Common use of Proceedings Prior to Any Action Requiring Adjustment Clause in Contracts

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 54 contracts

Samples: Securities Purchase Agreement, Securities Purchase Agreement (Atlantic Capital Bancshares, Inc.), Placement Agreement

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Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this a Warrant pursuant to this Section 1312.

Appears in 31 contracts

Samples: Warrant Agreement, Warrant Agreement, Warrant Agreement

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, as applicable, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 30 contracts

Samples: Warrant Agreement (Hawaiian Holdings Inc), Warrant Agreement (American Airlines, Inc.), Warrant Agreement (Skywest Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange Exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 6 contracts

Samples: Securities Purchase Agreement (American International Group Inc), Investment Agreement (Mbia Inc), Securities Purchase Agreement (Morgan Stanley)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall promptly take (and shall be permitted by the Warrantholders to take) any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other any applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this a Warrant pursuant to this Section 1312.

Appears in 6 contracts

Samples: Warrant Agreement (Tidewater Inc), Warrant Agreement (Tidewater Inc), Warrant Agreement (Gulfmark Offshore Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1311, the Company Corporation shall take any action which may be necessary, including obtaining regulatory, New York Stock ExchangeNYSE, NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company Corporation may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the Warrantholder is holders of Designated Preferred Stock are entitled to receive upon exercise conversion of this Warrant the Designated Preferred Stock pursuant to this Section 1311.

Appears in 6 contracts

Samples: Exchange Agreement (Sterling Financial Corp /Wa/), Exchange Agreement, Exchange Agreement

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or regulatory and other applicable national securities exchange or stockholder shareholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder Holder is entitled to receive upon exercise of this Warrant pursuant to this Section 1312.

Appears in 5 contracts

Samples: Warrant to Purchase Common Stock (Giga Tronics Inc), Warrant Agreement (Giga Tronics Inc), Securities Purchase Agreement (Giga Tronics Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 4 contracts

Samples: Investment Agreement (Sterling Financial Corp /Wa/), Investment Agreement (Sterling Financial Corp /Wa/), Investment Agreement (Sterling Financial Corp /Wa/)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market stock exchange (if applicable) or other applicable national securities exchange or stockholder shareholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon conversion or exercise of this Warrant pursuant to this Section 13.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Bancorp 34, Inc.), Securities Purchase Agreement (Pathfinder Bancorp, Inc.), Warrant Agreement (Pathfinder Bancorp, Inc.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company Corporation shall take any and all action which may be necessary, including obtaining regulatory, New York Stock Exchangeregulatory or other governmental, NASDAQ Stock Market or other applicable national securities exchange exchange, corporate or stockholder approvals or exemptions, in order that the Company Corporation may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Stock, or all other securities or other property, that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 1312.

Appears in 4 contracts

Samples: Warrant Agreement (Air Transport Services Group, Inc.), Warrant to Purchase Common Stock (Air Transport Services Group, Inc.), Investment Agreement (Air Transport Services Group, Inc.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Ecb Bancorp Inc), Securities Purchase Agreement (Ecb Bancorp Inc), Securities Purchase Agreement (Ecb Bancorp Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market stock exchange (if applicable) or other applicable national securities exchange or stockholder shareholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 3 contracts

Samples: Investment Agreement (Third Coast Bancshares, Inc.), Warrant Agreement (Third Coast Bancshares, Inc.), Warrant Agreement (Third Coast Bancshares, Inc.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market stock exchange (if applicable) or other applicable national securities exchange or stockholder shareholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Series B Preferred Stock that the Warrantholder is entitled to receive upon conversion or exercise of this Warrant pursuant to this Section 1312.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Global Select Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this a Warrant pursuant to this Section 1312.

Appears in 2 contracts

Samples: Warrant Agreement (Sears Holdings Corp), Warrant Agreement (Sears Holdings Corp)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company Corporation shall take any and all action which may be necessary, including obtaining regulatoryregulatory or other governmental, New York Stock Exchange, NASDAQ Stock Market Exchange or other applicable national securities exchange exchange, corporate or stockholder approvals or exemptions, in order that the Company Corporation may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Stock, and/or all other securities or other property, that the Warrantholder is Warrantholder(s) are entitled to receive upon exercise of this Warrant pursuant to this Section 1312.

Appears in 2 contracts

Samples: Framework Agreement (Walgreen Co), Framework Agreement (Amerisourcebergen Corp)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Global Select Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this a Unit Warrant pursuant to this Section 1312.

Appears in 2 contracts

Samples: Warrant Agreement (Central European Media Enterprises LTD), Warrant Agreement (Central European Media Enterprises N.V.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market stock exchange (if applicable) or other applicable national securities exchange or stockholder shareholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon conversion or exercise of this Warrant pursuant to this Section 1312.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any and all action which may be necessary, including obtaining regulatory, New York Stock Exchangeregulatory or other governmental, NASDAQ Stock Market or other applicable national securities exchange exchange, corporate or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Stock, or all other securities or other property, that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 1312.

Appears in 2 contracts

Samples: Transaction Agreement (Plug Power Inc), Transaction Agreement (Plug Power Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company Corporation shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange Exchange or stockholder approvals or exemptions, in order that the Company Corporation may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Bank of America Corp /De/), Securities Purchase Agreement (General Electric Co)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Global Select Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this Warrant the Private Unit Warrants pursuant to this Section 1312.

Appears in 2 contracts

Samples: Warrant Agreement (Central European Media Enterprises LTD), Warrant Agreement (Central European Media Enterprises N.V.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1313(a), the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 1313(a).

Appears in 2 contracts

Samples: Share Exchange Agreement (Citigroup Inc), Exchange Agreement (Citigroup Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent Prior to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall use its reasonable best efforts to take any action which may be necessarysuch actions, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, in order to ensure that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 2 contracts

Samples: Investment Agreement (NewStar Financial, Inc.), Investment Agreement (NewStar Financial, Inc.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange exchanges or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 1312.

Appears in 1 contract

Samples: Investment Agreement (United Western Bancorp Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities stock exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 1 contract

Samples: Securities Purchase Agreement (First Mariner Bancorp)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Nasdaq Global Select Market or other applicable national securities exchange or stockholder shareholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 1 contract

Samples: Share Exchange Agreement (United Community Banks Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Nasdaq Global Select Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this a Warrant pursuant to this Section 1312.

Appears in 1 contract

Samples: Warrant Agreement (Wintrust Financial Corp)

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Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the ​ ​ Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, as applicable, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 1 contract

Samples: Warrant Agreement (Skywest Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any and all action which may be necessary, including obtaining regulatoryregulatory or other governmental, New York Stock Exchange, NASDAQ Stock Market Nasdaq or other applicable national securities exchange exchange, corporate or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Stock, or all other securities or other property, that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 1312.

Appears in 1 contract

Samples: Warrant Agreement (Plug Power Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which that would require an adjustment pursuant to this Section 137, the Company shall take any action which and all actions that may be necessary, including obtaining regulatory, New York Stock Exchange, the NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Warrant Shares and, as applicable, all Alternate Consideration that the Warrantholder Holder is entitled to receive upon exercise of this Warrant pursuant to this Section 13Warrant.

Appears in 1 contract

Samples: CSG Master Subscriber Management System Agreement (CSG Systems International Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange or stockholder shareholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this a Warrant pursuant to this Section 1312.

Appears in 1 contract

Samples: Warrant Agreement (Associated Banc-Corp)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NYSE Amex NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, in order A-9 that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this a Warrant pursuant to this Section 1312.

Appears in 1 contract

Samples: Warrant Agreement (Mercantile Bancorp, Inc.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Global Select Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this an Initial Warrant pursuant to this Section 1312.

Appears in 1 contract

Samples: Warrant Agreement (Central European Media Enterprises LTD)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Global Market, NASDAQ Global Select Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this a Warrant pursuant to Section 4, after giving effect to the adjustment that would be made under this Section 13.

Appears in 1 contract

Samples: Warrant Agreement (Arch Coal Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which that would require an adjustment pursuant to this Section 13, the Company Corporation shall take any action which that may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange Exchange or stockholder approvals or exemptions, in order that the Company Corporation may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 1 contract

Samples: Securities Purchase Agreement (Occidental Petroleum Corp /De/)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Global Select Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this the Initial Warrant pursuant to this Section 1312.

Appears in 1 contract

Samples: Warrant Agreement (CME Media Enterprises B.V.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange Exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Subject Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 1 contract

Samples: Investment Agreement (Standard Pacific Corp /De/)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market stock exchange (if applicable) or other applicable national securities exchange or stockholder shareholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Non-Voting Common Stock that the Warrantholder is entitled to receive upon conversion or exercise of this Warrant pursuant to this Section 13.

Appears in 1 contract

Samples: Securities Purchase Agreement (Intermountain Community Bancorp)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 13, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange Exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock or Series A Preferred Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 13.

Appears in 1 contract

Samples: Funding Agreement (Hilltop Holdings Inc.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Global Select Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock Shares that the a Warrantholder is entitled to receive upon exercise of this Warrant the Term Warrants pursuant to this Section 1312.

Appears in 1 contract

Samples: Warrant Agreement (Central European Media Enterprises N.V.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1315, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market NYSE or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 1315.

Appears in 1 contract

Samples: Warrant Agreement (Granite Point Mortgage Trust Inc.)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1314, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange Exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 1314.

Appears in 1 contract

Samples: Investment Agreement (Gottschalks Inc)

Proceedings Prior to Any Action Requiring Adjustment. As a condition precedent to the taking of any action which would require an adjustment pursuant to this Section 1312, the Company shall take any action which may be necessary, including obtaining regulatory, New York Stock Exchange, NASDAQ Stock Market or other applicable national securities exchange or stockholder approvals or exemptions, in order that the Company may thereafter validly and legally issue as fully paid and nonassessable all shares of Common Stock that the Warrantholder is entitled to receive upon exercise of this Warrant pursuant to this Section 1312.

Appears in 1 contract

Samples: Investment Agreement (DBD Cayman, Ltd.)

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