Common use of Plan Provision Clause in Contracts

Plan Provision. Family Aggregation Did the Pre-SBJPA Family Aggregation rules of Code Sections 401(a)(17)(a) and 414(q)(6), both in effect for Plan Years beginning before January 1, 1997, continue to apply for any purpose for Plan Years beginning after 1996? [X] Xx 00 Xxxxxxx 000(x) Xxxx XX #000 [ ] Yes; explain the application:_____________________________________ __________________________________________________________________ __________________________________________________________________ If this rule was subsequently discontinued, indicate when rule no longer applied: __________________________________________________ __________________________________________________________________ Employers who adopt this Prototype Plan may not elect to continue to apply the pre-SBJA Family Aggregation rules.

Plan Provision. Family Aggregation FAMILY AGGREGATION Did the Pre-SBJPA Family Aggregation rules of Code Sections 401(a)(17)(a) and 414(q)(6), both in effect for Plan Years beginning before January 1, 1997, continue to apply for any purpose for Plan Years beginning after 1996? [X[ ] Xx 00 Xxxxxxx 000(xNo 40 Section 401(k) Xxxx XX Plan AA #000 010 [ ] Yes; explain the application:: ________________________________________ ______________________________________________________________________ ______________________________________________________________________ If this rule was subsequently discontinued, indicate when rule no longer applied: ______________________________________________________________________ ______________________________________________________________________ Employers who adopt this Prototype Plan may not elect to continue to apply the preEMPLOYERS WHO ADOPT THIS PROTOTYPE PLAN MAY NOT ELECT TO CONTINUE TO APPLY THE PRE-SBJA Family Aggregation rulesFAMILY AGGREGATION RULES.

Plan Provision. Family Aggregation FAMILY AGGREGATION Did the Pre-SBJPA Family Aggregation rules of Code Sections 401(a)(17)(a) and 414(q)(6), both in effect for Plan Years beginning before January 1, 1997, continue to apply for any purpose for Plan Years beginning after 1996? [X] Xx 00 Xxxxxxx 000(xNo Section 401(k) Xxxx XX Plan AA #000 010 39 [ ] Yes; explain the application:_____________________________________ __________________________________________________________________ __________________________________________________________________ If this rule was subsequently discontinued, indicate when rule no longer applied: ______________________________________________________________ __________________________________________________________________ Employers who adopt this Prototype Plan may not elect to continue to apply the preEMPLOYERS WHO ADOPT THIS PROTOTYPE PLAN MAY NOT ELECT TO CONTINUE TO APPLY THE PRE-SBJA Family Aggregation rulesFAMILY AGGREGATION RULES.

Plan Provision. Family Aggregation FAMILY AGGREGATION Did the Pre-SBJPA Family Aggregation rules of Code Sections 401(a)(17)(a) and 414(q)(6), both in effect for Plan Years beginning before January 1, 1997, continue to apply for any purpose for Plan Years beginning after 1996? [X] Xx 00 Xxxxxxx 000(x) Xxxx XX #000 No [ ] Yes; explain the application:_____________________________________ __________________________________________________________________ __________________________________________________________________ : --------------------------- -------------------------------------------------------- -------------------------------------------------------- If this rule was subsequently discontinued, indicate when rule no longer applied: __________________________________________________ __________________________________________________________________ Employers who adopt this Prototype Plan may not elect to continue to apply the pre-------------------------------------------------------- -------------------------------------------------------- EMPLOYERS WHO ADOPT THIS PROTOTYPE PLAN MAY NOT ELECT TO CONTINUE TO APPLY THE PRE-SBJA Family Aggregation rulesFAMILY AGGREGATION RULES.

Plan Provision. Family Aggregation FAMILY AGGREGATION Did the Pre-SBJPA Family Aggregation rules of Code Sections 401(a)(17)(a401(a)(17) (a) and 414(q)(6), both in effect for Plan Years beginning before January 1, 1997, continue to apply for any purpose for Plan Years beginning after 1996? [Xx] Xx 00 Xxxxxxx 000(x) Xxxx XX #000 No [ ] Yes; explain the application:_____________________________________ : __________________________________________________________________ __________________________________________________________________ If this rule was subsequently discontinued, indicate when rule no longer applied: __________________________________________________________________ __________________________________________________________________ Employers who adopt this Prototype Plan may not elect to continue to apply the preEMPLOYERS WHO ADOPT THIS PROTOTYPE PLAN MAY NOT ELECT TO CONTINUE TO APPLY THE PRE-SBJA Family Aggregation rulesSBJPA FAMILY AGGREGATION RULES.