Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 285 contracts
Samples: Placement Agency Agreement (bioAffinity Technologies, Inc.), Placement Agency Agreement (Safe & Green Development Corp), Placement Agency Agreement (bioAffinity Technologies, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 138 contracts
Samples: Underwriting Agreement (MaxsMaking Inc.), Underwriting Agreement (Agape ATP Corp), Underwriting Agreement (Maison Solutions Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 136 contracts
Samples: Underwriting Agreement (Richardson Electronics LTD/De), Underwriting Agreement (Coldwater Creek Inc), Underwriting Agreement (Coldwater Creek Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 122 contracts
Samples: Underwriting Agreement (MED EIBY Holding Co., LTD), Underwriting Agreement (3 E Network Technology Group LTD), Underwriting Agreement (MED EIBY Holding Co., LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market New York Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 80 contracts
Samples: Underwriting Agreement (Aes Corp), Underwriting Agreement (Aes Corp), Underwriting Agreement (Autonation, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market New York Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 54 contracts
Samples: Underwriting Agreement (RPM International Inc/De/), Underwriting Agreement (Mgic Investment Corp), Underwriting Agreement (Sonoco Products Co)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 35 contracts
Samples: Underwriting Agreement (National Fuel Gas Co), Underwriting Agreement (McKesson Corp), Underwriting Agreement (National Fuel Gas Co)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Purchase Agreement) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 35 contracts
Samples: Placement Agency Agreement (Creative Medical Technology Holdings, Inc.), Placement Agency Agreement (Nuwellis, Inc.), Placement Agency Agreement (Holdco Nuvo Group D.G Ltd.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 31 contracts
Samples: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (Acorda Therapeutics Inc)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined below), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 28 contracts
Samples: Underwriting Agreement (Tianci International, Inc.), Underwriting Agreement (Cuprina Holdings (Cayman) LTD), Underwriting Agreement (Cuprina Holdings (Cayman) LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 26 contracts
Samples: Underwriting Agreement (Patriot Capital Funding, Inc.), Underwriting Agreement (Coorstek Inc), Underwriting Agreement (St Paul Companies Inc /Mn/)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall file with the manner Commission all reports on Form SR as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 23 contracts
Samples: Underwriting Agreement (American Finance Group Inc /De/), Underwriting Agreement (Melita International Corp), Underwriting Agreement (Pathogenesis Corp)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod and subject to Section 3(b) hereof, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 23 contracts
Samples: Underwriting Agreement (Evergy Metro, Inc.), Underwriting Agreement (Evergy Kansas Central, Inc.), Underwriting Agreement (Evergy Metro, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the market or exchange on which the Common Stock is listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 20 contracts
Samples: Placement Agency Agreement (Helius Medical Technologies, Inc.), Placement Agency Agreement (Helius Medical Technologies, Inc.), Placement Agency Agreement (Wisa Technologies, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 17 contracts
Samples: Underwriting Agreement (ATIF Holdings LTD), Underwriting Agreement (Asia Times Holdings LTD), Underwriting Agreement (Fuqin Fintech LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 16 contracts
Samples: Placement Agency Agreement (Adomani, Inc.), Placement Agency Agreement (Adomani, Inc.), Underwriting Agreement (Methes Energies International LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 14 contracts
Samples: Underwriting Agreement (Aes Corp), Underwriting Agreement (Whitestone REIT), Underwriting Agreement (Acadia Realty Trust)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq Stock Market, Inc. all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 13 contracts
Samples: Underwriting Agreement (MWI Veterinary Supply, Inc.), Underwriting Agreement (Sucampo Pharmaceuticals, Inc.), Underwriting Agreement (Oceanfreight Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (defined below), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 11 contracts
Samples: Underwriting Agreement (Cre8 Enterprise LTD), Underwriting Agreement (New Century Logistics (BVI) LTD), Underwriting Agreement (Global Engine Group Holding LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall file with the manner Commission such information on Form 10-Q or Form 10-K as may be required by Rule 463 under the Exchange Securities Act.
Appears in 11 contracts
Samples: Underwriting Agreement (Corcept Therapeutics Inc), Underwriting Agreement (Impac Medical Systems Inc), Underwriting Agreement (Emerge Interactive Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 10 contracts
Samples: Underwriting Agreement (Transforma Acquisition Group Inc.), Underwriting Agreement (NRDC Acquisition Corp.), Underwriting Agreement (Sports Properties Acquisition Corp.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq Stock Market, Inc. all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 9 contracts
Samples: Underwriting Agreement (Acadia Pharmaceuticals Inc), Underwriting Agreement (Cardtronics Inc), Underwriting Agreement (Seneca Foods Corp /Ny/)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Nasdaq Stock Market LLC (“Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 9 contracts
Samples: Placement Agency Agreement (VivoPower International PLC), Placement Agency Agreement (VivoPower International PLC), Placement Agency Agreement (Tian Ruixiang Holdings LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, and in compliance with the Exchange Act, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 8 contracts
Samples: Underwriting Agreement (First Potomac Realty Trust), Underwriting Agreement (First Potomac Realty Trust), Underwriting Agreement (First Potomac Realty Trust)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 7 contracts
Samples: Underwriting Agreement (DG FastChannel, Inc), Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 6 contracts
Samples: Placement Agency Agreement (Majesco Entertainment Co), Placement Agency Agreement (Orckit Communications LTD), Placement Agency Agreement (Wave Systems Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Synagro Technologies Inc), Underwriting Agreement (Synagro Technologies Inc), Underwriting Agreement (Derma Sciences, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Allis Chalmers Energy Inc.), Underwriting Agreement (Allis Chalmers Energy Inc.), Underwriting Agreement (Allis Chalmers Energy Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Securities Purchase Agreement) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 6 contracts
Samples: Placement Agency Agreement (Vallon Pharmaceuticals, Inc.), Placement Agency Agreement (Jaguar Health, Inc.), Placement Agency Agreement (Jaguar Health, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Placement Agency Agreement (Aksys LTD), Placement Agency Agreement (Rigel Pharmaceuticals Inc), Placement Agency Agreement (Sonic Solutions/Ca/)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Commission, all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Ordinary Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Skycorp Solar Group LTD), Underwriting Agreement (HUHUTECH International Group Inc.), Underwriting Agreement (HUHUTECH International Group Inc.)
Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and the Trading and, where required, The Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Gulfport Energy Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (National Security Solutions Inc.), Underwriting Agreement (Pioneer Drilling Co), Underwriting Agreement (Pioneer Drilling Co)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange ActAct and the rules of the Nasdaq National Market.
Appears in 5 contracts
Samples: Underwriting Agreement (TTM Technologies Inc), Underwriting Agreement (Verisity LTD), Underwriting Agreement (Neurocrine Biosciences Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, shall (i) file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the Trading Market time periods required by the Exchange Act and (ii) file all reports and documents required to be filed with the Nasdaq National Market under the Exchange Act within the time periods applicable securities laws and in the manner required by the Exchange ActNasdaq National Market.
Appears in 5 contracts
Samples: Underwriting Agreement (Allion Healthcare Inc), Underwriting Agreement (Allion Healthcare Inc), Underwriting Agreement (Allion Healthcare Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the market or exchange on which the Common Shares are listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Placement Agency Agreement (Siyata Mobile Inc.), Placement Agency Agreement (Siyata Mobile Inc.), Placement Agency Agreement (Siyata Mobile Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Evergreen Solar Inc), Underwriting Agreement (Caminus Corp), Underwriting Agreement (Pokertek Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly filefile with the Commission, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Netegrity Inc), Underwriting Agreement (Netegrity Inc), Underwriting Agreement (Netegrity Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly and the Operating Partnership shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner period required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Life Storage Lp), Underwriting Agreement (Life Storage Lp), Underwriting Agreement (Life Storage Lp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading NASDAQ Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Dell Inc), Underwriting Agreement (Dell Inc), Underwriting Agreement (Ev3 Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading The NASDAQ Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Mattel Inc /De/), Underwriting Agreement (Mattel Inc /De/), Underwriting Agreement (Mattel Inc /De/)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Offered Securities as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 5 contracts
Samples: Underwriting Agreement (QMMM Holdings LTD), Underwriting Agreement (QMMM Holdings LTD), Underwriting Agreement (QMMM Holdings LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission SEC and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 4 contracts
Samples: Placement Agency Agreement (Algorhythm Holdings, Inc.), Placement Agency Agreement (Algorhythm Holdings, Inc.), Placement Agency Agreement (Elevai Labs Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined below), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the Offering as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 4 contracts
Samples: Underwriting Agreement (iOThree LTD), Underwriting Agreement (Primega Group Holdings LTD), Underwriting Agreement (Primega Group Holdings LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the The Nasdaq Stock Market LLC (“Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 4 contracts
Samples: Placement Agency Agreement (U Power LTD), Placement Agency Agreement (U Power LTD), Placement Agency Agreement (SHENGFENG DEVELOPMENT LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Ross Stores, Inc.), Underwriting Agreement (Ross Stores Inc), Underwriting Agreement (Patriot Capital Funding, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by Section 13 or 15 of the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Kansas City Southern), Underwriting Agreement (Kansas City Southern), Underwriting Agreement (Kansas City Southern)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NASDAQ all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act and the Xxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Aastrom Biosciences Inc), Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (Syntroleum Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 4 contracts
Samples: Underwriting Agreement (iStar Acquisition Corp.), Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will use it reasonable efforts to duly file, on a timely basis, with the Commission and the market or exchange on which the Common Stock is listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 4 contracts
Samples: Placement Agency Agreement (Biolase, Inc), Placement Agency Agreement (Biolase, Inc), Placement Agency Agreement (Biolase, Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission Commission, the Nasdaq Capital Market and the Trading Market Boston Stock Exchange all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Converted Organics Inc.), Underwriting Agreement (Converted Organics Inc.), Underwriting Agreement (Converted Organics Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Nicholas Financial Inc), Underwriting Agreement (Nicholas Financial Inc), Underwriting Agreement (Nicholas Financial Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Purchase Agreements) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Placement Agency Agreement (GT Biopharma, Inc.), Placement Agency Agreement (Ontrak, Inc.), Placement Agency Agreement (Ontrak, Inc.)
Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and and, where required, the Trading Market Exchange, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Sanchez Energy Corp), Underwriting Agreement (Sanchez Energy Corp), Underwriting Agreement (Sanchez Energy Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Offered Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Aries Maritime Transport LTD), Underwriting Agreement (LHC Group, Inc), Underwriting Agreement (Active Network Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market AMEX all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Amerivest Properties Inc), Underwriting Agreement (Hanover Capital Mortgage Holdings Inc), Underwriting Agreement (Amerivest Properties Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market The NASDAQ Stock Market, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Flir Systems Inc), Underwriting Agreement (Flir Systems Inc), Underwriting Agreement (Flir Systems Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within the time periods and in the manner period required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Sovran Self Storage Inc), Underwriting Agreement (Sovran Self Storage Inc), Underwriting Agreement (Sovran Self Storage Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Market NASDAQ all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Placement Agency Agreement (Staffing 360 Solutions, Inc.), Placement Agency Agreement (Staffing 360 Solutions, Inc.), Placement Agency Agreement (Staffing 360 Solutions, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Capital Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Geokinetics Inc), Underwriting Agreement (Cleveland Biolabs Inc), Underwriting Agreement (Cleveland Biolabs Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Caribou Coffee Company, Inc.), Underwriting Agreement (Caribou Coffee Company, Inc.), Underwriting Agreement (LHC Group, Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm ADSs as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Xiao-I Corp), Underwriting Agreement (Xiao-I Corp), Underwriting Agreement (Xiao-I Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading The NASDAQ Stock Market LLC all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall timely report the manner use of proceeds from the issuance of the Offered Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports and documents SEC Reports required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Placement Agency Agreement (Soligenix, Inc.), Placement Agency Agreement (Soligenix, Inc.), Placement Agency Agreement (Soligenix, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading NASDAQ Capital Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (NitroSecurity, Inc.), Underwriting Agreement (Icop Digital, Inc), Underwriting Agreement (Icop Digital, Inc)
Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and and, where required, the Trading Market NASDAQ, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Abraxas Petroleum Corp), Underwriting Agreement (Abraxas Petroleum Corp), Underwriting Agreement (Abraxas Petroleum Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall timely report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Mathstar Inc), Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act in the manner and within the time periods and in the manner required by the Exchange Act. Additionally, the Company shall report the use of proceeds from the issuance of the Units as may be required under Rule 463 under the Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Union Street Acquisition Corp.), Underwriting Agreement (Union Street Acquisition Corp.), Underwriting Agreement (Union Street Acquisition Corp.)
Periodic Reporting Obligations. During The Company, during the period when the Prospectus Delivery Periodis required to be delivered under the Securities Act, the Company will duly shall file, on a timely basis, with the Commission and and, where required, the Trading Market NASDAQ Global Select Market, all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Davidson Charles E), Underwriting Agreement (Gulfport Energy Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.), Underwriting Agreement (Alphatec Holdings, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the market or exchange on which the Securities are listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (AmpliTech Group, Inc.), Placement Agency Agreement (AmpliTech Group, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will use its reasonable efforts to duly file, on a timely basis, with the Commission and the market or exchange on which the Common Stock is listed or quoted for trading (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Nuwellis, Inc.), Placement Agency Agreement (Nuwellis, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Securities as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Mechanical Technology Inc), Underwriting Agreement (Mechanical Technology Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within Act. So long as the time periods Notes are outstanding, the Company will furnish to the Representatives, as soon as they are available, copies of such reports and in documents that are not otherwise available on the manner required by Commission’s website, and all reports or other communications (financial or other) furnished to holders of the Exchange ActNotes.
Appears in 2 contracts
Samples: Underwriting Agreement (JMP Group LLC), Underwriting Agreement (JMP Group LLC)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Nasdaq Capital Market (the “Trading Market Market”) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Clene Inc.), Placement Agency Agreement (Dataram Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Periodperiod in which a prospectus is required by law to be delivered in connection with the distribution of the Shares, the Company will duly file, on a timely basis, with the Commission and the Trading Market (as defined in the Securities Purchase Agreement) all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Oragenics Inc), Placement Agency Agreement (Auris Medical Holding AG)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market all reports reports, and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Monopar Therapeutics), Placement Agency Agreement (Phio Pharmaceuticals Corp.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within and the time periods and in Xxxxxxxx-Xxxxx Act. Additionally, the manner Company shall report the use of proceeds from the issuance of the Offered Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Novastar Financial Inc), Underwriting Agreement (Novastar Financial Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company shall, and the Selling Stockholder will use reasonable efforts to cause the Company to, duly file, on a timely basis, with the Commission and the Trading Market AMEX all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Blumenfeld Michael J), Underwriting Agreement (Collegiate Pacific Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares to the extent required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Parkway Properties Inc), Underwriting Agreement (Parkway Properties Inc)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined above), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Lucas GC LTD), Underwriting Agreement (Lucas GC LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Marizyme Inc), Underwriting Agreement (Marizyme Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Regent Licensee of El Paso Inc), Underwriting Agreement (Healthstream Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by Section 13 or 15 of the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Broadcom Corp), Underwriting Agreement (Broadcom Corp)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly file, on a timely basis, with the Commission and the Trading Market Nasdaq all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Biophytis SA), Placement Agency Agreement (Evogene Ltd.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will shall duly file, on a timely basis, with the Commission and the Trading Market American Stock Exchange all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (NTN Communications Inc), Placement Agency Agreement (SCOLR Pharma, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Units as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Healthy Fast Food Inc), Underwriting Agreement (Healthy Fast Food Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Market NYSE all reports and documents required to be filed under the Exchange Act within Act. In addition, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Western Refining, Inc.), Underwriting Agreement (Western Refining, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall timely report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Cabg Medical Inc), Underwriting Agreement (Cabg Medical Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Quatrx Pharmaceuticals Co), Underwriting Agreement (Ruths Chris Steak House, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Securities Exchange Act within of 0000 (xxx "Xxxxxxxx Xxx"). Additionally, the time periods and in Company shall file with the manner Commission all reports on Form SR as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Vistana Inc), Underwriting Agreement (Novastar Financial Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market Nasdaq Global Market, Inc. all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Biodel Inc), Underwriting Agreement (Biodel Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Activision Blizzard, Inc.), Underwriting Agreement (Activision Blizzard, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery PeriodPeriod (as defined herein), the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Firm Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (DAVIS COMMODITIES LTD), Underwriting Agreement (DAVIS COMMODITIES LTD)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Securities Exchange Act within of 1934, as amended (the time periods and in "EXCHANGE ACT"). Additionally, the manner Company shall file with the Commission such information on Form 10-Q or Form 10-K as may be required by Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Phase Forward Inc), Underwriting Agreement (Phase Forward Inc)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading NASDAQ National Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Common Shares as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Ev3 Inc.), Underwriting Agreement (Ev3 Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, Period the Company will duly shall file, on a timely basis, with the Commission and the Trading Market all reports and documents required to be filed under the Exchange Act within Act. Additionally, the time periods and in Company shall report the manner use of proceeds from the issuance of the Securities as may be required by under Rule 463 under the Exchange Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Derma Sciences, Inc.), Underwriting Agreement (Derma Sciences, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, the Company will duly shall file, on a timely basis, with the Commission and furnish to the Trading NASDAQ Global Select Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Actor furnished, as applicable.
Appears in 2 contracts
Samples: Underwriting Agreement (CBOE Holdings, Inc.), Underwriting Agreement (CBOE Holdings, Inc.)
Periodic Reporting Obligations. During the Prospectus Delivery Period, if any, the Company will duly shall file, on a timely basis, with the Commission and the Trading Nasdaq National Market all reports and documents required to be filed under the Exchange Act within the time periods and in the manner required by the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Collectors Universe Inc), Underwriting Agreement (Ace Cash Express Inc/Tx)