Common use of Pricing Services Clause in Contracts

Pricing Services. $_____ – Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • $_____ – Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds • $_____ – Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds • $_____ – Bank Loans • Derivative Instruments are generally charged at the following rates: • $_____ – Interest Rate Swaps, Foreign Currency Swaps • $_____ – Swaptions • $_____ – Credit Default Swaps $_____- Intraday money market funds pricing, up to 3 times per day • $_____ per Month Manual Security Pricing (>25per day) Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees. • $_____ per Foreign Equity Security per Month • $_____ per Domestic Equity Security per Month • $_____ per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • $_____ per security per month for fund administrative data SEC Modernization Requirements • Form N-PORT – $_____ per year, per Fund • Form N-CEN – $_____ per year, per Fund All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.

Pricing Services. $_____ [...] – Listed Equity Instruments and rates which may include including but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • $_____ [...] – Lower Tier Cost Fixed Income Instruments which may include including but are not limited to: Domestic Corporate, Corporate and Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds • $_____ [...] – Higher Tier Cost Fixed Income Instruments which may include including but are not limited to: CMO and Asset Backed Securities, ; Money Market Instruments, ; Foreign Corporates, Government and Agency Bonds, Asset Backed, ; and High Yield Bonds • Bonds. $_____ [...] – Bank Loans • Derivative Instruments are generally charged at the following rates: • o $_____ [...]– Interest Rate Swaps, Foreign Currency Swaps • o $_____ [...] – Swaptions • o $_____ [...] – Credit Default Swaps $_____[...]- Intraday money market funds pricing, up to 3 times per day • $_____ [...] per Month Manual Security Pricing (>25per day) Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees. • $_____ [...] per Foreign Equity Security per Month • $_____ [...] per Domestic Equity Security per Month • $_____ [...] per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • $_____ [...] per security per month for fund administrative data SEC Modernization Requirements • Form N-PORT – $_____ [...] per year, per Fund • Form N-CEN – $_____ [...] per year, per Fund All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’sXxxxx’x, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.

Pricing Services. $_____ [ ] – Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • $_____ [ ] – Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds • $_____ [ ] – Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds • $_____ [ ] – Bank Loans • Derivative Instruments are generally charged at the following rates: • o $_____ [ ] – Interest Rate Swaps, Foreign Currency Swaps • o $_____ [ ] – Swaptions • o $_____ [ ] – Credit Default Swaps $_____[ ] - Intraday money market funds pricing, up to 3 [ ] times per day • $_____ [ ] per Month Manual Security Pricing (>25per [ ] per day) Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees. • $_____ [ ] per Foreign Equity Security per Month • $_____ [ ] per Domestic Equity Security per Month • $_____ [ ] per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • $_____ [ ] per security per month for fund administrative data SEC Modernization Requirements • Form N-PORT – $_____ [ ] per year, per Fund • Form N-CEN – $_____ [ ] per year, per Fund All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.

Pricing Services. $_____ [ ] – Listed Instruments and rates which may include including but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • $_____ [ ] – Lower Tier Cost Fixed Income Instruments which may include including but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds • $_____ [ ] – Higher Tier Cost Fixed Income Instruments which may include including but are not limited to: CMO and Asset Backed Securities, ; Money Market Instruments, ; Foreign Corporates, Corporate; Government and Agency Bonds, Asset Backed, ; and High Yield Bonds Bonds. • $_____ [ ] – Bank Loans • Derivative Instruments are generally charged at the following rates: • $_____ [ ] – Interest Rate Swaps, Foreign Currency Swaps • $_____ [ ] – Swaptions • $_____ [ ] – Credit Default Swaps $_____[ ]- Intraday money market funds pricing, up to 3 times per day • $_____ [ ] per Month Manual Security Pricing (>25per day) Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees. • $_____ [ ] per Foreign Equity Security per Month • $_____ [ ] per Domestic Equity Security per Month • $_____ [ ] per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • $_____ [ ] per security per month for fund administrative data SEC Modernization Requirements • Form N-PORT – $_____ [ ] per year, per Fund • Form N-CEN – $_____ [ ] per year, per Fund • $[ ] per year per fund complex All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’sXxxxx’x, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.

Pricing Services. $_____ [ ]– Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • $_____ [ ]– Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds • $_____ [ ]– Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds • $_____ [ ]– Bank Loans • Derivative Instruments are generally charged at the following rates: • o $_____ [ ]– Interest Rate Swaps, Foreign Currency Swaps • o $_____ [ ]– Swaptions • o $_____ [ ]– Credit Default Swaps $_____[ ]- Intraday money market funds pricing, up to 3 [ ] times per day • $_____ [ ]per Month Manual Security Pricing (>25per [ ]per day) Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees. • $_____ [ ]per Foreign Equity Security per Month • $_____ [ ]per Domestic Equity Security per Month • $_____ [ ]per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • $_____ [ ] per security per month for fund administrative data SEC Modernization Requirements • Form N-PORT – $_____ [ ]per year, per Fund • Form N-CEN – $_____ [ ]per year, per Fund All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.

Pricing Services. $_____ – Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • $_____ – Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds • $_____ – Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds • $_____ – Bank Loans • Derivative Instruments are generally charged at the following rates: • o $_____ – Interest Rate Swaps, Foreign Currency Swaps • o $_____ – Swaptions • o $_____ – Credit Default Swaps $_____- Intraday money market funds pricing, up to 3 ___ times per day • $_____ per Month Manual Security Pricing (>25per ___per day) Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees. • $_____ per Foreign Equity Security per Month • $_____ per Domestic Equity Security per Month • $_____ per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • $_____ per security per month for fund administrative data SEC Modernization Requirements • Form N-PORT – $_____ per year, per Fund • Form N-CEN – $_____ per year, per Fund All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.

Pricing Services. $_____ – Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • Mutual Funds, ETFs § $_____ – Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic CorporateCorporates, Governments and Agency BondsDomestic Convertibles, Domestic Governments, Domestic Agencies, Mortgage Backed SecuritiesBacked, and Municipal Bonds • § $_____ – Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed SecuritiesCMOs, Money Market Instruments, Foreign Corporates, Government and Agency BondsForeign Convertibles, Foreign Governments, Foreign Agencies, Asset Backed, and High Yield Bonds • § $_____ – Bank Loans • Derivative Instruments are generally charged at the following rates: • $_____ – Interest Rate Swaps, Foreign Currency Swaps, Total Return Swaps, Total Return Bullet Swaps • § $_____ – Swaptions • Bank Loans § $_____ – Credit Default Swaps $_____- Swaptions, Intraday money market funds pricing, up to 3 times per day • § $____ – Credit Default Swaps § $__ per Month Manual Security Pricing (>25per day) NoteNOTE: Prices above are based on using U.S. Bank Bancorp primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security typestype, such as CLOs and CDOs, and complex derivative instruments which may result in additional swap setup fees. • § $_____ per Foreign Equity Security per Month • § $_____ per Domestic Equity Security per Month • § $_____ per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • § $_____ per security per month for fund administrative data SEC Modernization Requirements • § Form N-PORT – $_____ per year, per Fund • § Form N-CEN – $_____ per year, per Fund All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.

Pricing Services. $_____ [...] – Listed Equity Instruments and rates which may include including but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • $_____ [...] – Lower Tier Cost Fixed Income Instruments which may include including but are not limited to: Domestic Corporate, Corporate and Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds • $_____ [...] – Higher Tier Cost Fixed Income Instruments which may include including but are not limited to: CMO and Asset Backed Securities, ; Money Market Instruments, ; Foreign Corporates, Government and Agency Bonds, Asset Backed, ; and High Yield Bonds • Bonds. $_____ [...] – Bank Loans • Derivative Instruments are generally charged at the following rates: • o $_____ [...] – Interest Rate Swaps, Foreign Currency Swaps • o $_____ [...] – Swaptions • o $_____ [...] – Credit Default Swaps $_____[...]- Intraday money market funds pricing, up to 3 times per day • $_____ [...] per Month Manual Security Pricing (>25per day) Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees. • $_____ [...] per Foreign Equity Security per Month • $_____ [...] per Domestic Equity Security per Month • $_____ [...] per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • $_____ [...] per security per month for fund administrative data SEC Modernization Requirements • Form N-PORT – $_____ [...] per year, per Fund • Form N-CEN – $_____ [...] per year, per Fund All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’sXxxxx’x, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.

Pricing Services. $▪ $ _____ – - Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • $▪ $ _____ – - Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds • $▪ $ _____ – - Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds • $▪ $ _____ – - Bank Loans • Derivative Instruments are generally charged at the following rates: • $▪ $ _____ – Interest Rate Swaps, Foreign Currency Swaps • $_____ – Swaptions • $_____ – Credit Default Swaps $_____- Intraday money market funds pricing, up to 3 times per day • $▪ $ _____ per Month Manual Security Pricing (>25per day) ▪ Derivative Instruments are generally charged at the following rates: • $ _____ - Interest Rate Swaps, Foreign Currency Swaps • $ _____ - Swaptions • $ _____ - Credit Default Swaps Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees. • $_____ per Foreign Equity Security per Month • $_____ per Domestic Equity Security per Month • $_____ per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • $_____ per security per month for fund administrative data SEC Modernization Requirements • Form N-PORT – $_____ per year, per Fund • Form N-CEN – $_____ per year, per Fund All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.

Pricing Services. $_____ – Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • $_____ - – Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic CorporateCorporates, Domestic Convertibles, Domestic Governments and Agency BondsAgency, Mortgage Backed SecuritiesBacked, and Municipal Bonds • $_____ - – Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed SecuritiesCMOs, Money Market Instruments, Foreign Corporates, Government and Agency BondsForeign Convertibles, Foreign Governments, Foreign Agencies, Asset Backed, and High Yield Bonds • $_____ – Bank Loans • Derivative Instruments are generally charged at the following rates: • $_____ - – Interest Rate Swaps, Foreign Currency Swaps • $_____ -– Swaptions • $_____ Bank Loans -– Credit Default Swaps $_____- Swaptions, Intraday money market funds pricing, up to 3 times per day • $_____ - – Credit Default Swaps - per Month Manual Security Pricing (>25per day) Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security typestype, such as CLOs and CDOs, and complex derivative instruments which may result in additional swap setup fees. • $_____ - per Foreign Equity Security per Month • $_____ per -per Domestic Equity Security per Month • $_____ per -per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • $_____ - per security per month for fund administrative data SEC Modernization Requirements • Form N-PORT – $_____ per year, per Fund • Form N-CEN – $_____ per year, per Fund All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’sXxxxx’x, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL iXBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.)

Pricing Services. $_____ [ ] – Listed Instruments and rates which may include but are not limited to: Domestic Equities, Options, ADRs, Foreign Equities, Futures, Forwards, Currency Rates, Total Return Swaps • $_____ [ ] – Lower Tier Cost Fixed Income Instruments which may include but are not limited to: Domestic Corporate, Governments and Agency Bonds, Mortgage Backed Securities, and Municipal Bonds • $_____ [ ] – Higher Tier Cost Fixed Income Instruments which may include but are not limited to: CMO and Asset Backed Securities, Money Market Instruments, Foreign Corporates, Government and Agency Bonds, Asset Backed, and High Yield Bonds • $_____ [ ] – Bank Loans • Derivative Instruments are generally charged at the following rates: • o $_____ [ ] – Interest Rate Swaps, Foreign Currency Swaps • o $_____ [ ] – Swaptions • o $_____ [ ] – Credit Default Swaps $_____[ ] - Intraday money market funds pricing, up to 3 [ ] times per day • $_____ [ ] per Month Manual Security Pricing (>25per [ ] day) Note: Prices above are based on using U.S. Bank primary pricing service which may vary by security type and are subject to change. Prices do not include set-up fees which may be charged on certain derivative instruments such as swaps. Use of alternative and/or additional sources may result in additional fees. Pricing vendors may designate certain securities as hard to value or as a non-standard security types, such as CLOs CDOs, and complex derivative instruments which may result in additional swap setup fees. • $_____ [ ] per Foreign Equity Security per Month • $_____ [ ] per Domestic Equity Security per Month • $_____ [ ] per CMOs, Asset Backed, Mortgage Backed Security per Month Third Party Administrative Data Charges (descriptive data for each security) • $_____ [ ] per security per month for fund administrative data SEC Modernization Requirements • Form N-PORT – $_____ [ ] per year, per Fund • Form N-CEN – $_____ [ ] per year, per Fund All other miscellaneous fees and expenses, including but not limited to the following, will be separately billed as incurred: Fair Value Services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, liquidity classification fees, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary) and travel related costs.