Common use of Principal Business Clause in Contracts

Principal Business. The T3IB shall be responsible for ensuring that all of its accounts which contain its principal business are operated in compliance with applicable law and SRO Requirements.

Appears in 2 contracts

Samples: Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement

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Principal Business. The T3IB 8The T4IB shall be responsible for ensuring that all of its accounts which contain its principal business are operated in compliance with applicable law and SRO Requirements.

Appears in 1 contract

Samples: Uniform Type 4 Introducer/Carrier Broker Agreement

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Principal Business. The 8The T3IB shall be responsible for ensuring that all of its accounts which contain its principal business are operated in compliance with applicable law and SRO Requirements.

Appears in 1 contract

Samples: Uniform Type 3 Introducer/Carrier Broker Agreement

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