Common use of Periodic Reporting Obligations Clause in Contracts

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 264 contracts

Samples: Placement Agency Agreement (Safe & Green Development Corp), Placement Agency Agreement (bioAffinity Technologies, Inc.), Placement Agency Agreement (Nuwellis, Inc.)

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Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 134 contracts

Samples: Underwriting Agreement (Coldwater Creek Inc), Underwriting Agreement (Coldwater Creek Inc), Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 118 contracts

Samples: Underwriting Agreement (Agape ATP Corp), Underwriting Agreement (Maison Solutions Inc.), Underwriting Agreement (Agape ATP Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 114 contracts

Samples: Underwriting Agreement (MED EIBY Holding Co., LTD), Underwriting Agreement (VCI Global LTD), Underwriting Agreement (Green Circle Decarbonize Technology LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market New York Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 80 contracts

Samples: Underwriting Agreement (Autonation, Inc.), Underwriting Agreement (Autonation, Inc.), Underwriting Agreement (SM Energy Co)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market New York Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 54 contracts

Samples: Underwriting Agreement (RPM International Inc/De/), Underwriting Agreement (Mgic Investment Corp), Underwriting Agreement (Sonoco Products Co)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 34 contracts

Samples: Underwriting Agreement (National Fuel Gas Co), Underwriting Agreement (National Fuel Gas Co), Underwriting Agreement (McKesson Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Purchase Agreement) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 33 contracts

Samples: Placement Agency Agreement (Holdco Nuvo Group D.G Ltd.), Placement Agency Agreement (iPower Inc.), Placement Agency Agreement (Smith Micro Software, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 31 contracts

Samples: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 25 contracts

Samples: Underwriting Agreement (St Paul Companies Inc /Mn/), Underwriting Agreement (Patriot Capital Funding, Inc.), Underwriting Agreement (Coorstek Inc)

Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod and subject to Section 3(b) hereof, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 23 contracts

Samples: Underwriting Agreement (Evergy Metro, Inc.), Underwriting Agreement (Evergy Kansas Central, Inc.), Underwriting Agreement (Evergy Metro, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall file with the manner Commission all reports on Form SR as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 22 contracts

Samples: Underwriting Agreement (Carey International Inc), Underwriting Agreement (New Century Financial Corp), Underwriting Agreement (Action Performance Companies Inc)

Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined below), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 22 contracts

Samples: Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (U-Bx Technology Ltd.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the market or exchange on which the Common Stock is listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 20 contracts

Samples: Placement Agency Agreement (Helius Medical Technologies, Inc.), Placement Agency Agreement (Helius Medical Technologies, Inc.), Placement Agency Agreement (Wisa Technologies, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 17 contracts

Samples: Underwriting Agreement (ATIF Holdings LTD), Underwriting Agreement (Asia Times Holdings LTD), Underwriting Agreement (Fuqin Fintech LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 16 contracts

Samples: Placement Agency Agreement (Adomani, Inc.), Placement Agency Agreement (Adomani, Inc.), Underwriting Agreement (Methes Energies International LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq Stock Market, Inc. all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 13 contracts

Samples: Underwriting Agreement (FCStone Group, Inc.), Underwriting Agreement (Archemix Corp.), Underwriting Agreement (GeoMet, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall file with the manner Commission such information on Form 10-Q or Form 10-K as may be required by Rule 463 under the Exchange Securities Act.

Appears in 11 contracts

Samples: Underwriting Agreement (Impac Medical Systems Inc), Underwriting Agreement (Corcept Therapeutics Inc), Underwriting Agreement (Versata Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 10 contracts

Samples: Underwriting Agreement (NRDC Acquisition Corp.), Underwriting Agreement (Sports Properties Acquisition Corp.), Underwriting Agreement (Smart Move, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq Stock Market, Inc. all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 9 contracts

Samples: Underwriting Agreement (Acadia Pharmaceuticals Inc), Underwriting Agreement (Cardtronics Inc), Underwriting Agreement (Seneca Foods Corp /Ny/)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, and in compliance with the Exchange Act, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 8 contracts

Samples: Note Purchase Agreement (First Potomac Realty Trust), Note Purchase Agreement (First Potomac Realty Trust), Lock Up Agreement (First Potomac Realty Trust)

Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (defined below), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 8 contracts

Samples: Underwriting Agreement (New Century Logistics (BVI) LTD), Underwriting Agreement (Global Engine Group Holding LTD), Underwriting Agreement (Global Engine Group Holding LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Nasdaq Stock Market LLC (“Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 7 contracts

Samples: Placement Agency Agreement (Tian Ruixiang Holdings LTD), Placement Agency Agreement (Tian Ruixiang Holdings LTD), Placement Agency Agreement (Tian Ruixiang Holdings LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 7 contracts

Samples: Underwriting Agreement (DG FastChannel, Inc), Underwriting Agreement (Eurand N.V.), Underwriting Agreement (Sonic Foundry Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Securities Purchase Agreement) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 6 contracts

Samples: Placement Agency Agreement (Vallon Pharmaceuticals, Inc.), Placement Agency Agreement (Jaguar Health, Inc.), Placement Agency Agreement (Jaguar Health, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 6 contracts

Samples: Underwriting Agreement (Synagro Technologies Inc), Underwriting Agreement (Derma Sciences, Inc.), Underwriting Agreement (Synagro Technologies Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 6 contracts

Samples: Placement Agency Agreement (Majesco Entertainment Co), Placement Agency Agreement (Orckit Communications LTD), Placement Agency Agreement (Wave Systems Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 6 contracts

Samples: Underwriting Agreement (Allis Chalmers Energy Inc.), Underwriting Agreement (Allis Chalmers Energy Inc.), Underwriting Agreement (Allis Chalmers Energy Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 5 contracts

Samples: Purchase Agreement (Rigel Pharmaceuticals Inc), Placement Agency Agreement (Sonic Solutions/Ca/), Purchase Agreement (Rigel Pharmaceuticals Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the market or exchange on which the Common Shares are listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 5 contracts

Samples: Placement Agency Agreement (Siyata Mobile Inc.), Placement Agency Agreement (Siyata Mobile Inc.), Placement Agency Agreement (Siyata Mobile Inc.)

Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and the Trading and, where required, The Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 5 contracts

Samples: Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Gulfport Energy Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 5 contracts

Samples: Underwriting Agreement (GHL Acquisition Corp.), Underwriting Agreement (National Security Solutions Inc.), Pioneer Drilling Co

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading The NASDAQ Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 5 contracts

Samples: Underwriting Agreement (Mattel Inc /De/), Underwriting Agreement (Mattel Inc /De/), Mattel Inc /De/

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly and the Operating Partnership shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner period required by the Exchange Act.

Appears in 5 contracts

Samples: Underwriting Agreement (Life Storage Lp), Underwriting Agreement (Life Storage Lp), Underwriting Agreement (Life Storage Lp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading NASDAQ Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 5 contracts

Samples: Underwriting Agreement (Dell Inc), Underwriting Agreement (Dell Inc), Underwriting Agreement (Ev3 Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly filefile with the Commission, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 5 contracts

Samples: Underwriting Agreement (Netegrity Inc), Underwriting Agreement (Netegrity Inc), Underwriting Agreement (Netegrity Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Offered Securities as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 4 contracts

Samples: Underwriting Agreement (QMMM Holdings LTD), Underwriting Agreement (QMMM Holdings LTD), Underwriting Agreement (QMMM Holdings LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will use it reasonable efforts to duly file, on a timely basis, with the Commission and the market or exchange on which the Common Stock is listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 4 contracts

Samples: Placement Agency Agreement (Biolase, Inc), Placement Agency Agreement (Biolase, Inc), Placement Agency Agreement (Biolase, Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NASDAQ all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act and the Xxxxxxxx-Xxxxx Act.

Appears in 4 contracts

Samples: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (Raptor Pharmaceutical Corp), Aastrom Biosciences Inc

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by Section 13 or 15 of the Exchange Act.

Appears in 4 contracts

Samples: Underwriting Agreement (Kansas City Southern), Underwriting Agreement (Kansas City Southern), Underwriting Agreement (Kansas City Southern)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 4 contracts

Samples: Underwriting Agreement (iStar Acquisition Corp.), Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the The Nasdaq Stock Market LLC (“Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 4 contracts

Samples: Placement Agency Agreement (U Power LTD), Placement Agency Agreement (U Power LTD), Placement Agency Agreement (SHENGFENG DEVELOPMENT LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 4 contracts

Samples: Ross Stores, Inc., Underwriting Agreement (Ross Stores Inc), Underwriting Agreement (Patriot Capital Funding, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents SEC Reports required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 3 contracts

Samples: Placement Agency Agreement (Soligenix, Inc.), Placement Agency Agreement (Soligenix, Inc.), Placement Agency Agreement (Soligenix, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm ADSs as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 3 contracts

Samples: Deposit Agreement (Xiao-I Corp), Underwriting Agreement (Xiao-I Corp), Underwriting Agreement (Xiao-I Corp)

Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and and, where required, the Trading Market Exchange, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Sanchez Energy Corp), Underwriting Agreement (Sanchez Energy Corp), Underwriting Agreement (Sanchez Energy Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading The NASDAQ Stock Market LLC all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall timely report the manner use of proceeds from the issuance of the Offered Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Market NASDAQ all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 3 contracts

Samples: Placement Agency Agreement (Staffing 360 Solutions, Inc.), Placement Agency Agreement (Staffing 360 Solutions, Inc.), Placement Agency Agreement (Staffing 360 Solutions, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Capital Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Geokinetics Inc), Underwriting Agreement (Cleveland Biolabs Inc), Underwriting Agreement (Cleveland Biolabs Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Purchase Agreements) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 3 contracts

Samples: Placement Agency Agreement (GT Biopharma, Inc.), Placement Agency Agreement (Ontrak, Inc.), Placement Agency Agreement (Ontrak, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading NASDAQ Capital Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 3 contracts

Samples: Underwriting Agreement (NitroSecurity, Inc.), Underwriting Agreement (Icop Digital, Inc), Underwriting Agreement (Icop Digital, Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Nicholas Financial Inc), Underwriting Agreement (Nicholas Financial Inc), Underwriting Agreement (Nicholas Financial Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market The NASDAQ Stock Market, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Flir Systems Inc), Underwriting Agreement (Flir Systems Inc), Underwriting Agreement (Flir Systems Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market AMEX all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Amerivest Properties Inc), Underwriting Agreement (Amerivest Properties Inc), Hanover Capital Mortgage Holdings Inc

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner period required by the Exchange Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Sovran Self Storage Inc), Underwriting Agreement (Sovran Self Storage Inc), Underwriting Agreement (Sovran Self Storage Inc)

Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined below), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the Offering as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Primega Group Holdings LTD), Underwriting Agreement (Primega Group Holdings LTD), Underwriting Agreement (Primega Group Holdings LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Caribou Coffee Company, Inc.), Underwriting Agreement (Caribou Coffee Company, Inc.), Underwriting Agreement (LHC Group, Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act in the manner and within the time periods and in the manner required by the Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Units as may be required under Rule 463 under the Securities Act.

Appears in 3 contracts

Samples: Underwriting Agreement (Union Street Acquisition Corp.), Underwriting Agreement (Union Street Acquisition Corp.), Underwriting Agreement (Union Street Acquisition Corp.)

Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined below), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and Company shall report the use of proceeds from the Offering as may be required in accordance with Rule 463 under the manner required by the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Advanced Biomed Inc.), Underwriting Agreement (Advanced Biomed Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market [insert name of securities exchange] all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Takeda Pharmaceutical Co LTD), Underwriting Agreement (Takeda Pharmaceutical Co LTD)

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Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Placement Agency Agreement (SCOLR Pharma, Inc.), Placement Agency Agreement (NTN Communications Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Periodperiod in which a prospectus is required by law to be delivered in connection with the distribution of the Shares, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Securities Purchase Agreement) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Placement Agency Agreement (Oragenics Inc), Placement Agency Agreement (Auris Medical Holding AG)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Offered Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Red Lion Hotels CORP), Underwriting Agreement (Red Lion Hotels CORP)

Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined herein), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (DAVIS COMMODITIES LTD), Underwriting Agreement (DAVIS COMMODITIES LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Healthy Fast Food Inc), Underwriting Agreement (Healthy Fast Food Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Orchid Biosciences Inc), Share Purchase Agreement (Epix Medical Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Units as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Marizyme Inc), Underwriting Agreement (Marizyme Inc)

Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined above), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Lucas GC LTD), Underwriting Agreement (Lucas GC LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market Nasdaq all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Placement Agency Agreement (Biophytis SA), Placement Agency Agreement (Evogene Ltd.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by Section 13 or 15 of the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Broadcom Corp), Underwriting Agreement (Broadcom Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within Act. In addition, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Western Refining, Inc.), Underwriting Agreement (Western Refining, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall timely report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Cabg Medical Inc), Underwriting Agreement (Cabg Medical Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Securities as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Mechanical Technology Inc), Underwriting Agreement (Mechanical Technology Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading NASDAQ National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Ev3 Inc.), Underwriting Agreement (Ev3 Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading NASDAQ Capital Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Placement Agency Agreement (China Customer Relations Centers, Inc.), Placement Agency Agreement (China Customer Relations Centers, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Activision Blizzard, Inc.), Underwriting Agreement (Activision Blizzard, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within Act. So long as the time periods Notes are outstanding, the Company will furnish to the Representatives, as soon as they are available, copies of such reports and in documents that are not otherwise available on the manner required by Commission’s website, and all reports or other communications (financial or other) furnished to holders of the Exchange ActNotes.

Appears in 2 contracts

Samples: Underwriting Agreement (JMP Group LLC), Underwriting Agreement (JMP Group LLC)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Regent Licensee of El Paso Inc), Underwriting Agreement (Healthstream Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, if any, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Collectors Universe Inc), Underwriting Agreement (Ace Cash Express Inc/Tx)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall, and the Selling Stockholder will use reasonable efforts to cause the Company to, duly file, on a timely basis, with the Commission and the Trading Market AMEX all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Blumenfeld Michael J), Underwriting Agreement (Collegiate Pacific Inc)

Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and and, where required, the Trading Market NASDAQ Global Select Market, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Davidson Charles E), Underwriting Agreement (Gulfport Energy Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will use its reasonable efforts to duly file, on a timely basis, with the Commission and the market or exchange on which the Common Stock is listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 2 contracts

Samples: Placement Agency Agreement (Nuwellis, Inc.), Placement Agency Agreement (Nuwellis, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and furnish to the Trading NASDAQ Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Actor furnished, as applicable.

Appears in 2 contracts

Samples: Underwriting Agreement (CBOE Holdings, Inc.), Underwriting Agreement (CBOE Holdings, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Securities as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Derma Sciences, Inc.), Underwriting Agreement (Derma Sciences, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq Stock Market, Inc. all reports and documents documents, in the manner required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Caci International Inc /De/)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading The Nasdaq Capital Market (“Nasdaq”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Placement Agency Agreement (Tellurian Inc. /De/)

Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market and, where required, NASDAQ, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Abraxas Petroleum Corp)

Periodic Reporting Obligations. During the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Addus HomeCare Corp)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Depomed Inc)

Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod and subject to Section 4(b) hereof, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Great Plains Energy Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Transaction Documents) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Alliance Global Partners (Aptorum Group LTD)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market [Pacific Exchange] all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.

Appears in 1 contract

Samples: Underwriting Agreement (CardioVascular BioTherapeutics, Inc.)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act in the manner and within the time periods and in the manner required by the Exchange ActAct and the Nasdaq National Market.

Appears in 1 contract

Samples: Underwriting Agreement (Pain Therapeutics Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market file all reports and documents required to be filed under with the Commission pursuant to the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (First Potomac Realty Trust)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market SEC all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Coastal Contacts Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Nasdaq Small Cap Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Placement Agency Agreement (Targeted Genetics Corp /Wa/)

Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NASD (to the extent required by the NASD) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Fibernet Telecom Group Inc\)

Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act and the Xxxxxxxx-Xxxxx Act. Additionally, the Company shall report the use of proceeds from the issuance of the Offered Shares as may be required under Rule 463 under the Securities Act.

Appears in 1 contract

Samples: Up Agreement (Dynex Capital Inc)

Periodic Reporting Obligations. During the Prospectus Delivery Periodperiod the Company is required to meet the prospectus delivery requirements with respect to the Securities, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.

Appears in 1 contract

Samples: Placement Agency Agreement (Wave Systems Corp)

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