Common use of Participant Data Clause in Contracts

Participant Data. Subject to Section 6.3(c), and Appendix D, Reporting and Linkage Requirements, and in accordance with the Technical Specifications, each Participant shall record and electronically report to the Central Repository the following details for each order and each Reportable Event, as applicable (“Participant Data”): (i) for original receipt or origination of an order: (A) Firm Designated ID(s) for each Customer; (B) CAT-Order-ID; (C) SRO-Assigned Market Participant Identifier of the Industry Member receiving or originating the order; (D) date of order receipt or origination; (E) time of order receipt or origination (using timestamps pursuant to Section 6.8); and (F) Material Terms of the Order; (ii) for the routing of an order: (A) CAT-Order-ID; (B) date on which the order is routed; information:‌‌‌‌‌ (C) time at which the order is routed (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant to which the order is being routed; (F) if routed internally at the Industry Member, the identity and nature of the department or desk to which the order is routed; and (G) Material Terms of the Order; (iii) for the receipt of an order that has been routed, the following (A) CAT-Order-ID; (B) date on which the order is received; (C) time at which the order is received (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant receiving the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; and (F) Material Terms of the Order; (iv) if the order is modified or cancelled: (A) CAT-Order-ID; (B) date the modification or cancellation is received or originated; (C) time at which the modification or cancellation is received or originated (using timestamps pursuant to Section 6.8); (D) price and remaining size of the order, if modified; (E) other changes in the Material Terms of the Order, if modified; and (F) whether the modification or cancellation instruction was given by the Customer or was initiated by the Industry Member or Participant; (v) if the order is executed, in whole or in part: (A) CAT-Order-ID; (B) date of execution; (C) time of execution (using timestamps pursuant to Section (D) execution capacity (principal, agency or riskless principal); (E) execution price and size; (F) SRO-Assigned Market Participant Identifier of the (G) whether the execution was reported pursuant to an effective transaction reporting plan or the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information; and (vi) other information or additional events as may be prescribed in Appendix D, Reporting and Linkage Requirements.

Participant Data. Subject to Section 6.3(c), and Appendix D, Reporting and Linkage Requirements, and in accordance with the Technical Specifications, each Participant shall record and electronically report to the Central Repository the following details for each order and each Reportable Event, as applicable (“Participant Data”): (i) for original receipt or origination of an order: (A) Firm Designated ID(s) for each Customer; (B) CAT-Order-ID; (C) SRO-Assigned Market Participant Identifier of the Industry Member receiving or originating the order; (D) date of order receipt or origination; (E) time of order receipt or origination (using timestamps pursuant to Section 6.8); and (F) Material Terms of the Order; (ii) for the routing of an order: (A) CAT-Order-ID; (B) date on which the order is routed; information:‌‌‌‌‌; (C) time at which the order is routed (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant to which the order is being routed;; information:‌‌ (F) if routed internally at the Industry Member, the identity and nature of the department or desk to which the order is routed; and (G) Material Terms of the Order; (iii) for the receipt of an order that has been routed, the following (A) CAT-Order-ID; (B) date on which the order is received; (C) time at which the order is received (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant receiving the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; and (F) Material Terms of the Order; (iv) if the order is modified or cancelled: (A) CAT-Order-ID; (B) date the modification or cancellation is received or originated; (C) time at which the modification or cancellation is received or originated (using timestamps pursuant to Section 6.8); (D) price and remaining size of the order, if modified; (E) other changes in the Material Terms of the Order, if modified; and (F) whether the modification or cancellation instruction was given by the Customer or was initiated by the Industry Member or Participant; (v) if the order is executed, in whole or in part: (A) CAT-Order-ID; (B) date of execution; (C) time of execution (using timestamps pursuant to Section (D) execution capacity (principal, agency or riskless principal); (E) execution price and size; (F) SRO-Assigned Market Participant Identifier of the (G) whether the execution was reported pursuant to an effective transaction reporting plan or the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information; and (vi) other information or additional events as may be prescribed in Appendix D, Reporting and Linkage Requirements.

Participant Data. Subject to Section 6.3(c), and Appendix D, Reporting and Linkage Requirements, and in accordance with the Technical Specifications, each Participant shall record and electronically report to the Central Repository the following details for each order and each Reportable Event, as applicable (“Participant Data”): (i) for original receipt or origination of an order: (A) Firm Designated ID(s) for each Customer; (B) CAT-Order-ID; (C) SRO-Assigned Market Participant Identifier of the Industry Member receiving or originating the order; (D) date of order receipt or origination; (E) time of order receipt or origination (using timestamps pursuant to Section 6.8); and (F) Material Terms of the Order; (ii) for the routing of an order: (A) CAT-Order-ID; (B) date on which the order is routed; information:‌‌‌‌‌; (C) time at which the order is routed (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant to which the order is being routed; (F) if routed internally at the Industry Member, the identity and nature of the department or desk to which the order is routed; and (G) Material Terms of the Order; (iii) for the receipt of an order that has been routed, the followingfollowing information: (A) CAT-Order-ID; (B) date on which the order is received; (C) time at which the order is received (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant receiving the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; and (F) Material Terms of the Order; (iv) if the order is modified or cancelled: (A) CAT-Order-ID; (B) date the modification or cancellation is received or originated; (C) time at which the modification or cancellation is received or originated (using timestamps pursuant to Section 6.8); (D) price and remaining size of the order, if modified; (E) other changes in the Material Terms of the Order, if modified; and (F) whether the modification or cancellation instruction was given by the Customer or was initiated by the Industry Member or Participant; (v) if the order is executed, in whole or in part: (A) CAT-Order-ID; (B) date of execution; (C) time of execution (using timestamps pursuant to SectionSection 6.8); (D) execution capacity (principal, agency or riskless principal); (E) execution price and size; (F) SRO-Assigned Market Participant Identifier of the (G) whether the execution was reported pursuant to an effective transaction reporting plan or the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information; and (vi) other information or additional events as may be prescribed in Appendix D, Reporting and Linkage Requirements.

Participant Data. Subject to Section 6.3(c), and Appendix D, Reporting and Linkage Requirements, and in accordance with the Technical Specifications, each Participant shall record and electronically report to the Central Repository the following details for each order and each Reportable Event, as applicable (“Participant Data”): (i) for original receipt or origination of an order: (A) Firm Designated ID(s) for each Customer; (B) CAT-Order-ID; (C) SRO-Assigned Market Participant Identifier of the Industry Member receiving or originating the order; (D) date of order receipt or origination; (E) time of order receipt or origination (using timestamps pursuant to Section 6.8); and (F) Material Terms of the Order; (ii) for the routing of an order: (A) CAT-Order-ID; (B) date on which the order is routed; information:‌‌‌‌‌ (C) time at which the order is routed (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant to which the order is being routed; (F) if routed internally at the Industry Member, the identity and nature of the department or desk to which the order is routed; and (G) Material Terms of the Order; (iii) for the receipt of an order that has been routed, the following (A) CAT-Order-ID; (B) date on which the order is received; (C) time at which the order is received (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant receiving the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; and (F) Material Terms of the Order; (iv) if the order is modified or cancelled: (A) CAT-Order-ID; (B) date the modification or cancellation is received or originated; (C) time at which the modification or cancellation is received or originated (using timestamps pursuant to Section 6.8); (D) price and remaining size of the order, if modified; (E) other changes in the Material Terms of the Order, if modified; and (F) whether the modification or cancellation instruction was given by the Customer or was initiated by the Industry Member or Participant; (v) if the order is executed, in whole or in part: (A) CAT-Order-ID; (B) date of execution; (C) time of execution (using timestamps pursuant to Section (D) execution capacity (principal, agency or riskless principal); (E) execution price and size; (F) SRO-Assigned Market Participant Identifier of thethe Participant or Industry Member executing the order; (G) whether the execution was reported pursuant to an effective transaction reporting plan or the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information; and (vi) other information or additional events as may be prescribed in Appendix D, Reporting and Linkage Requirements.

Participant Data. Subject to Section 6.3(c), and Appendix D, Reporting and Linkage Requirements, and in accordance with the Technical Specifications, each Participant shall record and electronically report to the Central Repository the following details for each order and each Reportable Event, as applicable (“Participant Data”): (i) for original receipt or origination of an order: (A) Firm Designated ID(s) for each Customer; (B) CAT-Order-ID; (C) SRO-Assigned Market Participant Identifier of the Industry Member receiving or originating the order; (D) date of order receipt or origination; (E) time of order receipt or origination (using timestamps pursuant to Section 6.8); and (F) Material Terms of the Order; (ii) for the routing of an order:: information:‌‌‌‌‌‌‌ (A) CAT-Order-ID; (B) date on which the order is routed; information:‌‌‌‌‌; (C) time at which the order is routed (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant to which the order is being routed; (F) if routed internally at the Industry Member, the identity and nature of the department or desk to which the order is routed; and (G) Material Terms of the Order; (iii) for the receipt of an order that has been routed, the following (A) CAT-Order-ID; (B) date on which the order is received; (C) time at which the order is received (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant receiving the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; and (F) Material Terms of the Order; (iv) if the order is modified or cancelled: (A) CAT-Order-ID; (B) date the modification or cancellation is received or originated; (C) time at which the modification or cancellation is received or originated (using timestamps pursuant to Section 6.8); (D) price and remaining size of the order, if modified; (E) other changes in the Material Terms of the Order, if modified; and (F) whether the modification or cancellation instruction was given by the Customer or was initiated by the Industry Member or Participant; (v) if the order is executed, in whole or in part: (A) CAT-Order-ID; (B) date of execution; (C) time of execution (using timestamps pursuant to Section (D) execution capacity (principal, agency or riskless principal); (E) execution price and size; (F) SRO-Assigned Market Participant Identifier of the (G) whether the execution was reported pursuant to an effective transaction reporting plan or the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information; and (vi) other information or additional events as may be prescribed in Appendix D, Reporting and Linkage Requirements.

Participant Data. Subject to Section 6.3(c), and Appendix D, Reporting and Linkage Requirements, and in accordance with the Technical Specifications, each Participant shall record and electronically report to the Central Repository the following details for each order and each Reportable Event, as applicable (“Participant Data”): (i) for original receipt or origination of an order: (A) Firm Designated ID(s) for each Customer; (B) CAT-Order-ID; (C) SRO-Assigned Market Participant Identifier of the Industry Member receiving or originating the order; (D) date of order receipt or origination; (E) time of order receipt or origination (using timestamps pursuant to Section 6.8); and (F) Material Terms of the Order; (ii) for the routing of an order: (A) CAT-Order-ID; (B) date on which the order is routed; information:‌‌‌‌‌; (C) time at which the order is routed (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant to which the order is being routed; (F) if routed internally at the Industry Member, the identity and nature of the department or desk to which the order is routed; and (G) Material Terms of the Order; (iii) for the receipt of an order that has been routed, the followingfollowing information: (A) CAT-Order-ID; (B) date on which the order is received; (C) time at which the order is received (using timestamps pursuant to Section 6.8); (D) SRO-Assigned Market Participant Identifier of the Industry Member or Participant receiving the order; (E) SRO-Assigned Market Participant Identifier of the Industry Member or Participant routing the order; and (F) Material Terms of the Order; (iv) if the order is modified or cancelled: (A) CAT-Order-ID; (B) date the modification or cancellation is received or originated; (C) time at which the modification or cancellation is received or originated (using timestamps pursuant to Section 6.8); (D) price and remaining size of the order, if modified; (E) other changes in the Material Terms of the Order, if modified; and (F) whether the modification or cancellation instruction was given by the Customer or was initiated by the Industry Member or Participant; (v) if the order is executed, in whole or in part: (A) CAT-Order-ID; (B) date of execution; (C) time of execution (using timestamps pursuant to Section (D) execution capacity (principal, agency or riskless principal); (E) execution price and size; (F) SRO-Assigned Market Participant Identifier of the (G) whether the execution was reported pursuant to an effective transaction reporting plan or the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information; and (vi) other information or additional events as may be prescribed in Appendix D, Reporting and Linkage Requirements.