OTHER INVESTMENT ACCOUNTS. Client understands that Adviser serves as an investment adviser for other clients and Adviser’s Investment Adviser Representatives (“IARs”) serve as IARs for other clients and will continue to do so. Client also understands that Adviser and Adviser’s IARs may give advice or make recommendations for other clients, or for their own account(s), that differ from advice or recommendations given to Client. Neither Adviser nor Adviser’s IARs are obligated to recommend for Client the purchase or sale of any security or other investment that Adviser or Adviser’s IARs may recommend for purchase or sale for any other Client or for Adviser’s and/or Adviser’s IAR's own accounts. This Agreement does not limit or restrict, in any way, Adviser or Adviser’s IARs from buying, selling or trading in any securities or other investments for their own accounts.
Appears in 10 contracts
Samples: Discretionary Investment Advisory Agreement, Discretionary Investment Advisory Agreement, Discretionary Investment Advisory Agreement
OTHER INVESTMENT ACCOUNTS. Client understands that Adviser serves as an investment adviser for other clients and Adviser’s Investment Adviser Representatives (“IARs”) serve as IARs for other clients and will continue to do so. Client also understands that Adviser and Adviser’s IARs may give advice or make recommendations for other clients, or for their own account(s), that differ from advice or recommendations given to Client. Neither Adviser nor Adviser’s IARs are obligated to recommend for Client the purchase or sale of any security or other investment that Adviser or Adviser’s IARs may recommend for purchase or sale for any other Client or for Adviser’s and/or Adviser’s IAR's own accounts. This Agreement does not limit or restrict, in any way, Adviser or Adviser’s IARs from buying, selling or trading in any securities or other investments for their own accounts.
Appears in 1 contract
