Common use of Payments Within Twelve (12) Months Clause in Contracts

Payments Within Twelve (12) Months. Except as disclosed to the Representative in writing, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (1) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (2) any FINRA member; or (3) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Time of the Registration Statement, other than the payment to the Underwriters in connection with the public offering contemplated hereunder.

Appears in 14 contracts

Samples: Underwriting Agreement (UpHealth, Inc.), Underwriting Agreement (UpHealth, Inc.), Underwriting Agreement (Bionano Genomics, Inc)

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Payments Within Twelve (12) Months. Except as disclosed to the Representative in writing, the The Company has not made any direct or indirect payments in connection with the Offering (in cash, securities or otherwise) to: (1i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (2ii) any FINRA member; or (3iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Time of the Registration StatementDate, other than the payment to the Underwriters as provided hereunder in connection with the public offering contemplated hereunderOffering.

Appears in 7 contracts

Samples: Underwriting Agreement (SOBR Safe, Inc.), Underwriting Agreement (Emulate Therapeutics, Inc.), Underwriting Agreement (SOBR Safe, Inc.)

Payments Within Twelve (12) Months. Except as disclosed to the Representative in writing, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (1A) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (2B) any FINRA member; or (3C) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Time effective time of the Registration Statement, other than the payment to the Underwriters in connection with the public offering of the Firm Securities contemplated hereunder.

Appears in 4 contracts

Samples: Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Biolase, Inc), Underwriting Agreement (Biolase, Inc)

Payments Within Twelve (12) Months. Except as disclosed to the Representative Representatives in writing, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (1A) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (2B) any FINRA member; or (3C) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Time of the Registration Statement, other than the payment to the Underwriters in connection with the public offering contemplated hereunder.

Appears in 4 contracts

Samples: Underwriting Agreement (Reebonz Holding LTD), Underwriting Agreement (Digirad Corp), Underwriting Agreement (Reebonz Holding LTD)

Payments Within Twelve (12) Months. Except as disclosed to the Representative in writing, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (1A) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (2B) any FINRA member; or (3C) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Time of the Registration Statement, other than the payment to the Underwriters in connection with the public offering contemplated hereunder.

Appears in 3 contracts

Samples: Underwriting Agreement (BioNano Genomics, Inc), Underwriting Agreement (BioNano Genomics, Inc), Underwriting Agreement (Shotspotter, Inc)

Payments Within Twelve (12) Months. Except as disclosed to the Representative in writingUnderwriters, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (1i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (2ii) any FINRA member; or (3iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Time of the Registration StatementDate, other than the payment to the Underwriters as provided hereunder in connection with the public offering contemplated hereunderOffering.

Appears in 3 contracts

Samples: Underwriting Agreement (Cytosorbents Corp), Underwriting Agreement (Cytosorbents Corp), Underwriting Agreement (Cytosorbents Corp)

Payments Within Twelve (12) Months. Except as disclosed to the Representative in writing, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (1A) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (2B) any FINRA member; or (3C) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Time of the Registration Statement, other than the payment to the Underwriters in connection with the public offering of the Securities contemplated hereunder.

Appears in 2 contracts

Samples: Underwriting Agreement (Med-X, Inc.), Underwriting Agreement (Troika Media Group, Inc.)

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Payments Within Twelve (12) Months. Except as disclosed to the Representative in writing, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (1A) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (2B) any FINRA member; or (3C) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Time effective time of the Registration Statement, other than the payment to the Underwriters in connection with the public offering of the Securities contemplated hereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Biolase, Inc)

Payments Within Twelve (12) Months. Except as disclosed to the Representative in writing, the The Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (1i) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (2ii) any FINRA member; or (3iii) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Time initial filing of the Registration Statement, other than the payment to the Underwriters as provided hereunder in connection with the public offering contemplated hereunderOffering.

Appears in 1 contract

Samples: Underwriting Agreement (Manhattan Bridge Capital, Inc)

Payments Within Twelve (12) Months. Except as disclosed to the Representative in writing, the Company has not made any direct or indirect payments (in cash, securities or otherwise) to: (1A) any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (2B) any FINRA member; or (3C) any person or entity that has any direct or indirect affiliation or association with any FINRA member, within the twelve (12) months prior to the Effective Time effective time of the Registration Statement, other than the payment to the Underwriters in connection with the public offering of the Offered Securities contemplated hereunder.

Appears in 1 contract

Samples: Underwriting Agreement (Biolase, Inc)

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