Permitted Communications. Nothing herein prohibits or restricts Consultant (or Consultant’s attorney) from initiating communications directly with, responding to an inquiry from, or providing testimony before the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”), any other self- regulatory organization, or any other federal or state regulatory authority regarding a possible securities law violation.
Appears in 4 contracts
Samples: Consulting Agreement (Nano Nuclear Energy Inc.), Consulting Agreement (Nano Nuclear Energy Inc.), Consulting Agreement (Nano Nuclear Energy Inc.)
Permitted Communications. Nothing herein prohibits or restricts Consultant (or Consultant’s attorney) from initiating communications directly with, responding to an inquiry from, or providing testimony before the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”), any other self- self-regulatory organization, or any other federal or state regulatory authority regarding a possible securities law violation.
Appears in 2 contracts
Samples: Executive Advisory Consulting Agreement (Nano Nuclear Energy Inc.), Consulting Agreement (Flewber Global Inc.)
Permitted Communications. Nothing herein prohibits or restricts Consultant (or Consultant’s attorney) from initiating 1111t1atmg communications directly with, responding to an inquiry from, or providing testimony before the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”), any other self- regulatory organization, or any other federal or state regulatory authority regarding a possible securities law violation.
Appears in 1 contract
Permitted Communications. Nothing herein prohibits or restricts Consultant (or Consultant’s attorney) from initiating communications directly with, responding to an inquiry from, or providing testimony before the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”), any other self- self regulatory organization, or any other federal or state regulatory authority regarding a possible securities law violation.
Appears in 1 contract
