Pricing Services. ALPS shall utilize one or more pricing services, as directed by the Fund. The Fund shall identify in writing to ALPS the pricing service(s) to be utilized on behalf of the Fund. For those securities where prices are not provided by the pricing service(s), the Fund shall approve, in good faith, the method for determining the fair value of such securities and shall determine or obtain the valuation of the securities in accordance with such method and shall deliver to ALPS the resulting price(s). In the event the Fund desires to provide a price that varies from the price provided by the pricing service(s), the Fund shall promptly notify and supply ALPS with the valuation of any such security on each valuation date. All pricing changes made by the Fund will be provided to ALPS in writing or e-mail and must specifically identify the securities to be changed by security identifier, name of security, new price or rate to be applied, and, if applicable, the time period for which the new price(s) is/are effective.
Appears in 19 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (Rivernorth Opportunities Fund, Inc.), Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Specialty Finance Corp), Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Managed Duration Municipal Income Fund II, Inc.)
Pricing Services. ALPS shall utilize one or more pricing services, as directed by the FundTrust. The Fund Trust shall identify in writing to ALPS the pricing service(s) to be utilized on behalf of the FundTrust. For those securities where prices are not provided by the pricing service(s), the Fund Trust shall approve, in good faith, the method for determining the fair value of such securities and shall determine or obtain the valuation of the securities in accordance with such method and shall deliver to ALPS the resulting price(s). In the event the Fund Trust desires to provide a price that varies from the price provided by the pricing service(s), the Fund Trust shall promptly notify and supply ALPS with the valuation of any such security on each valuation date. All pricing changes made by the Fund Trust will be provided to ALPS in writing or e-mail and must specifically identify the securities to be changed by security identifier, name of security, new price or rate to be applied, and, if applicable, the time period for which the new price(s) is/are effective.
Appears in 6 contracts
Samples: Administration, Bookkeeping and Pricing Services Agreement (Sprott ETF Trust), Administration, Bookkeeping and Pricing Services Agreement (ALPS Series Trust), Administration, Bookkeeping and Pricing Services Agreement (ALPS Series Trust)
