CLIENT ACKNOWLEDGEMENTS. 11.1 You, the Client, acknowledge and confirm to Admiral for Admiral’s benefit in relying on the following: you (or, if a corporate entity, the directors who apply to be bound by these Account Terms) have read and understood all documentation provided to you by us including these Account Terms and any product disclosure statement (PDS) in relation to any Admiral Products which you request Admiral to make available to you in relation to your Account; you have received, read and understood the Account Terms; all dealings in Admiral Products and the performance by us of our obligations under these Account Terms are subject to Applicable Laws; at all times you will be able to make payments and fulfil all commitments on your part arising under these Account Terms and under the conditions applicable to dealings between you and Admiral; that trading in Transactions incurs a risk of loss as well as a potential for profit; we will not provide legal, tax, financial or accounting advice to you as part of the services that we provide to you in accordance with these Account Terms; by these Account Terms (including any Transaction made under it) we do not act in a fiduciary capacity in relation to you and Admiral does not owe any fiduciary obligations to you in respect of its services provided to you in connection with these Account Terms; Admiral may transfer from your other Account(s) held with Admiral (if any), whether carried or managed by Admiral, such funds as may be required to meet obligations as a result of Transactions between the Client and Admiral or to satisfy any amount owing by the Client under these Account Terms or otherwise and Admiral would not enter into these Account Terms but for this acknowledgement (and all of the other terms); Admiral will either deal by issuance of a contract or it will instruct third parties to deal on behalf of the Client, in the Admiral Products, as required by the Transaction; the Client will provide to Admiral on request such information regarding its financial and business affairs and identity, as Admiral may reasonably require; in agreeing to these Account Terms, the Client appoints Admiral as its agent for the purpose of dealing in Admiral Products in accordance with these Account Terms when necessary to implement your Order; that all Orders to be placed and all trading to be conducted under these Account Terms must be lawful; in executing and complying with these Account Terms, the Client will not infringe any provisio...
CLIENT ACKNOWLEDGEMENTS. (1) You acknowledge to Mitrade that:
(a) Mitrade utilises the execution and settlement services of an appropriately licensed third party in order to hedge against its exposure to your positions;
(b) Open contracts shall remain open indefinitely until such date as they are closed;
(c) Mitrade shall be entitled to take any action it considers necessary in its absolute discretion to ensure compliance with the Operating Rules and all other applicable laws and regulatory decisions;
(d) Xxxxxxx will act as principal in respect of the Financial Products traded by Mitrade regardless of whether Mitrade is acting on Client instructions or not;
(e) you have been made specifically aware that Mitrade acts as a market maker involved in both the dealing in and the pricing of its own Financial Products, which may result in actual or potential conflicts of interest;
(f) subject to applicable legal/regulatory requirements and the Staff Personal Trading Policy, you agree and acknowledge that Xxxxxxx’s directors, employees and associates may and can deal on their own account;
(g) you have no rights, whether by way of subrogation or otherwise, against any agent, representative, partner, associate, officer, etc of Mitrade;
(h) in the course of hedging against client transactions, any benefit or right obtained by Mitrade against its hedge counterparty is personal to Mitrade and such benefit or right shall not pass to you;
(i) a notice issued by an authorised officer or agent of Mitrade stating the amount of money due and payable by you shall be taken as final evidence thereof in the absence of manifest error;
(j) all calculations made by Mitrade under this Client Agreement will be binding on you in the absence of manifest error; and
(k) Mitrade may in its absolute discretion increase its Margin Requirements, re-price positions, alter its spreads, close any or all of your open margin trades and/or suspend or modify the application of all or any of the terms, including but not limited to, altering the last time for trading a particular margin trade.
CLIENT ACKNOWLEDGEMENTS. 3.1 The Client warrants that:
(1) it has read and understood this Agreement;
(2) it has been advised to seek legal advice and other advice on this Agreement;
(3) it has had sufficient opportunity to seek legal and other advice on this Agreement;
(4) all of the information it has supplied and will supply to the Firm is true, correct and complete;
(5) it has entered into this Agreement freely and voluntarily; and
(6) this Agreement constitutes a valid and binding agreement on the Client.
CLIENT ACKNOWLEDGEMENTS. In agreeing to this exercise program, I, the client:
CLIENT ACKNOWLEDGEMENTS. You understand, acknowledge and agree that:
CLIENT ACKNOWLEDGEMENTS. 10.1 The Client acknowledges and agrees:
(a) the Financial Adviser has given the Client an FSG;
(b) the Client has received Personal Advice from the Financial Adviser in relation to the Managed Account Service and the Investment Options and a Statement of Advice, including an Investment Program, which sets out the basis on which the Financial Adviser considers this Managed Account Contract and Investment Options to be suitable to the Client’s personal circumstances;
(c) the Client has provided the Financial Adviser with sufficient, accurate and up to date information on the Client’s personal circumstances and that the Managed Account Service might not be suitable for the Client if the Client has provided limited or inaccurate information about the Client’s personal circumstances;
(d) to notify the Financial Adviser as soon as practicable of any material change in personal circumstances, and to seek Personal Advice from the Financial Adviser to confirm that the Managed Account Contract and the Investment Options remain suitable for the Client;
(e) the Financial Adviser must review the suitability of the Managed Account Service and the Investment Options at least once per year and provide a Statement of Advice to the Client;
(f) the Financial Adviser in providing Personal Advice to the Client in relation to the Managed Account Service and the Investment Options is acting as an External MDA Adviser and is not acting as an agent of IAS; and
(g) the provision of the Managed Account Service to the Client under this agreement has not, and will not, constitute the provision of Personal Advice by IAS or any of its agents to the Client.
10.2 Further, the Client acknowledges and agrees:
(a) to execute any document necessary to carry out any transaction required under this agreement or to provide any information required by any Regulator;
(b) the contents of the Investment Options Document or any other document is not to be taken as a representation by IAS or the Investment Managers as to investment return or future performance of any Investment Option;
(c) IAS and the Investment Managers do not assure, guarantee or represent to the Client any particular investment performance will be achieved by an Investment Option or the repayment of capital contributed by the Client;
(d) IAS and the Investment Managers will not be responsible for any loss or liability incurred by the Client if IAS or the Investment Managers act or refrain from acting within the terms of the discre...
CLIENT ACKNOWLEDGEMENTS. Other than as stated in this Select Agreement, Client expressly acknowledges, agrees, and understands that: (i) except for the Agent of Record services, Upwork is not a party to the dealings between Client and Freelancer, including the substantive terms of posts, the selection of a Freelancer, the decision to contract with a Freelancer, and the performance or receipt of Freelancer Services or provisioning of Freelancer Work Product; (ii) Upwork does not, in any way, supervise, direct, or control the Freelancer or Freelancer Services; (iii) Upwork makes no representations as to the quality, security, or legality of any Freelancer Services or Freelancer Work Product, and Upwork disclaims any and all liability relating thereto; (iv) Upwork does not set Freelancer’s work hours, work schedules, or location of work; (vi) Upwork will not provide Freelancer with training or any equipment, tools, labor, or materials needed to complete their work; (vii) Upwork does not provide the premises at which the Freelancer will perform the work; (viii) if there is a dispute between Client and Freelancer, that dispute is solely between Client and the Freelancer and Upwork will not be responsible or liable with respect to such dispute except for the dispute assistance described in the Direct Contract Escrow Instructions;
CLIENT ACKNOWLEDGEMENTS. The Client acknowledges and accepts that:
CLIENT ACKNOWLEDGEMENTS. Client hereby acknowledges that:
(i) Dividends, transfers and sales of securities may create a taxable event, and that services provided under this Agreement do not include legal or tax advice. It is Client’s responsibility to obtain legal, tax and accounting guidance from independent professional sources prior to making any investment decision, including the decision of whether to invest in the Program.
(ii) The Program is designed for investors with a long-term investment horizon and that asset withdrawals may impair the achievement of Client’s investment objectives.
(iii) It is Client’s responsibility to provide Royal Alliance with updated information if there have been any changes in the information Client previously provided and that Royal Alliance has the right to rely on any such updated information in providing services under this Agreement.
(iv) Upon Client request, the Advisory Representative may direct withdrawal of funds from the Client’s Account for remittal to the Account’s address of record.
CLIENT ACKNOWLEDGEMENTS. Other than as stated in these Any Hire Terms, Client expressly acknowledges, agrees, and understands that: (i) except for the agent of record services, Upwork is not a party to the dealings between Client and Freelancer, including the substantive terms of posts, the selection of a Freelancer, the decision to contract with a Freelancer, and the performance or receipt of Freelancer Services or provisioning of Freelancer Work Product; (ii) Upwork does not, in any way, supervise, direct, or control the Freelancer or Freelancer Services; (iii) Upwork makes no representations as to the quality, security, or legality of any Freelancer Services or Freelancer Work Product, and Upwork disclaims any and all liability relating thereto; (iv) Upwork does not set Freelancer’s work hours, work schedules, or location of work; (vi) Upwork will not provide Freelancer with training or any equipment, tools, labor, or materials needed to complete their work; (vii) Upwork does not provide the premises at which the Freelancer will perform the work; (viii) if there is a dispute between Client and Freelancer, that dispute is solely between Client and the Freelancer and Upwork will not be responsible or liable with respect to such dispute; (ix) neither Upwork nor its Affiliates is an employer of or joint employer or integrated or single enterprise with any Freelancer or Client; and (x) unless otherwise agreed as part of the relevant Any Hire Contract, independent contractor Freelancer(s) may hire employees or engage contractors or subcontractors (at his or her sole expense) to assist with providing the Freelancer Services. Upwork makes no representations about and does not guarantee the truth or accuracy of Freelancer’s listings on the Site; the ability of Freelancers to deliver the Freelancer Services; or that Client or Freelancer can or will actually complete a transaction.
