Common use of Placing an Australian Conditional Order Clause in Contracts

Placing an Australian Conditional Order. Instruction (a) We are not obliged to accept an Australian Conditional Order Instruction, for example, if there is market volatility, the security is too thinly traded, or the price for the Limit is too far from the price at which the security is currently traded. (b) We accept a Trigger only if it relates specifically to the same Security for which the Australian Conditional Order Instruction is being placed. We do not accept the price of another stock as a Trigger or a Limit. (c) You must not place an Australian Conditional Order Instruction for the purposes of manipulating or influencing the price of a Security, market rigging, xxxxxxx xxxxxxx, disruption of the market, threatening the integrity of the market, misleading or deceptive conduct concerning dealings in the security, or where you do not have proper authority to place an Australian Conditional Order Instruction. (d) The range between the price in the Trigger and the price in the Limit must be acceptable to us if the Australian Conditional Order Instruction has a Limit. (e) We accept a selling Australian Conditional Order Instruction only for a Participant Sponsored Holding that is sponsored by us. You must nominate the Participant Sponsored Holding to which the Australian Conditional Order Instruction applies. We apply the Australian Conditional Order Instruction only to that holding. (f) An Australian Conditional Order Instruction is not valid until we have told you that we have accepted it.

Placing an Australian Conditional Order. Instruction (a) We are not obliged to accept an Australian Conditional Order Instruction, for example, if there is market volatility, the security is too thinly traded, or the price for the Limit is too far from the price at which the security is currently traded. (b) We accept a Trigger only if it relates specifically to the same Security for which the Australian Conditional Order Instruction is being placed. We do not accept the price of another stock as a Trigger or a Limit. (c) You must not place an Australian Conditional Order Instruction for the purposes of manipulating or influencing the price of a Security, market rigging, xxxxxxx xxxxxxx, disruption of the market, threatening the integrity of the market, misleading or deceptive conduct concerning dealings in the security, or where you do not have proper authority to place an Australian Conditional Order Instruction. (d) The range between the price in the Trigger and the price in the Limit must be acceptable to us if the Australian Conditional Order Instruction has a Limit. (e) We accept a selling Australian Conditional Order Instruction only for a Participant Sponsored Holding that is sponsored by us. You must nominate the Participant Sponsored Holding to which the Australian Conditional Order Instruction applies. We apply the Australian Conditional Order Instruction only to that holding. (f) An Australian Conditional Order Instruction is not valid until we have told you that we have accepted it.