Principal Business. 9.4 For the purposes of preparing its reports pursuant to SRO Requirements, the T1CB shall treat the T1IB's account which contains the T1IB's principal business carried by the T1CB as an account of an SRO member for margin calculations. 9.5 The T1CB shall provide for margin for principal business which it carries for the T1IB to the extent of any equity deficiency therein.
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Samples: Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement, Uniform Type 1 Introducer/Carrier Broker Agreement
Principal Business. 9.4 For 4For the purposes of preparing its reports pursuant to SRO Requirements, the T1CB shall treat the T1IB's account which contains the T1IB's principal business carried by the T1CB as an account of an SRO member for margin calculations.
9.5 The T1CB shall provide for margin for principal business which it carries for the T1IB to the extent of any equity deficiency therein.
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