REPORTS, BOOKS AND RECORDS. The Investment Manager shall render to the Board of Directors of the Company such periodic and other reports as the Board may from time to time reasonably request. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Investment Manager hereby agrees that all records which it maintains for the Company are property of the Company. The Investment Manager shall surrender promptly to the Company any of such records upon the Company's request, and shall preserve for the periods prescribed by Rule 31a-2 under the 1940 Act the records required to be maintained by Rule 31a-1 under the 1940 Act.
REPORTS, BOOKS AND RECORDS. (i) Since December 31, 2009, each of the Company and each of its Subsidiaries has timely filed or furnished all material reports, registrations, documents, filings, statements and submissions, together with any amendments thereto, that it was required to file with or furnish to any Governmental Entity or any SRO (the foregoing, collectively, the “Company Reports”) and has paid all material fees and assessments due and payable in connection therewith. As of their respective dates of filing or furnishing, or, if amended, as of the date of the last such amendment prior to the date of this Agreement, the Company Reports complied in all material respects with all statutes and applicable rules and regulations of the applicable Governmental Entities or SROs. As of the date of this Agreement, there are no outstanding comments from the SEC or any other Governmental Entity or any SRO with respect to any such Company Report. In the case of each such Company Report filed with or furnished to the SEC, such Company Report did not, as of its date or if amended prior to the date of this Agreement, as of the date of such amendment and any Company Reports filed with or furnished to the SEC subsequent to the date of this Agreement and prior to the Closing will not, contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements made in it, in light of the circumstances under which they were made, not misleading and complied as to form in all material respects with the applicable requirements of the Securities Act and the Exchange Act. With respect to all other Company Reports filed since December 31, 2009 or to be filed subsequent to the date of this Agreement and prior to the Closing, the Company Reports will be complete and accurate in all material respects as of their respective dates, or the dates of their respective amendments. No executive officer of the Company or any of its Subsidiaries has failed in any respect to make the certifications required of him or her under Sections 302 or 906 of the Xxxxxxxx-Xxxxx Act of 2002 (collectively, the “Xxxxxxxx-Xxxxx Act”). None of the Company’s Subsidiaries is required to file periodic reports with the SEC pursuant to Sections 13 or 15(d) of the Exchange Act. Except for normal examinations conducted by a Governmental Entity or SRO in the regular course of the business of the Company and its Subsidiaries, no Governmental Entity or SRO has i...
REPORTS, BOOKS AND RECORDS. (a) The Investment Adviser will maintain appropriate books and records regarding the activities contemplated herein consistent with its duties under applicable laws and regulations and this Agreement. All such books and records for services to the insurance Subsidiaries are and remain the property of the insurance Subsidiary and are subject to the control of the insurance Subsidiary. All books and records pertaining to the Accounts shall be available upon reasonable notice at normal business hours for inspection and copying by Fortegra and any Subsidiary or any of their regulators.
REPORTS, BOOKS AND RECORDS. BANK ACCOUNTS 16
REPORTS, BOOKS AND RECORDS. (a) Since January 1, 2000, DunC and the Bank have filed all reports, statements, notices and other documents, together with any amendments required to be made with respect thereto, that were and are required to be filed under any Law with: (i) the FRB; (ii) the FRB of Chicago; (iii) the FDIC; and (iv) any other applicable state securities or bank regulatory authorities (all such reports, statements, notices and other documents are collectively referred to herein as the "DunC Reports"). When filed, each of the DunC Reports complied as to form and substance in all material respects with the requirements of applicable Law.
REPORTS, BOOKS AND RECORDS. 13.1 Within five (5) business days after the last day of each month, each party shall report to the other, in writing, the sales, costs, earnings, or other financial data relevant under any section of this Agreement during such month. Each party shall accompany any payments to the other with a written report setting forth all amounts owed for the period covered by the payment, with supporting computations and descriptions of transactions giving rise to the payment obligation. Such reports shall be held by the recipient as Confidential Information (defined in Section 18.3) and shall be used solely in connection with this Agreement.
REPORTS, BOOKS AND RECORDS. 24 4.9 Absence of Certain Changes...........................24 4.10
REPORTS, BOOKS AND RECORDS. 4.1 At the end of each calendar quarter (three month) accounting period after the first three royalty-bearing Gross Receipts months for the Products, Edgetech shall provide the Company a written report prepared in the ordinary course of its business and in accordance with U.S. generally accepted accounting principles, showing all sales of the Products and Gross Receipts received by Edgetech during the preceding three (3) month accounting period. Reports are due within ten (10) days from the end of each calendar quarter for the preceding three (3) month period. If no sales of Products have been made and/or Gross Receipts received during any reporting period, a written statement to this effect from Edgetech shall be required. All such reports shall be treated by the Company as business proprietary information of Edgetech.
REPORTS, BOOKS AND RECORDS. 5.1 Licensee shall keep accurate books and records containing all information that may be necessary for the purpose of showing the amounts payable to Southern thereunder. Said books of account shall be kept at Licensee's principal place of business, such books and records being retained at a principal place of business for at least three (3) years following the end of the calendar year to which they pertain.
REPORTS, BOOKS AND RECORDS. Investors shall create and maintain all reports, books and records relating to its activities and obligations under this Agreement in such a manner as will meet the obligations of the Fund under the Investment Company Act of 1940, applicable federal and state tax and insurance laws and regulations and any other law or regulation which may be or become applicable to the Fund. All such reports, books and records shall be the property of the Fund. Furthermore, such reports, books and records shall at all reasonable times be available for copying and otherwise open to inspection and audit by the Securities and Exchange Commission, banking and insurance regulators and other authorities and regulators having authority over the Fund, and by officers and employees of, and auditors employed by, the Fund. Investors hereby further agrees that, upon the termination of this Agreement, all reports, books and records pertaining to Investor's activities under this Agreement shall be promptly segregated and returned to the Fund free from any claim or retention of rights by Investors.
