Common use of PERSONAL AND EMPLOYMENT DATA Clause in Contracts

PERSONAL AND EMPLOYMENT DATA. As a prerequisite to qualifying as a "Nonprofessional Subscriber", Subscriber shall provide the following information: Subscriber's name and address: Subscriber's occupations (list all occupations including homemaker, student, retiree, etc.): Name(s) and address(es) of Subscriber's employer(s): Subscriber's title(s) and/or position(s): Subscriber's employment functions (description): In order to facilitate a decision as to whether Subscriber qualifies as a "Nonprofessional Subscriber," Subscriber shall answer the following questions: A. Do you use Market Data solely for your personal, non-business use? Yes / No B. Do you receive Market Data for your business or any other entity? Yes/ No C. Are you currently registered or qualified with the SEC or the CFTC? Yes / No D. Are you currently registered or qualified with any securities agency, any securities exchange, association or regulatory body, or any commodities or futures contract market, association or regulatory body, in the United States or elsewhere? Yes/ No E. Whether you are located within or outside of the United States, do you perform any functions that are similar to those that require an individual to register or qualify with the SEC, the CFTC, any other securities agency or regulatory body, any securities exchange or association, or any commodities or futures contract market, association or regulatory body? Yes/ No F. Are you engaged to provide investment advice to any individual or entity? Yes/ No G. Are you engaged as an asset manager? Yes/ No H. Do you use the capital of any other individual or entity in the conduct of your trading? Yes/ No I. Do you conduct trading for the benefit of a corporation, partnership, or other entity? Yes/ No J. Have you entered into any agreement to share the profit of your trading activities or receive compensation for your trading activities? Yes/ No K. Are you receiving office space, and equipment or other benefits in exchange for your trading or work as a financial consultant to any person, firm or business entity? Yes/ No Subscriber shall notify Vendor promptly in writing of any change in his or her circumstances that may cause him or her to cease to qualify as a Nonprofessional Subscriber or that may change his or her response to any of the preceding questions.

PERSONAL AND EMPLOYMENT DATA. As a prerequisite to qualifying as a "Nonprofessional Subscriber", Subscriber shall provide the following informationinformation (All fields are required): Subscriber's Name: Subscriber's name and addressAddress: Subscriber's occupations (list all occupations including homemaker, student, retiree, etc.): Name(s) and address(es) of Subscriber's employer(sEmployer(s): Address(es) of Subscriber's Employer(s): Subscriber's title(s) and/or position(s): Occupation: Subscriber's employment functions (description): Job Title: In order to facilitate a decision as to whether Subscriber qualifies as a "Nonprofessional Subscriber," Subscriber shall answer the following questions: A. a. Do you use Market Data solely for your personal, non-business use? Yes / No B. b. Do you receive Market Data for your business or any other entity? Yes/ Yes No C. c. Are you currently registered or qualified with the SEC or the CFTC? Yes / No D. d. Are you currently registered or qualified with any securities agency, any securities exchange, association or regulatory body, or any commodities or futures contract market, association or regulatory body, in the United States or elsewhere? Yes/ Yes No E. e. Whether you are located within or outside of the United States, do you perform any functions that are similar to those that require an individual to register or qualify with the SEC, the CFTC, any other securities agency or regulatory body, any securities exchange or association, or any commodities or futures contract market, association or regulatory body? Yes/ Yes No F. f. Are you engaged to provide investment advice to any individual or entity? Yes/ Yes No G. g. Are you engaged as an asset manager? Yes/ Yes No H. h. Do you use the capital of any other individual or entity in the conduct of your trading? Yes/ Yes No I. i. Do you conduct trading for the benefit of a corporation, partnership, or other entity? Yes/ Yes No J. j. Have you entered into any agreement to share the profit of your trading activities or receive compensation for your trading activities? Yes/ Yes No K. k. Are you receiving office space, and equipment or other benefits in exchange for your trading or work as a financial consultant to any person, firm or business entity? Yes/ Yes No Subscriber shall notify Vendor promptly in writing of any change in his or her circumstances that may cause him or her to cease to qualify as a Nonprofessional Subscriber or that may change his or her response to any of the preceding questions.

PERSONAL AND EMPLOYMENT DATA. As A–s a prerequisite to qualifying as a "Nonprofessional Subscriber", Subscriber shall provide the following information: Subscriber's ’s name and address: Subscriber's ’s occupations (list all occupations including etc.): i–ncluding homemaker, student, retiree, etc.): Name(s) and address(es) of Subscriber's ’s employer(s): Subscriber's ’s title(s) and/or position(s): Subscriber's ’s employment functions (description): In order to facilitate a decision as to whether Subscriber qualifies as a "Nonprofessional Subscriber," Subscriber shall answer the following questions: A. Do you use Market Data solely for your personal, non-business personal,-bnuosniness use? Yes / No B. Do you receive Market Data for your business or any other entity? Yes/ Yes No C. Are you currently registered or qualified with the SEC or the CFTC? Yes / No D. Are you currently registered or qualified with any securities agency, any securities exchangesesceuxrictiheange, association or regulatory body, or any commodities or futures contract market, association or regulatory body, in the United States or elsewhere? Yes/ Yes No E. Whether you are located within or outside of the United States, do you perform any functions performnactnioynfsu that are similar to those that require an individual to register or qualify with the SEC, the CFTC, any other securities agency or regulatory body, any agenocryregulatory bod,yany securities exchange or association, or any commodities or futures contract market, association or regulatory associartiorengoulatory body? Yes/ Yes No F. Are you engaged to provide investment advice to any individual or entity? Yes/ Yes No G. Are you engaged as an asset manager? Yes/ Yes No H. Do you use the capital of any other individual or entity in the conduct of your trading? Yes/ Yes No I. Do you conduct trading for the benefit of a corporation, partnership, or other entity? Yes/ Yes No J. Have you entered into any agreement to share the profit of your trading activities or receive compensation for your trading activities? Yes/ Yes No K. Are you receiving youreceiving office space, and equipment or other benefits in exchange for your trading or work as a financial consultant to any person, firm or business entity? Yes/ Yes No Subscriber shall notify Vendor promptly in writing of any change in his or her circumstances hermcsirtcaunces that may cause him or her to cease to qualify as a Nonprofessional Subscriber or that may Subosrcrtihbaetrmay change his or her response to any of the preceding questions.

PERSONAL AND EMPLOYMENT DATA. As a prerequisite to qualifying as a "Nonprofessional Subscriber", Subscriber shall provide the following information: Subscriber's name and address: Subscriber's occupations (list all occupations including homemaker, student, retiree, etc.): Name(s) and address(es) of Subscriber's employer(s): Subscriber's title(s) and/or position(s): Subscriber's employment functions (description): In order to facilitate a decision as to whether Subscriber qualifies as a "Nonprofessional Subscriber," Subscriber shall answer the following questions: A. Do you use Market Data solely for your personal, non-business use? Yes / No B. Do you receive Market Data for your business or any other entity? Yes/ Yes No C. Are you currently registered or qualified with the SEC or the CFTC? Yes / NoNo SUBSCRIBER VENDOR D. Are you currently registered or qualified with any securities agency, any securities exchange, association associa- tion or regulatory body, or any commodities or futures futu- res contract market, association or regulatory body, in the United States or elsewhere? Yes/ Yes No E. Whether you are located within or outside of the United States, do you perform any functions that are similar to those that require an individual to register or qualify with the SEC, the CFTC, any other securities securi- ties agency or regulatory body, any securities exchange ex- change or association, or any commodities or futures contract market, association or regulatory body? Yes/ Yes No F. Are you engaged to provide investment advice to any individual or entity? Yes/ Yes No G. Are you engaged as an asset manager? Yes/ Yes No H. Do you use the capital of any other individual or entity in the conduct of your trading? Yes/ Yes No I. Do you conduct trading for the benefit of a corporationcorpo- ration, partnership, or other entity? Yes/ Yes No J. Have you entered into any agreement to share the profit of your trading activities or receive compensation compensa- tion for your trading activities? Yes/ Yes No K. Are you receiving office space, and equipment or other benefits in exchange for your trading or work as a financial consultant to any person, firm or business busi- ness entity? Yes/ No Subscriber shall notify Vendor promptly in writing of any change in his or her circumstances that may cause him or her to cease to qualify as a Nonprofessional Subscriber or that may change his or her response to any of the preceding questions.Yes No

PERSONAL AND EMPLOYMENT DATA. As a prerequisite to qualifying as a "Nonprofessional Subscriber", Subscriber shall provide the following information: Subscriber's name and address: Subscriber's occupations (list all occupations – including homemaker, student, retiree, etc.): Name(s) and address(es) of Subscriber's employer(s): Subscriber's title(s) and/or position(s): Subscriber's employment functions (description): In order to facilitate a decision as to whether Subscriber qualifies as a "Nonprofessional Subscriber," Subscriber shall answer the following questions: A. Do you use Market Data solely for your personal, non-business use? Yes / No B. Do you receive Market Data for your business or any other entity? Yes/ Yes No C. Are you currently registered or qualified with the SEC or the CFTC? Yes / No D. Are you currently registered or qualified with any securities agency, any securities exchange, association or regulatory body, or any commodities or futures contract market, association or regulatory body, in the United States or elsewhere? Yes/ Yes No E. Whether you are located within or outside of the United States, do you perform any functions that are similar to those that require an individual to register or qualify with the SEC, the CFTC, any other securities agency or regulatory body, any securities exchange or association, or any commodities or futures contract market, association or regulatory body? Yes/ Yes No F. Are you engaged to provide investment advice to any individual or entity? Yes/ Yes No G. Are you engaged as an asset manager? Yes/ Yes No H. Do you use the capital of any other individual or entity in the conduct of your trading? Yes/ Yes No I. Do you conduct trading for the benefit of a corporation, partnership, or other entity? Yes/ Yes No J. Have you entered into any agreement to share the profit of your trading activities or receive compensation for your trading activities? Yes/ Yes No K. Are you receiving office space, and equipment or other benefits in exchange for your trading or work as a financial consultant to any person, firm or business entity? Yes/ Yes No Subscriber shall notify Vendor promptly in writing of any change in his or her circumstances that may cause him or her to cease to qualify as a Nonprofessional Subscriber or that may change his or her response to any of the preceding questions.

PERSONAL AND EMPLOYMENT DATA. As a prerequisite to qualifying as a "“Nonprofessional Subscriber"”, Subscriber shall provide the following information: Subscriber's ’s name and address: Subscriber's ’s occupations (list all occupations including homemaker, student, retiree, etc.): Name(s) and address(esaddress (es) of Subscriber's ’s employer(s): Subscriber's ’s title(s) and/or position(s): position (s) Subscriber's ’s employment functions (description): In order to facilitate a decision as to whether Subscriber qualifies as a "Nonprofessional Subscriber," Subscriber shall answer the following questions: A. Do you use Market Data solely for your personal, non-business use? Yes / No B. Do you receive Market Data for your business or any other entity? Yes/ Yes No C. Are you currently registered or qualified with the SEC or the CFTC? Yes / No D. Are you currently registered or qualified with any securities agency, any securities exchange, association or regulatory body, or any commodities or futures contract market, association or regulatory body, in the United States or elsewhere? Yes/ Yes No E. Whether you are located within or outside of the United States, do you perform any functions that are similar to those that require an individual to register or qualify with the SEC, the CFTC, any other securities agency or regulatory body, any securities exchange or association, or any commodities or futures contract market, association or regulatory body? Yes/ Yes No F. Are you engaged to provide investment advice to any individual or entity? Yes/ Yes No G. Are you engaged as an asset manager? Yes/ Yes No H. Do you use the capital of any other individual or entity in the conduct of your trading? Yes/ Yes No I. Do you conduct trading for the benefit of a corporation, partnership, or other entity? Yes/ Yes No J. Have you entered into any agreement to share the profit of your trading activities or receive compensation for your trading activities? Yes/ Yes No K. Are you receiving office space, and equipment or other benefits in exchange for your trading or work as a financial consultant to any person, firm or business entity? Yes/ Yes No Subscriber shall notify Vendor Firstrade promptly in writing of any change in his or her circumstances that may cause him or her to cease to qualify as a Nonprofessional Subscriber or that may change his or her response to any of the preceding questions.

PERSONAL AND EMPLOYMENT DATA. As a prerequisite to qualifying as a "Nonprofessional Subscriber", Subscriber shall confirms to provide the following information: - Subscriber's name and address: address - Subscriber's occupations (list all occupations – including homemaker, student, retiree, etc.): ) - Name(s) and address(es) of Subscriber's employer(s): ) - Subscriber's title(s) and/or position(s): ) - Subscriber's employment functions (description): ) In order to facilitate a decision as to whether Subscriber qualifies as a "Nonprofessional Subscriber," Subscriber shall answer confirms the following questionsstatements: A. Do you You use Market Data solely for your personal, non-business use? Yes / No. B. Do you You do not receive Market Data for your business or any other entity? Yes/ No. C. Are you You are not currently registered or qualified with the SEC or the CFTC? Yes / No. D. Are you You are not currently registered or qualified with any securities agency, any securities exchange, ,association or regulatory body, or any commodities or futures contract market, association or regulatory orregulatory body, in the United States or elsewhere? Yes/ No. E. Whether you are located within or outside of the United States, you do you not perform any functions that functionsthat are similar to those that require an individual to register or qualify with the SEC, the CFTC, any other securities agency or regulatory body, any securities exchange or association, ,or any commodities or futures contract market, association or regulatory body? Yes/ No. F. Are you You are not engaged to provide investment advice to any individual or entity? Yes/ No. G. Are you You are not engaged as an asset manager? Yes/ No. H. Do you You do not use the capital of any other individual or entity in the conduct of your trading? Yes/ No. I. Do you You do not conduct trading for the benefit of a corporation, partnership, or other entity? Yes/ No. J. Have you You have not entered into any agreement to share the profit of your trading activities or receive compensation for your trading activities? Yes/ No. K. Are you You are not receiving office space, and equipment or other benefits in exchange for your trading or work as a financial consultant to any person, firm or business entity? Yes/ No . Subscriber shall notify Vendor promptly in writing of any change in his or her circumstances that may cause him or her to cease to qualify as a Nonprofessional Subscriber or that may change his or her response to any of the preceding questions.