: Asset Purchase Agreement (Li3 Energy, Inc.)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: Acquired Companies’ 2005-2007 Financial Statements 3.5 Acquired Companies’ Interim Financial Statements 3.5 Acquired Company Benefit Plans 3.19(b) Acquired Company Intellectual Property 3.15(e) Acquired Company Owned Intellectual Property 3.15(b) Acquired Company Registered Items 3.15(f) Acquisition ~~Transaction 5.3(a~~2.1 Action 3.18(a) ~~Action 3.13~~ ADSP 6.3(d)(iii) Affected Employee 6.4(a) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Applicable Survival Period 8.1(d) ~~Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company~~ Audited Consolidated Financial Statements 3.5 Balance Sheet ~~3.8 Company~~ 3.5 Balance Sheet Date ~~3.8 Company Benefit~~ 3.5 Buyer Preamble Buyer 401(k) Plan ~~3.16(a~~6.4(c)(i) ~~Company CBAs 3.20(a) Company Common Stock 3.5(a) Company~~ Buyer Disclosure Schedule Preamble to Article ~~III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~IV Buyer Indemnitees 8.2 CERCLA 3.22(iv) ~~Company Pension Plan 3.16(c~~Closing 2.2 Closing Date 2.2 COBRA 6.4(f) ~~Company Registered Items 3.19(c~~Consents 3.4(a) ~~Company SEC Reports 3.7(a~~Copyrights 3.15(a) ~~Company Securities 3.5(c~~Current Products 3.7 Election Allocations 6.3(d)(iii) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Election Corporation 6.3(d)(iii) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(bElection Notice 8.10(b) Environment ~~3.21(a)(ii~~3.21(a)(i) Environmental Action ~~3.21(a)(iii~~3.21(a)(ii) Environmental Clean-Up up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental ~~Laws~~ Permits 3.21(a)(v) ~~Environmental Liabilities~~ Financial Statements 3.5 Hazardous Substances 3.21(a)(vi) ~~Environmental Permit 3.21(a)(vii~~HIPAA 6.4(f) ~~ERISA 3.16(a~~In-Bound Licenses 3.15(c) ~~ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a~~Inform Group 5.2(a)(i) Intellectual Property ~~3.19(a~~3.15(a) Intellectual Property Rights ~~3.19(a~~3.15(a) ~~Intervening Event 5.3(d~~Interim Balance Sheet 3.5 Interim Balance Sheet Date 3.5 Lease 3.14(b) ~~Lease 3.18(c~~Leased Personal Property 3.12(c) Leased Real Property ~~3.18(a~~3.14(a) Liabilities 3.6 Losses 8.2 Marks ~~3.19(a~~3.15(a) Material Contracts ~~3.14(a~~3.17(b) ~~Merger Recitals Merger Consideration 2.1(a~~Names 6.7 Noncompetition Period 5.2(a) ~~Merger Sub Preface~~ Nondisclosure Agreement 3.15(i) Notice ~~Period 5.3(c~~of Claim 8.5(a) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Out-Bound Licenses 3.15(d) ~~Parent Preface~~ Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) ~~Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d~~PCBs 3.21(i)

Appears in 1 contract

Samples: Stock Purchase Agreement (Quixote Corp)

Other Defined Terms. The following terms have the ~~meanings assigned to such terms~~ meaning set forth in the Sections ~~of the Agreement~~ set forth below: Action 3.10 Agreement Preamble Alternate Financing 6.17(a) Annual Combined Financial Statements 4.07(b) Articles Amendment Preamble Bank Letter Agreement 4.05(b) Bank Letter Financing 6.17(a) C Co Preamble C Co Acquisition ~~Transaction 5.3(a~~Proposal 6.05(e) ~~Action 3.13~~ C Co Board Preamble C Co Board Recommendation 3.21 C Co Change in Control Agreement ~~Preface CERCLA 3.21(a)(i~~3.11(c) C Co Closing Documents 3.04 C Co Common Stock Preamble C Co Disclosure Schedule Article III C Co ERISA Affiliate 3.11(b) C Co Indemnified Parties 6.18(a) C Co Industries 3.01(d) C Co Intellectual Property 3.14(a) C Co Investments 3.01(c) C Co Leased Properties 3.13(b) C Co Material Adverse Effect 3.01(d) C Co Material Customers 3.19(a) C Co Owned Real Property 3.13(a) C Co Permits 3.06(a) C Co Plans 3.11(a) C Co Preferred Stock 3.03(a) C Co Proposal 3.21 C Co Related Persons 3.20 C Co Restricted Stock Units 3.03(a) C Co Rights 3.03(c) C Co Rights Agreement 3.03(c) C Co Shareholder Approval 3.04 C Co Shareholders’ Meeting 6.02 C Co Software 3.14(h) C Co Stock Option Plans 3.03(a) C Co Stock Options 3.03(a) C Co Subsidiary 3.01(a) C Co Termination Fee 8.03(d) Certificate of Merger 1.03 Certificates ~~2.2(a~~2.03(a) Change in Board Recommendation 6.05(c) Closing ~~1.2(a)~~ 1.02 Closing Date ~~1.2(a~~1.02 COBRA 3.11(q) Code ~~2.3~~ Preamble Commitment Agreement Preamble Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(bConfidentiality Agreement 6.03(b) Confidentiality ~~Agreement 5.2 Copyrights 3.19(a~~Agreements 6.03(b) Consent Commitments 4.05(b) Continuation Period 6.07(a) Continuing Employee 6.07(a) Contract 3.05(a) Costs 6.18(b) Covered Proposal 8.03(b)(i) DGCL ~~1.1 Dissenting Shares 2.5(a~~Preamble Disclosure Schedules 9.05(b) ~~DOJ 7.1(a)~~ DLLCA Preamble Effective Time ~~1.2(b) Environment 3.21(a)(ii~~1.03 Environmental Laws 3.16(c)(i) Environmental ~~Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii~~Permits 3.16(c)(ii) ERISA ~~3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~3.11(a) Exchange Act ~~3.3 FTC 7.1(a~~3.05(b) Exchange Ratio 2.01(a) Expense Reimbursement 8.03(b)(i) Expenses 8.03(a) F Co Preamble F Co Board Preamble F Co Change in Control Agreement 4.11(c) F Co Closing Documents 4.04 F Co Common Stock 2.01(a) F Co Credit Agreement 6.17(a) F Co Disclosure Schedule Article IV F Co ERISA Affiliate 4.11(b) F Co Financial Statements 4.07(b) F Co Industries 4.01(d) F Co Intellectual Property 4.14(a) F Co Investments 4.01(c) F Co Leased Properties 4.13(b) F Co Material Adverse Effect 4.01(d) F Co Material Customers 4.19(a) F Co Owned Real Property 4.13(a) F Co Permits 4.06(a) F Co Plans 4.11(a) F Co Related Persons 4.20 F Co Separate Plans 4.11(a) F Co Software 4.14(h) F Co Stock Option Plan 4.03(a) F Co Stock Options 4.03(a) F Co Subsidiary 4.01(a) FASB 5.01(i) FIRPTA 7.02(f) Foreign C Co Plan 3.11(p) Foreign F Co Plan 4.11(p) GAAP ~~3.7(e~~3.07(b) GBCC 3.04 Governmental Authority 3.05(b) Hazardous Substances ~~3.21(a)(viii~~3.16(c)(iii) HSR Act ~~3.3~~ 3.05(b) Indemnified Parties ~~6.2(a~~6.18(b) ~~Intellectual Property 3.19(a~~Integration Amendments 6.16 Intercompany Agreement Amendments 6.16 Intercompany Agreements 4.20 Interim Balance Sheet 4.07(b) ~~Intellectual Property Rights 3.19(a~~IRS 3.11(a) ~~Intervening Event 5.3(d~~law 3.05(a) ~~Lease 3.18(c~~Liens 3.13(a) ~~Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a~~Lock-Up Agreement 2.07(d) Merger ~~Recitals~~ Preamble Merger ~~Consideration 2.1(a~~Co Preamble Multiemployer Plan 3.11(b) ~~Merger Sub Preface Notice Period 5.3(c~~Multiple Employer Plan 3.11(b) NLRB 3.12(b) NYSE ~~3.3~~ 2.01(d) Other ~~Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b~~Filings 3.08 Other Transactions 3.04 PBGC 3.11(m) Permitted Liens ~~3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a~~3.13(a) Proxy Statement ~~3.10 Real Property 3.18(a~~3.05(b) ~~Release 3.21(a)(ix~~Quarterly Financials 6.04 Registration Rights Agreement 2.07(d) Regulation S-X 5.01(i) Representatives ~~5.2 Xxxxxxxx~~6.03(a) Sxxxxxxx-Xxxxx Act ~~3.7(a~~3.07(a) SEC ~~3.3~~ 3.05(b) SEC ~~Comments 5.4(b~~Reports 3.07(a) Securities Act ~~3.7(a~~3.07(a) Share Issuance Preamble Shareholders Agreement Preamble Shares 2.01(a) Special Dividend Preamble Special Dividend Recipients 6.06 Specified Amendments 6.16 Specified C Co Contract 3.17(b) Specified F Co Contract 4.17(b) SunTrust Commitment 3.5(b) Superior Proposal ~~5.3(b~~8.01 Superior Proposal Notice 6.05(b) Surviving ~~Corporation 1.1~~ Company 1.01 Surviving Welfare Benefit Plans 6.07(c) Tax ~~3.15(a~~or Taxes 3.15(m)(i) Tax Returns ~~3.15(a) Taxing Authority 3.15(a~~3.15(m)(ii) Termination ~~Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Date 8.01 Unaudited Financial Statements 4.07(b)

Appears in 1 contract

Samples: Merger Agreement (Certegy Inc)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: : (a) (i) 0000 XXX Tax Benefit 8.4(a)(i) Accelerated Earnout 7.2(f) Acquisition Proposal 6.7(a) Acquisition Transaction ~~5.3(a~~7.2(f) Action ~~3.13~~ 4.15(a) Administrative Expense Account 3.4(b) Aggregate Option Exercise Price 3.1(a) Agreement ~~Preface CERCLA 3.21(a)(i~~Recitals Allocation Certificate 6.9 Annual Balance Sheet 4.6(b) ~~Certificates~~ Applicable Conditions Credit Agreement 7.2(g)(iii)(1) Applicable Statements 7.2(g)(iii)(1) Applicable Survival Period 12.1(c) Arbitrating Accountant 3.10(a) Balance Sheet Date 4.6(b) Base Amount 3.1(b) Cash-Out Payment 2.7(b)(vi) Certificate 3.5(a) Certificate of Merger 2.2(b) Closing 2.2(a) Closing ~~1.2(a~~Balance Sheet 3.10(a) Closing Cash Payment 3.4(d) Closing Date ~~1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~2.2(a) Company ~~CBAs 3.20(a~~Recitals Company-Only Annual Financial Statements 4.6(b) Company-Only Financial Statements 4.6(b) Company-Only Interim Financial Statements 4.6(b) Company Common Stock ~~3.5(a~~2.5(a) Company Disclosure Schedule Preamble Article ~~III~~ IV Company ~~Financial Advisor 3.26~~ Employees 4.17(a) Company ~~Financial Statements 3.8~~ Incentive Plan 2.7(a) Company Intellectual Property ~~3.19(b~~4.12(b) Company ~~Pension Plan 3.16(c~~Optionholder(s) 2.7(a) Company ~~Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a~~Preferred Stock 4.2(a) Company Stock Option ~~2.6(a~~2.7(a) Company ~~Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b~~Stockholder Approval 4.4(b) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.3 Consents 4.5(a) Continuing Employees 7.1(a) Deductible 12.2(c) DGCL ~~1.1~~ Recitals Dispute Notice 3.10(a) Dissenting Shares ~~2.5(a~~2.6(a) DOJ ~~7.1(a~~8.1(a) Effective Time ~~1.2(b~~2.2(b) ~~Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv~~Employee List 4.17(a) Environmental Laws ~~3.21(a)(v~~4.18 Escrow Account 3.4(a) ~~Environmental Liabilities 3.21(a)(vi~~Escrow Agent 3.4(a) ~~Environmental Permit 3.21(a)(vii~~Escrow Agreement 3.4(a) ~~ERISA 3.16(a~~Escrow Amount 3.4(a) ~~ERISA Affiliate 3.16(a~~Escrow Fund 12.4(a) ~~ESPP 2.6(d~~Escrow Period 12.4(c) ~~Exchange Act 3.3~~ Estimated Closing Balance Sheet 3.2(b) Estimated Closing Net Working Capital 3.2(b) Estimated Indebtedness Amount 3.2(b) Estimated Merger Consideration 3.2(a) Estimated Negative Net Working Capital Adjustment Amount 3.2(b) Estimated Positive Net Working Capital Adjustment Amount 3.2(b) Estimated Statement(s) 3.2(b) Excess Amount 2.7(b)(i)(B) Expense Termination Fee 10.2(b) Final Closing Net Working Capital 3.10(a) Final Deficiency 3.10(d) Final Excess 3.10(e) Final Indebtedness Adjustment 3.10(c) Final Indebtedness Amount 3.10(a) Final Negative Net Working Capital Adjustment 3.10(c) Final Positive Net Working Capital Adjustment 3.10(c) Financing 7.3(a) Financing Completion Date 10.1(a)(iv)(2) Financing Condition 9.2(i) FIRPTA Notice 6.12 FIRPTA Statement 6.12 Fully Diluted Shares 3.1(c) FTC ~~7.1(a~~8.1(a) GAAP ~~3.7(e~~4.6(b) Hazardous Substances ~~3.21(a)(viii~~4.18 HIPAA 4.22(a) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~Indebtedness 3.1(d) ~~Intellectual~~ Indemnity Expenses 3.11 Information Statement 6.8(a) Interim Balance Sheet 4.6(b) IRCA 4.17(b) Leased Personal Property ~~3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c~~4.10(b) Leased Real Property ~~3.18(a~~4.11(b) ~~Marks 3.19(a~~Leases 4.11(b) Letter of Transmittal 3.5(a) Losses 12.2(a) Majority-in-Interest 11.4 Marketing Support 7.2(c) Material Contracts ~~3.14(a~~4.14(b) Merger Recitals Merger Consideration ~~2.1(a~~3.1(e) Merger Sub ~~Preface~~ Recitals Net Working Capital 3.1(f) Net Working Capital Target 3.1(g) Notice ~~Period 5.3(c~~of Claim 12.5(a) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Option Number 2.7(b)(i)(A) Option Surrender Agreement 2.7(a) Outside Date 10.1(a)(ii) Owned ~~Real~~ Intellectual Property ~~3.18(a~~4.12(b) Owned Personal Property 4.10(a) Parent ~~Preface Patents 3.19(a~~Recitals Parent Indemnitee 12.2(a) Paying Agent ~~2.2(a~~3.4(d) Payment Fund ~~2.2(a~~3.5(d) ~~Pension Plan 3.16(b~~Per Share Amount 3.1(h) ~~Permitted Liens 3.17(a~~Per Share Earnout Amount 3.1(i) Per Share Merger Consideration 3.1(j) PHI 4.23(a) Policies ~~3.24(a~~4.19 Post-Closing Tax Returns 8.4(a)(iii) ~~Products 3.25(a~~Pre-Closing Tax Returns 8.4(a)(i) ~~Proprietary Information 3.19(a~~Preliminary 2015 Actual Revenue Statement 7.2(a) ~~Proxy Statement 3.10 Real Property 3.18(a~~Principal Stockholder Consent Recitals Principal Stockholders Recitals Realized Tax Benefits 12.7 Remaining Escrow Funds 12.4(c) ~~Release 3.21(a)(ix~~Resolved Claim 12.6 Restrictive Contract 4.14(a)(xiv) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Restrictive Covenant Agreements Recitals Restricted Stock Units 2.8 Retention Agreements Recitals Rollover Commitment Letter Recitals Rollover Person(s) ~~SEC 3.3 SEC Comments 5.4(b)~~ Recitals RSU Holder 2.8 RSU Number 2.8 RSU Payment 2.8 Section 280G Payments Recitals Section 280G Waiver Recitals Securities Act ~~3.7(a~~4.28(i) ~~Superior Proposal 5.3(b~~Seller Tax Action 8.4(d) Share(s) 2.5(a) Software 4.12(k) SpinCo Appraisal 6.16 Spinoff Agreements 4.28(f) Spinoff Taxes 4.8(m) Stockholder Representative Recitals Stockholder Representative Expenses 3.11 Stockholder Representative Indemnitee 11.2 Straddle Return 8.4(a)(iii) Surrender Deadline 2.7(a) Surrendered Option 2.7(a) Surviving Corporation ~~1.1 Tax 3.15(a~~2.1 Takeover Statute 4.4(e) ~~Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a~~Terminated Employee 4.17(b) Third Party ~~Proposal 5.3(a~~Claim 12.5(a) ~~Uncertificated Shares 2.2(a~~Transaction Expenses 3.1(k) Transaction Expense Certificate 3.2(c) Transferred Assets 4.29(f) WARN Act ~~3.20(d~~4.17(b)

Appears in 1 contract

Samples: Merger Agreement (Performant Financial Corp)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~assigned~~ ascribed to ~~such terms~~ them in the ~~Sections~~ corresponding section of ~~the~~ this Agreement: Acquiring Party 5.16(d) AEB Buyer 5.17 AEB Transaction 5.17 Agreement ~~set forth below: Acquisition Transaction 5.3(a~~Preamble Allocation Principles 2.13 Alternative Structure Reorganization 5.21 Antitrust Laws 3.3(b) ~~Action 3.13~~ Approvals 2.14(a) Assignment Agreement ~~Preface CERCLA 3.21(a)(i~~and Xxxx of Sale 2.8(a)(iii) ~~Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company~~ Assumed Liabilities 2.6 Balance Sheet Date ~~3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock~~ 3.5(a) ~~Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company~~ Business Balance Sheet 3.5(a) Business Contracts 2.4(a) Business Financial Statements ~~3.8 Company~~ 3.5(a) Business Intellectual Property ~~3.19(b~~2.4(b) ~~Company Pension Plan 3.16(c~~Business Intellectual Property License. 5.16(b) ~~Company Registered Items 3.19(c~~Business Permits 3.11(b) ~~Company SEC Reports 3.7(a~~Business Products. 5.16(a) ~~Company Securities 3.5(c~~Cap 9.2(b)(iii) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b~~Closing 2.3 Closing Adjustment 2.9 Closing Date 2.3 Closing Statement 2.9 COBRA 5.6 Confidential Business Information 5.3(b) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~5.3(a) ~~DGCL 1.1 Dissenting Shares 2.5(a~~Covered Person 5.12(a) ~~DOJ 7.1(a~~Cross License. 5.16(b) ~~Effective Time 1.2(b~~Current Business Employee 5.6(a) ~~Environment 3.21(a)(ii~~De Minimis Amount 9.2(b)(i) ~~Environmental Action 3.21(a)(iii~~Deductible 9.2(b)(i) ~~Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~Dispute Notice 2.11(a) Exchange Act ~~3.3 FTC 7.1(a~~5.15 Excluded Assets 2.5 Final Allocation 2.13 Final Working Capital Statement 2.11(c) ~~GAAP 3.7(e~~Foreign Closing Documents 2.8(a)(iv) ~~Hazardous Substances 3.21(a)(viii~~German Assets Purchase 6.4 German Purchased Assets 6.4 German Purchased VAT Receipt 6.4 German VAT Amount 6.4 Government Officials 3.18 Guarantees 5.7 Indemnified Party 9.4(a) ~~HSR~~ Indemnifying Party 9.4(a) Inter-Company Contracts 3.15 Inventory 2.4(d) IP Materials 5.19 Land Division Act ~~3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a~~5.18(a) Material Contracts ~~3.14(a~~3.10(a) ~~Merger Recitals Merger Consideration 2.1(a~~Mexican Exported Assets 6.3(a) ~~Merger Sub Preface~~ Mexican Exported Assets Purchase 6.3(a) Mexican Exported VAT Receipt 6.3(a) Mexican Purchased Assets 6.3(b) Mexican Purchased Assets Purchase 6.3(b) Mexican Purchased VAT Receipt 6.3(b) Mexican VAT Amount 6.3(c) Non-Transferred Assets 2.14(d) OEM 2.14(b) OEM Program 2.14(b) Outside Date 8.1(d) Pre-Closing WC Claims 5.9(b) Proposed Reorganization 5.21 Purchase Price 2.2 Purchased Assets 2.4 Purchaser Preamble Purchaser 401(k) Plan 5.6(g) Purchaser Indemnified Parties 9.2(a) Purchaser Portion of the Shared Contract Liabilities 2.14(c) Purchaser’s Allocation 2.13 Regulation S-X 5.15 Resolution Period 2.11(b) Retained Business Products 5.16(b) Retained Intellectual Property 2.5(c) Retained Intellectual Property License. 5.16(a) Retained Liabilities 2.7 Review Period 2.11(a) Schedule Update Period 5.19 Seller Preamble Seller 401(k) Plans 5.6(g) Seller Indemnified Parties 9.3(a) Seller’s Allocation Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a2.13 Shared Contract 2.14(c) Third Party ~~Proposal 5.3(a~~Claim 9.4(a) ~~Uncertificated Shares 2.2(a~~Transaction Recitals Transfer Taxes 6.2 Transferred Business Employee 5.6(a) Transferred Permits 2.4(e) Transition Period 5.6(b) VAT Treatment 6.7 WARN Act ~~3.20(d)~~3.14(g) Warranty Deductible 9.2(b)(ii) Workers Compensation Policies 5.9(b) Working Capital Adjustment 2.13 Working Capital Referee 2.11(c) Working Capital Statement 2.10

Appears in 1 contract

Samples: Asset Purchase Agreement (Gentex Corp)

Other Defined Terms. ~~The~~ For purposes of this Agreement, each of the following terms ~~have the meanings assigned to such terms~~ is defined in the ~~Sections of the Agreement~~ Section set forth ~~below~~opposite such term: 2006 Audited Financial Statements 5.16 2007 Audited Financial Statements 5.16 2008 Audited Financial Statements 5.16 Acquisition ~~Transaction 5.3(a~~Recitals Actions 5.05(c) ~~Action 3.13~~ Active Employee 5.06(a) Additional Financial Information 5.16 ADSP 5.05(h)(iii) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Ancillary Agreements 2.02 ASMIO Recitals Assumed Benefit Agreement 3.14(a) ~~Certificates 2.2(a~~Assumed Benefit Plan 3.14(a) Assumed Employee Payments 5.06(j) Assumed Severance Agreements 5.06(j) Auditors 5.16 Basket Amount 9.03(a) Business Recitals Business Customer 6.01(d) Business Employees 3.14(a) Business Portion 5.15 Business Product 3.24 Cap 9.03(b) Cap Ex Budget 5.01(b)(x) CBA 3.18 Class I Representations 7.02(a) Closing ~~1.2(a~~1.02 Closing Adjustments 1.01(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b1.02 Competitive Activities 6.01(a) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.02(a) ~~DGCL 1.1 Dissenting Shares 2.5(a~~Consent 2.03 Continuation Period 5.06(c) Contract 2.03 Currently Utilized Real Property 3.07(a) Debt Financing Commitment Recitals DOJ ~~7.1(a~~5.03(a)(ii)(1) ~~Effective Time 1.2(b~~DOL 3.14(a) ~~Environment 3.21(a)(ii~~Draft Allocation 5.05(h)(iii) ~~Environmental Action 3.21(a)(iii~~Effect 10.11(a) ~~Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii)~~ Equity Financing Commitment Recitals ERISA ~~3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~3.14(a) Exchange Act ~~3.3~~ 2.03 Expense Reimbursement 8.02(d) Final Allocation 5.05(h)(iii) Final Assumed Indebtedness Amount 1.01(b) Final Working Capital 1.01(b) Financial Statements 3.05(a) Foreign Merger Control Laws 2.03 Foreign Plan 3.14(n) FTC ~~7.1(a~~5.03(a)(ii)(1) GAAP ~~3.7(e~~1.01(b) ~~Hazardous Substances 3.21(a)(viii)~~ Governmental Entity 2.03 Harbinger Recitals Harbinger Guarantee Recitals HCPMF Recitals HCPSSF Recitals HSR Act ~~3.3 Indemnified Parties 6.2(a~~2.03 Improvements 3.07(c) Inbound Licensed Intellectual Property ~~3.19(a~~3.08(a) Incentive Plans 5.06(j) indemnified party 9.09(a)(i) Interim Financial Statements 3.05(a) IRS 3.12(m) Judgment 2.03 Key Employee 3.18 Labor Laws 3.18 Law 2.03 Lease 3.07(b) Leased Property 3.07(a) Leasing Entity 3.07(a) Liens 3.06(a) Liquidated Damages 8.02(b) Losses 9.02 Material Contracts 3.09(c) Multiemployer Plan 3.14(a) New Welfare Plans 5.06(c) Non-Business Portion 5.15 Notes 1.01(a) NYSE 2.03 Outbound Licensed Intellectual Property ~~Rights 3.19(a~~3.08(d) ~~Intervening Event 5.3(d~~Outside Date 8.01(a)(iv) ~~Lease 3.18(c~~Owned Intellectual Property 3.08(a) ~~Leased Real~~ Owned Property ~~3.18(a~~3.07(a) ~~Marks 3.19(a) Material Contracts~~ PBGC 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permits 3.10 Permitted Liens ~~3.17(a~~3.06(a) ~~Policies 3.24(a~~Pet LLC Preamble PLTA 5.20(b) ~~Products 3.25(a~~Pre-Closing Consolidated Return 9.09(c)(ii) ~~Proprietary Information 3.19(a~~Pre-Closing Service 5.06(d) ~~Proxy Statement 3.10 Real~~ Property ~~3.18(a~~Owning Entity 3.07(a) ~~Release 3.21(a)(ix~~Property Taxes 9.01(c)(i) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Purchased Direct Subsidiary Recitals Purchased Direct Subsidiary’s Equity Interests Recitals Purchased Indirect Subsidiaries Recitals Purchased Indirect Subsidiaries’ Equity Interests Recitals Purchase Price 1.01 Purchaser Preamble Purchaser 401(k) ~~SEC 3.3 SEC Comments 5.4(b~~Plan 5.06(k) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(dPurchaser Cure Period 8.01(a)(ii)

Appears in 1 contract

Samples: Purchase Agreement (Spectrum Brands, Inc.)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Acceleration Milestones 2.5(b)(i) Acceleration Milestone Period 2.5(b)(i) Action 3.13 Agreement Preface ~~CERCLA 3.21(a)(i~~Allocation Certificate 8.2(d) ~~Certificates 2.2(a~~Assignment and Assumption Agreement 8.2(p) Assumed Liabilities 2.2 Business Recitals Closing ~~1.2(a)~~ 2.6 Closing Date ~~1.2(a~~2.6 Code Recitals Common Stock Consideration 2.4(a) ~~Code 2.3~~ Company Preface Company ~~Balance Sheet 3.8~~ Disclosure Schedule ARTICLE III Company ~~Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~Owned Intellectual Property 3.11(a) Company ~~CBAs 3.20(a~~Plans 3.17(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval Shares 3.2(a) Company ~~Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b)~~ Stockholders Preface Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~7.8 Consideration 2.4(b) ~~DGCL 1.1 Dissenting~~ Converted Common Shares 2.5(a) ~~DOJ 7.1(a~~DGCL 5.8 Employment Agreement 5.2 Escrow Agent 9.2(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(dEscrow Agreement 2.7 Escrow Amount 2.7 Escrow Fund 9.2(a) Exchange Act ~~3.3 FTC 7.1(a~~4.4(b) Excluded Assets 2.1 GAAP ~~3.7(e~~4.5(b) ~~Hazardous Substances 3.21(a)(viii~~General Assignment and Xxxx of Sale 8.2(o) ~~HSR Act 3.3~~ In-Bound Licenses 3.11(c) Indemnified Party or Indemnified Parties ~~6.2(a~~9.2(b) Key Employees 6.1 Liabilities 3.6 Licensed Intellectual Property ~~3.19(a~~3.11(c) ~~Intellectual Property Rights 3.19(a~~Loss or Losses 9.2(b) ~~Intervening Event 5.3(d~~MEWA 3.17(a) ~~Lease 3.18(c~~Noncompetition Agreements 5.3 Offer Letter 6.1 Officer’s Certificate 9.2(c) ~~Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger~~ Option Plan Amendment 6.2 Orion Recitals ~~Merger Consideration 2.1(a) Merger Sub~~ Party or Parties Preface ~~Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Parent Preface Parent Advisors 5.5 Parent Option Plan 6.2 Parent SEC Reports 4.5(a) Parent ~~Preface Patents 3.19(a~~Stockholder Approval 6.3(a) ~~Paying Agent 2.2(a~~Parent Stockholders’ Meeting 6.3(a) ~~Payment Fund 2.2(a~~Preferred Stock Consideration 2.4(b) ~~Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a~~Preliminary Proxy Statement 6.3(b) Proxy Statement ~~3.10 Real Property 3.18(a~~6.3(b) ~~Release 3.21(a)(ix~~Purchased Assets 2.1 Purchaser Preface Regulation D 5.1 Required Consents 8.2(k) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Retained Liabilities 2.3 Schedule of Assets and Liabilities 3.5(a) Schedule of Assets and Liabilities Date 3.5(a) SEC ~~3.3 SEC Comments 5.4(b~~4.5(a) Securities Act ~~3.7(a~~4.5(a) ~~Superior Proposal 5.3(b~~Series A Convertible Preferred Stock 4.2 Series B-1 Convertible Preferred Stock 4.2 Series B-2 Convertible Preferred Stock 4.2 Series C Convertible Preferred Stock 4.2 Series D Convertible Preferred Stock 4.2 Stockholder Representative 9.2(e) ~~Surviving Corporation 1.1 Tax 3.15(a~~Survival Period 9.1 Threshold Amount 9.2(c) ~~Tax Returns 3.15(a~~Transaction Expenses 7.4 Transferred Approvals 2.1(b)(v) ~~Taxing Authority 3.15(a~~Transferred Contracts 2.1(b)(ii) ~~Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Transitioned Employees 6.4 VEBA 3.17(a)

Appears in 1 contract

Samples: Asset Purchase Agreement (Oxygen Biotherapeutics, Inc.)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~have~~ has the ~~meanings assigned to such terms~~ respective meaning specified in the ~~Sections~~ Section set forth opposite such term below: Term Section Agreement Preamble Articles of Merger 1.03 Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.02(b)(i) Cash Consideration 2.01(a)(ii) Certificate 2.02(b)(i) Closing 1.04 Closing Date 1.04 Commitment Letter 4.10 Company Preamble Company Acquisition Agreement 5.03(b) Company Adverse Recommendation Change 5.03(b) Company Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock 2.01(a)(i) Company Disclosure Letter Article III Company DRIP 5.01(a)(iv) Company Employee 6.10(a) Company Financial Statements 3.06(a) Company Indemnified Parties 6.09(a) Company Intervening Event 5.03(f)(iii) Company Projections 3.22 Company Recommendation Change Notice 5.03(c) Company Reports 3.06(a) Company Required Consents 3.05(a) Company Required Statutory Approvals 3.05(b)(iv) Company Risk Management Guidelines 5.01(a)(xvii) Company Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Subsidiaries 3.01 Company Takeover Proposal 5.03(f)(i) Company Termination Fee 8.02(b)(ii) Company Voting Debt 3.03(b) Confidentiality Agreement 6.02(b) Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Debt Letters 4.10 DFS Provisions 9.07 Dissenting Shares 2.04(a) Effective Time 1.03 End Date 8.01(b)(i) Environmental Permit 3.14(a)(i) Equity Securities 3.03(b) Exchange Act 3.05(b)(i) Exchange Agent 2.02(a) Exchange Fund 2.02(a) Exchange Ratio 2.01(a)(ii) FERC 3.05(b)(iv) Filed Company Contract 3.15(a) Filing 3.05(b) Final Order 7.01(b) Financing 4.10 Financing Parties 5.05(b) Financing Source Parties 9.07 Form S-4 6.01(a) FPA 3.05(b)(iv) GAAP 3.06(a) HSR Act 3.05(b)(ii) Insurance Policies 3.18 IRS 3.09(b) KCC 3.05(b)(iv) KGCC 1.02 Legal Restraint 7.01(c) Liens 3.02 Maximum Amount 6.09(c) Merger 1.02 Merger Consideration 2.01(a)(ii) Merger Sub Preamble NRC 3.05(b)(iv) Other Equity-Based Right 2.03(c) Parent Preamble Parent Acquisition Agreement 5.04(b) Parent Adverse Recommendation Change 5.04(b) Parent Board Recitals Parent Board Recommendation 4.04 Parent Charter Approval 4.04 Parent Common Stock 2.01(a)(ii) Parent Disclosure Letter Article IV Parent Equity Securities 4.03(b) Parent Fiduciary Out Termination Fee 8.02(b)(iii) Parent Financial Statements 4.06(a) Parent Intervening Event 5.04(f)(iii) Parent No Vote Termination Fee 8.02(b)(vi) Parent Preferred No Par Stock 4.03(a) Parent Preferred Par Value Stock 4.03(a) Parent Preference Stock 4.03(a) Parent Projection 4.17 Parent Recommendation Change Notice 5.04(c) Parent Reports 4.06(a) Parent Required Consents 4.05(a) Parent Required Statutory Approvals 4.05(b)(iii) Parent Shareholder Approval 4.04 Parent Shareholders Meeting 4.04 Parent Subsidiaries 4.01 Parent Termination Fee 8.02(b)(i) Parent Takeover Proposal 5.04(f)(i) Parent Utilities 4.14(b) Parent Voting Debt 4.03(b) Parties Preamble Preferred Stock 3.03(a) Proceedings 5.02 Proxy Statement/Prospectus 6.01(a) PUHCA 2005 3.19(a) Representatives 5.03(a) Represented Employee 6.10(b) Required Consents 4.05(a) Required Statutory Approvals 4.05(b)(iii) SEC 3.05(b)(i) Securities Act 3.05(b)(i) Stock Consideration 2.01(a)(ii) Substitute Financing 5.05(e) Superior Company Proposal 5.03(f)(ii) Superior Parent Proposal 5.04(f)(ii) Surviving Corporation 1.02 Takeover Statute 3.13 Transaction Litigation 6.04 WARN 3.10 Willful Breach 8.02(e) Parent agrees that the ~~Agreement~~ initial application submitted to the Kansas Corporation Commission with respect to the Merger will include specific commitments and agreements consistent with the items set forth below: Acquisition Transaction 5.3(a) Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) . Although the Merger ~~Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a)~~ is not subject to an approval proceeding in Missouri, Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)would expect to make similar commitments and agreements for the benefit of the Missouri customers of its utility subsidiaries in the context of future rate case proceedings of its utility subsidiaries before the Missouri Public Service Commission.

Appears in 1 contract

Samples: Merger Agreement (Kansas City Power & Light Co)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a) Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company~~ Acquired Balance Sheet ~~3.8 Company~~ 3.6 Acquired Balance Sheet Date ~~3.8~~ 3.6 Acquired Company ~~Benefit Plan~~ Recital Acquired Financial Statements 3.6 Acquired Shares Recital Acquired Subsidiary Shares 3.3(b) Acquisition 2.1 Action 3.16(a) ~~Company CBAs 3.20(a~~Agreement Preamble Xxxxxxx Mine 2.1(b) ~~Company~~ Applicable Survival Period 10.1(c) Buyer Preamble Buyer Annual Financial Statements 4.6 Buyer Balance Sheet 4.6 Buyer Balance Sheet Date 4.6 Buyer Common Stock ~~3.5(a~~2.1(a) ~~Company~~ Buyer Disclosure Schedule Preamble to Article ~~III Company Financial Advisor 3.26 Company~~ IV Buyer Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~4.6 Buyer Indemnitees 10.2(a) ~~Company Pension Plan 3.16(c~~Buyer Interim Balance Sheet 4.6 Buyer Interim Balance Sheet Date 4.6 Buyer Interim Financial Statements 4.6 Buyer SEC Report 4.12 Buyer Warranty Losses 10.2(b) ~~Company Registered Items 3.19(c~~Closing 2.2 Closing Date 2.2 Consents 3.5(a) ~~Company SEC Reports 3.7(a~~Contingent Consideration 2.1(b) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(bContingent Milestone 2.1(b) Environment ~~3.21(a)(ii~~3.18(a)(i) Environmental Action ~~3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv~~3.18(a)(ii) Environmental Laws ~~3.21(a)(v~~3.18(a)(iii) Environmental ~~Liabilities 3.21(a)(vi~~Permits 3.18(a)(iv) ~~Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e~~Equity Payment Option 2.1(c) Hazardous Substances ~~3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a~~3.18(a)(v) Intellectual Property ~~3.19(a~~3.13(a) ~~Intellectual Property Rights 3.19(a~~Liabilities 3.6 Material Contract 3.15(b) ~~Intervening Event 5.3(d~~Maximum Liability Amount 10.6 (a) ~~Lease 3.18(c~~Milestone Notice 2.1(c) ~~Leased Real Property 3.18(a~~Minor Contracts 3.15(e) ~~Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration~~ Moving Average Price 2.1(a) ~~Merger Sub Preface~~ Notice ~~Period 5.3(c~~of Claim 10.4(a) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~PPO Price 2.1(a) ~~Parent Preface Patents 3.19(a~~PRMC Recitals PRMC Payable 3.14(xviii) ~~Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a~~PRMC Minority Shareholding Recitals Purchase Price Shares 2.1(a) Release ~~3.21(a)(ix~~3.18(a)(vi) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Seller Disclosure Schedule Preamble to Article III Seller Indemnitees 10.3(a) ~~SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a~~Seller Warranty Losses 10.3(b) Third Party ~~Proposal 5.3(a~~Claim 10.4(a) ~~Uncertificated Shares 2.2(a~~Third Party Defense 10.4(b) ~~WARN Act 3.20(d~~Traspaso de Acciones 2.3(b)

Appears in 1 contract

Samples: Stock Purchase Agreement (Li3 Energy, Inc.)

Other Defined Terms. The following terms have the meanings ~~assigned to~~ defined for such terms in the Sections ~~of the Agreement~~ set forth below: Term Section ACM 4.18(a) Acquisition ~~Transaction 5.3(a~~Proposal 6.5(a) ~~Action 3.13~~ Acquisition Sub Preamble Adjusted Option 3.3(c) Advance Contract 4.10(c) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Benefits Continuation Period 6.13(a) ~~Certificates 2.2(a~~Term Section Blackstone 4.24 Board of Directors 6.5(a) Capitalization Date 4.5(a) Cash Fraction 3.3(b) Cash-Out Amount 3.3(b) Cash-Out Price 3.3(b) Certificate 3.6(b) Charter Amendment 6.2(a)(i) Closing ~~1.2(a~~2.3(d) Closing Date ~~1.2(a~~2.3(d) ~~Code 2.3~~ Company ~~Preface Company Balance Sheet 3.8~~ Preamble Company Balance Sheet Date ~~3.8~~ 4.8 Company ~~Benefit Plan 3.16(a)~~ Board of Directors Recitals Company ~~CBAs 3.20(a) Company Common Stock 3.5(a~~Board Recommendation 6.2(a)(ii) Company Disclosure ~~Schedule Preamble~~ Letter Article ~~III~~ IV Company ~~Financial Advisor 3.26~~ Employees 4.13(a) Company ~~Financial Statements 3.8~~ Form 10-K Article IV Company Intellectual Property ~~3.19(b~~4.17(a)(i) Company ~~Pension Plan 3.16(c) Company Registered Items 3.19(c~~Plans 4.13(a) Company SEC Reports ~~3.7(a~~4.7(a) Company ~~Securities 3.5(c~~Shares 3.1(a) Company ~~Stockholder 2.1 Company Stockholder Approval 3.2(a~~Stockholders Meeting 6.2(a)(i) Company ~~Stockholder Meeting 5.4(a~~Termination Fee 8.2(b) ~~Company Stock Option 2.6(a~~Compensation 6.13(c) ~~Company Stock Plans 2.6(a~~Current Employee 6.13(c) ~~Company Subsidiary Securities 3.6(b~~CVS Recitals Debt and Purchase Contract Assumption 6.6(h)(ii) ~~Confidentiality Agreement 5.2 Copyrights 3.19(a~~Deferred Compensation Distribution 6.13(b) DGCL ~~1.1~~ Recitals Diamond Certificate of Merger 2.3(b) Diamond LLC Recitals Term Section Diamond LLC Conversion Recitals Diamond Merger Recitals Diamond Reorganization 6.17 Dissenting Shares ~~2.5(a) DOJ 7.1(a~~3.5(b) Effective Time ~~1.2(b~~2.3(e) ~~Environment 3.21(a)(ii~~Emerald Certificate of Merger 2.3(e) Emerald Merger Recitals Environmental Laws 4.18(c) Environmental ~~Action 3.21(a)(iii~~Permits 4.18(c) ~~Environmental Clean-Up Site 3.21(a)(iv~~Financing 5.11 Financing Commitment 5.11 First Operating Year 4.10(c) ~~Environmental Laws 3.21(a)(v~~Form S-4 6.3(a) ~~Environmental Liabilities 3.21(a)(vi~~F Reorg 6.17 Gxxxxxx Sxxxx 4.24 HITS 4.5(a) ~~Environmental Permit 3.21(a)(vii~~HITS Indenture 4.22(a) ~~ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii~~HITS Purchase Contract Agreement 4.22(a) HSR ~~Act 3.3~~ Clearance 6.6(d) Indemnified ~~Parties 6.2(a~~Directors and Officers 6.8(a) ~~Intellectual Property 3.19(a~~Initial Closing 2.3(a) ~~Intellectual Property Rights 3.19(a~~Initial Closing Date 2.3(a) ~~Intervening Event 5.3(d~~Initial Effective Time 2.3(b) ~~Lease 3.18(c~~IRS 4.13(b) Leased Real Property ~~3.18(a~~4.15(b) ~~Marks 3.19(a~~Lucky Delaware 6.17 LXXXx 5.5(a) Material ~~Contracts 3.14(a~~Contract 4.10(a) ~~Merger~~ Materials of Environmental Concern 4.18(c) Mergers Recitals ~~Merger Consideration 2.1(a~~Multiemployer Plan 4.13(a) Term Section New Diamond Preamble New Diamond Merger Sub ~~Preface Notice Period 5.3(c~~Preamble New Diamond Shares 3.1(a) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Objection 6.6(d) Owned Real Property ~~3.18(a~~4.15(a) Parent ~~Preface Patents 3.19(a~~Preamble Parent Balance Sheet Date 5.7 Parent Board of Directors Recitals Parent Board Recommendation 6.2(b) Parent Disclosure Letter Article V Parent Form 10-K Article V Parent Plan 6.13(d) Parent Rights Plan 5.5(a) Parent SEC Reports 5.6(a) Parent Shares 5.5(a) Parent Stockholders Meeting 6.2(b) Parent Termination Fee 8.2(c) Paying Agent ~~2.2(a~~3.6(a) ~~Payment Fund 2.2(a~~PBGC 4.13(b) ~~Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a~~Pledge Agreement 6.6(h) Proxy ~~Statement 3.10~~ Statement/Prospectus 6.3(a) Real Property ~~3.18(a~~Lease 4.15(b) ~~Release 3.21(a)(ix~~Regulatory Termination Fee 8.2(d) Remarketing Agreement 6.6(h) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~6.5(a) Requisite Company Stockholder Vote 4.2(a) Requisite Parent Stockholder Vote 5.2(a) Rights Plan 4.5(a) SEC ~~3.3 SEC Comments 5.4(b~~4.7(a) ~~Securities Act 3.7(a~~Separate Balance Sheet Data 4.7(b) Separate Operations Data 4.7(b) Term Section Separation Agreement Recitals Share Issuance 5.2(a) Standalone Drug Sale Agreement Recitals Superior Proposal ~~5.3(b~~6.5(a) Surviving Corporation ~~1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a)~~ 2.2 Termination ~~Fee 9.4(a~~Date 8.1(c) Third Party ~~Proposal 5.3(a~~Use and Occupancy Agreement 4.15(c) ~~Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Withdrawal Liability 4.13(d)

Appears in 1 contract

Samples: Merger Agreement (Albertsons Inc /De/)

Other Defined Terms. The following terms shall have the meanings ~~assigned to~~ defined for such terms in the Sections ~~of the Agreement~~ set forth below: Acquisition ~~Transaction 5.3(a~~Agreements 3.18(a)(ix) ~~Action 3.13~~ Affiliate Letter 2.4 Agent Expenses 7.3(f) Aggregate Consideration 2.1(e) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Appraisal Provisions 2.2(e) ~~Certificates~~ Appraisal Shares 2.2(e) By-Laws 1.5(b) Certificate of Incorporation 1.5(a) Certificate of Merger 1.3 Certificate 2.2(a) Closing ~~1.2(a~~1.2 Closing Date 1.2 Closing Price 2.1(a) Closing ~~Date 1.2(a~~Stockholder and Expense Schedule 2.1(g) Code ~~2.3~~ Preamble Common Cash Amount 2.1(d) Common Exchange Ratio 2.1(d) Common Merger Consideration 2.1(d) Common Proceeds per Share 2.1(d) Common Stock 2.1(d) Company ~~Preface~~ Preamble Company 401(k) Plan 5.8(b) Company Balance Sheet 3.8 Company ~~Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~Board 3.3(c) Company ~~CBAs 3.20(a) Company Common Stock 3.5(a~~Closing Certificate 2.1(g) Company Disclosure Schedule ~~Preamble~~ Article III Company Financial ~~Advisor 3.26~~ Statements 3.7 Company ~~Financial Statements 3.8~~ Permits 3.12 Company ~~Intellectual Property 3.19(b~~Plans 3.13(a) Company ~~Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a~~Stamp Tax Amount 5.12(a) Company Stock ~~Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b~~3.3(a) Confidentiality Agreement ~~5.2 Copyrights 3.19(a)~~ 5.4 DGCL 1.1 ~~Dissenting Shares 2.5(a) DOJ 7.1(a~~Diluted Common Stock Number 2.1(g) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii1.3 Employee Incentive Pool 5.13 Equity Right 3.3(b) ERISA ~~3.16(a~~3.13(a) ERISA Affiliate ~~3.16(a~~3.13(a) ~~ESPP 2.6(d~~Escrow Agent 2.3(a) Escrow Agreement 2.3(a) Escrow Amount 2.1(e) Escrow Cash Amount 2.1(e) Escrow Period 2.3(a) Escrow Stock Amount 2.1(e) Exchange Act ~~3.3 FTC 7.1(a~~4.5(a) ~~GAAP 3.7(e~~Exon Xxxxxx 3.6(b) ~~Hazardous Substances 3.21(a)(viii~~Fairness Approval 5.5 First Step Merger Preamble Governmental Entity 3.6 (b) ~~HSR Act 3.3~~ Indemnified Parties ~~6.2(a~~7.2 (a) ~~Intellectual Property 3.19(a~~In-the-Money Option 2.1 (g) ~~Intellectual Property Rights 3.19(a~~Knowledge of the Company 3.10 Knowledge of Parent 4.5 (e) ~~Intervening Event 5.3(d~~Laws 3.6 (a) ~~Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a~~Liabilities 3.8 Liens 3.2 Losses 7.2 (a) Material Contracts ~~3.14(a~~3.18 (a) Maximum Number 2.1 (f) Merger ~~Recitals~~ Preamble Merger Consideration ~~2.1(a~~2.2 (a) Merger Sub ~~Preface Notice Period 5.3(c~~Preamble Option Pool Number 2.1 (g) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Ordinary Shares 2.1 (a) Outside Date 8.1 (c) Ownership Percentage Interest 2.1 (e) Parent ~~Preface Patents 3.19(a~~Preamble Parent Board 4.5 (e) ~~Paying Agent 2.2(a~~Parent Disclosure Schedule Article IV Parent Plans 5.8 (c) ~~Payment Fund 2.2(a~~Parent Stamp Tax Amount 5.12 (a) ~~Pension Plan 3.16(b~~Parent SEC Documents 4.5 (a) ~~Permitted Liens 3.17(a~~Parent Subsidiaries 4.1 Post Closing 30-Day Period 2.3 (h)(ii) ~~Policies 3.24(a~~Preferred Stock 2.1 (c) ~~Products 3.25(a~~Proceedings 3.10 Purchaser Representative 5.10 Record Date 6.2 (k) ~~Proprietary Information 3.19(a~~Retention Stock 5.13 SEC 4.5 (a) ~~Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b~~Second Step Merger 1.7 Section 262 2.2 (e) Securities Act ~~3.7(a~~2.3 (h)(i) ~~Superior Proposal 5.3(b~~Securityholder Agent 7.3 (a) Series A Cash Amount 2.1 (a) Series A Exchange Ratio 2.1 (a) Series A Merger Consideration 2.1 (a) Series A Preferred Stock 2.1 (a) Series B Cash Amount 2.1 (b) Series B Exchange Ratio 2.1 (b) Series B Merger Consideration 2.1 (b) Series B Preferred Stock 2.1 (b) Series C Cash Amount 2.1 (c) Series C Exchange Ratio 2.1 (c) Series C Merger Consideration 2.1 (c) Series C Preferred Stock 2.1 (c) Series C Proceeds per Share 2.1 (c) Stockholder 2.1 (g) Stockholder Approval 3.4 Support Agreements Preamble Surviving ~~Corporation~~ Company 1.1 Tax ~~3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a)~~ Opinions 5.15 Termination Fee ~~9.4(a~~8.2 (c) ~~Third~~ Third-Party ~~Proposal 5.3(a~~Claim 7.2 (b) ~~Uncertificated Shares 2.2(a~~Transaction Proposals 5.3 Transferred Employee 5.8 (c) ~~WARN Act 3.20(d~~Transfer Taxes 5.12 (a) Warrant 2.1 (g)

Appears in 1 contract

Samples: Merger Agreement (Verisity LTD)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Action 3.18(a) ~~Action 3.13~~ ADSP 6.3(d)(iii) Affected Employee 6.4(a) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Applicable 338 Law 6.3(d)(ii) ~~Certificates 2.2(a~~Applicable Survival Period 8.1(d) ~~Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company~~ Audited Consolidated Financial Statements 3.5 Balance Sheet ~~3.8 Company~~ 3.5 Balance Sheet Date ~~3.8 Company Benefit~~ 3.5 Buyer Preamble Buyer 401(k) Plan ~~3.16(a~~6.4(c)(i) ~~Company CBAs 3.20(a) Company Common Stock 3.5(a) Company~~ Buyer Disclosure Schedule Preamble to Article ~~III Company Financial Advisor 3.26 Company Financial Statements~~ IV Buyer Indemnitees 8.2 CERCLA 3.21(a)(iv) Closing 2.4(a) Closing Accounts Receivable 3.8 ~~Company Intellectual Property 3.19(b~~Closing A/R Reserve 3.8 Closing Date 1.1 Closing Payment 2.2(a)(ii) ~~Company Pension Plan 3.16(c~~Closing Receivables Payment 2.4 COBRA 6.4(f) ~~Company Registered Items 3.19(c~~Consents 3.4(a) ~~Company SEC Reports 3.7(a~~Copyrights 3.15(a) ~~Company Securities 3.5(c~~Current Products 3.7 Election Allocations 6.3(d)(iii) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Election Corporation 6.3(d)(iii) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(bElection Notice 8.10(b) Environment ~~3.21(a)(ii~~3.21(a)(i) Environmental Action ~~3.21(a)(iii~~3.21(a)(ii) Environmental Clean-Up up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental ~~Laws~~ Permits 3.21(a)(v) ~~Environmental Liabilities~~ Escrow Deposit 2.2(a)(i) Excluded Target Company Intellectual Property 3.15(f) Final Working Capital Adjustment 2.3(c) Financial Statements 3.5 FreezeFree Agreements 6.11 FreezeFree Assets 6.11 Hazardous Substances 3.21(a)(vi) ~~Environmental Permit 3.21(a)(vii~~HIPAA 3.19(i) ~~ERISA 3.16(a~~HIPAA Regulations 3.19(i) ~~ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a~~HIS Recitals HIS Shares Recitals In-Bound Licenses 3.15(c) Intellectual Property ~~3.19(a~~3.15(a) Intellectual Property Rights ~~3.19(a~~3.15(a) ~~Intervening Event 5.3(d~~Interim Balance Sheet 3.5 Interim Balance Sheet Date 3.5 Lease 3.14(b) ~~Lease 3.18(c~~Leased Personal Property 3.12(c) Leased Real Property ~~3.18(a~~3.14(a) Liabilities 3.6 Loss Threshold 8.4(a) Losses 8.2 Marks ~~3.19(a~~3.15(a) Material Contracts ~~3.14(a~~3.17(b) ~~Merger~~ NMI Recitals ~~Merger Consideration 2.1(a~~NMI Shares Recitals Noncompetition Period 5.5(a) ~~Merger Sub Preface~~ Nondisclosure Agreement 3.15(i) Notice ~~Period 5.3(c~~of Claim 8.5(a) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Out-Bound Licenses 3.15(d) Owned Real Property ~~3.18(a~~3.14(a) ~~Parent Preface~~ Party Preamble Patents ~~3.19(a~~3.15(a) ~~Paying Agent 2.2(a) Payment Fund 2.2(a~~PCBs 3.21(i) Pension Plan ~~3.16(b) Permitted Liens 3.17(a~~3.19(c) Policies ~~3.24(a~~3.22(a) Post-Closing Period 6.3(c)(ii) Pre-Closing Period 6.3(c)(ii) Preliminary Balance Sheet 2.3(a) Products ~~3.25(a~~3.23(a) Proposed Working Capital Adjustment 2.3(a) Proprietary Information 3.15(a) Purchase Price 2.1 QTT Recitals QTT Shares Recitals Quixote Corp. Preamble Quixote Group 3.9(a) Quixote Safety Preamble Release 3.21(a)(vii) Required Authorizations 3.11(a) Restricted Business 5.5(a) Review Period 2.3(b) Section 338 Forms 6.3(d)(ii) Section 338(h)(10) Election 6.3(d)(i) Section 338 Tax 6.3(d)(i) Seller 401(k) Plan 6.4(c)(i) Seller Benefit Plans 3.19(a) ~~Proxy Statement 3.10 Real Property 3.18(a~~Seller Group Benefit Plans 3.19(b) ~~Release 3.21(a)(ix~~Seller Indemnitees 8.3 Seller Party 6.3(e)(ii) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax~~ Sellers Preamble Sellers Disclosure Schedule Preamble to Article III Sensit License Agreement 7.1 Shares Recitals Software 3.15(a) ~~Tax Returns 3.15(a~~SSI Recitals SSI Shares Recitals Statement of Objections 2.3(c) ~~Taxing Authority 3.15(a~~Supply Agreement 7.1 Target Companies Recitals Target Companies’ Combined 2006-2009 Financial Statements 3.5 Target Companies’ Combined Interim Financial Statements 3.5 Target Company Benefit Plans 3.19(b) ~~Termination Fee 9.4(a~~Target Company Intellectual Property 3.15(e) Target Company Owned Intellectual Property 3.15(b) Target Company Registered Items 3.15(f) Third Party ~~Proposal 5.3(a~~Claim 8.5(a) ~~Uncertificated Shares 2.2(a~~Third Party Defense 8.5(b) ~~WARN Act 3.20(d~~Transafe Preamble Transition Services Agreement 7.1(h) Uncollected Accounts Receivable 8.11(a) Uncollected A/R Determination Date 8.11(a) Uncollected A/R Indemnity Period 8.11(a) Work Product Agreements 3.15(j) Workers’ Compensation Event 6.4(e)

Appears in 1 contract

Samples: Stock Purchase Agreement (Quixote Corp)

Other Defined Terms. The following ~~terms~~ capitalized terms, as used in the Agreement, have the respective meanings ~~assigned~~ given to them in the Section as set forth below adjacent to such ~~terms in the Sections~~ terms: AAA 9.9 AAA Procedures 9.9 Agreement Preamble Articles of the Agreement set forth below: Acquisition Transaction 5.3(a) Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Merger 1.2 Balance Sheet Date ~~3.8~~ 3.5(a) Bank Account 3.21 Basket 6.4(a) Cap 6.4(a) Company Preamble Company Benefit ~~Plan 3.16(a~~Plans 3.18(a) Company ~~CBAs 3.20(a~~Certificates 1.10(a) Company ~~Common Stock~~ Indemnified Party 6.2(b) Company Indemnifying Party 6.2(a) Company Software 3.11(b) Company Special Meeting 5.7(a) Company Real Property Leases 3.9 Claim Notice 6.5(b) Click Wrapped Software 3.11(b) Closing 2.1 Closing Date 2.1 D&O Indemnified Party 5.12(a) D&O Indemnifying Party 5.12(b) Dispute 9.9 Distribution Escrow Account 1.9(a) Distribution Escrow Shares 1.9(a) Exchange Agent 1.10(a) Effective Time 1.2 Expenses 9.2 Escrow Agent 1.9(a) Escrow Agreement 1.9(a) Escrow Shares 1.9(a) Expiration Date 1.9(b) Financial Statements 3.5(a) ~~Company Disclosure Schedule~~ Indemnified Party 6.2(b) Indemnifying Party 6.2(b) Indemnity Escrow Account 1.9(a) Indemnity Escrow Shares 1.9(a) Interim Period 5.1(a) Letter of Transmittal 1.10(a) Loss 6.2 Merger Recitals Merger Sub Preamble ~~Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company~~ NRS Recitals Outside Date 8.1(b) (a) Pending Claims 1.9(b) Pro Rata Share 1.4 Proxy Statement 5.7(a) Purchaser Preamble Purchaser Indemnified Party 6.2(a) Purchaser Indemnifying Party 6.2(b) Purchaser Intellectual Property ~~3.19(b~~4.14 Purchaser Special Meeting 5.7(a) ~~Company Pension Plan 3.16(c~~Purchaser Material Adverse Effect 4.1 Registration Statement 5.7(a) ~~Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1~~ Related Person 3.20 Required Company Stockholder Approval ~~3.2(a~~7.1(c) ~~Company~~ Required Purchaser Stockholder ~~Meeting 5.4(a~~Approval 7.1(b) ~~Company Stock Option 2.6(a~~Resolution Period 9.9 SEC Reports 4.5(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Stockholder Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)1.4

Appears in 1 contract

Samples: Merger Agreement (Spherix Inc)

Other Defined Terms. The following terms have the meanings ~~assigned to~~ defined for such terms in the Sections ~~of the Agreement~~ set forth below: ~~Acquisition Transaction 5.3(a~~Agreement Preamble Amalgamated Company Recitals Amalgamated Company Shares 2.03 Amalgamation Recitals Amalgamation Agreement 2.01 Amalgamation Consideration 2.06(a) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i~~Amalgamation Sub Preamble AT 3.12 Business Recitals Business Day 2.02 Bye-Laws 2.03 Capital Budget 5.01 Capitalization Date 0 Certificate 2.06(a) ~~Certificates 2.2(a~~CFIUS 6.03(a) Closing ~~1.2(a)~~ 2.02 Closing Date ~~1.2(a~~2.02 Communications Act 3.08(a) ~~Code 2.3~~ Companies Act Recitals Company ~~Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a)~~ Preamble Company Disclosure Schedule ~~Preamble~~ Article III Company Financial ~~Advisor 3.26 Company Financial~~ Statements ~~3.8 Company Intellectual Property 3.19(b~~3.03(b) Company ~~Pension Plan 3.16(c~~Ground Stations 3.18(c) Company ~~Registered Items 3.19(c~~Incentive Plan 2.09 Company Material IP 3.17 Company Permits 3.12 Company Plan 3.13(a) Company ~~SEC Reports 3.7(a~~Plans 3.13(a) Company Satellites 3.18(a) Company Securities ~~3.5(c~~3.01(e) Company ~~Stockholder 2.1~~ Shareholders Meeting 6.02 Company ~~Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a)~~ Shares 2.06 Company Stock Option ~~2.6(a) Company Stock Plans 2.6(a)~~ 2.09 Company Subsidiary Securities ~~3.6(b~~3.01(f) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~5.02(b) ~~DGCL 1.1~~ Controlled Group 3.13(b) Dissenting Shareholder 2.06(a) Dissenting Shares ~~2.5(a~~2.06(a) ~~DOJ 7.1(a)~~ Dutch Permits 3.12 Effective Time ~~1.2(b~~2.03 Excluded Shares 2.06(a) ~~Environment 3.21(a)(ii~~Exon-Xxxxxx Review 6.03(a) ~~Environmental Action 3.21(a)(iii~~FCC 3.08(a) ~~Environmental Clean-Up Site 3.21(a)(iv~~Final Termination Date 9.02(a) ~~Environmental Laws 3.21(a)(v~~Xxxxxxx Sachs 3.20(a) ~~Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii~~Health Status Reports 3.18(a) HSR Act ~~3.3~~ 3.08(a) Indemnified Parties ~~6.2(a~~6.06(a) ~~Intellectual~~ Insurance Policy 3.06 ITAR 3.08(a) ITU 3.18(b) Leased Property ~~3.19(a~~3.21(b) ~~Intellectual Property Rights 3.19(a~~Letter of Transmittal 2.07(b) ~~Intervening Event 5.3(d) Lease~~ Major Stations 3.18(c) ~~Leased Real~~ Material Backlog Contracts 3.11(b) Memorandum of Association 2.03 NS B.V. Recitals NYSE 3.08(a) Owned Property ~~3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~3.21(a) Parent ~~Preface Patents 3.19(a)~~ Preamble Parent Disclosure Schedule Article IV Parties Preamble Paying Agent ~~2.2(a~~2.07(a) Payment Fund ~~2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix~~2.07(a) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~6.04(a) Required Approvals 8.01(b) Required Company Vote 3.02 Revised Confidentiality Terms 6.04(a) SEC ~~3.3 SEC Comments 5.4(b~~3.03(a) ~~Securities Act 3.7(a~~Section 108 Documents 2.03 SER Notification 3.08(a) Superior Proposal ~~5.3(b~~6.04(b) ~~Surviving Corporation 1.1 Tax 3.15(a~~Tail Policy 6.06(c) ~~Tax Returns 3.15(a~~VAT 3.16(e) ~~Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)~~Voting Agreement Recitals

Appears in 1 contract

Samples: Transaction Agreement and Plan of Amalgamation (New Skies Satellites Holdings Ltd.)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~have~~ has the ~~meanings assigned to such terms~~ respective meaning specified in the ~~Sections~~ Section set forth opposite such term below: Term Section Agreement Preamble Articles of Merger 1.03 Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.02(b)(i) Cash Consideration 2.01(a)(ii) Certificate 2.02(b)(i) Closing 1.04 Closing Date 1.04 Commitment Letter 4.10 Company Preamble Company Acquisition Agreement 5.03(b) Company Adverse Recommendation Change 5.03(b) Company Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock 2.01(a)(i) Company Disclosure Letter Article III Company DRIP 5.01(a)(iv) Company Employee 6.10(a) Company Financial Statements 3.06(a) Company Indemnified Parties 6.09(a) Company Intervening Event 5.03(f)(iii) Company Projections 3.22 Company Recommendation Change Notice 5.03(c) Company Reports 3.06(a) Company Required Consents 3.05(a) Company Required Statutory Approvals 3.05(b)(iv) Company Risk Management Guidelines 5.01(a)(xvii) Company Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Subsidiaries 3.01 Company Takeover Proposal 5.03(f)(i) Company Termination Fee 8.02(b)(ii) Company Voting Debt 3.03(b) Confidentiality Agreement 6.02(b) Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Debt Letters 4.10 Term Section DFS Provisions 9.07 Dissenting Shares 2.04(a) Effective Time 1.03 End Date 8.01(b)(i) Environmental Permit 3.14(a)(i) Equity Securities 3.03(b) Exchange Act 3.05(b)(i) Exchange Agent 2.02(a) Exchange Fund 2.02(a) Exchange Ratio 2.01(a)(ii) FERC 3.05(b)(iv) Filed Company Contract 3.15(a) Filing 3.05(b) Final Order 7.01(b) Financing 4.10 Financing Parties 5.05(b) Financing Source Parties 9.07 Form S-4 6.01(a) FPA 3.05(b)(iv) GAAP 3.06(a) HSR Act 3.05(b)(ii) Insurance Policies 3.18 IRS 3.09(b) KCC 3.05(b)(iv) KGCC 1.02 Legal Restraint 7.01(c) Liens 3.02 Maximum Amount 6.09(c) Merger 1.02 Merger Consideration 2.01(a)(ii) Merger Sub Preamble NRC 3.05(b)(iv) Other Equity-Based Right 2.03(c) Parent Preamble Parent Acquisition Agreement 5.04(b) Parent Adverse Recommendation Change 5.04(b) Parent Board Recitals Parent Board Recommendation 4.04 Parent Charter Approval 4.04 Parent Common Stock 2.01(a)(ii) Parent Disclosure Letter Article IV Parent Equity Securities 4.03(b) Parent Fiduciary Out Termination Fee 8.02(b)(iii) Parent Financial Statements 4.06(a) Parent Intervening Event 5.04(f)(iii) Parent No Vote Termination Fee 8.02(b)(vi) Term Section Parent Preferred No Par Stock 4.03(a) Parent Preferred Par Value Stock 4.03(a) Parent Preference Stock 4.03(a) Parent Projection 4.17 Parent Recommendation Change Notice 5.04(c) Parent Reports 4.06(a) Parent Required Consents 4.05(a) Parent Required Statutory Approvals 4.05(b)(iii) Parent Shareholder Approval 4.04 Parent Shareholders Meeting 4.04 Parent Subsidiaries 4.01 Parent Termination Fee 8.02(b)(i) Parent Takeover Proposal 5.04(f)(i) Parent Utilities 4.14(b) Parent Voting Debt 4.03(b) Parties Preamble Preferred Stock 3.03(a) Proceedings 5.02 Proxy Statement/Prospectus 6.01(a) PUHCA 2005 3.19(a) Representatives 5.03(a) Represented Employee 6.10(b) Required Consents 4.05(a) Required Statutory Approvals 4.05(b)(iii) SEC 3.05(b)(i) Securities Act 3.05(b)(i) Stock Consideration 2.01(a)(ii) Substitute Financing 5.05(e) Superior Company Proposal 5.03(f)(ii) Superior Parent Proposal 5.04(f)(ii) Surviving Corporation 1.02 Takeover Statute 3.13 Transaction Litigation 6.04 WARN 3.10 Willful Breach 8.02(e) Parent agrees that the ~~Agreement~~ initial application submitted to the Kansas Corporation Commission with respect to the Merger will include specific commitments and agreements consistent with the items set forth below: Acquisition Transaction 5.3(a) Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) . Although the Merger ~~Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a)~~ is not subject to an approval proceeding in Missouri, Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)would expect to make similar commitments and agreements for the benefit of the Missouri customers of its utility subsidiaries in the context of future rate case proceedings of its utility subsidiaries before the Missouri Public Service Commission.

Appears in 1 contract

Samples: Merger Agreement (Westar Energy Inc /Ks)

Other Defined Terms. ~~The~~ For purposes of this Agreement, each of the following terms ~~have the meanings assigned to such terms~~ is defined in the ~~Sections of the Agreement~~ Section set forth ~~below~~opposite such term: Accounting Firm 1.05(b) Acquisition ~~Transaction 5.3(a~~Recitals Actions 5.05(c) ~~Action 3.13~~ Active Employee 5.08(a) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Allocation Accounting Firm 5.05(h)(iv) ~~Certificates 2.2(a~~Ancillary Agreements 2.02 Annual Bonus Amount 5.08(r) Asset Allocation 5.05(h) Assumed Benefit Agreement 3.14(a) Assumed Benefit Plan 3.14(a) Basket Amount 9.03(a) Business Employees 3.14(a) Cap 9.03(b) Cap Ex Budget 3.15(c)(ix) CBAs 3.18 Class I Representations 7.02(a) Closing ~~1.2(a)~~ 1.03 Closing Date ~~1.2(a~~1.03 COBRA 3.14(c) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(bCompetitive Activities 6.01(a) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.02(a) ~~DGCL 1.1 Dissenting Shares 2.5(a~~Consent 2.03 Continuation Period 5.08(b) Contract 2.03 Controlled Group Liability 5.08(k) Controlling Party 9.09(d)(iii) CPTL 2.03 Debt Financing Commitments Recitals Disabled Employee 5.08(a) DOJ ~~7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii~~5.03(a)(ii)(l) Environmental ~~Action 3.21(a)(iii~~Access Agreement 1.04(e) Environmental ~~Clean-Up Site 3.21(a)(iv~~Claim Notice 9.09(d)(i) Environmental ~~Laws 3.21(a)(v~~Matter 9.09(d)(ii) ~~Environmental Liabilities 3.21(a)(vi~~Equity Financing Commitments Recitals ERISA 3.14(a) ~~Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~Estimated Purchase Price 1.01(a) Exchange Act ~~3.3~~ 2.03 Extension Date 1.03 Final Purchase Price 1.05(c) Financial Statements 3.05(a) Financing Commitments Recitals Foreign Merger Control Laws 2.03 Foreign Transferred Entity 5.07 FSA Participant 5.08(1) FSA Participation Period 5.08(1) FTC ~~7.1(a~~5.03(a) (ii) (1) GAAP ~~3.7(e~~1.01(b) ~~Hazardous Substances 3.21(a)(viii)~~ Governmental Entity 2.03 HSR Act ~~3.3 Indemnified Parties 6.2(a~~2.03 xXX Fund 3.14(d) indemnified party 9.09(a)(i) IRS 3.12(i) ITAR 2.03 Judgment 2.03 Labor Laws 3.18 Law 2.03 Lease 3.07(b) Leased Property 3.07(a) Leasing Entity 3.07(b) Licensed Intellectual Property ~~3.19(a~~3.08(a) Liens 3.06(a) Losses 9.02 Material Consents 6.11 Mini-Basket Amount 9.03(c) Non-Breach Financing Failure 8.02(c) Non-Controlling Party 9.09(d)(iii) Notice of Disagreement 1.05(b) NYSE 2.03 Owned Intellectual Property ~~Rights 3.19(a~~3.08(a) ~~Intervening Event 5.3(d~~Owned Property 3.07(a) ~~Lease 3.18(c~~Pension Service Employee 5.08(m) ~~Leased Real~~ Permits 3.10 Permitted Liens 3.06(a) Pre-Closing Consolidated Return 9.09(c)(ii) Pre-Closing Service 5.08(d) Property ~~3.18(a~~Owning Entity 3.07(a) ~~Marks 3.19(a~~Property Taxes 9.01 (c)(i) ~~Material Contracts~~ Proposed Asset Allocation 5.05(h)(ii) Purchased Companies Recitals Purchased Companies Equity Interests Recitals Purchased Company Subsidiaries Recitals Purchased Company Subsidiaries Equity Interests Recitals Purchaser Preamble Purchaser 401(k) Plan 5.08(q) Purchaser Cafeteria Plan 5.08(1) Purchaser Indemnitees 9.01(a) Remaining Employees 6.01(c) Represented Employee 5.08(b) Restricted Assets 1.02(b) Retained Employees 3.14(a) ~~Merger Recitals Merger Consideration 2.1(a~~Retiree Medical Eligible Employees 5.08(h) ~~Merger Sub Preface Notice Period 5.3(c~~Seller Preamble Seller 401(k) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Plan 5.08(q) ~~Parent Preface Patents 3.19(a~~Seller Benefit Agreement 3.14(a) ~~Paying Agent 2.2(a~~Seller Benefit Plan 3.14(a) ~~Payment Fund 2.2(a~~Seller Cafeteria Plan 5.08(1) Seller Commonly Controlled Entity 3.14(a) Seller Indemnitees 9.01(b) Seller Letter Article II Seller Pension Plan ~~3.16(b~~5.08(m) ~~Permitted Liens 3.17(a~~Specified Person 8.02(e) ~~Policies 3.24(a~~Sponsor Fund Guarantees Recitals Sponsor Funds Recitals Statement 1.05(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(aStraddle Period 9.01(c) Tax ~~Returns 3.15(a~~Asset 5.05(d) ~~Taxing Authority 3.15(a~~Tax Controversy 9.09(c)(i) ~~Termination Fee 9.4(a~~Tax Indemnified Party 9.09(c)(i) Tax Indemnifying Party 9.09(c)(i) Tax Sharing Agreements 5.05(e) Terms and Conditions of Employment 5.08(u) Third Party ~~Proposal 5.3(a~~Claim 9.09(a)(i) ~~Uncertificated Shares 2.2(a~~Trademark License Agreement 1.04(f) Transfer Date 5.08(a) Transfer Taxes 5.04(b) Transferors Recitals Transferred Contracts 3.09(b) Transferred Employees 5.08(a) Transferred Entities Recitals (a) Transferred Equity Interests Recitals Transferred Intellectual Property 3.08(a) Transferred Real Property 3.07(a) Transferred Technology 3.08(b) Transition Services Agreement 1.04(c) Unaudited Financial Statements 3.05(a) WARN Act ~~3.20(d)~~3.18

Appears in 1 contract

Samples: Purchase Agreement (Global Brass & Copper Holdings, Inc.)

Other Defined Terms. ~~The~~ For purposes of this Agreement, the following terms have the respective meanings ~~assigned to such terms~~ set forth in the ~~Sections of the Agreement set forth below~~section referenced opposite such term: Acquisition ~~Transaction 5.3(a~~Sub Heading Agreement Heading Articles of Merger Section 1.3 Buyer Heading Buyer Expenses Section 7.2(a) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a) Closing 1.2(a~~Buyer Termination Fee Section 7.2(b) Closing Date ~~1.2(a~~Section 1.2 Code Section 2.2(f) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~Commitment Section 4.2(f) Common Shares Section 3.1(c) Company ~~CBAs 3.20(a~~Heading Company Expenses Section 7.2(b) Company ~~Common Stock 3.5(a~~Financial Statement Date Section 3.1(f) Company ~~Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Material Adverse Effect Section 3.1(a) Company ~~Pension Plan 3.16(c~~Options Section 3.1(c) Company ~~Registered Items 3.19(c~~Properties Section 3.1(n) Company SEC ~~Reports 3.7(a~~Documents Section 3.1(e) Company ~~Securities 3.5(c~~Shareholder Approval Section 3.1(d) Company ~~Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder~~ Shareholders Meeting ~~5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a~~Section 3.1(d) Company Subsidiary ~~Securities 3.6(b~~Section 3.1(a) ~~Confidentiality Agreement 5.2 Copyrights 3.19(a~~Company Termination Fee Section 7.2(a) Competing Transaction Section 5.4(a) DGCL Section 1.1 Dissenting Shares ~~2.5(a) DOJ 7.1(a~~Section 2.2(g) Effective Date Section 1.3 Effective Time ~~1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv~~Section 1.3 Encumbrances Section 3.1(n) Environmental Laws ~~3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~Section 3.1(m) Exchange Act ~~3.3 FTC 7.1(a~~Section 3.1(d) Franchise Agreements Section 3.1(n) GAAP ~~3.7(e~~Section 3.1(e) Governmental Entity Section 3.1(d) Hazardous ~~Substances 3.21(a)(viii~~Substance Section 3.1(m) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~Insurance Amount Section 5.8(b) ~~Intellectual Property 3.19(a~~Laws Section 3.1(d) ~~Intellectual Property Rights 3.19(a~~Liens Section 3.1(b) ~~Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a~~Management Agreement Documents Section 3.1(n) Material Contracts ~~3.14(a~~Section 3.1(l) Merger ~~Recitals~~ Section 1.1 Merger Consideration Section 2.1(a) ~~Merger Sub Preface Notice Period 5.3(c~~Other Preferred Shares Section 3.1(c) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Owned ~~Real Property 3.18(a~~Hotels Section 3.1(n) ~~Parent Preface Patents 3.19(a)~~ Parties Heading Party Heading Paying Agent Section 2.2(a) ~~Payment Fund 2.2(a~~Permits Section 3.1(k) ~~Pension~~ Plan ~~3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a)~~ of Merger Section 1.1 Proxy Statement ~~3.10 Real Property 3.18(a~~Section 3.1(d) ~~Release 3.21(a)(ix~~Qualifying Income Section 7.2(f) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~REIT Section 3.1(h) SEC ~~3.3 SEC Comments 5.4(b~~Section 3.1(d) Securities Act ~~3.7(a~~Section 3.1(e) ~~Superior Proposal 5.3(b~~Series A Preferred Shares Section 3.1(c) Series B Convertible Shares Section 3.1(c) Surviving Corporation ~~1.1 Tax 3.15(a~~Recitals Surviving Corporation Fund Section 2.2(b) Superior Competing Transaction Section 5.4 Takeover Statute Section 5.3(a) Tax ~~Returns 3.15(a~~Protection Agreement Section 3.1(h) ~~Taxing Authority 3.15(a~~Tax Return Section 3.1(h) ~~Termination Fee 9.4(a~~Taxes Section 3.1(h) ~~Third Party Proposal 5.3(a~~Transfer and Gains Taxes Section 5.6 Units Section 3.1(c) ~~Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Voting Agreement Recitals VSCA Section 1.1 Wachovia Section 3.1(j)

Appears in 1 contract

Samples: Merger Agreement (Apple Hospitality Five Inc)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a) Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company~~ Acquired Audited Financial Statements 3.7 Acquired Balance Sheet ~~3.8 Company~~ 3.7 Acquired Balance Sheet Date ~~3.8~~ 3.7 Acquired Companies 3.2(a) Acquired Company Benefit ~~Plan 3.16(a~~Plans 3.19(a) ~~Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company~~ Acquired Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~3.7 Acquired Interim Balance Sheet 3.7 Acquired Interim Financial Statements 3.7 Acquired Subsidiary Shares 3.4(b) ~~Company Pension Plan 3.16(c~~Action 3.18(a) ~~Company Registered Items 3.19(c~~Agreement Preamble Applicable Survival Period 9.1(d) ~~Company SEC Reports 3.7(a~~Belizean Companies 3.1(a) ~~Company Securities 3.5(c~~Buyer Preamble Buyer Indemnitees 9.2(a) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Buyer Warranty Losses 9.2(b) ~~Company Stockholder Meeting 5.4(a~~Closing 2.3 Closing Date 2.3 Consents 3.6(a) ~~Company Stock Option 2.6(a~~Cooperation Agreement 6.5(a) ~~Company Stock Plans 2.6(a~~Copyrights 3.15(a) ~~Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b~~Election Notice 9.10(b) Environment ~~3.21(a)(ii~~3.21(a)(i) Environmental Action ~~3.21(a)(iii~~3.21(a)(ii) Environmental Clean-Up up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental ~~Laws~~ Permits 3.21(a)(v~~) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~) Exchange Act ~~3.3 FTC 7.1(a~~5.9 Excluded HemcoNic Assets 3.8(b) ~~GAAP 3.7(e~~Forestry Credits 3.9(b) Forestry Note 2.4(i) Hazardous Substances ~~3.21(a)(viii~~3.21(a)(vi) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~Hemco Recitals Hemco Shares 3.3(e) HemcoNic Recitals HemcoNic Interests Recitals HemcoNic Properties 3.14(a) HemcoNic Shares 3.4(b) IFRS 3.7 Intellectual Property ~~3.19(a~~3.15(a) Intellectual Property Rights ~~3.19(a~~3.15(a) ~~Intervening Event 5.3(d) Lease 3.18(c~~Leased Personal Property 3.12(b) Leased Real Property ~~3.18(a~~3.13(a) Liabilities 3.8(a) Losses 9.2(a) Lough Preamble Management Recitals Management Shares Recitals Management Services Agreement 6.4(d) Marks ~~3.19(a~~3.15(a) Xxxxxx Preamble Material Contracts ~~3.14(a~~3.17(b) ~~Merger~~ Matuzulen Recitals ~~Merger Consideration 2.1(a~~Nicaraguan Companies 3.2(a) ~~Merger Sub Preface~~ Nicaragua GAAP 3.7 Notice ~~Period 5.3(c~~of Claim 9.4(a) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Owned Personal Property 3.12(a) Owned Real Property ~~3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b~~3.13(a) Permitted ~~Liens 3.17(a~~Dividends 3.16(c) Personal Properties 3.12(a) Plan Shares 2.5(b) Policies ~~3.24(a~~3.22(a) ~~Products 3.25(a)~~ Prohibited Transaction 8.4 Proprietary Information ~~3.19(a~~3.15(a) ~~Proxy Statement 3.10~~ Purchase Price 2.1 Purchase Price Balance 2.2 Real Property ~~3.18(a~~3.13(a) Release ~~3.21(a)(ix~~3.21(a)(vii) Report 3.17(f) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~5.4 Restructured Legacy Businesses 3.8(a) ~~SEC 3.3 SEC Comments 5.4(b~~Xxxx Preamble Section 338 Election 3.6(d) ~~Securities Act 3.7(a~~Seller Documents 3.5 Seller Indemnitees 9.3(a) ~~Superior Proposal 5.3(b~~Seller Release 6.4(c) ~~Surviving Corporation 1.1 Tax 3.15(a~~Seller Warranty Losses 9.3(b) ~~Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee~~ Sellers Preamble Third Party Claim 9.4(a) Third Party ~~Proposal 5.3(a~~Defense 9.4(b) ~~Uncertificated Shares 2.2(a~~Transition Services Agreement 6.4(b) ~~WARN Act 3.20(d)~~TWL Preamble UG Common Stock 6.4(d) Vesubio Recitals Vesubio Loan 5.10

Appears in 1 contract

Samples: Share Purchase Agreement (Universal Gold Mining Corp.)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~AAA 10.7 Action 3.18(a) ~~Action 3.13~~ Agent 5.7 Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Applicable Survival Period 9.l(c) ~~Certificates 2.2(a~~Appreciation Value 2.1(a) ~~Closing 1.2(a~~Audited Financial Statements 3.6(a) ~~Closing Date 1.2(a) Code 2.3 Company Preface Company~~ Balance Sheet ~~3.8 Company~~ 3.6(b) Balance Sheet Date ~~3.8~~ 3.6(b) CERCLA 3.21(a)(iv) Certificates 2.2(b) Certificate of Merger 1.2 CFO Certificate 2.6(a) Claim 6.7(c) Closing 1.2 Closing Date 1.2 Code 2.3 Collateral Sources 9.7 Company Preamble Company Benefit Plan ~~3.16(a) Company CBAs 3.20(a~~3.19(a) Company Common Stock ~~3.5(a~~2.1(a) Company Disclosure Schedule ~~Preamble~~ Article III Preamble Company ~~Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Indemnitees 6.7(a) Company ~~Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c~~Shares 3.2(a) Company Stockholder 2.1 Company Stockholder Approval ~~3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b)~~ Recitals Confidentiality Agreement ~~5.2~~ 5.3 Consents 3.5(a) Copyrights ~~3.19(a~~3.15(a)(iii) Deductible 9.2(b) DGCL 1.1 Dissenting Shares 2.5(a) DOJ ~~7.1(a~~6.1(b) Effective Time ~~1.2(b)~~ 1.2 Environment ~~3.21(a)(ii~~3.21(a)(i) Environmental Action ~~3.21(a)(iii~~3.21(a)(ii) Environmental Clean-Up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental ~~Laws~~ Liabilities 3.21(a)(v) Environmental ~~Liabilities~~ Permit 3.21(a)(vi) ~~Environmental Permit 3.21(a)(vii)~~ ERISA ~~3.16(a~~3.19(a) ERISA Affiliate ~~3.16(a~~3.19(a) ~~ESPP 2.6(d~~Escrow Funds 2.2(a) ~~Exchange Act 3.3~~ Excluded Shares 2.1(b) Executing Stockholder 2.2(a) Financial Statements 3.6(a) Financing Commitment 4.7 FIRPTA Certificate 5.9 FTC ~~7.1(a~~6.1(b) GAAP ~~3.7(e~~3.6(b) Guarantor Preamble Hazardous Substances ~~3.21(a)(viii~~3.21(a)(vii) HSR Act ~~3.3 Indemnified Parties 6.2(a~~3.5(b) Indemnitees 9.3 Indemnitors 9.3 Initial Cap 9.2(b) Initial Tax Cap 9.2(b) Intellectual Property ~~3.19(a~~3.15(a) Intellectual Property ~~Rights 3.19(a~~Licenses 3.15(g) ~~Intervening Event 5.3(d~~Interim Balance Sheet 3.6(b) ~~Lease 3.18(c~~Interim Balance Sheet Date 3.6(b) Interim Financial Statements 3.6(a) Leased Real Property ~~3.18(a~~3.14(b) Liabilities 3.7 Liens 3.3(a) Losses 9.2(a) Marks ~~3.19(a~~3.15(a)(ii) Material Amount of Deductions 3.9(a)(vi) Material Amount of Income 3.9(a)(vi) Material Amount of Taxes 3.9(a)(iv) Material Contracts ~~3.14(a~~3.17(b) Material Tax Return 3.9(a)(v) Merger ~~Recitals~~ 1.1 Merger Consideration 2.1(a) Merger Sub ~~Preface~~ Preamble Net Indebtedness 2.1(a) Noncompetition Agreement 5.9 Non-Executing Stockholder 2.2(a) Notice ~~Period 5.3(c~~of Claim 9.4(a) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Outbound Licenses 3.15(g) Owned Real Property ~~3.18(a~~3.14(a) Parent Preface Parent Disclosure Schedule Article IV Preamble Parent Indemnitees 9.2(a) Parent Indemnitor 9.3 Patents ~~3.19(a~~3.15(a)(i) Paying Agent 2.2(a) Payment Fund 2.2(a) Payment Funds 2.2(a) PCBs 3.21(a)(vii) Pension Plan ~~3.16(b~~3.19(b) Percentage Interest 9.2(a) Per Share Amount 2.1(a) Per Share Payment Amount 2.2(b) Permitted Liens ~~3.17(a~~3.12(b) Policies ~~3.24(a~~3.23 Potential 280G Benefits 5.12 Principal Company Stockholders Preamble Pro Rata Interest 9.2(c) ~~Products 3.25(a~~RCRA 3.21(a)(iv) ~~Proprietary Information 3.19(a) Proxy Statement 3.10~~ Real Property ~~3.18(a~~3.14(b) Real Property Lease 3.14(c) Release ~~3.21(a)(ix~~3.21(a)(viii) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~5.3 Restraints 7.1(c) ~~SEC 3.3 SEC Comments 5.4(b~~SARs Fund 2.6 SARs Payment 2.1(a) ~~Securities Act 3.7(a~~SARs Plan 2.1(a) ~~Superior Proposal 5.3(b~~Second Tax Cap 9.2(b) Secondary Payment Fund 2.2(a) Stockholder Indemnitees 9.3 Stockholder Indemnitors 9.2(a) Stockholder Representative Preamble Stockholder Tax Defense 9.4(b) Surviving Corporation 1.1 Tax ~~3.15(a~~3.9(a)(i) Tax Loss 9.2(b) Tax Proceeding 9.4(b) Tax Returns ~~3.15(a~~3.9(a)(ii) Taxing Authority ~~3.15(a~~3.9(a)(iii) ~~Termination Fee~~ Third Party Claim 9.4(a) Third Party Defense 9.4(b) Third Party Proposal ~~5.3(a~~5.7 Third Tax Cap 9.2(b) Trade Secrets 3.15(a)(iv) Transaction Expenses 2.1(a) Transfer Taxes 10.14 Uncertificated Shares ~~2.2(a~~2.2(b) WARN Act ~~3.20(d~~3.20(e) Warranty Losses 9.2(b)

Appears in 1 contract

Samples: Merger Agreement (Tube City IMS CORP)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a)~~ Action ~~3.13~~ 3.16 Additional Financial Statements 5.14 Agent 5.10 Agreement Preface ~~CERCLA 3.21(a)(i~~Applicable Survival Period 9.1(c) Arbitration Firm 2.10(c) Audited Financial Statements 3.6(a) Auditor 5.14 Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) Cap 9.2(c) Certificates ~~2.2(a~~2.3 Charter Documents 3.1(b) Closing ~~1.2(a)~~ 1.2 Closing Date ~~1.2(a~~1.2 Closing Working Capital 2.10(b) Code ~~2.3~~ 2.9 Common Stock Merger Consideration 2.1 Company Preface Company ~~Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company~~ Common Stock ~~3.5(a~~2.2(a) ~~Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8~~ Company Intellectual Property ~~3.19(b~~3.13(f) Company ~~Pension~~ Option Plan ~~3.16(c~~2.4 Company Owned Intellectual Property 3.13(c) Company Owned Software 3.13(n)(i) Company Preferred Stock 3.2(a) Company Registered Items ~~3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c~~3.13(g) Company Stockholder ~~2.1 Company Stockholder~~ Approval ~~3.2(a~~3.4(b) Company ~~Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b~~Stockholders 2.6 Confidential Information 2.10(d) Confidentiality Agreement 5.2 Consents 3.5(a) Contaminant 3.13(n)(v) Copyrights ~~3.19(a~~3.13(a) ~~DGCL 1.1~~ Disabling Code 3.13(n)(v) Dissenting Share Payments 2.8(b) Dissenting Shares ~~2.5(a~~2.8(a) ~~DOJ 7.1(a~~Document Production 3.13(b) Domain Names 3.13(a) Effective Time ~~1.2(b~~1.2 Employee Benefit Plan 3.17(a) ~~Environment 3.21(a)(ii~~Estimated Working Capital 2.10(a) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(dEstimated Working Capital Closing Adjustment 2.10(a) Exchange Act ~~3.3 FTC 7.1(a~~4.4(b) Final Working Capital 2.10(c) Financial Statements 3.6(a) FIRPTA Certificate 5.12 Fundamental Representations and Warranties 9.1(b) GAAP ~~3.7(e~~3.6(b) ~~Hazardous Substances 3.21(a)(viii~~In-Bound Licenses 3.13(d) ~~HSR Act 3.3 Indemnified Parties 6.2(a)~~ Indemnification Threshold 9.2 Indemnitors 9.2 Intellectual Property ~~3.19(a~~3.13(a) Intellectual Property Rights ~~3.19(a~~3.13(a) ~~Intervening Event 5.3(d~~Interim Balance Sheet 3.6(b) ~~Lease 3.18(c~~Interim Balance Sheet Date 3.6(b) ~~Leased Real Property 3.18(a~~Interim Financial Statements 3.6(a) Interim Parent Note 2.1 IRS 3.17(a) Landlord 5.5 Liabilities 3.7 Liens 3.3(a) Losses 9.2(a) Marks ~~3.19(a) Material Contracts 3.14(a~~3.13(a) Merger ~~Recitals~~ 1.1 Merger Consideration ~~2.1(a)~~ 2.1 Merger Sub Preface Net Asset Statement 2.10(b) Net Proceeds 9.6 Nondisclosure Agreements 3.13(j) Notice ~~Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~of Claim 9.3 NRS 1.1 Optionholder 2.4 Out-Bound Licenses 3.13(e) Parent Preface Parent Indemnitees 9.2 Parent Preferred Stock 4.2 Patents ~~3.19(a~~3.13(a) ~~Paying Agent~~ Per Share Cash Merger Consideration 2.2(a) ~~Payment Fund~~ Per Share Stock Merger Consideration 2.2(a~~) Pension Plan 3.16(b~~) Permitted Liens ~~3.17(a) Policies 3.24(a) Products 3.25(a)~~ 3.11 Principal Stockholders Recital Proposal 5.10 Proprietary Information ~~3.19(a~~3.13(a) ~~Proxy Statement 3.10~~ Public Software 3.13(n)(vi) Real ~~Property 3.18(a) Release 3.21(a)(ix)~~ Estate Lease 5.5 Registration Period 5.13 Representatives 5.2 ~~Xxxxxxxx-Xxxxx Act 3.7(a)~~ SEC ~~3.3 SEC Comments 5.4(b)~~ 4.5 Securities Act ~~3.7(a~~4.5(a) ~~Superior Proposal 5.3(b~~Software 3.13(a) Stockholders’ Representative Preface Surviving Corporation 1.1 Systems 3.13(n)(v) Target Working Capital 2.10(a) Tax ~~3.15(a~~3.18(a)(i) Tax Returns ~~3.15(a~~3.18(a)(ii) Taxing Authority ~~3.15(a~~3.18(a)(iii) ~~Termination Fee 9.4(a~~Terminated Employees 5.4(a) Third Party ~~Proposal 5.3(a~~Claim 9.3(a) ~~Uncertificated~~ Third Party Defense 9.3(b) Transmittal Letter 2.3(a) Treasury Shares ~~2.2(a~~2.1(a)(i) ~~WARN Act 3.20(d~~Tucows Common Stock 2.1 Parent Note 2.1 Tucows Party 4.1 Tucows Parties 4.1 Tucows SEC Reports 4.5(a) Warranty Losses 9.2 Work Product Agreements 3.13(k) Working Capital 2.10(a)

Appears in 1 contract

Samples: Merger Agreement (Tucows Inc /Pa/)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Action 4.19(a) ~~Action 3.13~~ Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Allocation Statement 2.7 Annual Financial Statements 4.4(a)(i) ~~Certificates 2.2(a~~Assigned Contracts 2.1(d) ~~Closing 1.2(a~~Assignment and Assumption of Lease 3.2(e) ~~Closing Date 1.2(a) Code~~ Assumed Liabilities 2.3 ~~Company Preface Company~~ Balance Sheet ~~3.8 Company~~ 4.4(b) Balance Sheet Date ~~3.8 Company Benefit~~ 4.4(b) Business Recitals Business Authorizations 4.10(a) Buyer Preamble CERCLA 4.22(a)(iv) Closing 3.1 Closing Date 3.1 Closing Date Working Capital Differential 2.6 COBRA 6.3(i) Consents 4.3(a) Copyrights 4.14(a) Environment 4.22(a)(i) Environmental Action 4.22 (a)(ii) Environmental Clean-up Site 4.22 (a)(iii) Environmental Laws 4.22 (a)(iv) Environmental Permit 4.22(a)(v) Excluded Assets 2.2 Excluded Contracts 2.2(b) Excluded Liabilities 2.4 Financial Statements 4.4(a) Hazardous Substances 4.22(a)(vi) In-Bound Licenses 4.14(c) Indemnification Deductible 7.1(a) Indemnified Party 7.2 Indemnifying Party 7.2 Intellectual Property 4.14(a) Intellectual Property Rights 4.14(a) Interim Balance Sheet 4.4(b) Interim Balance Sheet Date 4.4(b) Interim Financial Statements 4.4(a)(ii) Lease 4.13(c) Leased Real Property 4.13(a) Liabilities 4.5 Marks 4.14(a) Material Contract 4.17(b) Minor Contracts 4.17(e) Nondisclosure Agreements 4.14(i) Out-Bound Licenses 4.14(d) Owned Real Property 4.13(a) Patents 4.14(a) PCBs 4.22(i) Pension Plan ~~3.16(a~~4.20(b) ~~Company CBAs 3.20(a~~Personal Property 4.11(a) ~~Company Common Stock 3.5(a~~Policies 4.23(a) ~~Company~~ Post-Closing Tax Period 6.4(b) Pre-Closing Tax Period 6.4(b) Products 4.24(a) Proprietary Information 4.14(a) Purchase Price 2.5 Purchased Assets 2.1 RCRA 4.22(a)(iv) Real Property 4.13(a) Release 4.22(a)(vii) Restricted Contract 2.8(a) Section 1060 Forms 2.7 Seller Preamble Seller’s Disclosure Schedule Preamble Article ~~III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company~~ IV Seller’s Employees 6.3(f) Seller’s Benefit Plans 4.20(a) Seller’s Intellectual Property ~~3.19(b~~4.14(e) ~~Company Pension Plan 3.16(c~~Seller’s Owned Intellectual Property 4.14(b) ~~Company~~ Seller’s Registered Items ~~3.19(c~~4.14(f) ~~Company SEC Reports 3.7(a~~Software 4.14(a) ~~Company Securities 3.5(c~~Transferred Employees 6.3(b) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Transition Services Agreement 3.2(h) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(dClosing Date Working Capital Target 2.6 Work Product Agreements 4.14(j)

Appears in 1 contract

Samples: Asset Purchase Agreement (Symmetry Medical Inc.)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Action 3.18(a) ~~Action 3.13~~ Agent 5.7 Agreement Preface Allocation Certificate 5.9 Applicable Survival Period 10.1(d) Application Survival Period 10.1(d) Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) Baseline Measurement Period 2.8(b) Baseline Revenue 2.8(b) Baytree Capital 3.26 California Commissioner 7.2(a) California Securities Law 7.2(a) CERCLA ~~3.21(a)(i~~3.21(a)(iv) Certificates ~~2.2(a~~2.2(c) Charter Documents 3.1(b) Common Stock 2.1(a) Clickthroughs 6.4(b)(ii) Closing ~~1.2(a~~1.2 Closing Consideration 2.1(b)(i) Closing Date ~~1.2(a)~~ 1.2 Code ~~2.3~~ Recitals Company Preface Company ~~Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company~~ Benefit Plan ~~3.16(a) Company CBAs 3.20(a~~3.19(a) Company Common Stock ~~3.5(a~~2.1(a) Company Common Stock Equivalents 2.1(a) Company Disclosure Schedule Preamble Article III Company ~~Financial Advisor 3.26 Company Financial Statements 3.8~~ Equity Holders 5.9 Company Intellectual Property ~~3.19(b~~3.15(e) Company ~~Pension Plan 3.16(c~~Milestone 6.4(b)(i) Company Owned Intellectual Property 3.15(b) Company Owned Software 3.15(n)(i) Company Registered Items ~~3.19(c~~3.15(f) Company ~~SEC Reports 3.7(a~~Shares 3.2(a) Company ~~Securities 3.5(c~~Stock Options 2.1(a) Company Stockholder ~~2.1~~ 2.1(b) Company Stockholder Approval ~~3.2(a~~3.4(b) Company Stockholder ~~Meeting 5.4(a~~Indemnitees 10.2(b) Company ~~Stock Option~~ Voting Agreements Recitals Confidentiality Agreement 5.3 Consents 3.5(a) Constituent Corporations 1.1 Conversion Rate 6.4(b)(iii) Copyrights 3.15(a) Delaware Code 1.1 Dissenting Share Payments 2.6(b) Dissenting Shares 2.6(a) ~~Company Stock Plans 2.6(a~~Earnout Consideration 2.1(b)(i) ~~Company Subsidiary Securities 3.6(b~~Earnout Dispute Notice 2.8(c)(ii) ~~Confidentiality Agreement 5.2 Copyrights 3.19(a~~Earnout Measurement Period 2.8(a)(ii) ~~DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a~~Earnout Payment 2.8(a) Effective Time ~~1.2(b)~~ 1.2 Environment ~~3.21(a)(ii~~3.21(a)(i) Environmental Action ~~3.21(a)(iii~~3.21(a)(ii) Environmental Clean-Up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental ~~Laws~~ Liabilities 3.21(a)(v) Environmental ~~Liabilities~~ Permit 3.21(a)(vi) ~~Environmental Permit 3.21(a)(vii)~~ ERISA ~~3.16(a~~3.19(a) ERISA Affiliate ~~3.16(a~~3.19(a) ~~ESPP 2.6(d~~Escrow Agent 2.2(d) Escrow Agreement 2.2(d) Escrow Fund 10.3(a) Excess Revenue 2.8(b) Exchange Act ~~3.3 FTC 7.1(a~~4.4(b) Exchange Ratio 2.1(b)(i) Final Statement of Revenue 2.8(c)(ii) Financial Statements 3.6(a) FIRPTA Certificate 5.10 Funding 6.4(a) GAAP ~~3.7(e~~3.6(b) Hazardous Substances ~~3.21(a)(viii~~3.21(a)(vii) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~Hearing 7.2(a) Hearing Notice 7.2(a) In-Bound Licenses 3.15(c) Indemnification Date 10.2(c) Indemnification Threshold 10.2(c) Indemnitors 10.2(a) Indemnity Stock Price 10.3(b) Information Statement 7.2(a) Intellectual Property ~~3.19(a~~3.15(a) Intellectual Property Rights ~~3.19(a~~3.15(a) ~~Intervening Event 5.3(d~~Interim Balance Sheet 3.6(b) ~~Lease 3.18(c~~Interim Balance Sheet Date 3.6(b) ~~Leased Real Property 3.18(a~~Interim Financial Statements 3.6(a) Joint Operating Agreement Recitals Liabilities 3.7 Liens 3.3(a) Lockup Agreement 6.2 Losses 10.2(a) Marks ~~3.19(a~~3.15(a) Material Contracts ~~3.14(a~~3.17(b) Merger ~~Recitals~~ 1.1 Merger Consideration ~~2.1(a~~2.1(b)(i) Merger Sub Preface Minor Contracts 3.17(e) Monthly Budget 6.4(b)(iv) Nondisclosure Agreements 3.15(i) Notice ~~Period 5.3(c~~of Claim 10.4(a) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Out-Bound Licenses 3.15(d) Parent Preface Parent Common Stock 2.1(b)(i) Parent Indemnitees 10.2(a) Parent Preferred Stock 4.2 Parent SEC Reports 4.5(a) Parent Stockholder Approval 4.3(a) Patents ~~3.19(a~~3.15(a) ~~Paying Agent 2.2(a) Payment Fund 2.2(a~~PCBs 3.21(h) Pension Plan ~~3.16(b~~3.19(b) Permit 7.2(b) Permit Application 7.2(a) Permitted Liens ~~3.17(a~~3.12(a) Policies ~~3.24(a~~3.23(a) ~~Products 3.25(a)~~ Principal Company Stockholder Recitals Proposal 5.7 Proprietary Information ~~3.19(a~~3.15(a) Proxy Statement ~~3.10~~ 7.2(a) RCRA 3.21(a)(iv) Real Property ~~3.18(a~~3.14(a) Release ~~3.21(a)(ix~~3.21(a)(viii) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~5.3 Revenue 2.8(a)(i) Reviewing Accountant 2.8(c)(ii) SEC ~~3.3 SEC Comments 5.4(b~~4.5(a) Securities Act ~~3.7(a~~4.5(a) ~~Superior Proposal 5.3(b~~Software 3.15(a) Statement of Revenue 2.8(c)(i) Stockholders' Representative Preface Stockholders' Representative Agreement 2.2(d) Surviving Corporation 1.1 Tax ~~3.15(a~~3.9(a)(i) Tax Returns ~~3.15(a~~3.9(a)(ii) Taxing Authority ~~3.15(a) Termination Fee 9.4(a~~3.9(a)(iii) Third Party ~~Proposal 5.3(a~~Claim 10.4(a) ~~Uncertificated~~ Third Party Defense 10.4(b) Total Parent Shares ~~2.2(a~~2.1(b)(i) ~~WARN Act 3.20(d~~Transitioned Employees 6.1 Transmittal Letter 2.2(b) Treasury Shares 2.1(b)(i) Warranty Losses 10.2(c) Work Product Agreements 3.15(j)

Appears in 1 contract

Samples: Merger Agreement (International Microcomputer Software Inc /Ca/)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Asset Purchase Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Accounting Principles 2.6(a)(i) Action ~~3.13~~ 4.15(a) Allocation Statement 2.7 Applicable Survival Period 10.1(d) Asset Purchase Agreement ~~Preface~~ Preamble Assigned Contracts 2.1(e) Assignment and Assumption Agreement 3.2(c) Assumed Liabilities 2.3 Base Amount 2.6(a)(ii) Business Authorizations 4.7(a) Buyer Preamble Buyer Closing Certificate 8.3(c) Buyer Indemnitees 10.2(a) Buyer Restricted Business 6.8(b) Buyer Warranty Losses 10.2(b) Cash Consideration 2.5(a) CERCLA ~~3.21(a)(i) Certificates 2.2(a~~4.18(a)(iv) Closing ~~1.2(a~~3.1 Closing Consideration 2.5(b) Closing Date ~~1.2(a~~3.1 Closing Equipment Part Inventory Amount 2.6(a)(iii) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~Closing Equipment Part Inventory Statement 2.6(a)(iv) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(bCOBRA 7.3(i) Confidentiality Agreement ~~5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b~~6.3 Consents 4.3(a) Environment ~~3.21(a)(ii~~4.18(a)(i) Environmental Action ~~3.21(a)(iii~~4.18(a)(ii) Environmental Clean-Up up Site ~~3.21(a)(iv~~4.18(a)(iii) Environmental Laws ~~3.21(a)(v) Environmental Liabilities 3.21(a)(vi~~4.18(a)(iv) Environmental Permit ~~3.21(a)(vii~~4.18(a)(v) ~~ERISA 3.16(a~~Escrow Agent 3.3(a) ~~ERISA Affiliate 3.16(a~~Escrow Agreement 3.2(a) ~~ESPP 2.6(d~~Escrow Fund 3.3(a) ~~Exchange Act 3.3 FTC 7.1(a~~Excluded Assets 2.2 Excluded Contracts 2.2(e) ~~GAAP 3.7(e)~~ Excluded Liabilities 2.4 Facility Preamble Hazardous Substances ~~3.21(a)(viii~~4.18(a)(vi) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~In-Bound Licenses 4.11(a) Insured Real Properties 8.2(g) Intellectual Property ~~3.19(a~~License Agreement 3.2(d) ~~Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a~~Losses 10.2(a) Material Contracts ~~3.14(a~~4.13(b) ~~Merger Recitals Merger Consideration 2.1(a~~Noncompetition Period 6.8(a) ~~Merger Sub Preface~~ Notice of Claim 10.5(a) Option Agreement 2.5(b) Parent Preamble Personal Property 4.8(a) Policies 4.19(a) Post-Closing Tax Period ~~5.3(c~~7.4(b) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned~~ Pre-Closing Tax Period 7.4(b) Proposal 6.9(a) Purchase Price 2.5(a) Purchased Assets 2.1 Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a4.10(a) Release ~~3.21(a)(ix~~4.18(a)(vii) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~6.3 Restricted Contract 2.8(a) ~~SEC 3.3 SEC Comments 5.4(b~~Seller Preamble Seller Benefit Plans 4.16(a) ~~Securities Act 3.7(a~~Seller Closing Certificate 8.2(c) ~~Superior Proposal 5.3(b~~Seller Disclosure Schedule Article IV Seller Employees 7.3(f) ~~Surviving Corporation 1.1 Tax 3.15(a~~Seller Fundamental Covenants 10.2(c) ~~Tax Returns 3.15(a~~Seller Indemnitees 10.3(a) ~~Taxing Authority 3.15(a~~Seller Restricted Business 6.8(a) ~~Termination Fee 9.4(a~~Seller Warranty Losses 10.3(b) Special Warranty Deed 3.2(e) Third Party ~~Proposal 5.3(a~~Claim 10.5(a) ~~Uncertificated Shares 2.2(a~~Third Party Defense 10.5(b) ~~WARN Act 3.20(d)~~Transferred Employees 7.3(b) Transferred Vacation Benefits 7.3(c) Xxxxxxxxxxxx Farms Termination 6.10

Appears in 1 contract

Samples: Asset Purchase Agreement (Integrated Device Technology Inc)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~assigned~~ ascribed to ~~such terms~~ them in the ~~Sections~~ corresponding section of ~~the~~ this Agreement: Term Section Acceptance Notice 2.15(b) Acquiring Party 5.16(d) Agreement ~~set forth below: Acquisition Transaction 5.3(a~~Preamble Allocation 2.11 Antitrust Laws 3.4 Approvals 2.12(a) ~~Action 3.13~~ Assignment Agreement ~~Preface CERCLA 3.21(a)(i~~and Xxxx of Sale 2.8(a)(iv) ~~Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company~~ Assumed Liabilities 2.6 Balance Sheet Date ~~3.8 Company Benefit Plan 3.16(a~~3.6(a) ~~Company CBAs 3.20(a~~Base Purchase Price 2.2 Business Balance Sheet 3.6(a) ~~Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company~~ Business Financial Statements ~~3.8 Company~~ 3.6(a) Business Information Technology 2.4(f) Business Intellectual Property ~~3.19(b~~2.4(d) ~~Company Pension Plan 3.16(c~~Business Intellectual Property License 5.16(b) ~~Company Registered Items 3.19(c~~Business Permits 3.12(b) ~~Company SEC Reports 3.7(a~~Cap 9.2(b)(iii) ~~Company Securities 3.5(c~~China JV 5.25 China JV Separation 5.25 Closing 2.3 Closing Date 2.3 Closing Statement 2.10(b) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Combined Tax Return 6.4(a) ~~Company Stockholder Meeting 5.4(a~~Competing Business 5.14(b) ~~Company Stock Option 2.6(a~~Completion of the Consultation Process 2.15(a) ~~Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b~~Confidential Business Information 5.3(b) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~5.3(a) ~~DGCL 1.1 Dissenting Shares 2.5(a~~Consultation Process 2.15(a) ~~DOJ 7.1(a~~Controlling Party 6.6(c) ~~Effective Time 1.2(b~~Covered Person 5.14(a) ~~Environment 3.21(a)(ii~~Deductible 9.2(b)(i) Dispute Notice 2.10(d) Dispute Resolution Period 2.10(d) Divestiture Period 5.14(b) Environmental ~~Action 3.21(a)(iii~~Permits 5.17 Estimated Adjustment Amount 2.10(b) ~~Environmental Clean-Up Site 3.21(a)(iv~~Estimated Closing Cash Amounts 2.10(b) ~~Environmental Laws 3.21(a)(v~~Estimated Closing Funded Debt 2.10(b) ~~Environmental Liabilities 3.21(a)(vi~~Estimated Closing Working Capital 2.10(b) ~~Environmental Permit 3.21(a)(vii~~Excluded Assets 2.5 Excluded Business Taxes 6.1 FCPA 3.21 Final Purchase Price 2.10(f) ~~ERISA 3.16(a~~Foreign Acquisition Agreements 2.14 Foreign Closing Documents 2.8(a)(v) ~~ERISA Affiliate 3.16(a~~French Assets 2.15(a) ~~ESPP 2.6(d~~French Entities 2.15(a) ~~Exchange Act 3.3 FTC 7.1(a~~French Interests 2.15(a) ~~GAAP 3.7(e~~French Offer 2.15(b) ~~Hazardous Substances 3.21(a)(viii~~French Offer Letter 2.15(b) ~~HSR Act 3.3~~ French Purchase Price 2.15(b) French Ventures 2.15(a) German Asset Sale 6.12(d)(i) German Assets 6.12(d)(i) German Seller Entity 6.12(d)(iii) Holland Facility 5.20 Identified Guarantees 5.8 Indemnified ~~Parties 6.2(a~~Party 9.4(a) ~~Intellectual Property 3.19(a~~Indemnifying Party 9.4(a) ~~Intellectual Property Rights 3.19(a~~Independent Accounting Firm 2.10(d) ~~Intervening Event 5.3(d~~Inventory 2.4(i) IP Retained Litigations 5.11(c) Lease ~~3.18(c~~Agreement 5.20 Licensing Notice 5.16(b) ~~Leased Real Property 3.18(a) Marks 3.19(a~~Licensing Request Period 5.16(b) Material Contracts ~~3.14(a~~3.11(a) ~~Merger Recitals Merger Consideration 2.1(a~~Money Laundering Laws 3.22 Named IP Retained Litigation 5.11(d) ~~Merger Sub Preface Notice Period 5.3(c~~Non-Controlling Party 6.6(c) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Non-Transferred Assets 2.12(d) OFAC 3.20 Outside Date 8.1(d) Overhead Restructuring Cap 2.7(m) Owned Real Property ~~3.18(a~~2.4(c) ~~Parent Preface Patents 3.19(a~~parties Preamble Post-Closing Statement 2.10(c) ~~Paying Agent 2.2(a~~Pre-Closing Restructuring 5.13 Pre-Closing Separate Tax Return 6.4(a) ~~Payment Fund 2.2(a~~Pre-Closing WC Claims 5.10(b) ~~Pension~~ Pricol Venture 5.22 Purchase Price 2.2 Purchased Assets 2.4 Purchased Consolidated Venture 2.4(a) Purchased Entities 2.4(a) Purchased Entity 2.4(a) Purchased Entity Shares 2.4(a) Purchased Non-Consolidated Venture 2.4(a) Purchased Venture Interests 2.4(a) Purchased Ventures 2.4(a) Purchaser Preamble Purchaser 401(k) Plan ~~3.16(b~~5.7(g) ~~Permitted Liens 3.17(a~~Purchaser Field of Use 5.16(a) ~~Policies 3.24(a~~Purchaser Fundamental Representations 9.1(b) ~~Products 3.25(a~~Purchaser Indemnified Parties 9.2(a) ~~Proprietary Information 3.19(a~~Purchaser Material Adverse Effect 4.1 Purchaser Portion of the Shared Contract Liabilities 2.12(c) ~~Proxy Statement 3.10~~ Purchaser Tax Indemnified Parties 6.1 Purchaser’s Allocation Notice 2.11 Real Property ~~3.18(a~~Lease 2.4(c) ~~Release 3.21(a)(ix~~Retained Business Products 5.16(b) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Retained Intellectual Property 5.16(a) ~~SEC 3.3 SEC Comments 5.4(b~~Retained Intellectual Property License 5.16(a) Retained Liabilities 2.7 Sample Closing Statement 2.10(a) Securities Act ~~3.7(a~~4.6 Seller Preamble Seller 401(k) ~~Superior Proposal 5.3(b~~Plans 5.7(g) ~~Surviving Corporation 1.1~~ Seller Field of Use 5.16(b) Seller Fundamental Representations 9.1(a) Seller Indemnified Parties 9.3(a) Seller Portion of the Shared Contract Liabilities 2.12(c) Seller Tax ~~3.15(a~~Indemnified Parties 6.2 Seller’s Allocation 2.11 Shared Contract 2.12(c) Specified Business Contracts 2.4(b) Specified Retained Litigation 2.7(n) Specified Schedules Update Period 5.16(b) St. Petersburg Agreement 5.26 Straddle Period Separate Tax ~~Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a~~Return 6.4(b) Third Party ~~Proposal 5.3(a~~Claim 9.4(a) ~~Uncertificated Shares 2.2(a~~Transaction Recitals Transaction Accounting Principles 2.10(b) ~~WARN Act 3.20(d~~Transfer Taxes 6.12(a) Transferred Business Employee 5.7(a) Transferred Leased Property 2.4(c) Transferred Permits 2.4(k) U.S. Export Control Law 3.20 U.S. Sanctions Law 3.20 VAT Leakage 6.12(b)(ii) VAT Recovery Outside Date 6.12(b)(ii) Venture Consent 5.22 Venture Equity Interests 3.2(b) Warranty Claim 5.18 Warranty Deed 2.8(b)(v) Workers Compensation Policies 5.10(b) Works’ Councils 2.15(a)

Appears in 1 contract

Samples: Purchase Agreement (Visteon Corp)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth ~~below~~below opposite such term: Accelerated Option 7.1(b) Acquisition Transaction ~~5.3(a~~6.6(a) Action ~~3.13~~ 4.14 Agreement Preface ~~CERCLA 3.21(a)(i~~Certificate of Merger 2.2 Certificates 3.2(b)) ~~Certificates 2.2(a~~Change of Recommendation 6.6(c) Closing ~~1.2(a)~~ 2.2 Closing Date ~~1.2(a~~2.2 Code 3.6 Common Stock 3.1(a) ~~Code 2.3~~ Company Preface Company Acquisition Agreement 6.6(d) Company Awards 3.5(b) Company Balance Sheet ~~3.8~~ 4.5(b) Company Balance Sheet Date ~~3.8 Company Benefit Plan 3.16(a~~4.5(b) Company ~~CBAs 3.20(a) Company Common Stock 3.5(a)~~ Board Recitals Company Disclosure Schedule ~~Preamble Article III Company Financial Advisor 3.26~~ ARTICLE IV Company Financial Statements ~~3.8~~ 4.5(b) Company Intellectual Property ~~3.19(b~~4.11(a) Company IP Licenses 4.11(b) Company Owned Intellectual Property 4.11(b) Company Pension Plan ~~3.16(c~~4.15(a) Company Plans 4.15(a) Company Profit Sharing Plan 7.1(b) Company Registered ~~Items 3.19(c~~IP 4.11(d) Company RSUs 3.5(b) Company SEC Reports ~~3.7(a~~4.5(a) Company ~~Securities 3.5(c~~Software 4.11(g) Company Stockholder ~~2.1~~ 3.1 Company Stockholder Approval ~~3.2(a~~4.3(a) Company ~~Stockholder~~ Stockholders’ Meeting ~~5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b)~~ 6.7 Confidentiality Agreement ~~5.2~~ 6.2 Consents 4.4(a) Copyrights ~~3.19(a~~4.11(a) DGCL ~~1.1~~ 2.1 Dissenting Shares ~~2.5(a~~3.4(a) DOJ ~~7.1(a~~8.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) 2.2 Exchange Act ~~3.3~~ 4.4(b) Excluded Shares 3.1(b) FIRPTA Certificate 6.9 FTC ~~7.1(a~~8.1(a) GAAP ~~3.7(e~~4.5(b) ~~Hazardous Substances 3.21(a)(viii~~Grandfathered Option 7.1(b) HSR Act ~~3.3~~ 4.4(b) Indemnified Parties ~~6.2(a~~7.2(a) Intellectual Property ~~3.19(a~~4.11(a) ~~Intellectual Property Rights 3.19(a~~IP Licenses 4.11(a) ~~Intervening Event 5.3(d~~IRS 4.15(a) Lease ~~3.18(c)~~ 4.10 Leased Real Property ~~3.18(a) Marks 3.19(a~~4.10 Liabilities 4.6 Liens 4.2(c) Material Contracts ~~3.14(a~~4.13(b) Merger ~~Recitals~~ 2.1 Merger Consideration ~~2.1(a~~3.1(a) Merger Sub Preface Notice Period ~~5.3(c~~6.6(c)(ii) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Owned Real Property ~~3.18(a)~~ 4.10 Parent Preface Parent Boards Recitals Patents ~~3.19(a~~4.11(a) Paying Agent ~~2.2(a~~3.2(a) Payment Fund ~~2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a~~3.2(a) Policies ~~3.24(a) Products 3.25(a) Proprietary Information 3.19(a~~4.18 Preferred Stock 4.2(a) Proxy Statement ~~3.10 Real Property 3.18(a~~6.8(a) ~~Release 3.21(a)(ix~~Public Software 4.11(g) Qualified Acquisition Transaction 10.4(b) Qualified Third Party Proposal 10.4(b) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~6.2 SEC 4.4(b) SEC ~~3.3 SEC Comments 5.4(b~~Approval 8.1(e) Securities Act ~~3.7(a~~4.5(a) Share 3.1(a) Software 4.11(a) Superior Proposal ~~5.3(b~~6.6(b) Surviving Corporation ~~1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a)~~ 2.1 Termination Fee ~~9.4(a~~10.4(a) Third Party Proposal ~~5.3(a~~6.6(a) Trademarks 4.11(a) Trade Secrets 4.11(a) Transitioned Employees 7.1 Uncertificated Shares ~~2.2(a~~3.2(b) ~~WARN Act 3.20(d~~2007 Option 7.1(b)

Appears in 1 contract

Samples: Merger Agreement (International Securities Exchange Holdings, Inc.)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: Acquired Company Recitals Acquired Company Benefit Plans 3.17(a) Acquired Company Employees 6.4(a) Acquired Company Intellectual Property 3.13(f) Acquired Company Owned Intellectual Property 3.13(c) Acquired Company Owned Software 3.13(n)(i) Acquired Company Registered Items 3.13(g) Acquisition ~~Transaction 5.3(a~~2.1 Action 3.16(a) ~~Action 3.13~~ Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Applicable Survival Period 8.1(d) ~~Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company~~ Audited Financial Statements 6.6 Auditor 6.6 Balance Sheet ~~3.8 Company~~ 3.6 Balance Sheet Date ~~3.8 Company Benefit Plan 3.16(a~~3.6 Buyer Preamble Buyer Indemnitees 8.2(a) ~~Company CBAs 3.20(a~~Closing 2.2 Closing Date 2.2 Closing Free Cash Amount 2.4(a) ~~Company Common Stock~~ Closing Free Cash Statement 2.4(a) Closing Payment 2.3(a) Consents 3.5(a) ~~Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company~~ Consulting Agreement 7.1(b) Containment 3.13(n)(v) Copyrights 3.13(a) Disabling Code 3.13(n)(v) Domain Names 3.13(a) Enforceability Exceptions 3.4 Escrow Agreement 2.3(a) Escrow Funds 2.3(a) Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a3.6 Fundamental Representations and Warranties 8.1(b) GAAP ~~3.7(e~~2.4(a) ~~Hazardous Substances 3.21(a)(viii~~In-Bound Licenses 3.13(d) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~Indemnification Threshold 8.2(b) Independent Expert 2.4(c) Initial Escrow Deposit 2.3(a) Intellectual Property ~~3.19(a~~3.13(a) Intellectual Property Rights ~~3.19(a~~3.13(a) ~~Intervening Event 5.3(d~~IP Representations and Warranties 8.1(b) IRS 3.17(a) Lease ~~3.18(c~~3.12 Leased Personal Property 3.11(c) ~~Leased Real Property 3.18(a)~~ Liabilities 3.7 Marks ~~3.19(a~~3.16(a) Material Contracts ~~3.14(a~~3.15(b) ~~Merger Recitals Merger Consideration 2.1(a~~Measurement Period Revenue Report 6.8(c) ~~Merger Sub Preface~~ Minor Contracts 3.15(e) Free Cash Excess 2.5(a) Monthly Actual Revenue Report 6.8(b) Net Revenue Auditor 6.8(c) Network Merchants 6.4(a) NOLs 3.8(j) Noncompetition Period 5.2(a) Nondisclosure Agreements 3.16(j) Notice ~~Period 5.3(c~~of Claim 8.4(a) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property~~ Notice of Objection 2.4(b) Out-Bound Licenses 3.13(e) Patents 3.13(a) Policies 3.18(a) ~~Parent Preface Patents 3.19(a~~Pre-Closing Period 6.2(a) ~~Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a~~Pro Rata Share 2.5(a) Proprietary Information ~~3.19(a~~3.13(a) ~~Proxy Statement 3.10 Real Property 3.18(a~~Public Software 3.13(n)(vi) ~~Release 3.21(a)(ix~~Removal Notice 8.4(e) ~~Representatives 5.2 Xxxxxxxx~~Restricted Business 5.2(a) Review Period 2.4(b) Secondary Representations and Warranties 8.1(b) Seller Indemnitees 8.3(a) Seller Party 6.2(e)(ii) Seller Warranty Damages 8.3(b) Sellers Preamble Sellers’ Representative 8.10(a) Shares Recital Software 3.13(a) S-~~Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a~~X Financial Statements 6.6 Testing Period Revenue Report 6.8(a) Third Party ~~Proposal 5.3(a~~Claim 8.4(a) ~~Uncertificated Shares 2.2(a~~Third Party Defense 8.4(b) ~~WARN Act 3.20(d~~Unaudited Financial Statements 6.6 Verisign LC 3.7 Work Product Agreements 3.13(k)

Appears in 1 contract

Samples: Stock Purchase Agreement (Tucows Inc /Pa/)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: Acquisition Transaction ~~5.3(a~~4.3(a) Action ~~3.13~~ 2.13 Agent 4.3(a) Agreement Preface ~~CERCLA 3.21(a)(i) Certificates 2.2(a~~Board Preface Canadian Competition Act 2.3 Change of Recommendation 4.3(c) Closing ~~1.2(a)~~ 1.12 Closing Date ~~1.2(a) Code 2.3~~ 1.12 Company Preface Company Balance Sheet ~~3.8~~ 2.8 Company Balance Sheet Date ~~3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a)~~ 2.8 Company Disclosure ~~Schedule~~ Letter Preamble Article ~~III~~ II Company Financial Advisor ~~3.26~~ 2.26 Company Financial Statements ~~3.8~~ 2.8 Company Intellectual Property ~~3.19(b) Company Pension Plan 3.16(c~~2.19(b) Company Registered Items ~~3.19(c) Company SEC Reports 3.7(a~~2.19(c) Company Securities ~~3.5(c~~2.5(c) Company ~~Stockholder 2.1 Company Stockholder Approval 3.2(a~~Securities Reports 2.7(a) Company ~~Stockholder Meeting 5.4(a~~Shareholder Approval 2.2(a) Company ~~Stock Option 2.6(a) Company Stock Plans 2.6(a)~~ Shares Preface Company Subsidiary Securities ~~3.6(b~~2.6(b) Confidentiality Agreement ~~5.2~~ 4.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a2.19(a) GAAP ~~3.7(e) Hazardous Substances 3.21(a)(viii~~2.7(e) HSR Act ~~3.3~~ 2.3 Indemnified Parties ~~6.2(a~~5.1(a) Intellectual Property ~~3.19(a~~2.19(a) Intellectual Property Rights ~~3.19(a) Intervening Event 5.3(d~~2.19(a) Lease ~~3.18(c~~2.18(c) Leased Real Property ~~3.18(a~~2.18(a) Marks ~~3.19(a~~2.19(a) Material ~~Contracts 3.14(a~~Contract 2.14(a) ~~Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface~~ Notes 6.5 Notice Period ~~5.3(c~~4.3(c)(iii) ~~NYSE 3.3~~ Options 2.5(a) OSC 2.7(a) Other Antitrust Laws ~~3.3~~ 2.3 Outside Date 8.1(a)(ii)(A) Owned Real Property ~~3.18(a~~2.18(a) Parent Preface Patents ~~3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a~~2.19(a) Policies ~~3.24(a~~2.24(a) Principal Joint Venture Interests 2.6(c) Products ~~3.25(a~~2.25(a) ~~Proprietary Information 3.19(a) Proxy Statement 3.10~~ Real Property ~~3.18(a~~2.18(a) ~~Release 3.21(a)(ix~~Regulatory Conditions 8.1(a)(ii)(A) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~4.2 Securities Laws 2.3 Share Consideration 1.13(a) ~~SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a)~~ Shareholders Preface Special Committee Preface Subco Preface Superior Proposal ~~5.3(b~~4.3(b) ~~Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a)~~ Support Agreement Preface Termination Fee ~~9.4(a~~8.4(a) Third Party Proposal ~~5.3(a~~4.3(a) ~~Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Warrants 2.5(a)

Appears in 1 contract

Samples: Arrangement Agreement (United States Steel Corp)

Other Defined Terms. The following terms have the meanings ~~assigned to~~ defined for such terms in the Sections ~~of the Agreement~~ set forth below: Acquisition ~~Transaction 5.3(a~~Proposal 6.6(a) ~~Action 3.13~~ Articles of Merger 2.2 Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Antitrust Law 6.7(b) ~~Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company~~ Balance Sheet ~~3.8 Company~~ 7.2(c) Balance Sheet Date ~~3.8~~ 7.2(c) Benefit Plans 4.13(a) Board of Directors Recitals Board Recommendation 4.2 Capitalization Date 4.5(a) Certificate 3.5(b) Certificate of Merger 2.2 Closing 2.2 Closing Date 2.2 Commitment Letters 5.6 Company ~~Benefit Plan 3.16(a) Company CBAs 3.20(a)~~ Preamble Company Common Stock ~~3.5(a~~3.1(a) Company Disclosure ~~Schedule Preamble~~ Letter Article ~~III~~ IV Company ~~Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Personnel 6.1(a) ~~Company Pension Plan 3.16(c~~Costs 6.9(a) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares ~~2.5(a~~3.4(a) DOJ ~~7.1(a~~6.7(b) Effective Time ~~1.2(b) Environment 3.21(a)(ii~~2.2 Environmental Laws 4.17(b) Environmental ~~Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a~~Permits 4.17(b) ERISA Affiliate ~~3.16(a~~4.13(c) ~~ESPP 2.6(d~~Excluded Shares 3.1(a) ~~Exchange Act 3.3~~ Existing Credit Facility 6.12 Financing 5.6 Foreign Plans 4.13(a) FTC ~~7.1(a~~6.7(b) ~~GAAP 3.7(e~~Indemnified Directors and Officers 6.9(a) ~~Hazardous Substances 3.21(a)(viii~~Infringement 4.16(b)(iii) ~~HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c~~Key Employee 7.2(f) Leased Real Property ~~3.18(a~~4.15(b) ~~Marks 3.19(a~~Licenses 4.11(a) Material ~~Contracts 3.14(a~~Contract 4.10(b) Materials of Environmental Concern 4.17(b) Merger Recitals Merger Consideration ~~2.1(a~~3.1(a) Merger Sub ~~Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3~~ Preamble NASDAQ 4.4 Owned Real Property ~~3.18(a~~4.15(a) Parent ~~Preface Patents 3.19(a~~Preamble Payee 8.2(f) Paying Agent ~~2.2(a~~3.5(a) ~~Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a~~Payor 8.2(f) Proxy Statement ~~3.10~~ 6.4(a) Real Property ~~3.18(a~~Lease 4.15(b) ~~Release 3.21(a)(ix~~Regulation S-K 4.7(b) Regulation S-X 4.7(a) Representatives ~~5.2~~ 6.6(a) Requisite Stockholder Vote 4.2 Xxxxxxxx-Xxxxx Act ~~3.7(a~~4.11(b) SEC ~~3.3~~ 3.5(a) SEC ~~Comments 5.4(b~~Reports 4.7(a) ~~Securities Act 3.7(a~~Shares 3.1(a) Stockholders Meeting 6.3 Superior Proposal ~~5.3(b~~6.6(a) Surviving Corporation ~~1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a~~2.1 Termination Date 8.1(c) Termination Fee ~~9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a~~8.2(b) WARN ~~Act 3.20(d~~4.14(b)

Appears in 1 contract

Samples: Merger Agreement (Boston Acoustics Inc)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a) Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company~~ Acquired Balance Sheet ~~3.8 Company~~ 3.6 Acquired Balance Sheet Date ~~3.8~~ 3.6 Acquired Company ~~Benefit Plan~~ Recital Acquired Financial Statements 3.6 Acquired Shares Recital Acquired Subsidiary Shares 3.3(b) Acquisition 2.1 Action 3.16(a) ~~Company CBAs 3.20(a~~Agreement Preamble Axxxxxx Mine 2.1(b) ~~Company~~ Applicable Survival Period 10.1(c) Buyer Preamble Buyer Annual Financial Statements 4.6 Buyer Balance Sheet 4.6 Buyer Balance Sheet Date 4.6 Buyer Common Stock ~~3.5(a~~2.1(a) ~~Company~~ Buyer Disclosure Schedule Preamble to Article ~~III Company Financial Advisor 3.26 Company~~ IV Buyer Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~4.6 Buyer Indemnitees 10.2(a) ~~Company Pension Plan 3.16(c~~Buyer Interim Balance Sheet 4.6 Buyer Interim Balance Sheet Date 4.6 Buyer Interim Financial Statements 4.6 Buyer SEC Report 4.12 Buyer Warranty Losses 10.2(b) ~~Company Registered Items 3.19(c~~Closing 2.2 Closing Date 2.2 Consents 3.5(a) ~~Company SEC Reports 3.7(a~~Contingent Consideration 2.1(b) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(bContingent Milestone 2.1(b) Environment ~~3.21(a)(ii~~3.18(a)(i) Environmental Action ~~3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv~~3.18(a)(ii) Environmental Laws ~~3.21(a)(v~~3.18(a)(iii) Environmental ~~Liabilities 3.21(a)(vi~~Permits 3.18(a)(iv) ~~Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e~~Equity Payment Option 2.1(c) Hazardous Substances ~~3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a~~3.18(a)(v) Intellectual Property ~~3.19(a~~3.13(a) ~~Intellectual Property Rights 3.19(a~~Liabilities 3.6 Material Contract 3.15(b) ~~Intervening Event 5.3(d~~Maximum Liability Amount 10.6 (a) ~~Lease 3.18(c~~Milestone Notice 2.1(c) ~~Leased Real Property 3.18(a~~Minor Contracts 3.15(e) ~~Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration~~ Moving Average Price 2.1(a) ~~Merger Sub Preface~~ Notice ~~Period 5.3(c~~of Claim 10.4(a) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~PPO Price 2.1(a) ~~Parent Preface Patents 3.19(a~~PRMC Recitals PRMC Payable 3.14(xviii) ~~Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a~~PRMC Minority Shareholding Recitals Purchase Price Shares 2.1(a) Release ~~3.21(a)(ix~~3.18(a)(vi) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Seller Disclosure Schedule Preamble to Article III Seller Indemnitees 10.3(a) ~~SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a~~Seller Warranty Losses 10.3(b) Third Party ~~Proposal 5.3(a~~Claim 10.4(a) ~~Uncertificated Shares 2.2(a~~Third Party Defense 10.4(b) ~~WARN Act 3.20(d~~Traspaso de Acciones 2.3(b)

Appears in 1 contract

Samples: Stock Purchase Agreement (Li3 Energy, Inc.)

Other Defined Terms. ~~The~~ In addition, each of the following terms shall have the ~~meanings assigned~~ meaning given to such ~~terms~~ term in the ~~Sections~~ applicable Section of ~~the~~ this Agreement ~~set forth below~~listed opposite such term: ~~Acquisition Transaction 5.3(a~~A&S Assets 1.5(a) ~~Action 3.13~~ A&S Liabilities 1.6(a) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Agreement Disputes 8.1(b) ~~Certificates 2.2(a~~Ainge Preamble Appointed Representative 8.1(a) Cash Dividend 2.6 Casualty Loss 6.5 Closing ~~1.2(a~~Adjustment Amount 3.5(d)(i) ~~Closing Date 1.2(a~~Condemnation Event 6.5 Convey 1.1(a) ~~Code 2.3 Company Preface Company~~ Cross-License Agreement 2.2(a)(iv) (a) Debt Exchange Recitals Debt Exchange Parties Recitals Deferred Asset 1.8(b) Disposed A&S Business 1.6(a)(ii)(3) Distribution Recitals Excluded Assets 1.5(b) Excluded Liabilities 1.6(b) Final Balance Sheet ~~3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~3.5(b) ~~Company CBAs 3.20(a~~Final Closing Cash. 3.5(b) ~~Company Common Stock 3.5(a~~Final Closing Indebtedness 3.5(b) (b) ~~Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Fox Preamble (a) ~~Company Pension Plan 3.16(c~~Fox Board Recitals Fox Deductible 4.5(b) (a) ~~Company Registered Items 3.19(c~~Fox Shared Contract 1.5(b)(ix) ~~Company SEC Reports 3.7(a~~Fox Transfer Documents 2.4 Guarantee Release 6.3(a) ~~Company Securities 3.5(c~~Guaranteed Obligations 7.3 Indemnifying Party 4.6(b) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Indemnitee 4.6(b) (a) ~~Company Stockholder Meeting 5.4(a~~Internal Restructuring 1.1(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(alinked 1.10(a) Merger Recitals Merger ~~Consideration 2.1(a)~~ Agreement Recitals Merger Sub ~~Preface Notice Period 5.3(c~~Recitals Net Cash Adjustment 3.5(e)(i) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned~~ Net Working Capital Adjustment 3.5(e)(ii) Newco Preamble (a) Newco Books and Records 1.5(a)(xi) Newco Contracts 1.5(a)(x) Newco Deductible 4.5(a) Newco Information 5.4(b) Newco IT Assets 1.5(a)(viii) Newco Real Property ~~3.18(a~~1.5(a)(i) ~~Parent Preface Patents 3.19(a~~Newco Registration Statement 3.3(a) ~~Paying Agent 2.2(a~~Newco Shared Contract 1.5(a)(x) ~~Payment Fund 2.2(a~~Newco Subs 1.5(a)(ii) ~~Pension~~ Non-Transferable Permits 1.8(a) Notice of Objections 3.5(a) Parties Preamble Party Preamble Post-Closing Claims 6.4(c) Pre-Closing Occurrence Based Policies 6.4(c) Preliminary Plan ~~3.16(b~~1.1(a) ~~Permitted Liens 3.17(a~~Privileged Information 5.4(a) ~~Policies 3.24(a~~Privileges 5.4(a) ~~Products 3.25(a~~Proposed Balance Sheet 3.5(a) ~~Proprietary Information 3.19(a~~Proposed Closing Cash 3.5(a) ~~Proxy~~ Proposed Closing Indebtedness 3.5(a) Proposed Net Working Capital Amount 3.5(a) Proposed Statement ~~3.10 Real Property 3.18(a~~3.5(a) ~~Release 3.21(a)(ix~~Related Party Agreements 1.7(a) ~~Representatives 5.2 Xxxxxxxx~~Schedule TO 3.3(a) Separation Date 2.1 Separation Plan 1.1(b) Separation Time, 2.1 Tax Matters Agreement 2.2(a)(ii) Third-~~Xxxxx Act 3.7(a~~Party Claim 4.6(b) ~~SEC 3.3 SEC Comments 5.4(b~~Third-Party Proceeds 4.7(a) ~~Securities Act 3.7(a~~Transfer Documents 2.5 Transferable Permits 1.5(a)(iv) ~~Superior Proposal 5.3(b~~Transition Services Agreement 2.2(a)(iii) ~~Surviving Corporation 1.1 Tax 3.15(a~~Updated Preliminary Plan 1.1(b) ~~Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)~~[Signature Page Follows]

Appears in 1 contract

Samples: Separation and Distribution Agreement (Altra Industrial Motion Corp.)

Other Defined Terms. ~~The~~ In addition, each of the following terms shall have the ~~meanings assigned~~ meaning given to such ~~terms~~ term in the ~~Sections~~ applicable Section of the Agreement ~~set forth below~~listed opposite such term: ~~Acquisition Transaction 5.3(a~~Agreement Preamble API Corporation Returns 2.17(a) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i~~API Leased Real Property 2.10(b) ~~Certificates 2.2(a~~API Registered IP 2.11(a)(i) ~~Closing 1.2(a~~Anti-Bribery Laws 2.15 Book Entry Shares 1.5(e) Closing Date ~~1.2(a~~1.3 Closing 1.3 Company Preamble Company 401(k) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit~~ Plan ~~3.16(a~~5.5(b) Company ~~CBAs 3.20(a~~Board Recommendation 5.2(b) Company ~~Common Stock 3.5(a~~Certifications 2.6(a) Company ~~Disclosure Schedule~~ Change in Recommendation 5.2(b) Company Existing D&O Policy 5.6(a)(ii) Company Indemnified Persons 5.6(a)(i) Company Material Contract 2.12(a) Company Maximum Premium 5.6(a)(ii) Company Owned Real Property 2.10(a) Company Reimbursement Fee 8.3(b) Company SEC Documents 2.6(a) Company Specified Agreement 8.1(i) Company Stock Certificate 1.6 Company Stockholder Voting Agreements Recitals Company Stockholders’ Meeting 5.2(a) Company Termination Fee 8.3(b) Company Warrants 1.5(d) Company’s Financial Advisor 2.26 Continuing Employees 5.5(a) Effective Time 1.3 End Date 8.1(b) Exchange Act 2.12(a)(i) Exchange Agent 1.7(a) Exchange Fund 1.7(a) Exchange Ratio 1.5(a)(iii) Xxxx Corporations Returns 3.17(a) Xxxx Leased Real Property 3.10(b) Xxxx Registered IP 3.11(a)(i) Merger Sub Preamble ~~Article III Company~~ Merger Recitals Parent Benefit Plans 5.5(c) Parent Board Recommendation 5.3(b) Parent Certifications 3.6(a) Parent Change in Recommendation 5.3(b) Parent Existing D&O Policy 5.6(b)(ii) Parent Indemnified Persons 5.6(b)(i) Parent Intervening Event 5.3(c)(ii) Parent Material Contract 3.12(a) Parent Maximum Premium 5.6(b)(ii) Parent Owned Real Property 3.10(a) Parent SEC Documents 3.6(a) Parent Reimbursement Fee 8.3(c) Parent Specified Agreement 8.1(h) Parent Stockholder Voting Agreements Recitals Parent Stockholders’ Meeting 5.3(a) Parent Termination Fee 8.3(c) Parent Preamble Parent’s Financial Advisor 3.26 ~~Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c)~~ Pre-Closing Period 4.1 Required Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Vote 2.24 Required Merger Sub ~~Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a)~~ Stockholder Vote 3.24 Required Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Stockholder Vote 3.24 Surviving Corporation 1.1 ~~Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a)~~ Termination Fee ~~9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a~~8.3(c) WARN Act ~~3.20(d)~~2.18(k) XXXX INNOVATIONS INCORPORATED, API MERGER SUB, INC., ADVANCED PHOTONIX, INC., TABLE OF CONTENTS PAGE

Appears in 1 contract

Samples: Merger Agreement (Luna Innovations Inc)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Action 4.19(a) ~~Action 3.13~~ Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Applicable Survival Period 10.1(d) ~~Certificates 2.2(a~~Arbitrator 2.6(c)(i) ~~Closing 1.2(a~~Assigned Contracts 2.1(b)(iv) ~~Closing Date 1.2(a~~Assignment and Assumption Agreements 3.2(d) ~~Code~~ Assignment and Assumption of Lease Agreements 3.2(e) Assumed Employment Contracts 7.2(g) Assumed Liabilities 2.3 ~~Company Preface Company~~ Automatic Transfer Employees 7.2(b) Balance ~~Sheet 3.8 Company~~ Sheets 4.4(a)(i) Balance Sheet Date ~~3.8~~ 4.4(a)(i) Base Pay 7.2(a) Bills of Sale 3.2(c) Business Recitals Business Authorizations 4.11(a) Buyer Preamble Buyer Closing Certificate 8.3(c) Buyer Indemnitees 10.2(a) Buyer’s Proposed Calculations 2.6(a) Closing 3.1 Closing Date 3.1 Confidentiality Agreement 6.3 Consents 4.3(a) Credit Agreement 3.2(a) Deductible 10.2(b) Diligent Efforts 7.9 Disputed Amounts 2.6(c) DOJ 7.1(a) Entry Claimant 7.2(m) Estimated Closing Working Capital 2.5(a) Environmental Permits 4.22(a) European Assets 7.3(b)(i) Excluded Assets 2.2 Excluded Contracts 2.2(b) Excluded In-Bound Licenses 2.2(b) Excluded Liabilities 2.4 Extra Territory Business 4.15(b) Final Allocation 2.10(b) Final Purchase Price 2.6(d) Final Purchase Price Adjustment 2.6(d) Financial Statements 4.4(a) French Distribution Agreements 2.2(k) FTC 7.1(a) Full-Year Financial Statements 4.4(a)(i) (a) Health Care Programs 4.10(b) In-Bound Extra Territory Licenses 4.15(b) In-Bound Licenses 4.15(b) Initial Allocation 2.10(b) Intercreditor Agreement 3.2(g) Interim Balance Sheets 4.4(a)(iii) Interim Balance Sheet Date 4.4(a)(iii) Interim Financial Statements 4.4(a)(iii) IT/CS Transfer 7.9 Lease 4.14(c) Leased Real Property 4.14(b) Liabilities 4.5 Losses 10.2(a) Material Contract 4.17(b) Noncompetition Period 6.8(a) Notice of Objection 2.6(b) Out-Bound Licenses 4.15(c) Outside Date 9.1(a)(ii)(A) Personal Property 4.13(a) Policies 4.23(a) Product License 2.9 Product Registrations 4.11(a) Purchased Assets 2.1(b) Recall 4.10(e) Relevant Entities 4.8(a) Representatives 6.3 Retained Company ~~Benefit Plan 3.16(a~~Business Employees 7.2(a) Retained Company ~~CBAs 3.20(a~~Transferred Employees 7.2(b) ~~Company Common Stock 3.5(a~~Section 1060 Purchase Price 2.10(a) ~~Company~~ Seller Preamble Seller Closing Certificate 8.2(c) Seller Disclosure Schedule Preamble Article ~~III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company~~ IV Seller Employees 7.2(e) Seller Indemnitees 10.3(a) Seller Intellectual Property ~~3.19(b~~4.15(d) ~~Company Pension Plan 3.16(c~~Seller Owned Intellectual Property 4.15(a) ~~Company~~ Seller Registered Items ~~3.19(c~~4.15(e) ~~Company SEC Reports 3.7(a~~Selling Stockholder 4.12(a) ~~Company Securities 3.5(c~~Submissions 4.10(d) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Supply Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a3.2(b) Tax ~~Returns 3.15(a~~Claim 7.3(i)(i) ~~Taxing Authority 3.15(a~~Terminated Affiliate Arrangements 6.11 Third-Party Claim 10.4(a) ~~Termination Fee 9.4(a~~Transferred Inventory and Instruments 4.6(e) ~~Third Party Proposal 5.3(a~~Transition Services Agreement 3.2(f) ~~Uncertificated Shares 2.2(a) WARN Act 3.20(d~~VAT 7.3(b)

Appears in 1 contract

Samples: Purchase and Sale Agreement (Globus Medical Inc)

Appears in 1 contract

Samples: Asset Purchase Agreement (B&G Foods, Inc.)

Other Defined Terms. The following terms shall have the meanings ~~assigned to~~ defined for such terms in the Sections of ~~the~~ this Agreement set forth below: Acquiror Preamble Acquiror Financial Advisor 4.10 Acquiror Plans 6.5(a)(iv) Acquisition ~~Transaction 5.3(a~~5.2(f)(i) ~~Action 3.13~~ Acquisition Proposal 5.2(f)(i) Agreement ~~Preface CERCLA 3.21(a)(i) Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company~~ Recitals Articles of Merger 1.2 Balance Sheet Date ~~3.8~~ 3.6(c) CERCLA 3.13 Certificate of Merger 1.2 Certificates 2.2(b) Change in Board Recommendation 5.2(d) Charter 1.5 Closing 1.3 Closing Date 1.3 Code 3.12(e) Company Preamble Company Benefit ~~Plan~~ Plans 3.16(a~~) Company CBAs 3.20(a~~) Company Common Stock ~~3.5(a~~2.1(b) Company Disclosure Schedule ~~Preamble~~ Article III Company Equity Plans 3.2 Company Financial Advisor ~~3.26~~ 3.18 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(aMaterial Contract 3.15(a) Company Stock Option ~~2.6(a~~2.4 Company Preferred Stock 3.2 Company Properties 3.11(a) Company SEC Documents 3.6(a) Company Series A Preferred Stock ~~Plans 2.6(a~~2.1(d) Company Series B Preferred Stock 2.1(e) Company Stockholders’ Meeting 6.2(a) Company Subsidiary ~~Securities 3.6(b~~3.1(b) Company Subsidiaries 3.1(b) Company Termination Fee 8.3(b) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.3(b) ~~DGCL~~ Counterproposal 5.2(d) Covered Benefits 6.5(a)(iv) Covered Persons 6.5(a)(iv) Debt Commitment Letter 4.7(b) Delaware Act 1.1 ~~Dissenting Shares 2.5(a) DOJ 7.1(a)~~ Effective Time ~~1.2(b~~1.2 Encumbrance 3.1(b) ~~Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv~~End Date 8.1(b) Environmental Laws ~~3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii~~3.13 Equity Commitment Letter 4.7(b) ERISA 3.16(a) ~~ERISA Affiliate 3.16(a) ESPP 2.6(d~~Exchange Act 3.6(a) Exchange ~~Act 3.3 FTC 7.1(a~~Fund 2.2(a) Expenses 8.3(a) GAAP ~~3.7(e~~3.6(b) ~~Hazardous Substances 3.21(a)(viii~~Guarantee 4.11 Guarantor 4.7(b) ~~HSR Act 3.3~~ Indemnified Parties ~~6.2(a~~6.6(b) ~~Intellectual Property 3.19(a~~IRS 3.12(a) ~~Intellectual Property Rights 3.19(a~~Legal Action 6.6(b) ~~Intervening Event 5.3(d~~Lender 4.7(b) ~~Lease 3.18(c~~Maryland Department 1.2 Maximum Premium 6.6(c) ~~Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a)~~ MGCL 1.1 Merger Recitals Merger Consideration ~~2.1(a~~2.1(c) Merger Sub ~~Preface Notice Period 5.3(c)~~ Preamble NYSE ~~3.3~~ 3.5 Option Consideration 2.4 Other ~~Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a~~Filings 6.4(c) Paying Agent 2.2(a) ~~Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a)~~ Permits 3.10 Proxy Statement ~~3.10 Real Property 3.18(a~~3.5 Qualifying Income 8.3(e) ~~Release 3.21(a)(ix~~REIT 9.12(a)(xi) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Required Company Stockholder Approval 3.1(a) SEC ~~3.3 SEC Comments 5.4(b)~~ 3.5 Securities Act ~~3.7(a~~3.2(f) Superior Proposal ~~5.3(b~~5.2(f)(ii) Surviving Corporation 1.1 Tax ~~3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a~~Return 9.12(a)(xv) Termination ~~Fee 9.4(a~~Payment 8.3(e) ~~Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Transfer and Gains Taxes 6.9 Transferred Employee 6.5(a)(iv)

Appears in 1 contract

Samples: Merger Agreement (Bedford Property Investors Inc/Md)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Action 3.12 Agreement Preamble Allocation Statement 2.9 Applicable Survival Period 6.1(b) ~~Action 3.13~~ Assigned Contracts 2.1(f) Assumed Liabilities 2.3 Assigned Prepaid Expenses 2.1(j) Assumption Agreement ~~Preface CERCLA 3.21(a)(i~~2.7(a)(ii) ~~Certificates 2.2(a~~Xxxx of Sale 2.7(a)(i) Business Recitals Business Intellectual Property 3.9(b) Buyer Preamble Buyer Indemnitees 6.2(a) Clawback Escrow 2.10(b) Clawback Escrow Amount 2.10(a) Clawback Escrow Funds 2.10(b) Closing ~~1.2(a~~2.6 Closing Date 2.6 Closing Working Capital 2.8(a) Closing Working Capital Statement 2.8(a) COBRA 5.4(g) Contaminant 3.9(l)(i) Copyrights 3.9(a) Correspondence for the Buyer 5.10(f) Correspondence for the Seller 5.10(e) Cushion Amount 6.2(b) Disabling Code 3.9(l)(iv) Earnout Payment 2.5 Effective Date ~~1.2(a~~2.6 Effective Time 2.6 Employee 3.14(a) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~ERISA Affiliate 3.13(b)(iii) ~~Company CBAs 3.20(a~~Escrow Agent 2.10 Escrow Agreement 2.10 Estimated Working Capital 2.8(a) ~~Company Common Stock 3.5(a~~Excluded Assets 2.2 Excluded Books and Records 2.2(d) ~~Company~~ Excluded Liabilities 2.4 Designated Email Accounts 5.10(e) Final Working Capital 2.8(d) Financial Statements 3.4(a) GAAP 3.4(a) General Escrow Amount 2.10(a) General Escrow Funds 2.10(c)(i) In-Bound Licenses 3.9(c) Indemnitor Defense Review Period 6.4(b) Independent Expert 2.8(c) Intellectual Property 3.9(a) Intellectual Property Assignments 2.7(a)(iii) Interim Financial Statements 3.4(a) Losses 6.2(a) Material Contract 3.11(b) Material Permit 3.6(b) Nondisclosure Agreements 3.9(h) Notice of Claim 6.4(a) Notice of Objection 2.8(b) Out-Bound Licenses 3.9(d) Owned Business Intellectual Property 3.9(b) Patents 3.9(a) Policies 3.16 Pre-Closing Tax Period 5.8(b) Post-Closing Tax Period 5.8(b) Proprietary Information 3.9(a) Public Software 3.9(l)(ii) Purchase Price 2.5 Purchased Assets 2.1 Representatives 5.1 Restricted Business 5.2(a) Restricted Period 5.2(a) Review Period 2.8(b) Section 1060 Forms 2.9 Seller Preamble Seller Disclosure Schedule Preamble to Article III ~~Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Seller Employees 5.4(e) ~~Company Pension Plan 3.16(c~~Seller Indemnitees 6.3(a) ~~Company Registered Items 3.19(c~~Services Agreement 2.7(a)(vi) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(aSoftware 3.9(a) Third Party ~~Proposal 5.3(a~~Claim 6.4 Third Party Defenses 6.4 Trademarks 3.9(a) ~~Uncertificated Shares 2.2(a~~Transferred Employee 5.4(a) ~~WARN Act 3.20(d~~Transition Services Agreement 2.7(a)(v) Upfront Purchase Price 2.5 Work Product Agreements 3.9(i) (a) Promptly following the Effective Time, the Buyer shall conduct or cause to be conducted an audit of the Business’ financial performance and results for the Earnout Period (the “Audit”). The Buyer shall use commercially reasonable efforts to complete the audit within sixty (60) days after the Effective Date. The Seller, at the Buyer’s request, shall (i) cooperate and assist the Buyer and its representatives in conducting the Audit, (ii) provide the Buyer and its representatives with any information reasonably requested by them in connection with such Audit and (iii) give the Buyer and its representatives access, during normal business hours and upon reasonable notice, to the Seller’s personnel, representatives, properties and books and records for such purpose. (b) Promptly following the completion of the Audit (and, in any event, within ninety (90) days after the Effective Date), the Buyer shall prepare, or cause to be prepared, and deliver to the Seller a statement (the “EBIT Statement”) setting forth the Buyer’s determination of the Earnout Period EBIT, the Earnout Amount and the Clawback Amount. The EBIT Statement shall be prepared (i) in accordance with GAAP, (ii) in accordance with the accounting principles, methodologies and policies used in the preparation of the Financial Statements which are set forth in Section 3.4(a)(ii) of the Seller Disclosure Schedule (regardless of whether such principles, methodologies and policies are consistent with GAAP) and (iii) to the extent not inconsistent with GAAP, in accordance with the accounting principles, methodologies and policies used in the preparation of the Financial Statements which are set forth in Section 3.4(a)(iii) of the Seller Disclosure Schedule. An example of the calculation of the Earnout Period EBIT in accordance with this section, based on the Seller’s August 31, 2006 balance sheet, is set forth as Exhibit I hereto. If the Buyer’s determination of the Earnout Period EBIT as set forth on the EBIT Statement is more than or equal to $2,050,000, then (A) the Buyer shall promptly pay to the Seller by wire transfer of immediately available funds to an account designated in writing by the Seller an amount (the “First Earnout Payment Amount”) equal to 50% of the Earnout Amount set forth on the EBIT Statement (if any) and (B) the Buyer and the Seller shall cause the Escrow Agent to pay the Seller in accordance with the Escrow Agreement the Clawback Escrow Funds. (c) Upon receipt from the Buyer, the Seller shall have thirty (30) days to review the EBIT Statement (the “EBIT Review Period”). Following delivery of the EBIT Statement to the Seller and at the Seller’s request, the Buyer shall (i) cooperate and assist the Seller and its representatives in reviewing the EBIT Statement and the materials used in its preparation and (ii) provide the Seller and its representatives with any information reasonably requested by them in connection with such review. If the Seller disagrees with the Buyer’s computation of the Earnout Period EBIT, the Seller may, on or prior to the last day of the EBIT Review Period, deliver a written notice to the Buyer (the “Notice of EBIT Objection”), which sets forth its specific objections to the Buyer’s calculation of the Earnout Period EBIT. Any Notice of EBIT Objection shall specify those items or amounts with which the Seller disagrees, together with a detailed written explanation of the reasons for disagreement with each such item or amount, and shall set forth the Seller’s determination of the Earnout Period EBIT, the Earnout Amount and the Clawback Amount based on such objections. To the extent not set forth in the Notice of EBIT Objection, the Seller shall be deemed to have agreed with the Buyer’s calculation of all other items and amounts contained in the EBIT Statement. If the Seller’s determination of the Earnout Period EBIT as set forth on the Notice of EBIT Objection, is less than $2,050,000, then the Buyer and the Seller shall promptly cause the Escrow Agent to (A) pay to the Buyer in accordance with the Escrow Agreement from the Clawback Escrow Funds an amount (the “First Clawback Payment Amount”) equal to 50% of the Clawback Amount set forth on the Notice of EBIT Objection and (B) pay to the Seller in accordance with the Escrow Agreement from the Clawback Escrow Funds an amount equal to (x) the aggregate amount of the Clawback Escrow Funds (prior to paying the First Clawback Payment Amount) minus (y) the Clawback Amount set forth on the EBIT Statement. If (I) the Seller’s determination of the Earnout Period EBIT as set forth on the Notice of EBIT Objection, is equal to or more than $2,050,000 and (II) the Buyer’s determination of the Earnout Period EBIT as set forth on the EBIT Statement is less than $2,050,000, then the Buyer and the Seller shall cause the Escrow Agent to pay the Seller in accordance with the Escrow Agreement an amount equal to (1) the aggregate amount of the Clawback Escrow Funds minus (2) the Clawback Amount set forth on the EBIT Statement. (d) Unless the Seller delivers the Notice of EBIT Objection to the Buyer on or prior to the last day of the EBIT Review Period, (i) the Seller shall be deemed to have accepted the Buyer’s calculation of the Earnout Period EBIT, the Earnout Amount and the Clawback Amount and (ii) the EBIT Statement and the determination of the Earnout Period EBIT, the Earnout Amount and the Clawback Amount set forth on the EBIT Statement shall be final, conclusive and binding. If the Seller delivers the Notice of EBIT Objection to the Buyer within the Review Period, the Buyer and the Seller shall, during the thirty (30) days following such delivery or any mutually agreed extension thereof, use their commercially reasonable efforts to reach agreement on the disputed items and amounts in order to determine the amount of the Earnout Period EBIT. If, at the end of such period or any mutually agreed extension thereof, the Buyer and the Seller are unable to resolve their disagreements, they shall jointly retain and refer their disagreements to the Independent Expert. The parties shall instruct the Independent Expert promptly to review this Annex II and to determine solely with respect to the disputed items and amounts so submitted whether and to what extent, if any, the Earnout Period EBIT set forth in the EBIT Statement requires adjustment. The Independent Expert shall base its determination solely on written submissions by the Buyer and the Seller and not on an independent review. The Buyer and the Seller shall make available to the Independent Expert all relevant books and records and other items reasonably requested by the Independent Expert. As promptly as practicable, but in no event later than thirty (30) days after its retention, the Independent Expert shall deliver to the Buyer and the Seller a report which sets forth its resolution of the disputed items and amounts and its calculation of the Earnout Period EBIT; provided that in no event shall the Earnout Period EBIT, as determined by the Independent Expert, be less than the Buyer’s calculation of the Earnout Period EBIT set forth in the EBIT Statement, nor more than the Seller’s calculation of the Earnout Period EBIT set forth in the Notice of EBIT Objection. The decision of the Independent Expert shall be final, conclusive and binding on the parties. The costs and expenses of the Independent Expert shall be allocated between the parties based upon the percentage which the portion of the contested amount not awarded to each party bears to the amount actually contested by such party, as determined by the Independent Expert. Each party agrees to execute, if requested by the Independent Expert, a reasonable engagement letter, including customary indemnities in favor of the Independent Expert. (e) For purposes of this Agreement, “Final Earnout Period EBIT” means the Earnout Period EBIT: (i) as shown in the EBIT Statement delivered by the Buyer to the Seller pursuant to section (b) of this Annex II, if no Notice of EBIT Objection with respect thereto is timely delivered by the Seller to the Buyer pursuant to section (c) of this Annex II; or (ii) if a Notice of EBIT Objection is so delivered, (A) as agreed by the Buyer and the Seller pursuant to section (d) of this Annex II or (B) in the absence of such agreement, as shown in the Independent Expert’s calculation delivered pursuant to section (d) of this Annex II.

Appears in 1 contract

Samples: Asset Purchase Agreement (Medialink Worldwide Inc)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Agreement Introductory Paragraph Agribotix LXX Recitals Allocation Statement 3.5 Annual Financial Statements 4.4(a)(i) ~~Action 3.13~~ Assignment and Assumption Agreement ~~Preface CERCLA 3.21(a)(i~~2.3(c)(ii) ~~Certificates 2.2(a~~Assignment and Assumption of Lease 2.3(c)(iv) Assumed Contracts 2.1(a)(ii) (a) Average Price 3.1(d)(i) Balance Sheet 4.4(a)(ii) Balance Sheet Date 4.4(a)(ii) Bxxx of Sale 2.3(c)(i) Books and Records 2.1(a)(xi) Business Recitals Business Authorization 4.11(b) Cash Consideration 3.1(a) Closing ~~1.2(a~~2.3(a) Closing Cash Consideration 3.1(d)(ii) Closing Consideration Amount 3.1(d) Closing Date ~~1.2(a~~2.3(a) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~Closing Escrow Shares 2.3(e)(i) ~~Company CBAs 3.20(a~~Closing Parent Shares 3.1(d)(i) ~~Company Common Stock 3.5(a~~COBRA 6.7(d) ~~Company~~ Consent 4.3(a) Deductible 9.2 Definitive Agreement Installment 2.6 Disclosure ~~Schedule Preamble~~ Schedules Article ~~III Company Financial Advisor 3.26 Company~~ IV Earn-out Revenue 3.4(a) (a) Equipment 2.1(a)(i) Escrow Cash Definition of Escrow Amount Escrow Fund 9.6(a) Escrow Period 9.6(c) Exchange Agreement 3.1(c) Exchange Parent Shares 3.1(c) Excluded Assets 2.1(b) Excluded Liabilities 2.2(b) Export Control and Import Laws 4.19(a) Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~4.4(a)(ii) ~~Company Pension Plan 3.16(c~~First Cut-Off Date 9.1(a) ~~Company Registered Items 3.19(c~~General Cap 9.2 Indemnified Party 9.4(a) ~~Company SEC Reports 3.7(a~~Indemnifying Party 9.4(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(aInsurance Policies 4.18 Interim Financial Statements 4.4(a)(ii) Intellectual Property ~~3.19(a~~Assignment 2.3(c)(iii) ~~Intellectual Property~~ Inventory 2.1(a)(iv) IP Rights ~~3.19(a~~Assignment Agreement 4.9(b) ~~Intervening Event 5.3(d~~Joint Venture Operating Agreement 2.1(a)(xvi) ~~Lease 3.18(c~~Leased Equipment 2.1(a)(i) Leased Real Property ~~3.18(a~~4.4(b) ~~Marks 3.19(a~~Leases 4.4(b) LOI Advance 3.1(a) Losses 9.2(a) Material ~~Contracts 3.14(a~~Customers 4.17(a) ~~Merger Recitals Merger Consideration 2.1(a~~Material Suppliers 4.17(b) ~~Merger Sub Preface~~ Maximum Cap 9.2(d) Notice ~~Period 5.3(c~~of Claim 9.4(a) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Owned ~~Real Property 3.18(a~~Equipment 2.1(a)(i) Parent ~~Preface Patents 3.19(a~~Common Stock 3.1(d)(i) ~~Paying Agent 2.2(a~~Party Introductory Paragraph Payoff Letter 2.3(b) ~~Payment Fund 2.2(a~~Post-Closing Cash Consideration 3.1(e)(ii) ~~Pension Plan 3.16(b~~Post-Closing Consideration Amount 3.1(e) ~~Permitted Liens 3.17(a~~Post-Closing Escrow Shares 3.3(a)(i) ~~Policies 3.24(a~~Post-Closing Parent Shares 3.1(e)(i) ~~Products 3.25(a~~Post-Closing Tax Period 6.8(a) ~~Proprietary Information 3.19(a~~Pre-Closing Tax Period 6.8(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)Pro Rata Share 6.14

Appears in 1 contract

Samples: Asset Purchase Agreement (AgEagle Aerial Systems Inc.)

Other Defined Terms. The following terms ~~have the meanings assigned to such terms~~ are defined in the ~~Sections~~ section indicated: Certificate of ~~the Agreement set forth below: Acquisition Transaction 5.3(a~~Merger 2.3 Certificates 2.8(b) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a~~Charter Documents 3.1(a) Closing ~~1.2(a)~~ 2.3 Closing Date ~~1.2(a~~2.3 COBRA 3.13(a) Code ~~2.3~~ 2.8(e) Company ~~Preface~~ 3.12(e) Company Balance Sheet ~~3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~3.5(b) Company ~~CBAs 3.20(a~~Contracts 3.14 Company Employee Plan 3.13(a) Company ~~Common Stock 3.5(a~~Financials 3.5(b) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(aOptions 3.2(b) Company Stock Option ~~2.6(a~~Plans 2.7(c) Company ~~Stock Plans 2.6(a~~Warrants 3.2(c) ~~Company Subsidiary Securities 3.6(b~~Company’s Intellectual Property 3.9(a) ~~Confidentiality Agreement 5.2 Copyrights 3.19(a)~~ Table of Contents Debt Obligation Certificate 6.11 DGCL ~~1.1~~ 2.1 Disclosure Memo 1.3 Dissenting Shares ~~2.5(a) DOJ 7.1(a~~2.10 DOL 3.13(a) Effective Time ~~1.2(b~~2.3 Employee 3.13(a) ~~Environment 3.21(a)(ii~~Employee Agreement 3.13(a) Environmental ~~Action 3.21(a)(iii~~Claims 3.12(a) Environmental Clean-Up Site ~~3.21(a)(iv~~3.12(a) Environmental Laws ~~3.21(a)(v~~3.12(a) Environmental ~~Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii~~Permits 3.12(a) ERISA ~~3.16(a~~3.13(a) ERISA Affiliate ~~3.16(a~~3.13(a) ~~ESPP 2.6(d~~FICA 3.7(b) ~~Exchange Act 3.3 FTC 7.1(a~~Filings 6.2(a) FMLA 3.13(a) FUTA 3.7(b) GAAP ~~3.7(e~~3.5(b) Hazardous ~~Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a~~Materials 3.12(a) Intellectual Property Rights ~~3.19(a~~3.9(a) ~~Intervening Event 5.3(d~~International Employee Plan 3.13(a) ~~Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a~~IRS 3.13(a) Merger ~~Recitals~~ recitals Merger Consideration ~~2.1(a~~2.7(a) Merger Sub ~~Preface Notice Period 5.3(c~~2.5(a) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Merger Sub Common Stock 2.7(d) ~~Parent Preface Patents 3.19(a~~Multiemployer Plan 3.13(a) Outsourced Plan 3.13(b) Paying Agent ~~2.2(a~~2.8(a) Payment Fund ~~2.2(a~~2.8(a) PBGC 3.13(a) PCBs 3.12(a) Pension Plan ~~3.16(b~~3.13(a) ~~Permitted Liens 3.17(a~~Permits 3.10(b) ~~Policies 3.24(a~~Preferred Stock 3.2(a) ~~Products 3.25(a) Proprietary Information 3.19(a)~~ Principal Stockholders recitals Proxy Statement ~~3.10 Real Property 3.18(a~~6.1(a) Recommendation 2.1 Release ~~3.21(a)(ix~~3.12(a) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Table of Contents SEC Reports 3.5(a) ~~SEC 3.3 SEC Comments 5.4(b~~Shares 3.2(a) ~~Securities Act 3.7(a~~Steyr Claims 3.26 Steyr License Agreement 3.26 Stockholder Approval 3.4(a) ~~Superior Proposal 5.3(b~~Stockholders Meeting 6.1(b) Subsidiaries 3.12(e) Surviving Corporation ~~1.1~~ 2.2 Tax ~~3.15(a~~3.7(t) ~~Tax Returns 3.15(a) Taxing Authority 3.15(a~~Taxes 3.7(t) Termination Fee ~~9.4(a~~8.3(b) Third Party ~~Proposal 5.3(a~~IP Rights 3.9(c) ~~Uncertificated Shares 2.2(a~~Triggering Event 8.1(g) Voting Agreement recitals WARN ~~Act 3.20(d~~3.13(q)

Appears in 1 contract

Samples: Merger Agreement (McLaren Performance Technologies Inc)

Other Defined Terms. ~~The~~ For purposes of this Agreement, each of the following terms ~~have the meanings assigned to such terms~~ is defined in the ~~Sections of the Agreement~~ Section set forth ~~below~~opposite such term: Accounting Firm 1.05(b) Acquisition ~~Transaction 5.3(a~~Recitals Actions 5.05(c) ~~Action 3.13~~ Active Employee 5.08(a) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Allocation Accounting Firm 5.05(h)(iv) ~~Certificates 2.2(a~~Ancillary Agreements 2.02 Annual Bonus Amount 5.08(r) Asset Allocation 5.05(h) Assumed Benefit Agreement 3.14(a) Table of Contents Assumed Benefit Plan 3.14(a) Basket Amount 9.03(a) Business Employees 3.14(a) Cap 9.03(b) Cap Ex Budget 3.15(c)(ix) CBAs 3.18 Class I Representations 7.02(a) Closing ~~1.2(a)~~ 1.03 Closing Date ~~1.2(a~~1.03 COBRA 3.14(c) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(bCompetitive Activities 6.01(a) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.02(a) ~~DGCL 1.1 Dissenting Shares 2.5(a~~Consent 2.03 Continuation Period 5.08(b) Contract 2.03 Controlled Group Liability 5.08(k) Controlling Party 9.09(d)(iii) CPTL 2.03 Debt Financing Commitments Recitals Disabled Employee 5.08(a) DOJ ~~7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii~~5.03(a)(ii)(1) Environmental ~~Action 3.21(a)(iii~~Access Agreement 1.04(e) Environmental ~~Clean-Up Site 3.21(a)(iv~~Claim Notice 9.09(d)(i) Environmental ~~Laws 3.21(a)(v~~Matter 9.09(d)(ii) ~~Environmental Liabilities 3.21(a)(vi~~Equity Financing Commitments Recitals ERISA 3.14(a) ~~Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~Estimated Purchase Price 1.01(a) Exchange Act ~~3.3~~ 2.03 Extension Date 1.03 Final Purchase Price 1.05(c) Financial Statements 3.05(a) Financing Commitments Recitals Foreign Merger Control Laws 2.03 Foreign Transferred Entity 5.07 FSA Participant 5.08(l) FSA Participation Period 5.08(l) FTC ~~7.1(a~~5.03(a)(ii)(1) GAAP ~~3.7(e~~1.01(b) ~~Hazardous Substances 3.21(a)(viii)~~ Governmental Entity 2.03 HSR Act ~~3.3 Indemnified Parties 6.2(a~~2.03 IAM Fund 3.14(d) indemnified party 9.09(a)(i) IRS 3.12(i) ITAR 2.03 Judgment 2.03 Table of Contents Labor Laws 3.18 Law 2.03 Lease 3.07(b) Leased Property 3.07(a) Leasing Entity 3.07(b) Licensed Intellectual Property ~~3.19(a~~3.08(a)) Liens 3.06(a) Losses 9.02 Material Consents 6.11 Mini-Basket Amount 9.03(c) Non-Breach Financing Failure 8.02(c) Non-Controlling Party 9.09(d)(iii) Notice of Disagreement 1.05(b) NYSE 2.03 Owned Intellectual Property ~~Rights 3.19(a~~3.08(a) ~~Intervening Event 5.3(d~~Owned Property 3.07(a) ~~Lease 3.18(c~~Pension Service Employee 5.08(m) ~~Leased Real~~ Permits 3.10 Permitted Liens 3.06(a) Pre-Closing Consolidated Return 9.09(c)(ii) Pre-Closing Service 5.08(d) Property ~~3.18(a~~Owning Entity 3.07(a) ~~Marks 3.19(a~~Property Taxes 9.01(c)(i) ~~Material Contracts~~ Proposed Asset Allocation 5.05(h)(ii) Purchased Companies Recitals Purchased Companies’ Equity Interests Recitals Purchased Company Subsidiaries Recitals Purchased Company Subsidiaries’ Equity Interests Recitals Purchaser Preamble Purchaser 401(k) Plan 5.08(q) Purchaser Cafeteria Plan 5.08(l) Purchaser Indemnitees 9.01(a) Remaining Employees 6.01(c) Represented Employee 5.08(b) Restricted Assets 1.02(b) Retained Employees 3.14(a) ~~Merger Recitals Merger Consideration 2.1(a~~Retiree Medical Eligible Employees 5.08(h) ~~Merger Sub Preface Notice Period 5.3(c~~Seller Preamble Seller 401(k) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Plan 5.08(q) ~~Parent Preface Patents 3.19(a~~Seller Benefit Agreement 3.14(a) ~~Paying Agent 2.2(a~~Seller Benefit Plan 3.14(a) ~~Payment Fund 2.2(a~~Seller Cafeteria Plan 5.08(l) ~~Pension Plan 3.16(b~~Seller Commonly Controlled Entity 3.14(a) ~~Permitted Liens 3.17(a~~Seller Indemnitees 9.01(b) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)Seller Letter Article II

Appears in 1 contract

Samples: Purchase Agreement (Olin Corp)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A , each of the following capitalized terms ~~have~~ has the ~~meanings assigned to such terms~~ respective meaning specified in the ~~Sections of the Agreement~~ Section set forth opposite such term below: ~~Acquisition Transaction 5.3(a~~Additional Approvals 3.05(b)(iv) ~~Action 3.13~~ Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.03(b)(i) ~~Certificates 2.2(a~~Certificate 2.03(b)(i) Certificate of Merger 1.02 Closing ~~1.2(a)~~ 1.03 Closing Date ~~1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~1.03 Closing Year 6.10(b) Company ~~CBAs 3.20(a~~Preamble Company Acquisition Agreement 5.03(b) Company Adverse Recommendation Change 5.03(b) Company Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock ~~3.5(a~~2.01(a) Company Contract 3.15(a) Company Credit Agreement 5.05(c) Company Disclosure ~~Schedule Preamble~~ Letter Article III Company ~~Financial Advisor 3.26~~ Employee 6.10(a) Company Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~3.06(a) Company ~~Pension Plan 3.16(c~~Indemnified Parties 6.09(a) Company ~~Registered Items 3.19(c~~Intervening Event 5.03(f)(iii) Company ~~SEC Reports 3.7(a~~Projections 3.22 Company Recommendation Change Notice 5.03(c) Company ~~Securities 3.5(c~~Reports 3.06(a) Company ~~Stockholder 2.1 Company Stockholder Approval 3.2(a~~Required Approvals 3.05(b)(iv) Company ~~Stockholder Meeting 5.4(a~~Required Consents 3.05(a) Company ~~Stock Option 2.6(a~~Risk Management Guidelines 5.01(a)(xxi) Company ~~Stock Plans 2.6(a~~Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Takeover Proposal 5.03(f)(i) Company ~~Subsidiary Securities 3.6(b~~Voting Debt 3.03(b) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.02(b) ~~DGCL 1.1~~ Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Debt Commitment Letter 4.06 Debt Financing 4.06 Debt Financing Related Parties 9.07 Debt Financing Source Provisions 9.07 Debt Letters 4.06 Dissenting Shares ~~2.5(a) DOJ 7.1(a)~~ 2.05 Effective Time ~~1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi~~1.02 End Date 8.01(b)(i) Environmental Permit ~~3.21(a)(vii~~3.14(a)(i) ~~ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~Equity Commitment Agreement Recitals Equity Securities 3.03(b) Exchange Act ~~3.3 FTC 7.1(a~~3.05(b)(i) Exchange Agent 2.03(a) Exchange Fund 2.03(a) FERC 3.05(b)(iv) Filing 3.05(b) Final Order 7.01(b) FPA 3.05(b)(iv) GAAP ~~3.7(e) Hazardous Substances 3.21(a)(viii~~3.06(a) HSR Act ~~3.3 Indemnified Parties 6.2(a~~3.05(b)(ii) ~~Intellectual Property 3.19(a~~Insurance Policies 3.18 IRS 3.09(b) ~~Intellectual Property Rights 3.19(a~~IT Policies and Procedures 3.17(d) ~~Intervening Event 5.3(d~~IT Systems 3.17(c) ~~Lease 3.18(c~~Legal Restraint 7.01(c) ~~Leased Real Property 3.18(a~~Liability Limitation 9.10 Liens 3.05(a) ~~Marks 3.19(a) Material Contracts 3.14(a~~Maximum Amount 6.09(c) Merger Recitals Merger Consideration ~~2.1(a~~2.01(a) Merger Sub ~~Preface Notice Period 5.3(c~~Preamble NMPRC 3.19(b) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~NRC 3.05(b)(iv) Parent ~~Preface Patents 3.19(a~~Preamble Parent Disclosure Letter Article IV Parent Required Approvals 4.03(b)(ii) ~~Paying Agent 2.2(a~~Parent Required Consents 4.03(a) ~~Payment Fund 2.2(a~~Parties Preamble Preferred Stock 3.03(a) ~~Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a)~~ Proceedings 5.02 Proxy Statement ~~3.10 Real Property 3.18(a~~6.01(a) ~~Release 3.21(a)(ix~~PUCT 3.19(b) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~5.03(a) Represented Employee 6.10(c) Required Amendment 5.05(c) Required Approvals 4.03(b)(ii) Required Consents 4.03(a) SEC ~~3.3 SEC Comments 5.4(b~~3.05(b)(i) Securities Act ~~3.7(a~~3.05(b)(i) Sponsor Recitals Substitute Financing 5.04(e) Superior Company Proposal ~~5.3(b~~5.03(f)(ii) Surviving Corporation ~~1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a~~1.01 Takeover Statute 3.13 TBOC Recitals Transaction Litigation 6.04 Trustee 5.05(c) WARN Act ~~3.20(d~~3.10 Willful Breach 8.02(e) • Commitment to dedicate $100 million to promote economic development in the City of El Paso, Texas and Las Cruces, New Mexico to be funded at a level of $5 million per year for 20 years. Contributions to the fund will not be recoverable in rates. • Maintain the Company’s annual amount of charitable giving following the transaction at the Company’s average annual charitable giving level for the three-year period ending December 31, 2018 (i.e., approximately $1.2 million per year). • Maintain the Company’s existing low income assistance programs while evaluating potential methods to improve such programs. • Create programs that provide entry-level training focused on engineering, management and finance skills for the local labor force in collaboration with the University of Texas at El Paso and New Mexico State University. • Create apprenticeship programs for technical and professional positions for students in local high-schools and colleges. • Continue and enhance utility supplier diversity by promoting the inclusion of minority-, women-, LGBTQ- and veteran- owned businesses into the Company’s supply chain. • Study and evaluate growth opportunities related to electric vehicles, distributed generation and battery storage in collaboration with the University of Texas at El Paso and New Mexico State University. • The Company will support Texas RPS standards and the New Mexico Energy Transition Act. • The Company shall report annually to the NMPRC the status of efforts during the prior calendar year to add renewable energy to its power supply portfolio and assure compliance toward the New Mexico Energy Transition Act. Such report shall include a description of efforts to diversify the renewable energy sources considered and an explanation as to what determinations were made and the basis therefor.

Appears in 1 contract

Samples: Merger Agreement

Other Defined Terms. The following terms will have the meanings ~~assigned to~~ defined for such terms in the Sections ~~of the Agreement~~ set forth below: Acquired Assets 2.1 Acquired Material Contracts 4.17 Acquisition Proposal 3.4(d) Agreement Preamble ALC Act 4.11(d) ALC Consent 4.11(d) Assignment and Assumption Agreement 2.3(a) Assumed Accounts Payable 2.3(a) Assumed Contracts 2.1(e) Assumed Liabilities 2.3(a) Benefit Plan 4.14(c) Xxxx of Sale 3.6(a) Business Recitals Business Assets 2.3(b) Buyer Preamble Buyer Damages 7.2 Table of Contents Buyer Indemnifying Party 7.3 Buyer Indemnitees 7.2 Buyer Material Adverse Effect 5.1 Buyer Transaction ~~5.3(a~~Documents 3.7(j) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a)~~ Claims Notice 7.5 Closing ~~1.2(a~~3.1 Closing Balance Sheet 2.5(a) Closing Date ~~1.2(a~~3.1 Closing Net Working Capital 2.5(a) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~Closing Purchase Amount 2.4(b) ~~Company CBAs 3.20(a~~Confidential Information 6.2 Consulting Agreement 3.2(g) ~~Company Common Stock 3.5(a~~Contracts 2.1(e) ~~Company~~ Disclosure Schedule ~~Preamble Article III Company Financial Advisor 3.26 Company~~ 1.1 Disputed Amounts 2.5(c) Environment 1.1 Environmental Liability Cap 7.6(e) Environmental Liability Deductible 7.6(e) Environmental Permits 2.3(b) Environmental Representations 7.1 ETA 4.20(d) Escrow Agent 2.4(d) Escrow Agreement 2.4(d) Escrow Amount 2.4(d) Estimated Closing Statement 2.4(c) Estimated Net Working Capital 2.4(c) Excluded Assets 2.2 Excluded Liabilities 2.3(b) Exclusivity Period 3.4(d) Existing Environmental Condition 2.3(b) Facility 2.1(b) Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~4.6(a) ~~Company Pension Plan 3.16(c~~Fundamental Representations 7.1 General Indemnification Cap 7.6(a) ~~Company Registered Items 3.19(c~~GST 4.20(d) ~~Company SEC Reports 3.7(a~~HCA 4.11(e) ~~Company Securities 3.5(c~~Indemnification Threshold 7.6(a) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~indemnified party 7.4(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(aIndependent Accountant 2.5(c) Intellectual Property ~~3.19(a~~2.1(f) ~~Intellectual Property Rights 3.19(a~~ILPP 4.14(f) ~~Intervening Event 5.3(d~~Inventory 2.1(a) ~~Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a)~~ Koppers Preamble Liens 2.1 Material Contracts ~~3.14(a~~4.17 Table of Contents Net Working Capital 2.4(c) ~~Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface~~ Objection Notice ~~Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b~~2.5(b) Permitted Liens ~~3.17(a~~4.10(a) ~~Policies 3.24(a~~Permits 2.1(i) ~~Products 3.25(a~~Post-Balance Sheet Liabilities 4.6(b) ~~Proprietary Information 3.19(a~~Post-Closing Adjustment 2.5(e) ~~Proxy Statement 3.10 Real Property 3.18(a~~PSTA 3.13 Purchase Orders 2.1(j) ~~Release 3.21(a)(ix~~Purchase Price 2.4(a) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Purchase Price Decrease 2.5(e) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(dPurchase Price Increase 2.5(e)

Appears in 1 contract

Samples: Asset Purchase Agreement (Koppers Holdings Inc.)

Other Defined Terms. The following terms have the meanings ~~assigned to~~ defined for such terms in the Sections ~~of the Agreement~~ set forth below~~: Acquisition Transaction 5.3(a~~: (a) ~~Action 3.13~~ Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Assets 2.01(a) ~~Certificates 2.2(a~~Assignee 11.02(b) Assumed Liabilities 2.02 (a) AT 3.08(a) Business Recitals Cash Dividend 3.05(a)(i) CFIUS 3.08(a) Closing ~~1.2(a)~~ 2.05 Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b2.05 Communications Act 3.08(a) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~5.02 (b) ~~DGCL 1.1 Dissenting~~ Controlled Group 3.13(b) DCC 7.01 Debt Financing 4.09 (a) Debt Financing Commitment Letter 4.09 (a) Distribution Recitals Dutch Permits 3.12 Equity Financing 4.09(b) Equity Financing Commitment Letter 4.09(b) Euronext Recitals Excluded Assets 2.01(b) FCC 3.08(a) Financing 4.09(b) Financing Preferred Shares ~~2.5(a~~3.01(e) ~~DOJ 7.1(a~~Governance Preferred Shares 3.01(e) ~~Effective Time 1.2(b~~Health Status Reports 3.18(a) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties ~~6.2(a~~6.06(a) ~~Intellectual~~ Insurance Policy 3.06 ITU 3.18(b) Joint Tax Proceeding 8.03(d) Leased Property ~~3.19(a~~2.06(c) ~~Intellectual Property Rights 3.19(a~~Liquidator 3.02(b) ~~Intervening Event 5.3(d) Lease~~ Major Stations 3.18(c) ~~Leased Real Property 3.18(a) Marks 3.19(a)~~ Management Board Recitals Material Backlog Contracts ~~3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c~~3.11(b) NYSE ~~3.3~~ Recitals Other ~~Antitrust Laws 3.3~~ Employees 7.03 Owned ~~Real~~ Property ~~3.18(a~~2.06(c) Parent ~~Preface Patents 3.19(a~~Preamble Parent Disclosure Schedule Article IV Parent Required Approvals 4.03(a) ~~Paying Agent 2.2(a~~Parties Preamble Permitted Transferee 11.02(c) ~~Payment Fund 2.2(a~~Proposed Settlement 8.03(d) Purchase Price 2.03(a) Purchaser Preamble Purchaser Pension Plan ~~3.16(b~~7.02 Purchaser Pension Provider 7.02 Representatives 6.04(a) ~~Permitted Liens 3.17(a~~Required Seller Vote 3.02 (b) ~~Policies 3.24(a~~Retained Cash Amount 2.01(b)(v) ~~Products 3.25(a~~Retained Liabilities 2.02 (b) ~~Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Revised Confidentiality Terms 6.04(a) SEC ~~3.3~~ 3.03(a) Seller Preamble Seller Articles 3.02(b) Seller Boards Recitals Seller Disclosure Schedule Article III Seller Financial Statements 2.01(a)(i) Seller Ground Stations 3.18(c) Seller Liquidation Recitals Seller Pension Plan 7.02 Seller Pension Provider 7.02 Seller Permits 3.12 Seller Plan 3.13(a) Seller Regulatory Reports 3.03 (a) Seller Required Approvals 3.08(a) Seller Restricted Share 2.04(b) Seller Restricted Stock Plans 2.04(b) Seller Satellites 3.18 (a) Seller SEC ~~Comments 5.4(b~~Reports 3.03(a) Seller Securities ~~Act 3.7(a~~3.01(e) Seller Shareholders Meeting 3.02 (b) Seller Shares Recitals Seller Stock Option 2.04 (a) Seller Stock Option Plans 2.04 (a) Seller Subsidiary Securities 3.01(f) Superior Proposal ~~5.3(b~~6.04(a) ~~Surviving Corporation 1.1 Tax 3.15(a~~Supervisory Board Recitals Target Subsidiaries 2.09 (a) Tax ~~Returns 3.15(a~~Proceeding 8.03(a) ~~Taxing Authority 3.15(a~~Trade Register 3.03(a) ~~Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Transferred Seller Employees 7.01(a)

Appears in 1 contract

Samples: Acquisition Agreement (New Skies Satellites Nv)

Other Defined Terms. ~~The~~ Each of the following terms ~~have the meanings assigned to such terms~~ is defined in the ~~Sections of the Agreement~~ Section set forth ~~below~~opposite such term: ~~Acquisition Transaction 5.3(a~~Term Section Acceptance Time 2.1(a) Action ~~3.13~~ 5.12 Adverse Recommendation Change 7.3(a) Affected Employee 8.4(a) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Annual Amount 8.3(b) ~~Certificates 2.2(a~~Antitrust Filings 9.1(b) Board of Directors Preamble Certificate 3.2(a) Closing ~~1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~3.1(b) Company ~~CBAs 3.20(a~~Preamble Company Board Recommendation 5.2(b) Company ~~Common~~ Capital Stock ~~3.5(a~~5.5(a) Company Disclosure ~~Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Documents 5.9(a) Company ~~Pension Plan 3.16(c~~Material Contract 5.14(a) Company ~~Registered Items 3.19(c~~Permits 5.13 Company Preferred Stock 5.5(a) Company Proxy Statement 5.9(a) Company SEC ~~Reports 3.7(a~~Documents 5.7(a) Company Securities ~~3.5(c~~5.5(b) Company Software 5.17(b)(ix) Company Stockholder ~~2.1~~ Approval 5.2(a) Term Section Company ~~Stockholder Approval 3.2(a) Company Stockholder~~ Stockholders Meeting ~~5.4(a)~~ 7.2 Company Stock Option ~~2.6(a) Company Stock Plans 2.6(a)~~ 3.4 Company Subsidiary Securities ~~3.6(b~~5.6(b) Company Tax Favored Savings Plan 7.6 Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~7.4 Continuing Directors 2.3(c) ~~DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a~~D&O Insurance 8.3(b) Effective Time ~~1.2(b~~3.1(c) (a) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(dEnd Date 11.1(b)(i) (a) Exchange ~~Act 3.3 FTC 7.1(a~~Fund 3.3 (a) ~~GAAP 3.7(e) Hazardous Substances 3.21(a)(viii~~Expiration Date 2.1(a) HSR ~~Act 3.3~~ Filings 9.1(b) Improvements 5.19 Indemnified ~~Parties 6.2(a~~Person 8.3(a) ~~Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c~~internal controls 5.7(g) Leased Real Property ~~3.18(a) Marks 3.19(a)~~ 5.19 Material ~~Contracts 3.14(a~~Real Property Lease 5.14(x) Merger ~~Recitals~~ Preamble Merger Consideration 3.2(a) Merger Subsidiary Preamble Minimum Condition 2.1(a) ~~Merger Sub Preface Notice Period 5.3(c~~Nevada Law Preamble New Company Plans 8.4(b) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned~~ Offer Preamble Offer Documents 2.1(b) Offer Price Preamble Order 5.12 Parent Preamble Payment Event 12.4(b) Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Lease 5.19 Registered Intellectual Property ~~3.18(a) Release 3.21(a)(ix~~5.17(a) Representatives ~~5.2 Xxxxxxxx~~7.3(a) Required Governmental Authorizations 5.3 Requisite Short-~~Xxxxx Act 3.7(a~~Form Merger Shares 2.4(a) ~~SEC 3.3 SEC Comments 5.4(b~~Schedule 14D-9 2.2(b) ~~Securities Act 3.7(a~~Schedule TO 2.1(b) Shares Preamble Subsequent Offering Period 2.1(a) Superior Proposal ~~5.3(b~~7.3(d) Support Agreements Preamble Surviving Corporation ~~1.1 Tax 3.15(a~~3.1(a) Takeover Statute 2.2(a) Tax ~~Returns 3.15(a~~5.15(p) Term Section Tax Return 5.15(p) Taxing Authority ~~3.15(a~~5.15(p) Termination Fee ~~9.4(a~~12.4(b) ~~Third Party Proposal 5.3(a~~Top-Up Notice 2.4(c) ~~Uncertificated~~ Top-Up Option 2.4(a) Top-Up Shares ~~2.2(a) WARN Act 3.20(d~~2.4(a)

Appears in 1 contract

Samples: Merger Agreement (Catapult Communications Corp)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Action 3.18(a) ~~Action 3.13~~ Agent 5.7 Agreement Preface Allocation Certificate 5.9 Applicable Survival Period 10.1(d) Application Survival Period 10.1(d) Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) Baseline Measurement Period 2.9(b) Baseline Revenue 2.9(b) Baytree Capital 3.26 CERCLA ~~3.21(a)(i~~3.21(a)(iv) Certificates ~~2.2(a~~2.2(c) Charter Documents 3.1(b) Common Stock 2.1(a) Closing ~~1.2(a~~1.3 Closing Consideration 2.1(b)(i) Closing Date ~~1.2(a)~~ 1.3 Code ~~2.3~~ Recitals Company Preface Company ~~Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company~~ Benefit Plan ~~3.16(a) Company CBAs 3.20(a~~3.19(a) Company Common Stock ~~3.5(a~~2.1(a) Company Common Stock Equivalents 2.1(a) Company Disclosure Schedule Preamble Article III Company ~~Financial Advisor 3.26 Company Financial Statements 3.8~~ Equity Holders 5.9 Company Intellectual Property ~~3.19(b~~3.15(e) Company ~~Pension Plan 3.16(c~~Owned Intellectual Property 3.15(b) Company Owned Software 3.15(n)(i) Company Registered Items ~~3.19(c~~3.15(f) Company ~~SEC Reports 3.7(a~~Shares 3.2(a) Company ~~Securities 3.5(c~~Stock Options 2.1(a) Company Stockholder ~~2.1~~ 2.1(b) Company Stockholder Approval ~~3.2(a~~3.4(b) Company Stockholder ~~Meeting 5.4(a~~Indemnitees 10.2(b) Company ~~Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b)~~ Voting Agreements Recitals Confidentiality Agreement ~~5.2~~ 5.3 Consents 3.5(a) Constituent Corporations 1.1 Copyrights ~~3.19(a~~3.15(a) ~~DGCL~~ Delaware Code 1.1 Dissenting Share Payments 2.7(b) Dissenting Shares ~~2.5(a~~2.7(a) ~~DOJ 7.1(a~~Earnout Consideration 2.1(b)(i) Earnout Dispute Notice 2.9(c)(ii) Earnout Measurement Period 2.9(a)(ii) Earnout Payment 2.9(a) Effective Time ~~1.2(b)~~ 1.3 Environment ~~3.21(a)(ii~~3.21(a)(i) Environmental Action ~~3.21(a)(iii~~3.21(a)(ii) Environmental Clean-Up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental ~~Laws~~ Liabilities 3.21(a)(v) Environmental ~~Liabilities~~ Permit 3.21(a)(vi) ~~Environmental Permit 3.21(a)(vii)~~ ERISA ~~3.16(a~~3.19(a) ERISA Affiliate ~~3.16(a~~3.19(a) ~~ESPP 2.6(d~~Escrow Agent 2.2(d) Escrow Agreement 2.2(d) Escrow Fund 10.3(a) Excess Revenue 2.9(b) Exchange Act ~~3.3 FTC 7.1(a~~4.4(b) Exchange Ratio 2.1(b)(i) Final Statement of Revenue 2.9(c)(ii) Financial Statements 3.6(a) FIRPTA Certificate 5.10 Funding 3.6(b) GAAP ~~3.7(e~~3.6(b) Hazardous Substances ~~3.21(a)(viii~~3.21(a)(vii) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~In-Bound Licenses 3.15(c) Indemnification Date 10.2(c) Indemnification Threshold 10.2(c) Indemnitors 10.2(a) Indemnity Stock Price 10.3(b) Intellectual Property ~~3.19(a~~3.15(a) Intellectual Property Rights ~~3.19(a~~3.15(a) ~~Intervening Event 5.3(d~~Interim Balance Sheet 3.6(b) ~~Lease 3.18(c~~Interim Balance Sheet Date 3.6(b) ~~Leased Real Property 3.18(a~~Interim Financial Statements 3.6(a) Joint Operating Agreement Recitals Liabilities 3.7 Liens 3.3(a) Lockup Agreement 6.2 Losses 10.2(a) Marks ~~3.19(a~~3.15(a) Material Contracts ~~3.14(a~~3.17(b) Merger ~~Recitals~~ 1.1 Merger Consideration ~~2.1(a~~2.1(b)(i) Merger Sub Preface Minor Contracts 3.17(e) 2006 Monthly Budget 6.4 Nondisclosure Agreements 3.15(i) Notice ~~Period 5.3(c~~of Claim 10.4(a) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Out-Bound Licenses 3.15(d) Parent Preface Parent Common Stock 2.1(b)(i) Parent Indemnitees 10.2(a) Parent Preferred Stock 4.2 Parent SEC Reports 4.5(a) Parent Stockholder Approval 6.3 Patents ~~3.19(a~~3.15(a) ~~Paying Agent 2.2(a) Payment Fund 2.2(a~~PCBs 3.21(h) Pension Plan ~~3.16(b~~3.19(b) Permitted Liens ~~3.17(a~~3.12(a) Policies ~~3.24(a~~3.23(a) ~~Products 3.25(a)~~ Principal Company Stockholder Recitals Proposal 5.7 Proprietary Information ~~3.19(a~~3.15(a) Proxy Statement ~~3.10~~ 7.2(a) RCRA 3.21(a)(iv) Real Property ~~3.18(a~~3.14(a) Release ~~3.21(a)(ix~~3.21(a)(viii) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~5.3 Revenue 2.9(a) Reviewing Accountant 2.9(c)(ii) SEC ~~3.3 SEC Comments 5.4(b~~4.5(a) Securities Act ~~3.7(a~~4.5(a) ~~Superior Proposal 5.3(b~~Software 3.15(a) Statement of Revenue 2.9(c)(i) Stockholders' Representative Preface Stockholders' Representative Agreement 2.2(d) Surviving Corporation 1.1 Tax ~~3.15(a~~3.9(a)(i) Tax Returns ~~3.15(a~~3.9(a)(ii) Taxing Authority ~~3.15(a) Termination Fee 9.4(a~~3.9(a)(iii) Third Party ~~Proposal 5.3(a~~Claim 10.4(a) ~~Uncertificated~~ Third Party Defense 10.4(b) Total Parent Shares ~~2.2(a~~2.1(b)(i) ~~WARN Act 3.20(d~~Transitioned Employees 6.1 Transmittal Letter 2.2(b) Treasury Shares 2.1(b)(i) Warranty Losses 10.2(c) Work Product Agreements 3.15(j)

Appears in 1 contract

Samples: Agreement and Plan of Merger (International Microcomputer Software Inc /Ca/)

Other Defined Terms. The following capitalized terms ~~have the meanings assigned to such terms~~ are defined in this Agreement in the ~~Sections of the Agreement set forth~~ Section indicated below: 1060 Forms 3.2 Acquisition ~~Transaction 5.3(a) Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates~~ Recitals Assumed Liabilities 2.2(a) ~~Closing 1.2(a~~Buyer Preamble Claim Notice 11.3(a) Closing 8.1 Closing Date ~~1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~8.1 COBRA 4.12(d) Company ~~CBAs 3.20(a) Company Common Stock 3.5(a)~~ Preamble Company Disclosure Schedule ~~Preamble~~ Article ~~III Company Financial Advisor 3.26~~ Company Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~4.7(b) Company ~~Pension Plan 3.16(c~~Plans 4.12(a) Company Registered ~~Items 3.19(c~~IP 4.14(c) Company SEC ~~Reports 3.7(a~~Documents 4.7(a) ~~Company Securities 3.5(c~~Confidential Information 4.14(p) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Consents 2.4 Consultant Proprietary Information Agreement 4.14(p) ~~Company Stockholder Meeting 5.4(a~~Employee Proprietary Information Agreement 4.14(p) ~~Company Stock Option 2.6(a~~Escrow Agreement 8.4 Escrow Period 11.2(b) ~~Company Stock Plans 2.6(a~~Excluded Assets 2.1(b) ~~Company Subsidiary Securities 3.6(b~~Excluded Contracts 2.1(b)(v) Excluded Liabilities 2.2(b) FS Business Recitals FS Business IP 4.14(b) Government R&D Contracts Business Recitals In-Licensed IP 4.14(h) Indemnified Party 11.2(a) Integration and Government Business Use License Agreement Recitals Key Employee Offer Letters Recitals Losses 11.2(a) License Agreement Recitals Non-Competition Period 6.5(a) Non-Solicitation and Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~Recitals Offer Letter 6.9(a) ~~DGCL 1.1 Dissenting Shares 2.5(a~~Patent License Agreement Recitals Patents 4.14(b) ~~DOJ 7.1(a~~Patents and Technology Licensing Business Recitals Products 4.14(a) ~~Effective Time 1.2(b~~Public Software 4.14(i) ~~Environment 3.21(a)(ii~~Purchase Price 3.1 Purchase Price Allocation 3.2 QSG 6.4(b) ~~Environmental Action 3.21(a)(iii~~Records 2.1(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Related Persons 4.17 Release Date 11.5 Services Agreement Recitals Tangible Personal Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a2.1(a)(vi) Tax ~~Returns 3.15(a) Taxing Authority 3.15(a)~~ Proceeding 7.1 Termination ~~Fee 9.4(a~~Date 10.1(b) Third Party ~~Proposal 5.3(a~~Claims 11.3(d) ~~Uncertificated Shares 2.2(a~~Transfer Taxes 7.2 Transferred Assets 2.1(a) Violation 4.4 WARN ~~Act 3.20(d~~4.13(b)

Appears in 1 contract

Samples: Asset Purchase Agreement (Teknowledge Corp)

Other Defined Terms. The following capitalized terms ~~have the meanings assigned to such terms~~ are defined in this Agreement in the ~~Sections of the Agreement set forth~~ Section indicated below: ~~Acquisition Transaction 5.3(a) Action 3.13~~ Agreement ~~Preface CERCLA 3.21(a)(i) Certificates 2.2(a~~Preamble Assumed Liabilities 2.3 Closing 8.1 Closing Date 8.1 Closing Inventory Value 3.2(a) Closing ~~1.2(a~~Payment 3.1(a) Consents 2.6 Deferred Payments 3.1(b) Direct Claim 10.3(c) Dispute Notice 3.2(b) Excluded Assets 2.2 Excluded Liabilities 2.4 First Deferred Payment 3.1(b) Foundry Services Agreement Recitals In-Licenses 4.9(g) Indemnification Cap 10.5(b Indemnifying Party 10.3(a) Independent Accounting Firm 3.2(c) Nondisclosure Agreement 6.4 Notice of Claim 10.3(c) Objection Notice 10.3(c) Out-Licenses 4.9(l) Pre-Closing ~~Date 1.2(a~~Period 6.1 Product License Agreement Recitals Purchase Price 3.1 Purchase Price Allocation 3.4(a) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~Purchaser Preamble Purchaser Losses 10.1 Restricted Business 6.6(a) ~~Company CBAs 3.20(a~~Restricted Period 6.6(a) ~~Company Common Stock 3.5(a~~Second Deferred Payment 3.1(b) ~~Company Disclosure Schedule~~ Seller Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval Seller Fundamental Representations 10.4 Seller Losses 10.2 Seller Statement 3.2(a) ~~Company Stockholder Meeting 5.4(a~~Target Inventory Value 3.2(f) ~~Company Stock Option 2.6(a~~Termination Date 9.1(b) ~~Company Stock Plans 2.6(a~~Third-Party Claim 10.3(a) (a) ~~Company Subsidiary Securities 3.6(b~~Transferred Assets 2.1 Transferred Contracts 2.1(g) ~~Confidentiality Agreement 5.2 Copyrights 3.19(a~~Transferred Copyable Technology 2.1(e) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration Transferred Inventory 2.1(a) ~~Merger Sub Preface Notice Period 5.3(c~~Transferred IP 2.1(d) ~~NYSE 3.3~~ Transferred Non-Copyable Technology 2.1(f) Transferred Other ~~Antitrust Laws 3.3 Owned Real Property 3.18(a~~IP 2.1(d) ~~Parent Preface~~ Transferred Patents ~~3.19(a~~2.1(c) ~~Paying Agent 2.2(a~~Transferred Permits 2.1(h) ~~Payment Fund 2.2(a~~Transferred Tangible Assets 2.1(b) ~~Pension Plan 3.16(b~~Transferred Technology 2.1(f) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)Transition Services Agreement Recitals

Appears in 1 contract

Samples: Asset Purchase Agreement (Ixys Corp /De/)

Other Defined Terms. The following terms have the ~~meanings assigned to such terms~~ meaning set forth in the Sections ~~of the Agreement~~ set forth below: Defined Term Section Acquisition ~~Transaction 5.3(a~~Proposal 6.05(e) Action ~~3.13~~ 3.09 Affiliate Transactions 3.20 Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Certificate of Merger 1.03 Certificates 2.04(b) ~~Certificates 2.2(a~~Change in Board Recommendation 6.05(c) Change in Control Agreement 3.10(c) Closing ~~1.2(a)~~ 1.02 Closing Date ~~1.2(a)~~ 1.02 Code ~~2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~3.10(b) Company ~~CBAs 3.20(a~~Preamble Company Approvals 3.05(b) Company Board Recitals Company Board Recommendation 3.04(b) Company Common Stock ~~3.5(a~~2.01(a) Company Disclosure Schedule ~~Preamble~~ Article III Company ~~Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Permits 3.06(a) Company ~~Pension Plan 3.16(c~~Preferred Stock 3.03(a) Company ~~Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a~~Rights Agreement 3.03(b) Company Stock Option ~~2.6(a~~2.02(a) Company Stock Option Plans ~~2.6(a~~2.02(a) Company ~~Subsidiary Securities 3.6(b~~Stockholders’ Meeting 6.03 Company Termination Fee 8.03(d) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.04(b) Contracts 3.05(a) Defined Term Section Customers 3.21(a) DGCL ~~1.1~~ 1.01 Dissenting Shares ~~2.5(a) DOJ 7.1(a~~2.05(a) Effective Time ~~1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv~~1.03 Employee 6.07(a) Environmental Laws ~~3.21(a)(v~~3.15(c)(i) Environmental ~~Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii~~Permits 3.15(c)(ii) ERISA ~~3.16(a~~3.10(a) ERISA Affiliate ~~3.16(a) ESPP 2.6(d~~3.10(b) Exchange Act ~~3.3 FTC 7.1(a~~3.05(b) Exchange Fund 2.04(a) Expenses 8.03(a) FPS Customers 3.16(b)(ix) GAAP ~~3.7(e~~3.07(b) Governmental Entity 3.05(b) Hazardous Substances ~~3.21(a)(viii~~3.15(c)(iii) HSR Act ~~3.3~~ 3.05(b) Indemnified ~~Parties 6.2(a~~Party 6.06(b) Independent Committee 3.04(a) Independent Committee Recommendation 3.04(b) Intellectual Property ~~3.19(a~~3.13 In-the-Money Option 2.02(a) ~~Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c~~IRS 3.10(a) Leased Real ~~Property 3.18(a~~Properties 3.12(b) ~~Marks 3.19(a~~Lien 3.05(a) Material ~~Contracts 3.14(a~~Adverse Effect 3.01(c) Material Contract 3.16(b) Measurement Date 3.03(a) Merger Recitals Merger Co Preamble Merger Consideration ~~2.1(a~~2.01(a) ~~Merger Sub Preface~~ MROP Customers 3.16(b)(ix) Multiemployer Plan 3.10(b) Multiple Employer Plan 3.10(b) Nasdaq 3.05(b) Notice ~~Period 5.3(c~~of Superior Proposal 6.05(b) ~~NYSE 3.3~~ OFAC 3.06(d) Other ~~Antitrust Laws 3.3~~ Filings 6.01 Other Contemplated Transactions 3.04(a) Owned Real Property ~~3.18(a~~3.12(a) Parent ~~Preface Patents 3.19(a~~Preamble Parent Approvals 4.03(b) Parent Benefit Programs 6.07(a) Parent Retiree Medical Programs 6.07(a) Parent Termination Fee 8.03(e) Parent Welfare Benefit Plans 6.07(c) Paying Agent ~~2.2(a~~2.02(a) ~~Payment Fund 2.2(a) Pension Plan 3.16(b~~Per Share Merger Consideration 2.01(a) Permitted Liens ~~3.17(a~~3.12(a) ~~Policies 3.24(a~~Plans 3.10(a) ~~Products 3.25(a) Proprietary Information 3.19(a)~~ Platinum Recitals Defined Term Section Platinum Fee 3.25 Platinum Merger Agreement Recitals Proxy Statement ~~3.10~~ 6.01 Real Property ~~3.18(a~~Lease 3.12(b) ~~Release 3.21(a)(ix~~Recommendation 3.04(b) Representatives ~~5.2 Xxxxxxxx~~6.04(a) Restricted Shares 2.02(b) Rights 3.03(b) Sxxxxxxx-Xxxxx Act ~~3.7(a~~3.06(c) SDNs 3.06(e) SEC ~~3.3~~ 3.07(a) SEC ~~Comments 5.4(b~~Reports 3.07(a) Securities Act ~~3.7(a~~3.07(a) Shares 2.01(a) Solvent 4.12 Stockholder Approval 3.04(c) Subsidiary 3.01(a) Superior Proposal ~~5.3(b~~8.01 Suppliers 3.21(b) Surviving Corporation ~~1.1~~ 1.01 Takeover Laws 3.19 Tax ~~3.15(a~~or Taxes 3.14(f)(i) Tax Returns ~~3.15(a) Taxing Authority 3.15(a~~3.14(f)(ii) Termination ~~Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)~~Date 8.01

Appears in 1 contract

Samples: Merger Agreement (Industrial Distribution Group Inc)

Other Defined Terms. The following terms have the meanings ~~assigned to~~ defined for such terms in the Sections ~~of the Agreement~~ set forth below: ACM 4.18(a) Acquisition ~~Transaction 5.3(a~~Proposal 6.5(a) ~~Action 3.13~~ Acquisition Sub Preamble Adjusted Option 3.3(c) Advance Contract 4.10(c) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Benefits Continuation Period 6.13(a) ~~Certificates 2.2(a~~Blackstone 4.24 Board of Directors 6.5(a) Capitalization Date 4.5(a) Cash Fraction 3.3(b) Cash-Out Amount 3.3(b) Cash-Out Price 3.3(b) Certificate 3.6(b) Charter Amendment 6.2(a)(i) Closing ~~1.2(a~~2.3(d) Closing Date ~~1.2(a~~2.3(d) ~~Code 2.3~~ Company ~~Preface Company Balance Sheet 3.8~~ Preamble Company Balance Sheet Date ~~3.8~~ 4.8 Company ~~Benefit Plan 3.16(a)~~ Board of Directors Recitals Company ~~CBAs 3.20(a) Company Common Stock 3.5(a~~Board Recommendation 6.2(a)(ii) Company Disclosure ~~Schedule Preamble~~ Letter Article ~~III~~ IV Company ~~Financial Advisor 3.26~~ Employees 4.13(a) Company ~~Financial Statements 3.8~~ Form 10-K Article IV Company Intellectual Property ~~3.19(b~~4.17(a)(i) Company ~~Pension Plan 3.16(c) Company Registered Items 3.19(c~~Plans 4.13(a) Company SEC Reports ~~3.7(a~~4.7(a) Company ~~Securities 3.5(c~~Shares 3.1(a) Company ~~Stockholder 2.1 Company Stockholder Approval 3.2(a~~Stockholders Meeting 6.2(a)(i) Company ~~Stockholder Meeting 5.4(a~~Termination Fee 8.2(b) ~~Company Stock Option 2.6(a~~Compensation 6.13(c) ~~Company Stock Plans 2.6(a~~Current Employee 6.13(c) ~~Company Subsidiary Securities 3.6(b~~CVS Recitals Debt and Purchase Contract Assumption 6.6(h)(ii) ~~Confidentiality Agreement 5.2 Copyrights 3.19(a~~Deferred Compensation Distribution 6.13(b) DGCL ~~1.1~~ Recitals Diamond Certificate of Merger 2.3(b) Diamond LLC Recitals Diamond LLC Conversion Recitals Diamond Merger Recitals Diamond Reorganization 6.17 Dissenting Shares ~~2.5(a) DOJ 7.1(a~~3.5(b) Effective Time ~~1.2(b~~2.3(e) ~~Environment 3.21(a)(ii~~Emerald Certificate of Merger 2.3(e) Emerald Merger Recitals Environmental Laws 4.18(c) Environmental ~~Action 3.21(a)(iii~~Permits 4.18(c) ~~Environmental Clean-Up Site 3.21(a)(iv~~Financing 5.11 Financing Commitment 5.11 First Operating Year 4.10(c) ~~Environmental Laws 3.21(a)(v~~Form S-4 6.3(a) ~~Environmental Liabilities 3.21(a)(vi~~F Reorg 6.17 Xxxxxxx Xxxxx 4.24 HITS 4.5(a) ~~Environmental Permit 3.21(a)(vii~~HITS Indenture 4.22(a) ~~ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii~~HITS Purchase Contract Agreement 4.22(a) HSR ~~Act 3.3~~ Clearance 6.6(d) Indemnified ~~Parties 6.2(a~~Directors and Officers 6.8(a) ~~Intellectual Property 3.19(a~~Initial Closing 2.3(a) ~~Intellectual Property Rights 3.19(a~~Initial Closing Date 2.3(a) ~~Intervening Event 5.3(d~~Initial Effective Time 2.3(b) ~~Lease 3.18(c~~IRS 4.13(b) Leased Real Property ~~3.18(a~~4.15(b) ~~Marks 3.19(a~~Lucky Delaware 6.17 XXXXx 5.5(a) Material ~~Contracts 3.14(a~~Contract 4.10(a) ~~Merger~~ Materials of Environmental Concern 4.18(c) Mergers Recitals ~~Merger Consideration 2.1(a~~Multiemployer Plan 4.13(a) New Diamond Preamble New Diamond Merger Sub ~~Preface Notice Period 5.3(c~~Preamble New Diamond Shares 3.1(a) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Objection 6.6(d) Owned Real Property ~~3.18(a~~4.15(a) Parent ~~Preface Patents 3.19(a~~Preamble Parent Balance Sheet Date 5.7 Parent Board of Directors Recitals Parent Board Recommendation 6.2(b) Parent Disclosure Letter Article V Parent Form 10-K Article V Parent Plan 6.13(d) Parent Rights Plan 5.5(a) Parent SEC Reports 5.6(a) Parent Shares 5.5(a) Parent Stockholders Meeting 6.2(b) Parent Termination Fee 8.2(c) Paying Agent ~~2.2(a~~3.6(a) ~~Payment Fund 2.2(a~~PBGC 4.13(b) ~~Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a~~Pledge Agreement 6.6(h) Proxy ~~Statement 3.10~~ Statement/Prospectus 6.3(a) Real Property ~~3.18(a~~Lease 4.15(b) ~~Release 3.21(a)(ix~~Regulatory Termination Fee 8.2(d) Remarketing Agreement 6.6(h) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~6.5(a) Requisite Company Stockholder Vote 4.2(a) Requisite Parent Stockholder Vote 5.2(a) Rights Plan 4.5(a) SEC ~~3.3 SEC Comments 5.4(b~~4.7(a) ~~Securities Act 3.7(a~~Separate Balance Sheet Data 4.7(b) Separate Operations Data 4.7(b) Separation Agreement Recitals Share Issuance 5.2(a) Standalone Drug Sale Agreement Recitals Superior Proposal ~~5.3(b~~6.5(a) Surviving Corporation ~~1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a)~~ 2.2 Termination ~~Fee 9.4(a~~Date 8.1(c) Third Party ~~Proposal 5.3(a~~Use and Occupancy Agreement 4.15(c) ~~Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Withdrawal Liability 4.13(d)

Appears in 1 contract

Samples: Merger Agreement (Supervalu Inc)

Other Defined Terms. ~~The~~ Except as otherwise specified herein, the following terms have the respective meanings ~~assigned to such terms~~ as defined in the Sections ~~of the Agreement~~ set forth below: Adventure Preamble Adventure Acquisition Transaction ~~5.3(a~~5.2(a) ~~Action~~ Adventure Exchange Securities 6.6 Adventure Financial Statements 3.13 Adventure Intellectual Property 3.15(a) Adventure Options 3.3 Adventure Registration Statement 6.2 Adventure Shareholders Preamble Adventure Shares Recitals Adventure Software 3.15(b)(iii) Agreement ~~Preface CERCLA 3.21(a)(i)~~ Preamble BCA 2.1 Certificates ~~2.2(a)~~ 2.6 Closing ~~1.2(a)~~ and Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a2.2 Contracts 3.5(b) DGCL ~~1.1~~ 2.1 Dissenting Shares ~~2.5(a) DOJ 7.1(a)~~ 2.7 Effective Time ~~1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv~~2.2 Employment Agreements 6.12 Enforceability Exception 3.4(a) Environmental Laws ~~3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~3.8(c) Exchange Act ~~3.3 FTC 7.1(a~~Listing 6.5 Exchange Agent 2.9(a) ~~GAAP 3.7(e~~Final Statements 3.13 Free Destiny 3.9(b)(1) ~~Hazardous Substances 3.21(a)(viii~~Free Envoy 3.9(b)(2) ~~HSR Act 3.3~~ G Bros Preamble G. Gourdomichalis Preamble Indemnified ~~Parties 6.2(a~~Party 9.3(a) ~~Intellectual Property 3.19(a~~Indemnifying Party 9.3(a) ~~Intellectual Property Rights 3.19(a~~Licensed Software 3.15(b)(ii) ~~Intervening Event 5.3(d~~Lock-Up Agreements 7.2(j) ~~Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a~~Loss 9.2(a) Merger Recitals Merger ~~Consideration 2.1(a~~Certificate 2.2 Notice of Claim 9.3(a) ~~Merger Sub Preface Notice Period 5.3(c~~Owned Software 3.15(b)(i) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) PFIC 3.21 Proxy Statement ~~3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b)~~ 6.2 S. Gourdomichalis Preamble Stock Exchange Listing 6.5 Surviving Corporation ~~1.1 Tax 3.15(a~~2.1 Trinity Preamble Trinity Acquisition Transaction 5.2(b) ~~Tax Returns 3.15(a~~Trinity Class B Common Stock 4.2 Trinity Class W Warrants 4.2 Trinity Class Z Warrants 4.2 Trinity Common Stock 4.2 Trinity Contracts 4.5 Trinity Directors 6.4 Trinity Option 4.2 Trinity Financial Statements 4.13 Trinity Permits 4.9 Trinity Principals 7.2(j) ~~Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Trinity Special Meeting 3.10 Trinity Stockholders' Approval 6.4 Trinity's SEC Reports 4.14 Trinity Warrants 4.2 Varouxakis Preamble V Capital Preamble Vessels 3.9(b)(2)

Appears in 1 contract

Samples: Merger Agreement (Trinity Partners Acquistion CO Inc.)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Accounting Principles 2.6(a)(i) Action ~~3.13~~ 4.18(a) Adjustment Summary Statement 2.6(a)(ii) Agreement ~~Preface~~ Preamble Allocation Statement 2.7 Annual Financial Statements 4.4(a)(i) Assigned Contracts 2.1(d) Assignment and Assumption of Lease 3.2(f) Assumed Liabilities 2.3 Balance Sheet 4.4(b) Balance Sheet Date 4.4(b) Base Amount 2.6(a)(iii) Business Recitals Business Authorizations 4.10(a) Buyer Preamble CERCLA ~~3.21(a)(i) Certificates 2.2(a~~4.21(a)(iv) Closing ~~1.2(a~~3.1 Closing Current Assets 2.6(a)(iv) Closing Date ~~1.2(a~~3.1 COBRA 6.4(i) ~~Code 2.3 Company Preface Company~~ Consents 4.3(a) Copyrights 4.14(a) Deficit Amount 2.6(e)(i) Environment 4.21(a)(i) Environmental Action 4.21 (a)(ii) Environmental Clean-up Site 4.21 (a)(iii) Environmental Laws 4.21 (a)(iv) Environmental Permit 4.21(a)(v) Excess Amount 2.6(e)(ii) Excluded Assets 2.2 Excluded Contracts 2.2(b) Excluded Liabilities 2.4 Financial Statements 4.4(a) Final Current Assets 2.6(a)(v) Hazardous Substances 4.21(a)(vi) In-Bound Licenses 4.14(c) Independent Expert 2.6(d) Intellectual Property 4.14(a) Intellectual Property Rights 4.14(a) Interim Balance Sheet ~~3.8 Company~~ 4.4(b) Interim Balance Sheet Date ~~3.8 Company Benefit~~ 4.4(b) Interim Financial Statements 4.4(a)(ii) Lease 4.13(c) Leased Real Property 4.13(a) Liabilities 4.5 Marks 4.14(a) Material Contract 4.16(b) Maximum Base Amount 2.6(a)(vi) Minimum Base Amount 2.6(a)(vii) Minor Contracts 4.16(e) Names 6.3(a) Nondisclosure Agreements 4.14(i) Notice of Objection 2.6(c) Out-Bound Licenses 4.14(d) Owned Real Property 4.13(a) Patents 4.14(a) PCBs 4.21(i) Pension Plan ~~3.16(a~~4.19(b) ~~Company CBAs 3.20(a~~Personal Property 4.11(a) ~~Company Common Stock 3.5(a~~Policies 4.22(a) ~~Company~~ Post-Closing Tax Period 6.5(b) Pre-Closing Tax Period 6.5(b) Products 4.23(a) Proprietary Information 4.14(a) Purchase Price 2.5 Purchased Assets 2.1 RCRA 4.21(a)(iv) Real Property 4.13(a) Release 4.21(a)(vii) Restricted Contract 2.8(a) Review Period 2.6(c) Section 1060 Forms 2.7 Seller Preamble Seller Disclosure Schedule Preamble Article ~~III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company~~ IV Seller Employees 6.4(f) Seller Benefit Plans 4.19(a) Seller Intellectual Property ~~3.19(b~~4.14(e) ~~Company Pension Plan 3.16(c~~Seller Owned Intellectual Property 4.14(b) ~~Company~~ Seller Registered Items ~~3.19(c~~4.14(f) ~~Company SEC Reports 3.7(a~~Software 4.14(a) ~~Company Securities 3.5(c~~Transferred Employees 6.4(b) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(dWork Product Agreements 4.14(j)

Appears in 1 contract

Samples: Asset Purchase Agreement (Symmetry Medical Inc.)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~368 Reorganization 6.2 (j) Acquired Company Recitals Action 3.16 (a) Agreement Preamble Applicable Survival Period 8.1 (d) Atiam Recitals Atiam 401(k) Plan 7.1 (q) Atiam Financial Statements 3.6 (a) Atiam Intellectual Property 3.13 ~~Agreement Preface CERCLA 3.21(a)(i~~(e) ~~Certificates 2.2(a~~Atiam Owned Intellectual Property 3.13 (b) ~~Closing 1.2(a~~Atiam Registered Items 3.13 (f) ~~Closing Date 1.2(a~~Audited Financial Statements 6.6 Auditor 6.6 Balance Sheets 3.6 (b) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company~~ Balance Sheet Date ~~3.8 Company Benefit Plan 3.16(a~~3.6 (b) ~~Company CBAs 3.20(a~~Bilenia Recitals Bilenia Purchase Agreement Recitals Buyers Preamble Buyers Indemnitees 8.2 (a) ~~Company Common Stock 3.5(a~~Cap 8.2 (b) ~~Company~~ Claims 10.2 Closing 2.2 Closing Date 2.2 Cash Closing Payment 2.6 (a) Certificates 2.6 (e) Certificates of Merger Recitals Consents 3.5 (a) Constituent Entities Recitals Copyrights 3.13 (a) Corporate Record Books 3.19 DE Certificate of Merger Recitals Disclosure Schedule ~~Preamble~~ Recitals to Article III ~~Company Financial Advisor 3.26 Company~~ Dissenting Shares 2.5 Dissenting Share Payments 2.7 (b) DLLCA 2.2 Effective Time 2.2 Escrow Agent 2.6 (a) Escrow Funds 2.6 (a) Expense Certificate 7.1 (i) Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~3.6 (a) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(aFundamental Representations and Warranties 8.1 (b) GAAP ~~3.7(e~~3.6 (a) ~~Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a~~GP Interests Recitals In-Bound Licenses 3.13 (c) Intellectual Property ~~3.19(a~~3.13 (a) Intellectual Property Rights ~~3.19(a~~3.13 (a) ~~Intervening Event 5.3(d~~IRS 3.17 (a) Lease ~~3.18(c~~3.12 Leased Personal Property 3.11 (d) ~~Leased Real Property 3.18(a~~Letter Agreement 5.3 Liabilities 3.7 LP Interests Recitals Losses 8.2 (a) Marks ~~3.19(a~~3.13 (a) Material Contracts ~~3.14(a~~3.15 (b) Merger Recitals Noncompetition Period 5.8 (a) Nondisclosure Agreements 3.13 (i) Notice of Claim 8.4 (a) Out-Bound Licenses 3.13 (d) PA Articles of Merger Recitals PA BCL Recitals Parent Recitals Parent Common Stock 2.5 Parent SEC Reports 4.4 (a) Partnership Interests Recitals Patents 3.13 (a) Per Share Merger Consideration ~~2.1(a~~2.5 Policies 3.18 (a) ~~Merger Sub Preface Notice Period 5.3(c~~Pre-Closing Periods 6.2 (a) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(aPro Rata Share 2.6 (a) Proprietary Information ~~3.19(a~~3.13 (a) ~~Proxy Statement 3.10 Real Property 3.18(a~~Pxxxxx Recitals Regulation D 5.10 Related Party Agreement 3.21 Releasees 10.2 Representatives 5.3 Restricted Business 5.8 (a) ~~Release 3.21(a)(ix~~SCA Preamble SCA Financial Statements 3.6 (a) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~SCA Shares Recital Secondary Representations and Warranties 8.1 (b) ~~SEC~~ Shareholder Indemnitees 8.3 Shareholders Preamble Shareholders’ Representative 8.10 (a) Software 3.13 (a) Straddle Period 6.2 (c) Subsidiary Interests 3.3 ~~SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b~~(a) Surviving ~~Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a~~Entity 2.1 Third Party Claim 8.4 (a) Third Party ~~Proposal 5.3(a~~Defense 8.4 (b) ~~Uncertificated Shares 2.2(a~~Work Product Agreements 3.13 (j) ~~WARN Act 3.20(d)~~Written Consent Recitals

Appears in 1 contract

Samples: Merger Agreement (Health Benefits Direct Corp)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: Acceptance Date 1.01(a) Acquired Companies 4.10(a) Acquisition ~~Transaction 5.3(a~~Agreement 6.02(d) ~~Action 3.13~~ Acquisition Proposal 6.02(a) Adverse Recommendation Change 6.02(d) Adverse Recommendation Change Notice 6.02(e) Agreement Preface ~~CERCLA 3.21(a)(i~~Arrangements 4.11(o) Articles of Merger 2.02 Authorizations 4.09 Certificates ~~2.2(a~~3.02(b) Closing ~~1.2(a)~~ 2.02 Closing Date ~~1.2(a) Code 2.3~~ 2.02 Company Preface Company Balance Sheet ~~3.8~~ 4.04(a) Company Balance Sheet Date ~~3.8~~ 4.04(a) Company Benefit Plan ~~3.16(a) Company CBAs 3.20(a~~4.11(a) Company Common Stock ~~3.5(a~~Recitals Company Compensation Committee 4.11(o) Company ~~Disclosure Schedule Preamble Article III~~ Equity Interests 4.02(b) Company Financial Advisor ~~3.26~~ 4.07 Company Financial Statements ~~3.8~~ 4.04 Company Leases 4.14 Company Letter Preamble Article IV Company Material Contracts 4.13(b) Company Owned Intellectual Property ~~3.19(b~~4.16(b) Company ~~Pension Plan 3.16(c~~Permits 4.09(a) Company Personnel 4.10(k) Company Preferred Stock 4.02(a) Company Product 4.17(a) Company Recommendations 1.02(a) Company Registered Items ~~3.19(c~~4.16(f) Company Restricted Shares 2.08(a)(ii) Company SEC Reports ~~3.7(a~~4.04(b) Company ~~Securities 3.5(c)~~ Shareholders Recitals Company ~~Stockholder 2.1 Company Stockholder~~ Shareholder Approval ~~3.2(a) Company Stockholder Meeting 5.4(a~~4.19(c) Company Stock Option ~~2.6(a~~2.08(a)(i) Company ~~Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b)~~ Support Agreements Recitals Confidentiality Agreement ~~5.2~~ 6.02(b) Copyrights ~~3.19(a~~4.16(a) ~~DGCL 1.1~~ Counterproposal 6.02(e) Covered Securityholder 4.11(o) Dissenting Shares ~~2.5(a)~~ 3.01 DOJ ~~7.1(a~~6.04(a) Effective Time ~~1.2(b) Environment 3.21(a)(ii~~2.02 Employment Compensation Arrangement 4.11(o) Environmental ~~Action 3.21(a)(iii~~Health and Safety Claim 4.18(a)(i) Environmental ~~Clean-Up Site 3.21(a)(iv) Environmental~~ Health and Safety Laws ~~3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii~~4.18(a)(ii) ERISA ~~3.16(a~~4.11(a) ERISA Affiliate ~~3.16(a) ESPP 2.6(d~~4.11(a) Exchange ~~Act 3.3~~ Agent 3.02(a) Exchange Fund 3.02(a) Expense Reimbursement 8.02(b) Expiration Date 1.01(c) FDA 4.17(a) FTC ~~7.1(a~~6.04(a) GAAP ~~3.7(e~~4.04(a) Hazardous ~~Substances 3.21(a)(viii~~Materials 4.18(a)(iii) HSR Act ~~3.3~~ 4.03(c) In-Bound Licenses 4.16(c) Indemnified Parties ~~6.2(a~~6.06(a) Indemnifying Party 6.06(a) Independent Director 4.03(a) Information Statement 1.03(b) Intellectual Property ~~3.19(a~~4.16(a) Intellectual Property Rights ~~3.19(a~~4.16(a) ~~Intervening Event 5.3(d~~Liabilities 4.08 Marks 4.16(a) ~~Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a)~~ MBCA Recitals Merger Recitals Merger Consideration ~~2.1(a~~2.07(b) ~~Merger Sub Preface Notice~~ Minimum Condition Appendix B Negotiation Period ~~5.3(c~~6.02(c) ~~NYSE 3.3~~ Offer Recitals Offer Documents 1.01(d) Offer Price 1.01(a) Other Antitrust Laws ~~3.3 Owned Real Property 3.18(a~~6.04(a) Out-Bound Licenses 4.16(d) Outside Date 8.01(b) Parent Preface Parent Letter Preamble to Article V Patents ~~3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a~~4.16(a) Pension Plan ~~3.16(b~~4.11(b) ~~Permitted Liens 3.17(a~~Plan of Merger Recitals Post-Signing Arrangement 6.11(b) ~~Policies 3.24(a~~Premium Limit 6.06(b) ~~Products 3.25(a)~~ Proceeding 4.06 Proprietary Information ~~3.19(a~~4.16(a) Proxy Statement ~~3.10 Real Property 3.18(a~~2.09(a)(iii) ~~Release 3.21(a)(ix~~Purchaser Preface Purchaser Insider 1.03(a) Representatives ~~5.2 Xxxxxxxx-Xxxxx~~ 6.03 Rights 1.01(a) Rights Plan 1.01(a) Schedule 14D-9 1.02(a) Schedule TO 1.01(d) Shares 1.01(a) Social Security Act ~~3.7(a~~4.17(f) ~~SEC 3.3 SEC Comments 5.4(b~~Software 4.16(a) ~~Securities Act 3.7(a~~Special Meeting 2.09(a)(i) Superior Proposal ~~5.3(b~~6.02(b) Superior Proposal Notice 6.02(c) Surviving Corporation ~~1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a)~~ 2.01 Termination Fee ~~9.4(a~~8.02(b) ~~Third Party Proposal 5.3(a~~Top-Up Option 1.04(a) ~~Uncertificated~~ Top-Up Shares ~~2.2(a) WARN Act 3.20(d~~1.04(a)

Appears in 1 contract

Samples: Merger Agreement (Possis Medical Inc)

Other Defined Terms. The following terms have the meanings ~~assigned to~~ defined for such terms in the Sections ~~of the Agreement~~ set forth below: ~~Acquisition Transaction 5.3(a~~AFM 3.03(a) ~~Action 3.13~~ Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Assets 2.01(a) ~~Certificates 2.2(a~~Assignee 11.02(b) Assumed Liabilities 2.02(a) AT 3.08(a) Business Recitals Cash Dividend 3.05(a)(i) CFIUS 3.08(a) Closing ~~1.2(a)~~ 2.05 Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b2.05 Communications Act 3.08(a) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~5.02(b) ~~DGCL 1.1 Dissenting~~ Controlled Group 3.13(b) DCC 7.01 Debt Financing Debt Financing Commitment 4.09(a) Letter 4.09(a) Distribution Recitals Dutch Permits 3.12 Equity Financing 4.09(b) Equity Financing Commitment Letter 4.09(b) Euronext Recitals Excluded Assets 2.01(b) FCC 3.08(a) Financing 4.09(b) Financing Preferred Shares ~~2.5(a~~3.01(e) ~~DOJ 7.1(a~~Governance Preferred Shares 3.01(e) ~~Effective Time 1.2(b~~Health Status Reports 3.18(a) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties ~~6.2(a~~6.06(a) ~~Intellectual~~ Insurance Policy 3.06 ITU 3.18(b) Joint Tax Proceeding 8.03(d) Leased Property ~~3.19(a~~2.06(c) ~~Intellectual Property Rights 3.19(a~~Liquidator 3.02(b) ~~Intervening Event 5.3(d) Lease~~ Major Stations 3.18(c) ~~Leased Real~~ Management Board Recitals Material Backlog Contracts 3.11(b) NYSE Recitals Other Employees 7.03 Owned Property 2.06(c) Parent Preamble Parent Disclosure Schedule Article IV Parent Required Approvals 4.03(a) Parties Preamble Permitted Transferee 11.02(c) Proposed Settlement 8.03(d) Purchase Price 2.03(a) Purchaser Preamble Purchaser Pension Plan 7.02 Purchaser Pension Provider 7.02 Representatives 6.04(a) Required Seller Vote 3.02(b) Retained Cash Amount 2.01(b)(v) Retained Liabilities 2.02(b) Revised Confidentiality Terms 6.04(a) SEC 3.03(a) Seller Preamble Seller Articles 3.02(b) Seller Boards Recitals Seller Disclosure Schedule Article III Seller Financial Statements 2.01(a)(i) Seller Ground Stations 3.18(c) Seller Liquidation Recitals Seller Pension Plan 7.02 Seller Pension Provider 7.02 Seller Permits 3.12 Seller Plan 3.13(a) Seller Regulatory Reports 3.03(a) Seller Required Approvals 3.08(a) Seller Restricted Share 2.04(b) Seller Restric xxx Stock Plans 2.04(b) Seller Satellites 3.18(a) ~~Marks 3.19(a~~Seller SEC Reports 3.03(a) ~~Material Contracts 3.14(a~~Seller Securities 3.01(e) ~~Merger~~ Seller Shareholders Meeting 3.02(b) Seller Shares Recitals ~~Merger Consideration 2.1(a~~Seller Stock Option 2.04(a) ~~Merger Sub Preface Notice Period 5.3(c~~Seller Stock Option Plans 2.04(a) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Seller Subsidiary Securities ~~Act 3.7(a~~3.01(f) Superior Proposal ~~5.3(b~~6.04(a) ~~Surviving Corporation 1.1 Tax 3.15(a~~Supervisory Board Recitals Target Subsidiaries 2.09(a) Tax ~~Returns 3.15(a~~Proceeding 8.03(a) ~~Taxing Authority 3.15(a~~Trade Register 3.03(a) ~~Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Transferred Seller Employees 7.01(a)

Appears in 1 contract

Samples: Acquisition Agreement

Other Defined Terms. ~~The~~ Each of the following terms ~~have the meanings assigned to such terms~~ is defined in the ~~Sections of the Agreement~~ Section set forth ~~below~~opposite such term: ~~Acquisition Transaction 5.3(a~~Agreement Preamble Allocation 3.3 Anti-Corruption Laws 4.24(a) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i~~AR Shortfall Amount 7.6 Arbitrating Accountant 3.4(c) ~~Certificates 2.2(a~~Assigned Contracts 2.3(g) Assumed Liabilities 2.5 awareness 4 AZZ Preamble Bankruptcy and Equity Exception 4.2 BDO 3.2(b) Xxxx of Sale 9.2(e) Board 4.3 Business Preamble Claim Notice 10.4(a) Closing ~~1.2(a)~~ 2.2 Closing Date ~~1.2(a) Code 2.3~~ 2.2 Company ~~Preface~~ Preamble Company ~~Balance Sheet 3.8~~ Indemnified Parties 10.3 Company ~~Balance Sheet Date 3.8~~ Indemnified Party 10.3 Company ~~Benefit Plan 3.16(a)~~ Indemnifying Parties 10.2 Company ~~CBAs 3.20(a)~~ Indemnifying Party 10.2 Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(bTrue-Up Payment 3.2(d) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~7.1 Customers 4.19 Cut-Off Date 10.1 Disclosure Schedule 4 Dispute Notice 3.4(c) (a) ~~DGCL 1.1 Dissenting Shares 2.5(a~~EBITDA Period 3.4(a) ~~DOJ 7.1(a~~EBITDA Schedule 3.4(c) Effective Time ~~1.2(b) Environment 3.21(a)(ii~~2.2 Environmental Claim 4.18 Environmental Condition 2.5(e) Environmental ~~Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi)~~ Law 4.18 Environmental Permit ~~3.21(a)(vii)~~ 4.18 ERISA ~~3.16(a~~4.15(a) ERISA Affiliate ~~3.16(a~~4.15(a) ~~ESPP 2.6(d~~Escrow Agent 3.1(b) ~~Exchange Act 3.3 FTC 7.1(a~~Escrow Agreement 3.1(b) ~~GAAP 3.7(e~~Escrow Release Dates 3.1(c) Excluded Assets 2.4 Excluded Liabilities 2.5 FCPA 4.24(e) Final Financial Statements 7.6(a) Financial Statements 3.2(a) Fort Worth Lease 9.2(k) Fundamental Representations 10.1 Parent Preamble Parent Guaranty 12.13 Guaranty Notice 7.6 Hazardous ~~Substances 3.21(a)(viii) HSR Act 3.3~~ Materials 4.18 Indemnified Parties ~~6.2(a~~10.3 Indemnified Party 10.3 Indemnifying Parties 10.3 Indemnifying Party 10.3 Indemnity Threshold 10.5(b) ~~Intellectual Property 3.19(a~~Independent Accountants 3.2(c) Initial Escrow Release Date 3.1(b) insolvent 4.23 Intellectual Property Rights ~~3.19(a~~4.13(b) ~~Intervening Event 5.3(d~~Interim Balance Sheet 4.6(a) ~~Lease 3.18(c~~Interim Period 8.1(a) ~~Leased~~ Irish Employment Agreement 9.2(e) IRS 3.3 knowledge 4 Loan Pay-Off Amount 3.1(c) Losses 10.3 Material Contract 4.12 Non-Compete Obligations 7.3(a)(i) Nondisparagement Period 7.3(c) Notice Period 10.4 Ontario Real Property ~~3.18(a~~2.3(p) ~~Marks 3.19(a~~Participant 7.3(a)(i) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)Parties Preamble

Appears in 1 contract

Samples: Asset Purchase Agreement (Azz Inc)

Other Defined Terms. ~~The~~ In addition, each of the following terms shall have the ~~meanings assigned~~ meaning given to such ~~terms~~ term in the ~~Sections~~ applicable Section of the Agreement ~~set forth below~~listed opposite such term: ~~Acquisition Transaction 5.3(a~~Acceptance Time 1.5(a) ~~Action~~ Agreement Preamble Alaska Corporation Returns 3.15(a) Alaska Leased Real Property 3.8(c) Alaska Material Registered IP 3.9(a)(i) AMAG Merger Agreement 3.11 Anti-Bribery Laws 3.13 ~~Agreement Preface CERCLA 3.21(a)(i~~Antitrust Filings 6.6(a) ~~Certificates 2.2(a) Closing 1.2(a)~~ Cash Portion Recitals Closing Date ~~1.2(a) Code~~ 2.3 ~~Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~Closing 2.3 Commitment Letter 4.3(c) Company ~~CBAs 3.20(a~~Preamble Company 401(k) Plan 6.4(c) Company Board Recommendation 3.21 Company Certifications 3.4(a) Company Change in Recommendation 5.4(e) Company Common Stock ~~3.5(a~~Recitals Company ESPP 3.3(c) Company ~~Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Existing D&O Policy 6.5(b) Company ~~Pension Plan 3.16(c~~Indemnified Persons 6.5(a) Company ~~Registered Items 3.19(c~~Intervening Event 5.4(f)(ii) Company Material Contract 3.10(a) Company Maximum Premium 6.5(b) Company Owned Real Property 3.8(b) Company Rights Agreement Amendment 3.28 Company Rights 3.3(d) Company SEC ~~Reports 3.7(a~~Documents 3.4(a) Company ~~Securities 3.5(c~~Specified Agreement 8.1(e) Company Stock Certificate 2.7 Company Stockholders 1.1(f) Company Stockholder ~~2.1~~ Support Agreements Recitals Company ~~Stockholder Approval 3.2(a~~Stockholders’ Meeting 6.2(a)(i) Company ~~Stockholder Meeting 5.4(a~~Termination Fee 8.3(b) ~~Company Stock Option 2.6(a~~Company’s Financial Advisor 3.25 Compensation Committee 3.30 Continuing Directors 1.5(a) ~~Company Stock Plans 2.6(a~~Continuing Employees 6.4(a) ~~Company Subsidiary Securities 3.6(b~~CVR Agreement Recitals CVR Recitals CVR Rights Agent Recitals Debt Financing 4.3(b) ~~Confidentiality Agreement 5.2 Copyrights 3.19(a~~Designated Date 6.3(d) ~~DGCL 1.1~~ Dissenting Shares ~~2.5(a) DOJ 7.1(a)~~ 2.6 Effective Time ~~1.2(b~~2.3 EMA Re-Examination 5.4(f)(ii) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(dEmployment Compensation Arrangement 3.30 End Date 8.1(b) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d3.4(d)

Appears in 1 contract

Samples: Merger Agreement (Spectrum Pharmaceuticals Inc)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Action 4.13 Advisors 3.7(a) ~~Action 3.13~~ Agreement ~~Preface~~ Preamble Antitrust Authorities 8.2(c) CERCLA ~~3.21(a)(i) Certificates 2.2(a)~~ 4.16 Certificate of Merger 2.2 Closing ~~1.2(a)~~ 2.2 Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b2.2 Commitment Letters 5.5(ii) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~7.1 Continuing Employees 7.3(a) Debt Commitment Letters 5.5(ii) Debt Payoff Letters 9.2(h) Deductible Amount 11.3 (c)(i)(x) DGCL ~~1.1~~ Recitals Dissenting Shares ~~2.5(a)~~ 3.5 Dissenting Stockholder 3.5 DOJ ~~7.1(a~~8.2(b)(ii) Effective Time ~~1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv~~2.2 EGTRRA 4.14(a) Environmental Laws ~~3.21(a)(v~~4.16(a) Environmental ~~Liabilities 3.21(a)(vi~~Sampling 11.3(c)(i) ~~Environmental Permit 3.21(a)(vii~~Equity Commitment Letter 5.5(ii) ~~ERISA 3.16(a~~Escrow Contribution Per Share Amount 2.3(b)(ii)(y) ~~ERISA Affiliate 3.16(a~~Financial Statements 4.5(ii) ~~ESPP 2.6(d) Exchange Act 3.3~~ FTC ~~7.1(a~~8.2(b)(ii) GAAP ~~3.7(e~~4.5(ii) ~~Hazardous Substances 3.21(a)(viii~~GUST 4.14(a) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~Indemnitee 11.3(i) Indemnitor 11.3(i) Independent Expert 2.9(a)(iii) Intellectual Property ~~3.19(a~~4.10(a) ~~Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c~~ISRA 4.16(e) Leased Real Property ~~3.18(a~~4.9(b) ~~Marks 3.19(a~~Leases 4.9(b) Legacy Environmental Conditions 11.3(c)(i) Material ~~Contracts 3.14(a~~Contract 4.12(a) Merger Recitals Merger ~~Consideration 2.1(a~~Sub Preamble Notice of Objection 2.9(a)(ii) ~~Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3~~ Owned Real Property ~~3.18(a~~4.9(a) Parent ~~Preface Patents 3.19(a~~Preamble Parent Disclosure Schedule Preamble to Article V Parent Indemnified Parties 1l.3(a) ~~Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a~~Party Recitals Parties Recitals Per Claim Threshold 11.3(c)(i)(y) Policies ~~3.24(a~~4.17 Preliminary Acquisition Amount 2.9(a)(i)(C) ~~Products 3.25(a~~Preliminary Available Cash 2.9(a)(i)(D) ~~Proprietary Information 3.19(a~~Preliminary CapEx Adjustment 2.9(a)(i)(B) ~~Proxy Statement 3.10~~ Preliminary Closing Date Calculations 2.9(a)(i) Preliminary Target Debt Amount 2.9(a)(i)(E) Preliminary Target Transaction Expenses 2.9(a)(i)(F) Preliminary Working Capital Adjustment 2.9(a)(i)(A) Real Property ~~3.18(a~~4.9(b) ~~Release 3.21(a)(ix~~Review Period 2.8(b)(ii) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Severance Policies 4.14(a) ~~SEC 3.3 SEC Comments 5.4(b~~Stockholder Indemnified Parties 1l.3(b) ~~Securities Act 3.7(a~~Straddle Period 8.5(a)(i) ~~Superior Proposal 5.3(b~~Subsidiary Shares 4.3(b) Surviving Corporation ~~1.1 Tax 3.15(a~~2.1 Target Preamble Target Benefit Plan 4.14(a) ~~Tax Returns 3.15(a~~Target Disclosure Schedule Preamble to Article IV Target Disclosure Schedule Supplement 6.5 Target Intellectual Property 4.10(a) ~~Taxing Authority 3.15(a~~Target Licenses 4.10(c)(i) ~~Termination Fee 9.4(a~~Target Stockholder Representative 3.7(a) Target Stockholder Representative Completion 3.7(c) Date Target Stockholder Representative Costs 3.7(c) Target Stockholder Representative Expense 2.3(a)(ii) Amount Third Party ~~Proposal 5.3(a) Uncertificated Shares 2.2(a~~Licenses 4.10(c)(ii) WARN Act ~~3.20(d~~6.2(s)

Appears in 1 contract

Samples: Merger Agreement (Mobile Storage Group Inc)

Other Defined Terms. The following terms have the meanings ~~assigned to such terms~~ set forth in the Sections ~~of the Agreement~~ set forth below: Actions 4.8 Agreement Recitals Alternate Financing 6.9(b) Alternative Acquisition ~~Transaction 5.3(a~~Agreement 6.2(d)(ii) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i~~Applicable Date 4.5(a) ~~Certificates 2.2(a~~Bankruptcy and Equity Exception 4.3(a) Book-Entry Shares 3.1(a) BVI Companies Act Recitals BVI Plan of Merger 2.3 Buyer Group Parties 5.14 Change of Recommendation 6.2(d) Closing ~~1.2(a)~~ 2.2 Closing Date ~~1.2(a) Code 2.3~~ 2.2 Company ~~Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8~~ Recitals Company Benefit ~~Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a~~Plans 4.9(a) Company Disclosure Schedule ~~Preamble~~ Article ~~III~~ IV Company ~~Financial Advisor 3.26~~ IP 4.16 Company ~~Financial Statements 3.8 Company Intellectual Property 3.19(b~~Option 3.3(a) Company ~~Pension Plan 3.16(c~~Recommendation 4.3(b) Company ~~Registered Items 3.19(c~~Reports 4.5(a) ~~Company SEC Reports 3.7(a~~Contract 4.3(c) ~~Company Securities 3.5(c~~Damages 6.11(b) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Debt Financing 5.3(b) ~~Company Stockholder Meeting 5.4(a~~Dispute 9.4(b) (a) ~~Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1~~ Dissenting Shares ~~2.5(a) DOJ 7.1(a~~3.1(a) Effective Time ~~1.2(b~~2.3 Employees 4.15 Environmental Permits 4.13 Equity Investment Agreement 5.3(b) ~~Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii~~Equity Financing 5.3(b) ERISA ~~3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~4.9(a) Exchange Act ~~3.3 FTC 7.1(a~~4.4(a) (a) Excluded Shares 3.1(a) FCPA 4.10(c) Financing 5.3(b) Financing Documents 5.3(a) Founder Shares 3.1(a) GAAP ~~3.7(e~~4.5(b) ~~Hazardous Substances 3.21(a)(viii~~Governmental Antitrust Entity 6.5(d) ~~HSR Act 3.3~~ Governmental Entity 3.2(d) Guarantee Recitals Guarantor Recitals HKIAC 9.4(b)(i) HKIAC Rules 9.4(b)(i) Indemnified Parties ~~6.2(a~~6.11(a) ~~Intellectual Property 3.19(a~~Injunction 7.1(b) ~~Intellectual Property Rights 3.19(a~~Judgment 4.8 Laws 4.10(a) ~~Intervening Event 5.3(d~~Lender 5.3(b) ~~Lease 3.18(c~~Liabilities 4.8 Licenses 4.10(b) ~~Leased Real Property 3.18(a~~Lien 4.2 Material Contract 4.11(a) ~~Marks 3.19(a) Material Contracts 3.14(a)~~ Memorandum and Articles of Association 2.4 Merger Recitals Merger ~~Consideration 2.1(a) Merger~~ Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)Recitals Mr. Hong Recitals

Appears in 1 contract

Samples: Merger Agreement (Yucheng Technologies LTD)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Asset Purchase Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Accounting Principles 2.6(a)(i) Action ~~3.13~~ 4.15(a) Allocation Statement 2.7 Applicable Survival Period 10.1(d) Asset Purchase Agreement ~~Preface~~ Preamble Assigned Contracts 2.1(e) Assignment and Assumption Agreement 3.2(c) Assumed Liabilities 2.3 Base Amount 2.6(a)(ii) Business Authorizations 4.7(a) Buyer Preamble Buyer Closing Certificate 8.3(c) Buyer Indemnitees 10.2(a) Buyer Restricted Business 6.8(b) Buyer Warranty Losses 10.2(b) Cash Consideration 2.5(a) CERCLA ~~3.21(a)(i) Certificates 2.2(a~~4.18(a)(iv) Closing ~~1.2(a~~3.1 Closing Consideration 2.5(b) Closing Date ~~1.2(a~~3.1 Closing Equipment Part Inventory Amount 2.6(a)(iii) ~~Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company~~ Closing Equipment Part Inventory Statement 2.6(a)(iv) COBRA 7.3(i) Confidentiality Agreement 6.3 Consents 4.3(a) Environment 4.18(a)(i) Environmental Action 4.18(a)(ii) Environmental Clean-up Site 4.18(a)(iii) Environmental Laws 4.18(a)(iv) Environmental Permit 4.18(a)(v) Escrow Agent 3.3(a) Escrow Agreement 3.2(a) Escrow Fund 3.3(a) Excluded Assets 2.2 Excluded Contracts 2.2(e) Excluded Liabilities 2.4 Facility Preamble Hazardous Substances 4.18(a)(vi) In-Bound Licenses 4.11(a) Insured Real Properties 8.2(g) Intellectual Property License Agreement 3.2(d) Losses 10.2(a) Material Contract 4.13(b) Noncompetition Period 6.8(a) Notice of Claim 10.5(a) Option Agreement 2.5(b) Parent Preamble Personal Property 4.8(a) Policies 4.19(a) Post-Closing Tax Period 7.4(b) Pre-Closing Tax Period 7.4(b) Proposal 6.9(a) Purchase Price 2.5(a) Purchased Assets 2.1 Real Property 4.10(a) Release 4.18(a)(vii) Representatives 6.3 Restricted Contract 2.8(a) Seller Preamble Seller Benefit ~~Plan 3.16(a~~Plans 4.16(a) ~~Company CBAs 3.20(a~~Seller Closing Certificate 8.2(c) ~~Company Common Stock 3.5(a) Company~~ Seller Disclosure Schedule Preamble Article ~~III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~IV Seller Employees 7.3(f) ~~Company Pension Plan 3.16(c~~Seller Fundamental Covenants 10.2(c) ~~Company Registered Items 3.19(c~~Seller Indemnitees 10.3(a) ~~Company SEC Reports 3.7(a~~Seller Restricted Business 6.8(a) ~~Company Securities 3.5(c~~Seller Warranty Losses 10.3(b) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Special Warranty Deed 3.2(e) ~~Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality~~ Supply Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a3.2(f) Third Party ~~Proposal 5.3(a~~Claim 10.5(a) ~~Uncertificated Shares 2.2(a~~Third Party Defense 10.5(b) ~~WARN Act 3.20(d)~~Transferred Employees 7.3(b) Transferred Vacation Benefits 7.3(c) Transition Services Agreement 3.2(g) Xxxxxxxxxxxx Farms Termination 6.1

Appears in 1 contract

Samples: Option Agreement (ALPHA & OMEGA SEMICONDUCTOR LTD)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~have~~ has the ~~meanings assigned to such terms~~ respective meaning specified in the ~~Sections of the Agreement~~ Section set forth opposite such term below: ~~Acquisition Transaction 5.3(a~~Term Section Additional Approvals 3.05(b)(iv) ~~Action 3.13~~ Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.03(b)(i) ~~Certificates 2.2(a~~Certificate 2.03(b)(i) Certificate of Merger 1.02 Closing ~~1.2(a)~~ 1.03 Closing Date ~~1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~1.03 Closing Year 6.10(b) Company ~~CBAs 3.20(a~~Preamble Company Acquisition Agreement 5.03(b) Company Adverse Recommendation Change 5.03(b) Company Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock ~~3.5(a~~2.01(a) Company Contract 3.15(a) Company Credit Agreement 5.05(c) Company Disclosure ~~Schedule Preamble~~ Letter Article III Company ~~Financial Advisor 3.26~~ Employee 6.10(a) Company Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~3.06(a) Company ~~Pension Plan 3.16(c~~Indemnified Parties 6.09(a) Company ~~Registered Items 3.19(c~~Intervening Event 5.03(f)(iii) Company ~~SEC Reports 3.7(a~~Projections 3.22 Company Recommendation Change Notice 5.03(c) Company ~~Securities 3.5(c~~Reports 3.06(a) Company ~~Stockholder 2.1 Company Stockholder Approval 3.2(a~~Required Approvals 3.05(b)(iv) Company ~~Stockholder Meeting 5.4(a~~Required Consents 3.05(a) Company ~~Stock Option 2.6(a~~Risk Management Guidelines 5.01(a)(xxi) Company ~~Stock Plans 2.6(a~~Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Takeover Proposal 5.03(f)(i) Company ~~Subsidiary Securities 3.6(b~~Voting Debt 3.03(b) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.02(b) ~~DGCL 1.1~~ Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Debt Commitment Letter 4.06 Debt Financing 4.06 Debt Financing Related Parties 9.07 Debt Financing Source Provisions 9.07 Debt Letters 4.06 Dissenting Shares ~~2.5(a) DOJ 7.1(a)~~ 2.05 Effective Time ~~1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi~~1.02 End Date 8.01(b)(i) Environmental Permit ~~3.21(a)(vii~~3.14(a)(i) ~~ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~Equity Commitment Agreement Recitals Equity Securities 3.03(b) Exchange Act ~~3.3 FTC 7.1(a~~3.05(b)(i) Exchange Agent 2.03(a) Exchange Fund 2.03(a) FERC 3.05(b)(iv) Filing 3.05(b) Final Order 7.01(b) FPA 3.05(b)(iv) GAAP ~~3.7(e) Hazardous Substances 3.21(a)(viii~~3.06(a) HSR Act ~~3.3 Indemnified Parties 6.2(a~~3.05(b)(ii) ~~Intellectual Property 3.19(a~~Insurance Policies 3.18 IRS 3.09(b) ~~Intellectual Property Rights 3.19(a~~IT Policies and Procedures 3.17(d) ~~Intervening Event 5.3(d~~IT Systems 3.17(c) ~~Lease 3.18(c~~Legal Restraint 7.01(c) ~~Leased Real Property 3.18(a~~Liability Limitation 9.10 Liens 3.05(a) ~~Marks 3.19(a) Material Contracts 3.14(a~~Maximum Amount 6.09(c) Merger Recitals Merger Consideration ~~2.1(a~~2.01(a) Merger Sub ~~Preface Notice Period 5.3(c~~Preamble NMPRC 3.19(b) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~NRC 3.05(b)(iv) Parent ~~Preface Patents 3.19(a~~Preamble Parent Disclosure Letter Article IV Parent Required Approvals 4.03(b)(ii) ~~Paying Agent 2.2(a~~Parent Required Consents 4.03(a) ~~Payment Fund 2.2(a~~Parties Preamble Preferred Stock 3.03(a) ~~Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a)~~ Proceedings 5.02 Proxy Statement ~~3.10 Real Property 3.18(a~~6.01(a) ~~Release 3.21(a)(ix~~PUCT 3.19(b) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~5.03(a) Represented Employee 6.10(c) Required Amendment 5.05(c) Required Approvals 4.03(b)(ii) Required Consents 4.03(a) SEC ~~3.3 SEC Comments 5.4(b~~3.05(b)(i) Securities Act ~~3.7(a~~3.05(b)(i) Sponsor Recitals Substitute Financing 5.04(e) Superior Company Proposal ~~5.3(b~~5.03(f)(ii) Surviving Corporation ~~1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a~~1.01 Takeover Statute 3.13 TBOC Recitals Transaction Litigation 6.04 Trustee 5.05(c) WARN Act ~~3.20(d~~3.10 Willful Breach 8.02(e) Economic Development and Community Commitments • Commitment to dedicate $100 million to promote economic development in the City of El Paso, Texas and Las Cruces, New Mexico to be funded at a level of $5 million per year for 20 years. Contributions to the fund will not be recoverable in rates. • Maintain the Company’s annual amount of charitable giving following the transaction at the Company’s average annual charitable giving level for the three-year period ending December 31, 2018 (i.e., approximately $1.2 million per year). • Maintain the Company’s existing low income assistance programs while evaluating potential methods to improve such programs. • Create programs that provide entry-level training focused on engineering, management and finance skills for the local labor force in collaboration with the University of Texas at El Paso and New Mexico State University. • Create apprenticeship programs for technical and professional positions for students in local high-schools and colleges. • Continue and enhance utility supplier diversity by promoting the inclusion of minority-, women-, LGBTQ- and veteran-owned businesses into the Company’s supply chain. • Study and evaluate growth opportunities related to electric vehicles, distributed generation and battery storage in collaboration with the University of Texas at El Paso and New Mexico State University. • The Company will support Texas RPS standards and the New Mexico Energy Transition Act. • The Company shall report annually to the NMPRC the status of efforts during the prior calendar year to add renewable energy to its power supply portfolio and assure compliance toward the New Mexico Energy Transition Act. Such report shall include a description of efforts to diversify the renewable energy sources considered and an explanation as to what determinations were made and the basis therefor.

Appears in 1 contract

Samples: Merger Agreement (El Paso Electric Co /Tx/)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~have the meanings assigned to such terms~~ has specified in the ~~Sections of the Agreement~~ Section set forth opposite such term below: ~~Acquisition Transaction 5.3(a~~the respective meaning Term Section Additional Approvals 3.05(b)(iv) ~~Action 3.13~~ Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.03(b)(i) ~~Certificates 2.2(a~~Certificate 2.03(b)(i) Certificate of Merger 1.02 Closing ~~1.2(a)~~ 1.03 Closing Date ~~1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~1.03 Closing Year 6.10(b) Company ~~CBAs 3.20(a~~Preamble Company Acquisition Agreement 5.03(b) Company Adverse Recommendation Change 5.03(b) Company Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock ~~3.5(a~~2.01(a) Company Contract 3.15(a) Company Credit Agreement 5.05(c) Company Disclosure ~~Schedule Preamble~~ Letter Article III Company ~~Financial Advisor 3.26~~ Employee 6.10(a) Company Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~3.06(a) Company ~~Pension Plan 3.16(c~~Indemnified Parties 6.09(a) Company ~~Registered Items 3.19(c~~Intervening Event 5.03(f)(iii) Company ~~SEC Reports 3.7(a~~Projections 3.22 Company Recommendation Change Notice 5.03(c) Company ~~Securities 3.5(c~~Reports 3.06(a) Company ~~Stockholder 2.1 Company Stockholder Approval 3.2(a~~Required Approvals 3.05(b)(iv) Company ~~Stockholder Meeting 5.4(a~~Required Consents 3.05(a) Company ~~Stock Option 2.6(a~~Risk Management Guidelines 5.01(a)(xxi) Company ~~Stock Plans 2.6(a~~Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Takeover Proposal 5.03(f)(i) Company ~~Subsidiary Securities 3.6(b~~Voting Debt 3.03(b) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.02(b) ~~DGCL 1.1~~ Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Debt Commitment Letter 4.06 Debt Financing 4.06 Debt Financing Related Parties 9.07 Debt Financing Source Provisions 9.07 Debt Letters 4.06 Dissenting Shares ~~2.5(a) DOJ 7.1(a)~~ 2.05 Effective Time ~~1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi~~1.02 End Date 8.01(b)(i) Environmental Permit ~~3.21(a)(vii~~3.14(a)(i) ~~ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~Equity Commitment Agreement Recitals Equity Securities 3.03(b) Exchange Act ~~3.3 FTC 7.1(a~~3.05(b)(i) Exchange Agent 2.03(a) Exchange Fund 2.03(a) FERC 3.05(b)(iv) Filing 3.05(b) Final Order 7.01(b) FPA 3.05(b)(iv) GAAP ~~3.7(e) Hazardous Substances 3.21(a)(viii~~3.06(a) HSR Act ~~3.3 Indemnified Parties 6.2(a~~3.05(b)(ii) ~~Intellectual Property 3.19(a~~Insurance Policies 3.18 IRS 3.09(b) ~~Intellectual Property Rights 3.19(a~~IT Policies and Procedures 3.17(d) ~~Intervening Event 5.3(d~~IT Systems 3.17(c) ~~Lease 3.18(c~~Legal Restraint 7.01(c) ~~Leased Real Property 3.18(a~~Liability Limitation 9.10 Liens 3.05(a) ~~Marks 3.19(a) Material Contracts 3.14(a~~Maximum Amount 6.09(c) Merger Recitals Merger Consideration ~~2.1(a~~2.01(a) Merger Sub ~~Preface Notice Period 5.3(c~~Preamble NMPRC 3.19(b) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~NRC 3.05(b)(iv) Parent ~~Preface Patents 3.19(a~~Preamble Parent Disclosure Letter Article IV Parent Required Approvals 4.03(b)(ii) ~~Paying Agent 2.2(a~~Parent Required Consents 4.03(a) ~~Payment Fund 2.2(a~~Parties Preamble Preferred Stock 3.03(a) ~~Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a)~~ Proceedings 5.02 Proxy Statement ~~3.10 Real Property 3.18(a~~6.01(a) ~~Release 3.21(a)(ix~~PUCT 3.19(b) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~5.03(a) Represented Employee Required Amendment Required Approvals Required Consents 6.10(c) 5.05(c) 4.03(b)(ii) 4.03(a) SEC ~~3.3 SEC Comments 5.4(b~~3.05(b)(i) Securities Act ~~3.7(a~~3.05(b)(i) Sponsor Recitals Substitute Financing 5.04(e) Superior Company Proposal ~~5.3(b~~5.03(f)(ii) Surviving Corporation ~~1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a~~1.01 Takeover Statute 3.13 TBOC Recitals Transaction Litigation 6.04 Trustee 5.05(c) WARN Act ~~3.20(d~~3.10 Willful Breach 8.02(e) • Commitment to dedicate $100 million to promote economic development in the City of El Paso, Texas and Las Cruces, New Mexico to be funded at a level of $5 million per year for 20 years. Contributions to the fund will not be recoverable in rates. • Maintain the Company’s annual amount of charitable giving following the transaction at the Company’s average annual charitable giving level for the three-year period ending December 31, 2018 (i.e., approximately $1.2 million per year). • Maintain the Company’s existing low income assistance programs while evaluating potential methods to improve such programs. • Create programs that provide entry-level training focused on engineering, management and finance skills for the local labor force in collaboration with the University of Texas at El Paso and New Mexico State University. • Create apprenticeship programs for technical and professional positions for students in local high-schools and colleges. • Continue and enhance utility supplier diversity by promoting the inclusion of minority-, women-, LGBTQ- and veteran- owned businesses into the Company’s supply chain. • Study and evaluate growth opportunities related to electric vehicles, distributed generation and battery storage in collaboration with the University of Texas at El Paso and New Mexico State University. • The Company will support Texas RPS standards and the New Mexico Energy Transition Act. • The Company shall report annually to the NMPRC the status of efforts during the prior calendar year to add renewable energy to its power supply portfolio and assure compliance toward the New Mexico Energy Transition Act. Such report shall include a description of efforts to diversify the renewable energy sources considered and an explanation as to what determinations were made and the basis therefor.

Appears in 1 contract

Samples: Company Takeover Proposal

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Accounting Principles 2.6(a)(i) Action ~~3.13~~ 4.17(a) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Allocation Statement 2.7 Applicable Survival Period 10.1(d) ~~Certificates 2.2(a~~Assigned Business Authorizations 7.1(d) ~~Closing 1.2(a~~Assigned Contracts 2.1(f) ~~Closing Date 1.2(a~~Assignment and Assumption Agreement 3.2(b) ~~Code~~ Assumed Liabilities 2.3 ~~Company Preface Company Balance Sheet 3.8 Company~~ Authorized Service Provider Agreement 3.2(d) Balance Sheet Date ~~3.8 Company~~ 2.6(a)(i) Base Amount 2.6(a)(ii) Xxxx of Sale 3.2(a) Business Recitals Business Authorizations 4.9(a) Buyer Preamble Buyer’s Benefit Plans 7.4(c) Buyer Closing Certificate 8.3(c) Buyer Indemnitees 10.2(a) Buyer Warranty Losses 10.2(b) Cash Consideration 2.5(a) CERCLA 4.20(a)(i) China Asset Transfer Agreement 3.2(e) Closing 3.1 Closing Date 3.1 Closing Inventory Amount 2.6(a)(iii) Closing Inventory Statement 2.6(a)(iv) COBRA 7.4(k) Confidentiality Agreement 6.3 Consents 4.3(a) Copyrights 4.13(a) Dispatched Employees 4.19(g)(viii) Environment 4.20(a)(ii) Environmental Action 4.20(a)(iii) Environmental Clean-up Site 4.20(a)(iv) Environmental Laws 4.20(a)(v) Environmental Permit 4.20(a)(vi) Excluded Assets 2.2 Excluded Contracts 2.2(b) Excluded Liabilities 2.4 FCPA 4.26 Flow Products Recitals Foreign Plans 4.18(n) Hazardous Substances 4.20(a)(vii) In-Bound Licenses 4.13(a)(c) Intellectual Property 4.13(a) Intellectual Property Rights 4.13(a) IP Assignments 3.2(h) Japan Buildings 2.1(a) Japan Business Employees 4.19(g)(i) Japan Collective Bargaining Agreements 4.19(g)(iii) Japan Land 2.1(a) Japan Office Space Lease 3.2(f) Japan Personnel 4.19(g)(vii) Japan Plans 4.18(o) Japan Real Estate Purchase Agreement 3.2(g) Japan Work Rules 4.19(g)(vi) JSI Agreement 7.6 June Income Statement 4.4(a) Lease 4.12(c) Leased Real Property 4.12(a) Liabilities 4.5 Losses 10.2(a) Marks 4.13(a) Master Services Agreement 3.2(c) Material Contracts 4.15(b) Noncompetition Period 6.8(a) Nondisclosure Agreements 4.13(i) Notice of Claim 10.4(a) Out-Bound Licenses 4.13(d) Owned Real Property 4.12(a) Patents 4.13(a) PCBs 4.20(i) Pension Plan ~~3.16(a~~4.18(b) ~~Company CBAs 3.20(a~~Personal Property 4.10(a) ~~Company Common Stock 3.5(a~~Policies 4.21(a) ~~Company~~ Post-Closing Tax Period 7.5(b) Pre-Closing Tax Period 7.5(b) Products 4.22(a) Proprietary Information 4.13(a) Purchase Price 2.5(a) Purchased Assets 2.1 Real Property 4.12(a) Release 4.20(a)(viii) Representatives 6.3 Restricted Business 6.8(a) Restricted Contract 2.8(a) Retained Names 7.3 Section 1060 Forms 2.7 Seller Preamble Seller Closing Certificate 8.2(c) Seller Disclosure Schedule Preamble Article ~~III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company~~ IV Seller Employees 7.4(e) Seller Group Recitals Seller Group Benefit Plans 4.18(a) Seller Indemnitees 10.3(a) Seller Intellectual Property ~~3.19(b~~4.13(e) ~~Company Pension Plan 3.16(c~~Seller June Balance Sheet 2.6(a)(i) ~~Company~~ Seller Owned Intellectual Property 4.13(b) Seller Registered Items ~~3.19(c~~4.13(f) ~~Company SEC Reports 3.7(a~~Seller Warranty Losses 10.3(b) ~~Company Securities 3.5(c~~Software 4.13(a) ~~Company Stockholder 2.1 Company Stockholder Approval 3.2(a~~Software License Agreement 3.2(i) ~~Company Stockholder Meeting 5.4(a~~Statements of Operations 4.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(aSublease Agreements 3.2(j) Third Party ~~Proposal 5.3(a~~Claim 10.4(a) ~~Uncertificated Shares 2.2(a~~Third Party Defense 10.4(b) ~~WARN Act 3.20(d~~Transfer Taxes 7.5(a) Transferred Employees 7.4(b) US Plans 4.18(a) Work Product Agreements 4.13(j)

Appears in 1 contract

Samples: Asset Purchase Agreement (Advanced Energy Industries Inc)

Other Defined Terms. ~~The~~ In addition, the following terms shall have the meanings ~~assigned~~ ascribed to ~~such terms~~ them in the ~~Sections~~ corresponding section of ~~the~~ this Agreement: Term Section Affiliate 1.1 Aggregate Cash Consideration 1.1 Aggregate Consideration 2.2 Aggregate Share Consideration 1.1 Agreement ~~set forth below: Acquisition Transaction 5.3(a~~Preamble Allocation 6.1 Antitrust Approvals 1.1 Antitrust Laws 1.1 Antitrust Remedies 5.1(a) ~~Action 3.13~~ Approvals 2.10(a) Assignment and Assumption Agreement ~~Preface CERCLA 3.21(a)(i~~and Xxxx of Sale 2.8(a)(v) ~~Certificates 2.2(a~~Assumed Liabilities 2.6 Bankruptcy Code 5.12(h) Benefit Plan 1.1 Business 1.1 Business Books and Records 1.1 Business Contracts 2.4(a) Business Day 1.1 Business Employee 1.1 Business Field 1.1 Business Financial Statements 1.1 Business Material Adverse Effect 1.1 Business Proprietary Software 3.9(j) Closing ~~1.2(a)~~ 2.3 Closing Date ~~1.2(a)~~ 2.3 Code ~~2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company~~ 1.1 Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b4.2(b) Confidentiality Agreement ~~5.2~~ 5.3(a) Contract 1.1 Contributor 3.9(b) control 1.1 Copyrights ~~3.19(a~~1.1 Covered Persons 4.7(b) ~~DGCL~~ Current Representation 10.13(a) De Minimis Amount 9.2(c)(ii) Deductible 9.2(c)(i) Designated Person 10.13(a) Disqualification Events 4.7(b) Enforceability Exceptions 3.2 Environmental Claim 1.1 ~~Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv)~~ Environmental Laws ~~3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii)~~ 1.1 ERISA ~~3.16(a)~~ 1.1 ERISA Affiliate ~~3.16(a~~1.1 Excluded Assets 2.5 Excluded Business Tax 1.1 FCPA 4.25 Fundamental Purchaser Parties Representations 1.1 Fundamental Seller Representations 1.1 GAAP 1.1 General Indemnity Cap 9.2(b)(i) ~~ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii)~~ Governmental Entity 1.1 Guarantees 5.7 HSR Act ~~3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a)~~ 1.1 Indebtedness 1.1 Information Technology 1.1 Infringe 1.1 Infringement 1.1 Intellectual Property Rights ~~3.19(a) Intervening Event 5.3(d) Lease 3.18(c)~~ 1.1 Internet Properties 1.1 Investors’ Rights Agreement 1.1 Judgment 1.1 Knowledge 1.1 Law 1.1 Leased Real Property ~~3.18(a~~1.1 Liabilities 1.1 Licensable 1.1 Licensed Libraries 1.1 Licensee 5.12(g) Licensor 5.12(g) Lien 1.1 Losses 1.1 Marks ~~3.19(a)~~ 1.1 Material Contracts ~~3.14(a~~3.13(a) ~~Merger Recitals Merger Consideration 2.1(a~~Materials 5.8(c) ~~Merger Sub Preface Notice Period 5.3(c~~Materials of Environmental Concern 1.1 Multiemployer Plan 1.1 Non-Antitrust Approvals 2.10(b) Non-Assignable Assets 2.10(a) NYSE ~~3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~1.1 Open Source Materials 1.1 Organizational Documents 1.1 Outside Date 8.1(d) Parent ~~Preface~~ Preamble Parent Defined Contribution Plan 5.6(h) Parent Financial Statement Date 4.17 Parent Financial Statements 4.17 Parent Option Plan 4.2(d) Parent Share Value 1.1 Parent Shares 1.1 Parent Termination Fee 8.4 Parties Preamble Party Preamble Patents ~~3.19(a~~1.1 Pay with Cash Agreement 2.8(a)(ix) ~~Paying Agent 2.2(a~~Payout Services Agreement 2.8(a)(xi) Payment ~~Fund 2.2(a~~Processing Agreement 2.8(a)(x) ~~Pension Plan 3.16(b)~~ Permits 1.1 Permitted Liens ~~3.17(a~~1.1 Person 1.1 Personal Data 1.1 Personal Information 4.26 Post-Closing Period 1.1 Pre-Closing Period 1.1 Preferred Stock 4.2(a) ~~Policies 3.24(a~~Privacy Agreements 3.10(a) ~~Products 3.25(a~~Privacy Laws 3.10(a) ~~Proprietary Information 3.19(a~~Proceeding 1.1 Processing 3.10(a) ~~Proxy Statement 3.10 Real~~ Property ~~3.18(a~~Taxes 1.1 Purchased Assets 2.4 Purchaser Preamble Purchaser Indemnified Parties 9.2(a) ~~Release 3.21(a)(ix~~Purchaser Licensed IP 1.1 Purchaser Licensed Patents 1.1 Purchaser Parties Preamble Purchaser Parties Disclosure Schedules 1.1 Purchaser Parties Material Adverse Effect 1.1 R&W Insurance Policy 5.13(a) R&W Insurer 5.13(a) Registered Intellectual Property 1.1 Regulatory Termination 8.4 Related Party 4.12 Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~1.1 Residuals 5.12(i) Retained Business 1.1 Retained Claims 2.5(l) Retained Field 1.1 Retained Liabilities 2.7 Retained Technology 1.1 SEC ~~3.3 SEC Comments 5.4(b~~5.3(b) Securities Act ~~3.7(a~~1.1 Seller Preamble Seller 401(a) ~~Superior Proposal 5.3(b~~Plan 3.17(a) ~~Surviving Corporation~~ Seller Benefit Plans 2.5(a) Seller Defined Contribution Plans 5.6(h) Seller Disclosure Schedules 1.1 Seller Entities 1.1 Seller Indemnified Parties 9.3 Seller Licensed IP 1.1 Seller Licensed Patents 1.1 Seller Marks 1.1 Seller Parties 9.3 Series A Preferred Stock 4.2(a) Series A-1 Preferred Stock 4.2(a) Series B Preferred Stock 4.2(a) Series C Preferred Stock 4.2(a) Series D Preferred Stock 4.2(a) Series E Preferred Stock 4.2(a) Series F Preferred Stock 4.2(a) Shared Contract 1.1 Software 1.1 Solicitor 4.7(b) Special Indemnity Cap 9.2(b)(iii) Special Indemnity Matter 9.2(a)(iii) Standard Software 1.1 Straddle Period 1.1 Subsidiary 1.1 Tangible Personal Property 1.1 Tax ~~3.15(a)~~ 1.1 Tax ~~Returns 3.15(a)~~ Proceeding 1.1 Tax Return 1.1 Taxing Authority ~~3.15(a) Termination Fee~~ 1.1 Technology 1.1 Third-Party Claim 9.4(a) ~~Third Party Proposal 5.3(a~~Tokens 4.10 Trade Secrets 1.1 Transaction Recitals Transaction Documents 1.1 Transfer Taxes 6.4(a) ~~Uncertificated Shares 2.2(a~~Transferred Benefit Plans 2.4(h) ~~WARN Act 3.20(d)~~Transferred Business Employee 5.6(c) Transferred Intellectual Property 1.1 Transferred Leases 2.4(a)(v) Transferred Marks 1.1 Transferred Patents 1.1 Transferred Permits 2.4(f) Transferred Registered Intellectual Property 3.9(a) Transferred Tangible Personal Property 2.4(e) Transferred Technology 1.1 Transition Services Agreement 2.8(a)(iv) Treasury Regulations 1.1 TSA Approvals 2.9(b) Unaudited Financial Information 3.6 Voting Agreement 1.1

Appears in 1 contract

Samples: Asset Purchase Agreement (DoorDash Inc)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a~~Action 3.18(a) ~~Action 3.13~~ Agent 5.7 Agreement Preface Allocation Certificate 5.9 Applicable Survival Period 10.1(d) Application Survival Period 10.1(d) Balance Sheet 3.6(b) Balance Sheet Date 3.6(b) Baseline Measurement Period 2.9(b) Baseline Revenue 2.9(b) Baytree Capital 3.26 CERCLA ~~3.21(a)(i~~3.21(a)(iv) Certificates ~~2.2(a~~2.2(c) Charter Documents 3.1(b) Common Stock 2.1(a) Closing ~~1.2(a~~1.3 Closing Consideration 2.1(b)(i) Closing Date ~~1.2(a)~~ 1.3 Code ~~2.3~~ Recitals Company Preface Company ~~Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company~~ Benefit Plan ~~3.16(a) Company CBAs 3.20(a~~3.19(a) Company Common Stock ~~3.5(a~~2.1(a) Company Common Stock Equivalents 2.1(a) Company Disclosure Schedule Preamble Article III Company ~~Financial Advisor 3.26 Company Financial Statements 3.8~~ Equity Holders 5.9 Company Intellectual Property ~~3.19(b~~3.15(e) Company ~~Pension Plan 3.16(c~~Owned Intellectual Property 3.15(b) Company Owned Software 3.15(n)(i) Company Registered Items ~~3.19(c~~3.15(f) Company ~~SEC Reports 3.7(a~~Shares 3.2(a) Company ~~Securities 3.5(c~~Stock Options 2.1(a) Company Stockholder ~~2.1~~ 2.1(b) Company Stockholder Approval ~~3.2(a~~3.4(b) Company Stockholder ~~Meeting 5.4(a~~Indemnitees 10.2(b) Company ~~Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b)~~ Voting Agreements Recitals Confidentiality Agreement ~~5.2~~ 5.3 Consents 3.5(a) Constituent Corporations 1.1 Copyrights ~~3.19(a~~3.15(a) ~~DGCL~~ Delaware Code 1.1 Dissenting Share Payments 2.7(b) Dissenting Shares ~~2.5(a~~2.7(a) ~~DOJ 7.1(a~~Earnout Consideration 2.1(b)(i) Earnout Dispute Notice 2.9(c)(ii) Earnout Measurement Period 2.9(a)(ii) Earnout Payment 2.9(a) Effective Time ~~1.2(b)~~ 1.3 Environment ~~3.21(a)(ii~~3.21(a)(i) Environmental Action ~~3.21(a)(iii~~3.21(a)(ii) Environmental Clean-Up Site 3.21(a)(iii) Environmental Laws 3.21(a)(iv) Environmental ~~Laws~~ Liabilities 3.21(a)(v) Environmental ~~Liabilities~~ Permit 3.21(a)(vi) ~~Environmental Permit 3.21(a)(vii)~~ ERISA ~~3.16(a~~3.19(a) ERISA Affiliate ~~3.16(a~~3.19(a) ~~ESPP 2.6(d~~Escrow Agent 2.2(d) Escrow Agreement 2.2(d) Escrow Fund 10.3(a) Excess Revenue 2.9(b) Exchange Act ~~3.3 FTC 7.1(a~~4.4(b) Exchange Ratio 2.1(b)(i) Final Statement of Revenue 2.9(c)(ii) Financial Statements 3.6(a) FIRPTA Certificate 5.10 Funding Error! Reference source not found. GAAP ~~3.7(e~~3.6(b) Hazardous Substances ~~3.21(a)(viii~~3.21(a)(vii) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~In-Bound Licenses 3.15(c) Indemnification Date 10.2(c) Indemnification Threshold 10.2(c) Indemnitors 10.2(a) Indemnity Stock Price 10.3(b) Intellectual Property ~~3.19(a~~3.15(a) Intellectual Property Rights ~~3.19(a~~3.15(a) ~~Intervening Event 5.3(d~~Interim Balance Sheet 3.6(b) ~~Lease 3.18(c~~Interim Balance Sheet Date 3.6(b) ~~Leased Real Property 3.18(a~~Interim Financial Statements 3.6(a) Joint Operating Agreement Recitals Liabilities 3.7 Liens 3.3(a) Lockup Agreement 6.2 Losses 10.2(a) Marks ~~3.19(a~~3.15(a) Material Contracts ~~3.14(a~~3.17(b) Merger ~~Recitals~~ 1.1 Merger Consideration ~~2.1(a~~2.1(b)(i) Merger Sub Preface Minor Contracts 3.17(e) 2006 Monthly Budget 6.4 Nondisclosure Agreements 3.15(i) Notice ~~Period 5.3(c~~of Claim 10.4(a) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Out-Bound Licenses 3.15(d) Parent Preface Parent Common Stock 2.1(b)(i) Parent Indemnitees 10.2(a) Parent Preferred Stock 4.2 Parent SEC Reports 4.5(a) Parent Stockholder Approval 6.3 Patents ~~3.19(a~~3.15(a) ~~Paying Agent 2.2(a) Payment Fund 2.2(a~~PCBs 3.21(h) Pension Plan ~~3.16(b~~3.19(b) Permitted Liens ~~3.17(a~~3.12(a) Policies ~~3.24(a~~3.23(a) ~~Products 3.25(a)~~ Principal Company Stockholder Recitals Proposal 5.7 Proprietary Information ~~3.19(a~~3.15(a) Proxy Statement ~~3.10~~ 7.2(a) RCRA 3.21(a)(iv) Real Property ~~3.18(a~~3.14(a) Release ~~3.21(a)(ix~~3.21(a)(viii) Representatives ~~5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~5.3 Revenue 2.9(a) Reviewing Accountant 2.9(c)(ii) SEC ~~3.3 SEC Comments 5.4(b~~4.5(a) Securities Act ~~3.7(a~~4.5(a) ~~Superior Proposal 5.3(b~~Software 3.15(a) Statement of Revenue 2.9(c)(i) Stockholders' Representative Preface Stockholders' Representative Agreement 2.2(d) Surviving Corporation 1.1 Tax ~~3.15(a~~3.9(a)(i) Tax Returns ~~3.15(a~~3.9(a)(ii) Taxing Authority ~~3.15(a) Termination Fee 9.4(a~~3.9(a)(iii) Third Party ~~Proposal 5.3(a~~Claim 10.4(a) ~~Uncertificated~~ Third Party Defense 10.4(b) Total Parent Shares ~~2.2(a~~2.1(b)(i) ~~WARN Act 3.20(d~~Transitioned Employees 6.1 Transmittal Letter 2.2(b) Treasury Shares 2.1(b)(i) Warranty Losses 10.2(c) Work Product Agreements 3.15(j)

Appears in 1 contract

Samples: Merger Agreement (International Microcomputer Software Inc /Ca/)

Other Defined Terms. The following terms have the meanings assigned to such terms in the Sections of the Agreement set forth below: ~~Acquisition Transaction 5.3(a)~~ Action ~~3.13~~ 3.16 Agreement Preface ~~CERCLA 3.21(a)(i~~Allocation Certificate 5.7 Applicable Survival Period 9.1(c) Audited Financial Statements 3.6(a) Benefit Plan 3.17(a) Certificates ~~2.2(a~~2.2(d) Closing ~~1.2(a)~~ 1.2 Closing Date ~~1.2(a~~1.2 COBRA 3.17(c) Code ~~2.3~~ Recitals Company Preface Company ~~Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a~~Capital Stock 3.4(a) Company Common Stock ~~3.5(a~~3.4(a) Company Contracts 3.15 Company Disclosure Schedule Preamble Article III Company ~~Financial Advisor 3.26~~ Equity Holders 5.10 Company ~~Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c~~Preferred Stock 3.4(a) Company Stockholder ~~2.1 Company Stockholder Approval 3.2(a~~2.1(a) Company Stockholder ~~Meeting 5.4(a)~~ Letter Agreements Recitals Company Stock Option ~~2.6(a~~Plan 2.1(b) ~~Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a)~~ Constituent Corporations 1.1 Contingent Earn-Out Payments 2.7 DGCL 1.1 Dissenting Share Payments 2.9(b) Dissenting Shares ~~2.5(a) DOJ 7.1(a~~2.9(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii1.2 Ending Date 9.1(c) ERISA ~~3.16(a~~3.17(a) ~~ERISA Affiliate 3.16(a~~Escrow Amount 2.2(e) ~~ESPP 2.6(d~~Estimated Adjusted Closing Cash 7.2(j) Exchange ~~Act 3.3 FTC 7.1(a~~Agent 2.2(a) Financial Statements 3.6(a) FIRPTA Certificate 7.2(l) GAAP ~~3.7(e~~3.6(a) ~~Hazardous Substances 3.21(a)(viii~~Grants 3.9 HIPAA 3.17(c) ~~HSR Act 3.3 Indemnified Parties 6.2(a~~Indemnitees 9.2(a) Indemnitor 9.2(a) Indemnity Escrow Agent 2.2(e) Indemnity Escrow Agreement 2.2(e) Information Statement 6.1(a) Intellectual Property ~~3.19(a~~3.16(a) Intellectual Property Rights ~~3.19(a~~3.16(a)(v) ~~Intervening Event 5.3(d~~Interim Financial Statements 3.6(a) ~~Lease 3.18(c~~Liabilities 3.7 Licensor 3.22(a) ~~Leased Real Property 3.18(a~~Liens 3.3(a) ~~Marks 3.19(a) Material Contracts 3.14(a~~Losses 9.3(a) Merger ~~Recitals~~ 1.1 Merger Consideration ~~2.1(a~~2.1(c)(i) Merger Sub Preface Minimum Earn-Out Rate 2.7(b) Notice ~~Period 5.3(c~~10.1(a) ~~NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a~~Notice of Claim 9.4(a) Parent Preface Parent Common Stock 2.1(c)(i) Parent Disclosure Schedule Preamble Article IV Parent Financial Statements 4.5 Parent Indemnitees 9.2(a) Parent Indemnitor 9.3(a) Parent Losses 9.2(a) Parent Representative 5.4 Patents ~~3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b)~~ 11.1 Permitted Liens ~~3.17(a~~3.13(b) Policies ~~3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a~~3.20 Public Documents 4.4 Recoupment 9.6 Recoupment Limit 9.6 Regulation D 5.8 Release 3.22(a)(viii) Release ~~3.21(a)(ix~~Date 2.3(d) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~Required Certificate of Amendment Vote 3.2(d) ~~SEC 3.3 SEC Comments 5.4(b~~Required Company Stockholder Vote 3.2(d) Reserve 9.11(g) Securities Act ~~3.7(a~~4.5(a) ~~Superior Proposal 5.3(b~~Share Price 2.4(b) Shares 3.4(a) Stockholder 2.1(a) Stockholders’ Representative Preface Stockholder Indemnitees 9.3(a) Stockholder Indemnitor 9.2(a) Stockholder Losses 9.3(a) Straddle Period 6.6(a) Surviving Corporation 1.1 Tax ~~3.15(a~~Contest 6.6(c) ~~Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee~~ Third Party Claim 9.4(a) Third Party ~~Proposal 5.3(a~~Consideration 2.7(a) ~~Uncertificated~~ Third Party Defense 9.3(b) Transmittal Letter 2.2(c) Treasury Shares ~~2.2(a) WARN Act 3.20(d~~2.1(a)(ii)

Appears in 1 contract

Samples: Merger Agreement (Sangamo Biosciences Inc)

Other Defined Terms. ~~The~~ Each of the following terms shall have the ~~meanings assigned~~ meaning ascribed to such ~~terms~~ term in the ~~Sections of the Agreement set forth~~ respective section opposite it below: ~~Acquisition Transaction 5.3(a~~Term Section ---- ------- (a) ~~Action 3.13 Agreement Preface CERCLA 3.21(a)(i~~Articles of Merger 2.1 Basket Amount 10.1(b) ~~Certificates 2.2(a~~Business Property 4.10(a) Change in the Company Recommendation 6.3(b) Closing ~~1.2(a)~~ 3.1 Closing Date ~~1.2(a) Code 2.3~~ 3.1 Company ~~Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a~~Common Stock 3.2(a) Company Common Stock ~~3.5(a~~Certificates 3.3(a) Company Indemnities 10.2(a) Company Material Contracts 4.23(a) Company Fraud 10.1(c) Company Recommendation 6.3(b) Conveyance Taxes 6.8 Deadline Date 9.2(a) Disclosure Schedule ~~Preamble Article III Company Financial Advisor 3.26 Company~~ 4 Dissenters' Rights 7.8 Divestiture Agreements 4.22(a) Effective Date 2.2 Effective Time 2.2 Employees 4.15 Exchange Fund 3.3 (a) Financial Statements ~~3.8 Company Intellectual Property 3.19(b~~4.6 (a) ~~Company Pension Plan 3.16(c~~Former Real Properties 4.10 Guaranteed Cash Balance 3.4(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(aindemnified party 10.4(a) Intellectual Property Rights ~~3.19(a) Intervening Event 5.3(d) Lease 3.18(c)~~ 4.17 Leased ~~Real~~ Property ~~3.18(a) Marks 3.19(a~~4.10 Leases 4.21(a) Material ~~Contracts 3.14(a~~Intellectual Property Rights 4.17(a) Merger ~~Recitals Merger~~ Consideration ~~2.1(a~~3.2 (a) Merger Sub ~~Preface Notice Period 5.3(c~~Common Stock 3.2(c) ~~NYSE 3.3 Other Antitrust Laws 3.3~~ Minimum Threshold 10.1(b) OTV Solicitation Definition of Material Adverse Effect Owned ~~Real~~ Property ~~3.18(a) Parent Preface Patents 3.19(a)~~ 4.10 Paying Agent ~~2.2(a~~3.3(a) Payment Fund ~~2.2(a~~3.3(a) ~~Pension Plan 3.16(b~~Pennsylvania Facility 6.18 Plans 4.16 Post Signing Returns 6.9(a) ~~Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a)~~ Product 4.23 Proxy Materials 6.3 Proxy Statement ~~3.10 Real Property 3.18(a~~6.3 Purchaser Fraud 10.2(c) ~~Release 3.21(a)(ix~~Purchaser Indemnitees 10.1(a) ~~Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a~~RDECOM Acquisition Center Definition of Material Adverse Effect Receivables 4.25 Regulatory Challenge 6.4(d) ~~SEC 3.3 SEC Comments 5.4(b~~Regulatory Law 6.4(c) ~~Securities Act 3.7(a~~Regulatory Restrictions 6.4(b) Reporting Requirements 6.2(b) Restraints 7.5 Shareholders' Meeting 6.3(a) Special Meeting 6.3 Superior ~~Proposal 5.3(b~~Transaction 6.1(b) Surviving Corporation ~~1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a)~~ 2.2 Terminating Company Breach 9.4 Terminating Purchaser Breach 9.3 Third Party ~~Proposal 5.3(a~~Claim 10.4(a) ~~Uncertificated Shares 2.2(a) WARN Act 3.20(d~~Unsolicited Offer 6.1(b)

Appears in 1 contract

Samples: Merger Agreement (Armor Holdings Inc)

Appears in 1 contract

Samples: Asset Purchase Agreement (ALPHA & OMEGA SEMICONDUCTOR LTD)

Other Defined Terms. ~~The~~ In addition to the defined terms set forth in Section 1.01 of this Exhibit A, each of the following capitalized terms ~~have~~ has the ~~meanings assigned to such terms~~ respective meaning specified in the ~~Sections~~ Section set forth opposite such term below: Agreement Preamble Articles of Merger 1.03 Bankruptcy and Equity Exceptions 3.04 Book-Entry Shares 2.02(b)(i) Cash Consideration 2.01(a)(ii) Certificate 2.02(b)(i) Closing 1.04 Closing Date 1.04 Commitment Letter 4.10 Company Preamble Company Acquisition Agreement 5.03(b) Company Adverse Recommendation Change 5.03(b) Company Articles 3.01 Company Board Recitals Company Board Recommendation 3.04 Company Bylaws 3.01 Company Common Stock 2.01(a)(i) Company Disclosure Letter Article III Company DRIP 5.01(a)(iv) Company Employee 6.10(a) Company Financial Statements 3.06(a) Company Indemnified Parties 6.09(a) Company Intervening Event 5.03(f)(iii) Company Projections 3.22 Company Recommendation Change Notice 5.03(c) Company Reports 3.06(a) Company Required Consents 3.05(a) Company Required Statutory Approvals 3.05(b)(iv) Company Risk Management Guidelines 5.01(a)(xvii) Company Shareholder Approval 3.04 Company Shareholders Meeting 3.04 Company Subsidiaries 3.01 Company Takeover Proposal 5.03(f)(i) Company Termination Fee 8.02(b)(ii) Company Voting Debt 3.03(b) Confidentiality Agreement 6.02(b) Consent 3.05(b) Continuation Period 6.10(a) Controlled Group Liability 3.09(d) Debt Letters 4.10 DFS Provisions 9.07 Dissenting Shares 2.04(a) Effective Time 1.03 End Date 8.01(b)(i) Environmental Permit 3.14(a)(i) Equity Securities 3.03(b) Exchange Act 3.05(b)(i) Exchange Agent 2.02(a) Exchange Fund 2.02(a) Exchange Ratio 2.01(a)(ii) FERC 3.05(b)(iv) Filed Company Contract 3.15(a) Filing 3.05(b) Final Order 7.01(b) Financing 4.10 Financing Parties 5.05(b) Financing Source Parties 9.07 Form S-4 6.01(a) FPA 3.05(b)(iv) GAAP 3.06(a) HSR Act 3.05(b)(ii) Insurance Policies 3.18 IRS 3.09(b) KCC 3.05(b)(iv) KGCC 1.02 Legal Restraint 7.01(c) Liens 3.02 Maximum Amount 6.09(c) Merger 1.02 Merger Consideration 2.01(a)(ii) Merger Sub Preamble NRC 3.05(b)(iv) Other Equity-Based Right 2.03(c) Parent Preamble Parent Acquisition Agreement 5.04(b) Parent Adverse Recommendation Change 5.04(b) Parent Board Recitals Parent Board Recommendation 4.04 Parent Charter Approval 4.04 Parent Common Stock 2.01(a)(ii) Parent Disclosure Letter Article IV Parent Equity Securities 4.03(b) Parent Fiduciary Out Termination Fee 8.02(b)(iii) Parent Financial Statements 4.06(a) Parent Intervening Event 5.04(f)(iii) Parent No Vote Termination Fee 8.02(b)(vi) Parent Preferred No Par Stock 4.03(a) Parent Preferred Par Value Stock 4.03(a) Parent Preference Stock 4.03(a) Parent Projection 4.17 Parent Recommendation Change Notice 5.04(c) Parent Reports 4.06(a) Parent Required Consents 4.05(a) Parent Required Statutory Approvals 4.05(b)(iii) Parent Shareholder Approval 4.04 Parent Shareholders Meeting 4.04 Parent Subsidiaries 4.01 Parent Termination Fee 8.02(b)(i) Parent Takeover Proposal 5.04(f)(i) Parent Utilities 4.14(b) Parent Voting Debt 4.03(b) Parties Preamble Preferred Stock 3.03(a) Proceedings 5.02 Proxy Statement/Prospectus 6.01(a) PUHCA 2005 3.19(a) Representatives 5.03(a) Represented Employee 6.10(b) Required Consents 4.05(a) Required Statutory Approvals 4.05(b)(iii) SEC 3.05(b)(i) Securities Act 3.05(b)(i) Stock Consideration 2.01(a)(ii) Substitute Financing 5.05(e) Superior Company Proposal 5.03(f)(ii) Superior Parent Proposal 5.04(f)(ii) Surviving Corporation 1.02 Takeover Statute 3.13 Transaction Litigation 6.04 WARN 3.10 Willful Breach 8.02(e) Parent agrees that the ~~Agreement~~ initial application submitted to the Kansas Corporation Commission with respect to the Merger will include specific commitments and agreements consistent with the items set forth below: Acquisition Transaction 5.3(a) Action 3.13 Agreement Preface CERCLA 3.21(a)(i) Certificates 2.2(a) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b) Confidentiality Agreement 5.2 Copyrights 3.19(a) DGCL 1.1 Dissenting Shares 2.5(a) DOJ 7.1(a) Effective Time 1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii) ERISA 3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d) Exchange Act 3.3 FTC 7.1(a) GAAP 3.7(e) Hazardous Substances 3.21(a)(viii) HSR Act 3.3 Indemnified Parties 6.2(a) Intellectual Property 3.19(a) Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c) Leased Real Property 3.18(a) Marks 3.19(a) Material Contracts 3.14(a) . Although the Merger ~~Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a)~~ is not subject to an approval proceeding in Missouri, Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permitted Liens 3.17(a) Policies 3.24(a) Products 3.25(a) Proprietary Information 3.19(a) Proxy Statement 3.10 Real Property 3.18(a) Release 3.21(a)(ix) Representatives 5.2 Xxxxxxxx-Xxxxx Act 3.7(a) SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a) Tax Returns 3.15(a) Taxing Authority 3.15(a) Termination Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)would expect to make similar commitments and agreements for the benefit of the Missouri customers of its utility subsidiaries in the context of future rate case proceedings of its utility subsidiaries before the Missouri Public Service Commission.

Appears in 1 contract

Samples: Merger Agreement

Other Defined Terms. The following terms have the ~~meanings assigned to such terms~~ meaning set forth in the Sections ~~of the Agreement~~ set forth below: Defined Term Section Acquisition ~~Transaction 5.3(a~~Proposal 6.05(e) Action ~~3.13~~ 3.09 Affiliate Transactions 3.20 Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Certificate of Merger 1.03 Certificates 2.04(b) ~~Certificates 2.2(a~~Change in Board Recommendation 6.05(c) Change in Control Agreement 3.10(c) Closing ~~1.2(a)~~ 1.02 Closing Date ~~1.2(a)~~ 1.02 Code ~~2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a~~3.10(b) Company ~~CBAs 3.20(a~~Preamble Company Approvals 3.05(b) Company Board Recitals Company Board Recommendation 3.04(b) Company Common Stock ~~3.5(a~~2.01(a) Company Disclosure Schedule ~~Preamble~~ Article III Company ~~Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b~~Permits 3.06(a) Company ~~Pension Plan 3.16(c~~Preferred Stock 3.03(a) Company ~~Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a~~Rights Agreement 3.03(b) Company Stock Option ~~2.6(a~~2.02(a) Company Stock Option Plans ~~2.6(a~~2.02(a) Company ~~Subsidiary Securities 3.6(b~~Stockholders’ Meeting 6.03 Company Termination Fee 8.03(d) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.04(b) Contracts 3.05(a) Customers 3.21(a) DGCL ~~1.1~~ 1.01 Dissenting Shares ~~2.5(a) DOJ 7.1(a~~2.05(a) Effective Time ~~1.2(b) Environment 3.21(a)(ii) Environmental Action 3.21(a)(iii) Environmental Clean-Up Site 3.21(a)(iv~~1.03 Employee 6.07(a) Environmental Laws ~~3.21(a)(v~~3.15(c)(i) Environmental ~~Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii~~Permits 3.15(c)(ii) ERISA ~~3.16(a~~3.10(a) ERISA Affiliate ~~3.16(a) ESPP 2.6(d~~3.10(b) Exchange Act ~~3.3 FTC 7.1(a~~3.05(b) Exchange Fund 2.04(a) Expenses 8.03(a) FPS Customers 3.16(b)(ix) GAAP ~~3.7(e~~3.07(b) Governmental Entity 3.05(b) Hazardous Substances ~~3.21(a)(viii~~3.15(c)(iii) HSR Act ~~3.3~~ 3.05(b) Indemnified ~~Parties 6.2(a~~Party 6.06(b) Independent Committee 3.04(a) Independent Committee Recommendation 3.04(b) Intellectual Property ~~3.19(a~~3.13 In-the-Money Option 2.02(a) ~~Intellectual Property Rights 3.19(a) Intervening Event 5.3(d) Lease 3.18(c~~Defined Term Section IRS 3.10(a) Leased Real ~~Property 3.18(a~~Properties 3.12(b) ~~Marks 3.19(a~~Lien 3.05(a) Material ~~Contracts 3.14(a~~Adverse Effect 3.01(c) Material Contract 3.16(b) Measurement Date 3.03(a) Merger Recitals Merger Co Preamble Merger Consideration ~~2.1(a~~2.01(a) ~~Merger Sub Preface~~ MROP Customers 3.16(b)(ix) Multiemployer Plan 3.10(b) Multiple Employer Plan 3.10(b) Nasdaq 3.05(b) Notice ~~Period 5.3(c~~of Superior Proposal 6.05(b) ~~NYSE 3.3~~ OFAC 3.06(d) Other ~~Antitrust Laws 3.3~~ Filings 6.01 Other Contemplated Transactions 3.04(a) Owned Real Property ~~3.18(a~~3.12(a) Parent ~~Preface Patents 3.19(a~~Preamble Parent Approvals 4.03(b) Parent Benefit Programs 6.07(a) Parent Retiree Medical Programs 6.07(a) Parent Termination Fee 8.03(e) Parent Welfare Benefit Plans 6.07(c) Paying Agent ~~2.2(a~~2.02(a) ~~Payment Fund 2.2(a) Pension Plan 3.16(b~~Per Share Merger Consideration 2.01(a) Permitted Liens ~~3.17(a~~3.12(a) ~~Policies 3.24(a~~Plans 3.10(a) ~~Products 3.25(a) Proprietary Information 3.19(a)~~ Platinum Recitals Platinum Fee 3.25 Platinum Merger Agreement Recitals Proxy Statement ~~3.10~~ 6.01 Real Property ~~3.18(a~~Lease 3.12(b) ~~Release 3.21(a)(ix~~Recommendation 3.04(b) Representatives ~~5.2 Xxxxxxxx~~6.04(a) Restricted Shares 2.02(b) Rights 3.03(b) Sxxxxxxx-Xxxxx Act ~~3.7(a~~3.06(c) SDNs 3.06(e) SEC ~~3.3~~ 3.07(a) SEC ~~Comments 5.4(b~~Reports 3.07(a) Securities Act ~~3.7(a~~3.07(a) Shares 2.01(a) Solvent 4.12 Stockholder Approval 3.04(c) Subsidiary 3.01(a) Superior Proposal ~~5.3(b~~8.01 Suppliers 3.21(b) Surviving Corporation ~~1.1~~ 1.01 Takeover Laws 3.19 Tax ~~3.15(a~~or Taxes 3.14(f)(i) Tax Returns ~~3.15(a) Taxing Authority 3.15(a~~3.14(f)(ii) Termination ~~Fee 9.4(a) Third Party Proposal 5.3(a) Uncertificated Shares 2.2(a) WARN Act 3.20(d)~~Date 8.01

Appears in 1 contract

Samples: Merger Agreement (King Luther Capital Management Corp)

Other Defined Terms. ~~The~~ For purposes of this Agreement, each of the following terms ~~have the meanings assigned to such terms~~ is defined in the ~~Sections of the Agreement~~ Section set forth ~~below~~opposite such term: Term Section 2006 Audited Financial Statements 5.16 2007 Audited Financial Statements 5.16 2008 Audited Financial Statements 5.16 Acquisition ~~Transaction 5.3(a~~Recitals Actions 5.05(c) ~~Action 3.13~~ Active Employee 5.06(a) Additional Financial Information 5.16 ADSP 5.05(h)(iii) Agreement ~~Preface CERCLA 3.21(a)(i~~Preamble Ancillary Agreements 2.02 ASMIO Recitals Assumed Benefit Agreement 3.14(a) ~~Certificates 2.2(a~~Assumed Benefit Plan 3.14(a) Assumed Employee Payments 5.06(j) Assumed Severance Agreements 5.06(j) Auditors 5.16 Basket Amount 9.03(a) Business Recitals Business Customer 6.01(d) Business Employees 3.14(a) Business Portion 5.15 Business Product 3.24 Cap 9.03(b) Cap Ex Budget 5.01(b)(x) CBA 3.18 Class I Representations 7.02(a) Closing ~~1.2(a~~1.02 Closing Adjustments 1.01(a) Closing Date 1.2(a) Code 2.3 Company Preface Company Balance Sheet 3.8 Company Balance Sheet Date 3.8 Company Benefit Plan 3.16(a) Company CBAs 3.20(a) Company Common Stock 3.5(a) Company Disclosure Schedule Preamble Article III Company Financial Advisor 3.26 Company Financial Statements 3.8 Company Intellectual Property 3.19(b) Company Pension Plan 3.16(c) Company Registered Items 3.19(c) Company SEC Reports 3.7(a) Company Securities 3.5(c) Company Stockholder 2.1 Company Stockholder Approval 3.2(a) Company Stockholder Meeting 5.4(a) Company Stock Option 2.6(a) Company Stock Plans 2.6(a) Company Subsidiary Securities 3.6(b1.02 Competitive Activities 6.01(a) Confidentiality Agreement ~~5.2 Copyrights 3.19(a~~6.02(a) ~~DGCL 1.1 Dissenting Shares 2.5(a~~Consent 2.03 Continuation Period 5.06(c) Contract 2.03 Currently Utilized Real Property 3.07(a) Debt Financing Commitment Recitals DOJ ~~7.1(a~~5.03(a)(ii)(1) ~~Effective Time 1.2(b~~DOL 3.14(a) ~~Environment 3.21(a)(ii~~Draft Allocation 5.05(h)(iii) ~~Environmental Action 3.21(a)(iii~~Effect 10.11(a) ~~Environmental Clean-Up Site 3.21(a)(iv) Environmental Laws 3.21(a)(v) Environmental Liabilities 3.21(a)(vi) Environmental Permit 3.21(a)(vii)~~ Equity Financing Commitment Recitals ERISA ~~3.16(a) ERISA Affiliate 3.16(a) ESPP 2.6(d~~3.14(a) Exchange Act ~~3.3~~ 2.03 Expense Reimbursement 8.02(d) Final Allocation 5.05(h)(iii) Final Assumed Indebtedness Amount 1.01(b) Final Working Capital 1.01(b) Financial Statements 3.05(a) Foreign Merger Control Laws 2.03 Foreign Plan 3.14(n) FTC ~~7.1(a~~5.03(a)(ii)(1) GAAP ~~3.7(e~~1.01(b) ~~Hazardous Substances 3.21(a)(viii)~~ Governmental Entity 2.03 Harbinger Recitals Harbinger Guarantee Recitals HCPMF Recitals HCPSSF Recitals HSR Act ~~3.3 Indemnified Parties 6.2(a~~2.03 Improvements 3.07(c) Inbound Licensed Intellectual Property ~~3.19(a~~3.08(a) Incentive Plans 5.06(j) indemnified party 9.09(a)(i) Interim Financial Statements 3.05(a) IRS 3.12(m) Judgment 2.03 Key Employee 3.18 Labor Laws 3.18 Law 2.03 Lease 3.07(b) Leased Property 3.07(a) Leasing Entity 3.07(a) Liens 3.06(a) Liquidated Damages 8.02(b) Losses 9.02 Material Contracts 3.09(c) Multiemployer Plan 3.14(a) New Welfare Plans 5.06(c) Non-Business Portion 5.15 Notes 1.01(a) NYSE 2.03 Outbound Licensed Intellectual Property ~~Rights 3.19(a~~3.08(d) ~~Intervening Event 5.3(d~~Outside Date 8.01(a)(iv) ~~Lease 3.18(c~~Owned Intellectual Property 3.08(a) ~~Leased Real~~ Owned Property ~~3.18(a~~3.07(a) ~~Marks 3.19(a) Material Contracts~~ PBGC 3.14(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preface Notice Period 5.3(c) NYSE 3.3 Other Antitrust Laws 3.3 Owned Real Property 3.18(a) Parent Preface Patents 3.19(a) Paying Agent 2.2(a) Payment Fund 2.2(a) Pension Plan 3.16(b) Permits 3.10 Permitted Liens ~~3.17(a~~3.06(a) ~~Policies 3.24(a~~Pet LLC Preamble PLTA 5.20(b) ~~Products 3.25(a~~Pre-Closing Consolidated Return 9.09(c)(ii) ~~Proprietary Information 3.19(a~~Pre-Closing Service 5.06(d) ~~Proxy Statement 3.10 Real~~ Property ~~3.18(a~~Owning Entity 3.07(a) ~~Release 3.21(a)(ix~~Property Taxes 9.01(c)(i) Purchased Direct Subsidiary Recitals Purchased Direct Subsidiary’s Equity Interests Recitals Purchased Indirect Subsidiaries Recitals Purchased Indirect Subsidiaries’ Equity Interests Recitals Purchase Price 1.01 Purchaser Preamble Purchaser 401(k) Plan 5.06(k) Purchaser Cure Period 8.01(a)(ii) Purchaser Indemnitees 9.01(a) Purchaser Seller Non-Material Covenant Failures 7.03(b) Recall 3.23 Remaining Employees 6.01(c) Representatives ~~5.2 Xxxxxxxx~~5.02 Required Consents 7.02(e) Retiree Medical Liability 3.14(k) Rovcal 1.03(e) Salton Preamble SEC 3.14(a) Section 338 Elections 5.05(h)(i) Section 338 Forms 5.05(h)(ii) Seller Preamble Seller 401(k) Plan 5.06(k) Seller Benefit Agreement 3.14(a) Seller Benefit Plan 3.14(a) Seller Commonly Controlled Entity 3.14(a) Seller Indemnitees 9.01(b) Seller Letter II Seller Non-~~Xxxxx Act 3.7(a~~Material Covenant Failures 7.02(b) ~~SEC 3.3 SEC Comments 5.4(b) Securities Act 3.7(a) Superior Proposal 5.3(b) Surviving Corporation 1.1 Tax 3.15(a~~Shared Contracts 5.15 SOX 5.17 Straddle Period 9.01(c) Tax ~~Returns 3.15(a~~Controversy 9.09(c)(i) ~~Taxing Authority 3.15(a~~Tax Indemnified Party 9.09(c)(i) ~~Termination Fee 9.4(a~~Tax Indemnifying Party 9.09(c)(i) Tax Sharing Agreements 5.05(e) Third Party ~~Proposal 5.3(a~~Claim 9.09(a)(i) ~~Uncertificated Shares 2.2(a~~Title Company 5.13(a) ~~WARN Act 3.20(d~~Title IV Plan 3.14(c) Transfer Taxes 5.04(b)

Appears in 1 contract

Samples: Purchase Agreement (Salton Inc)

Common use of Other Defined Terms Clause in Contracts