Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 106 contracts
Samples: Distribution Agreement (Brookfield Investment Funds), Distribution Agreement (North Capital Funds Trust), Distribution Agreement (Managed Portfolio Series)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 100 contracts
Samples: Transfer Agent Servicing Agreement (Wilshire Variable Insurance Trust), Transfer Agent Servicing Agreement (Brown Advisory Funds), Fund Administration Servicing Agreement (Trust for Professional Managers)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 85 contracts
Samples: Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (YCG Funds), Distribution Agreement (Trust for Advised Portfolios)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 83 contracts
Samples: Transfer Agent Servicing Agreement (Brookfield Investment Funds), Transfer Agent Servicing Agreement (Allied Asset Advisors Funds), Transfer Agent Servicing Agreement (FQF Trust)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
Appears in 43 contracts
Samples: Fund Administration Servicing Agreement (Ellington Income Opportunities Fund), Transfer Agent Servicing Agreement (Ellington Income Opportunities Fund), Fund Administration Servicing Agreement (AlphaCentric Prime Meridian Income Fund)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and shareholder clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 40 contracts
Samples: Distribution Agreement (Managed Portfolio Series), Distribution Agreement (Managed Portfolio Series), Distribution Agreement (Managed Portfolio Series)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 38 contracts
Samples: Fund Accounting Servicing Agreement (Trust for Professional Managers), Fund Accounting Servicing Agreement (Trust for Professional Managers), Fund Accounting Servicing Agreement (Trust for Professional Managers)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 34 contracts
Samples: Fund Accounting Servicing Agreement (Hennessy Funds Trust), Fund Accounting Servicing Agreement (Trust for Professional Managers), Fund Accounting Servicing Agreement (Trust for Professional Managers)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 34 contracts
Samples: Fund Administration Servicing Agreement (Provident Mutual Funds, Inc.), Transfer Agent Servicing Agreement (RBB Fund, Inc.), Fund Administration Servicing Agreement (Keeley Funds, Inc.)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 31 contracts
Samples: Custody Agreement (Unified Series Trust), Global Custody Agreement (Usa Mutuals), Custody Agreement (BB&T Variable Insurance Funds)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 27 contracts
Samples: Fund Accounting Servicing Agreement (Trust for Professional Managers), Fund Accounting Servicing Agreement (Trust for Professional Managers), Fund Accounting Servicing Agreement (Savos Investments Trust)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 22 contracts
Samples: Fund Accounting Servicing Agreement (Brookfield Investment Funds), Fund Accounting Servicing Agreement (Brown Advisory Funds), Fund Accounting Servicing Agreement (Trust for Professional Managers)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 22 contracts
Samples: Distribution Agreement (Jensen Quality Growth Fund Inc), Distribution Agreement (Jensen Quality Growth Fund Inc), Distribution Agreement (Provident Mutual Funds, Inc.)
Proprietary and Confidential Information. 12.01 The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. .
12.02 Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 20 contracts
Samples: Custody Agreement (Trust for Professional Managers), Custody Agreement (Dupree Mutual Funds), Custody Agreement (EntrepreneurShares Series Trust)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
B. The Company, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 18 contracts
Samples: Fund Accounting Servicing Agreement (Provident Mutual Funds, Inc.), Fund Accounting Servicing Agreement (Frontegra Funds Inc), Fund Accounting Servicing Agreement (First American Strategy Funds Inc)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
Appears in 18 contracts
Samples: Custody Agreement (Tortoise Pipeline & Energy Fund, Inc.), Custody Agreement (City National Rochdale Structured Claims Fixed Income Fund LLC), Custody Agreement (Cushing Renaissance Fund)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
B. The Fund, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 17 contracts
Samples: Fund Accounting Servicing Agreement (Tortoise Pipeline & Energy Fund, Inc.), Fund Accounting Servicing Agreement (Altaba Inc.), Fund Accounting Servicing Agreement (Brookfield Real Assets Income Fund Inc.)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 12 contracts
Samples: Custody Agreement (New Century Portfolios), Custody Agreement (Keystone Mutual Funds), Custody Agreement (AlphaMark Investment Trust)
Proprietary and Confidential Information. The Distributor A. Fund Services agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Fund Services may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Fund Services or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Fund Services prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor Fund Services will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Fund Services shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 12 contracts
Samples: Fund Accounting Servicing Agreement (ETF Managers Group Commodity Trust I), Fund Accounting Servicing Agreement (Innovator ETFs Trust), Fund Accounting Servicing Agreement (Pacific Global ETF Trust)
Proprietary and Confidential Information. The Distributor A. Fund Services agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Fund Services may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Fund Services or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Fund Services prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor Fund Services will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Fund Services shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 11 contracts
Samples: Fund Accounting Servicing Agreement (Procure ETF Trust I), Fund Accounting Servicing Agreement (Pacific Global ETF Trust), Fund Accounting Servicing Agreement (Active Weighting Funds ETF Trust)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
B. The Company, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 11 contracts
Samples: Fund Accounting Servicing Agreement (Concorde Funds Inc), Fund Accounting Servicing Agreement (Needham Funds Inc), Fund Accounting Servicing Agreement (Matrix Advisors Value Fund Inc)
Proprietary and Confidential Information. 12.01 The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. .
12.02 Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 9 contracts
Samples: Custody Agreement (Trust for Professional Managers), Custody Agreement (Trust for Professional Managers), Custody Agreement (Trust for Professional Managers)
Proprietary and Confidential Information. 12.01 The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. .
12.02 Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 8 contracts
Samples: Custody Agreement (Keeley Funds, Inc.), Custody Agreement (Poliwogg Regenerative Medicine Fund, Inc.), Custody Agreement (Frontegra Funds Inc)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholdersshareholders and shall comply with the Gxxxx-Xxxxx-Xxxxxx Act and any state laws concerning privacy.
Appears in 7 contracts
Samples: Transfer Agent Servicing Agreement (Torray Fund), Transfer Agent Servicing Agreement (Series Portfolios Trust), Fund Administration Servicing Agreement (Series Portfolios Trust)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 6 contracts
Samples: Custody Agreement (Baird Funds Inc), Custody Agreement (Fairholme Funds Inc), Custody Agreement (American Money Management Funds)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 5 contracts
Samples: Distribution Agreement (RBB Fund, Inc.), Distribution Agreement (Provident Mutual Funds, Inc.), Distribution Agreement (Empiric Funds, Inc)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
B. The Fund, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 5 contracts
Samples: Fund Accounting Servicing Agreement (AlphaCentric Prime Meridian Income Fund), Fund Accounting Servicing Agreement (Stone Ridge Trust V), Fund Accounting Servicing Agreement (Stone Ridge Trust IV)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time xxxxxxxx xxxx xxxe to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 5 contracts
Samples: Custody Agreement (Cm Advisers Family of Funds), Custody Agreement (AlphaMark Investment Trust), Custody Agreement (Wy Funds)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
Appears in 4 contracts
Samples: Custody Agreement (Rochdale High Yield Advances Fund LLC), Custody Agreement (Rochdale Alternative Total Return Fund LLC), Custody Agreement (Rochdale Structured Claims Fixed Income Fund LLC)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except except: (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, ; (ii) when requested to divulge such information by duly constituted authorities, ; or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 4 contracts
Samples: Distribution Agreement (Stone Ridge Trust V), Distribution Agreement (Stone Ridge Trust IV), Distribution Agreement (Stone Ridge Trust V)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCorporation, all records and other information relative to the Trust Corporation and prior, present present, or potential shareholders of the Trust Corporation (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCorporation, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCorporation. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Corporation or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Corporation pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Corporation and its shareholders.
B. The Corporation, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 4 contracts
Samples: Fund Accounting Servicing Agreement (Perritt Funds Inc), Fund Accounting Servicing Agreement (Wilshire Mutual Funds Inc), Fund Accounting Servicing Agreement (Wall Street Fund Inc)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustTrusts, all records and other information relative to the Trust Trusts and prior, present present, or potential shareholders of the Trust Trusts (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustTrusts, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustTrusts. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Trusts or its their agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Trusts pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Trusts and its shareholders.
Appears in 4 contracts
Samples: Transfer Agent Servicing Agreement (Calamos Advisors Trust/Il), Transfer Agent Servicing Agreement (Calamos Investment Trust/Il), Transfer Agent Servicing Agreement (Calamos Investment Trust/Il)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
Appears in 4 contracts
Samples: Distribution Agreement (Sims Total Return Fund, Inc.), Distribution Agreement (RiverNorth Marketplace Lending Corp), Distribution Agreement (Aegis Funds)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested required to divulge such information by duly constituted governmental or regulatory authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx ActAct or other applicable laws, rules or regulations, as such may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 4 contracts
Samples: Distribution Agreement (DoubleLine Funds Trust), Distribution Agreement (DoubleLine Funds Trust), Distribution Agreement (DoubleLine Funds Trust)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
Appears in 4 contracts
Samples: Distribution Agreement (Bridges Investment Fund Inc), Distribution Agreement (First American Investment Funds Inc), Distribution Agreement (First American Funds Inc)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and shareholder clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 4 contracts
Samples: Distribution Agreement (Managed Portfolio Series), Distribution Agreement (Trust for Advised Portfolios), Distribution Agreement (Managed Portfolio Series)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, officers and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present present, or potential shareholders of the Trust investors thereof (and clients of said shareholders), investors) and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to the receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the any privacy policies adopted by the Trust pursuant to Title V Fund. The Custodian maintains appropriate security measures regarding the treatment of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and other information relating to (including any personal information) of the Trust Fund and its shareholdersprior, present or potential investors, that are consistent and compliant with all applicable state and federal laws, rules and regulations.
Appears in 4 contracts
Samples: Custodian Agreement (SCS Hedged Opportunities (1099) Fund, LLC), Custodian Agreement (SCS Hedged Opportunities (TE) Fund, LLC), Custodian Agreement (SCS Hedged Opportunities Fund, LLC)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCorporation, all records and other information relative to the Trust Corporation and prior, present present, or potential shareholders of the Trust Corporation (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCorporation, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCorporation. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Corporation or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Corporation pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Corporation and its shareholders.
Appears in 4 contracts
Samples: Custody Agreement (Primary Trend Fund Inc), Custody Agreement (Primary Income Funds Inc), Custody Agreement (Monetta Fund Inc)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustTrusts, all records and other information relative to the Trust Trusts and prior, present present, or potential shareholders of the Trust Trusts (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the applicable Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the applicable Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Trusts pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 4 contracts
Samples: Transfer Agent Servicing Agreement (Underlying Funds Trust), Transfer Agent Servicing Agreement (Hatteras Alternative Mutual Funds Trust), Trust Fund Administration Servicing Agreement (Underlying Funds Trust)
Proprietary and Confidential Information. 12.01 The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. .
12.02 Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
Appears in 4 contracts
Samples: Custody Agreement (Finance Co of Pennsylvania), Custody Agreement (Cohen & Steers MLP Income & Energy Opportunity Fund), Custody Agreement (Helios Total Return Fund Inc)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time bx xxxxxxxx xxxx xxme to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 3 contracts
Samples: Custody Agreement (RAM Funds), Custody Agreement (AlphaMark Investment Trust), Custody Agreement (Gardner Lewis Investment Trust)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records records, non-public portfolio holdings and other information relative to the Trust Company and prior, present or potential shareholders of the Trust (and Company(and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders. In addition, pursuant to Regulation S-P under the Xxxxx-Xxxxx-Xxxxxx Act (“Reg. S-P”), the Distributor agrees to deliver the Company’s then current consumer privacy notice to any customer who purchases Shares from or thorough the Distributor at or prior to the time of the initial purchase, if the customer would be considered a “consumer” or “customer” (each as defined in Reg. S-P) of a Fund.
Appears in 3 contracts
Samples: Distribution Agreement (Glenmede Fund Inc), Distribution Agreement (Glenmede Fund Inc), Distribution Agreement (Glenmede Fund Inc)
Proprietary and Confidential Information. The Distributor agrees TCG Administrative and Catalyst mutually agree on behalf of itself their selves and its managerstheir directors, officers, and employees to treat confidentially and as proprietary information of the Trustinformation, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), this Agreement and not to use such records and information for any purpose other than the performance of its their respective responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trustother, which approval shall not be unreasonably withheld and may not be withheld where the Distributor either may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trustother. Records and other information which have become known to the public through no wrongful act of the Distributor TCG Administrative or Catalyst or any of its employees, agents or representatives, and information that was already in the possession of the Distributor TCG Administrative or Catalyst prior to receipt thereof from the Trust other or its agent, shall not be subject to this paragraph. Further, the Distributor TCG Administrative will adhere to the privacy policies adopted by Catalyst and the Trust TCG Funds pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor TCG Administrative shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Catalyst and its shareholdersClients.
Appears in 3 contracts
Samples: Administration and Research Agreement (TCG Financial Series Trust I), Administration and Research Agreement (TCG Financial Series Trust VI), Administration and Research Agreement (TCG Financial Series Trust III)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authoritiesauthorities provided that the Distributor will promptly inform the Trust of such request if permitted by law to do so,, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 3 contracts
Samples: Distribution Agreement (Cushing Mutual Funds Trust), Distribution Agreement (Cushing Mutual Funds Trust), Distribution Agreement (Cushing MLP Funds Trust)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCorporation, all records and other information relative to the Trust Corporation and prior, present present, or potential shareholders of the Trust Corporation (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCorporation, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCorporation. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Corporation or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Corporation pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Corporation and its shareholders.
B. The Corporation, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 3 contracts
Samples: Fund Accounting Servicing Agreement (Jacob Funds Inc.), Fund Accounting Servicing Agreement (Perritt Funds Inc), Fund Accounting Servicing Agreement (Perritt Microcap Opportunities Fund Inc)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except except: (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 3 contracts
Samples: Custody Agreement (Henlopen Fund), Custody Agreement (Hennessy Funds Inc), Custody Agreement (Hennessy Mutual Funds Inc)
Proprietary and Confidential Information. The Distributor (a) FCMS agrees on behalf of itself and its managersdirectors, officers, agents and employees to treat confidentially and as proprietary information of the TrustCorporation, all records and other information relative to the Trust Corporation and prior, present present, or potential shareholders of the Trust Corporation (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities services and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to complyCorporation, (ii) when requested to divulge such information by duly constituted authoritiesauthorities with jurisdiction over FCMS or the Corporation; provided that the Corporation receives notice from FCMS of its obligation to divulge such information if it is permitted to do so by such authority, or (iii) when so requested by the TrustCorporation. Records and other information which have become known to the public through no wrongful act of the Distributor FCMS or any of its employees, agents or representatives, representatives and information that was already in the possession of the Distributor FCMS prior to receipt thereof from the Trust Corporation or its agent, agent shall not be subject to this paragraph. Further, the Distributor will .
(b) FCMS and its agents shall adhere to the privacy policies adopted by the Trust Corporation pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as such may be modified from time to time. In this regard, the Distributor FCMS and its agents shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Corporation and its shareholders.
Appears in 3 contracts
Samples: Support Services Agreement (Fairholme Funds Inc), Call Center and Compliance Services Agreement (Fairholme Funds Inc), Call Center Agreement (Fairholme Funds Inc)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders. The Distributor will implement and maintain a disaster recovery plan and policies and procedures reasonably designed to prevent, detect and respond to cyber security threats. The Distributor shall promptly notify the Trust and the Advisor of any material violations or breaches of such policies and procedures.
Appears in 3 contracts
Samples: Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders. The Distributor will implement and maintain a disaster recovery plan and policies and procedures reasonably designed to prevent, detect and respond to cyber security threats. The Distributor shall promptly notify the Trust and the Advisor of any material violations or breaches of such policies and procedures.
Appears in 2 contracts
Samples: Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders. Distributor shall notify the Company promptly of any unauthorized use, dissemination, loss or damage of records or data of the Company or a Fund.
Appears in 2 contracts
Samples: Distribution Agreement (RBB Fund, Inc.), Distribution Agreement (RBB Fund, Inc.)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested in writing by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 2 contracts
Samples: Fund Administration Servicing Agreement (Angel Oak Funds Trust), Transfer Agent Servicing Agreement (Angel Oak Funds Trust)
Proprietary and Confidential Information. 12.01 The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. .
12.02 Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
Appears in 2 contracts
Samples: Custody Agreement (Special Opportunities Fund, Inc.), Custody Agreement (Barrett Opportunity Fund, Inc.)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholdersshareholders and shall comply with the Gxxxx-Xxxxx-Xxxxxx Act and any state laws concerning privacy.
B. The Company, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Leuthold Funds Inc), Fund Accounting Servicing Agreement (RBB Fund, Inc.)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 2 contracts
Samples: Custody Agreement (City National Rochdale High Yield Alternative Strategies Fund LLC), Global Custody Agreement (Prospector Funds, Inc.)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except except: (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, ; (ii) when requested to divulge such information by duly constituted authorities, ; or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 2 contracts
Samples: Distribution Agreement (Stone Ridge Trust III), Distribution Agreement (Stone Ridge Trust II)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authoritiesauthorities (following notice to the Company, if such notice is permitted by applicable law), or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 2 contracts
Samples: Distribution Agreement (Manager Directed Portfolios), Distribution Agreement (Manager Directed Portfolios)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustCorporation, all records and other information relative to the Trust Corporation and prior, present or potential shareholders of the Trust Corporation (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCorporation, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCorporation. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Corporation or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Corporation pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Corporation and its shareholders.
Appears in 2 contracts
Samples: Distribution Agreement (Perritt Microcap Opportunities Fund Inc), Distribution Agreement (Perritt Funds Inc)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its current or former shareholders.
Appears in 2 contracts
Samples: Custody Agreement (Greenspring Fund Inc), Custody Agreement (Greenspring Fund Inc)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, employees, representatives and employees agents to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 2 contracts
Samples: Distribution Agreement (Harding Loevner Funds Inc), Distribution Agreement (Harding Loevner Funds Inc)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present present, or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor Fund will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
Appears in 2 contracts
Samples: Custody Agreement (At Fund of Funds TEI), Custody Agreement (Rochdale Core Alternative Strategies Fund LLC)
Proprietary and Confidential Information. 12.01 The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested required to divulge such information by duly constituted governmental authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. .
12.02 Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx ActAct or other applicable laws, rules or regulations, as such may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 2 contracts
Samples: Custody Agreement (DoubleLine Equity Funds), Custody Agreement (DoubleLine Funds Trust)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authoritiesauthorities provided that the Distributor will promptly inform the Trust of such request if permitted by law to do so,, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 2 contracts
Samples: Distribution Agreement (Cushing Mutual Funds Trust), Distribution Agreement (Cushing MLP Funds Trust)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholdersshareholders and shall comply with the Xxxxx-Xxxxx-Xxxxxx Act and any state laws concerning privacy.
B. The Company, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (RBB Fund, Inc.), Fund Accounting Servicing Agreement (RBB Fund, Inc.)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian, will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 2 contracts
Samples: Custody Agreement (BB&T Variable Insurance Funds), Custody Agreement (Bb&t Funds /)
Proprietary and Confidential Information. 12.1 The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. .
12.2 Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 2 contracts
Samples: Custody Agreement (Northern Lights Fund Trust), Custody Agreement (Dunham Funds)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Execution Copy Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (FBR Funds), Fund Administration Servicing Agreement (FBR Funds)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to timetime (the "GLB Act"). In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Tortoise North American Energy Corp), Fund Administration Servicing Agreement (Tortoise North American Energy Corp)
Proprietary and Confidential Information. The Distributor Tidal agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld (i) where the Distributor Txxxx may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Tidal or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Tidal prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor Tidal will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Txxxx shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Tidal Commodities Trust I)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Xxxxxx-Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (EntrepreneurShares Series Trust)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders. The Distributor shall provide prompt notice to the Company, in accordance with Distributor’s policies and procedures, in the event that Distributor becomes aware that any records and information relating to the Company or its shareholders has been compromised as a result of a breach of security at the Distributor. Such notice will include Distributor’s reasonable estimate of the number of records affected and the nature of the information exposed, together with the steps to be taken by the Distributor to limit such exposure and avoid a recurrence thereof.
Appears in 1 contract
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to timetx xxxx. In this regardXx xxxx xegard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Proprietary and Confidential Information. The Distributor has adopted a policy and implemented procedures reasonably designed to protect the privacy of non-public personal consumer/customer financial information to the extent required by applicable law, rule and regulation. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 1 contract
Samples: Distribution Agreement (Wisconsin Capital Funds Inc)
Proprietary and Confidential Information. The Distributor (a) FCMS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCorporation, all records and other information relative to the Trust Corporation and prior, present present, or potential shareholders of the Trust Corporation (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities services and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to complyCorporation, (ii) when requested to divulge such information by duly constituted authoritiesauthorities with jurisdiction over FCMS or the Corporation; provided that the Corporation receives notice from FCMS of its obligation to divulge such information if it is permitted to do so by such authority, or (iii) when so requested by the TrustCorporation. Records and other information which have become known to the public through no wrongful act of the Distributor FCMS or any of its employees, agents or representatives, representatives and information that was already in the possession of the Distributor FCMS prior to receipt thereof from the Trust Corporation or its agent, agent shall not be subject to this paragraph. Further, the Distributor .
(b) FCMS will adhere to the privacy policies adopted by the Trust Corporation pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor FCMS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Corporation and its shareholders.
Appears in 1 contract
Samples: Call Center and Compliance Services Agreement (Fairholme Funds Inc)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor of
B. USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
C. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (AssetMark Funds II)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authoritiesa Court or the U.S. Securities and Exchange Commission, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (New Covenant Funds)
Proprietary and Confidential Information. (a) The Distributor Administrator agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Administrator may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authoritiesauthorities approved by the Trust, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Administrator or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Administrator prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. .
(b) Further, the Distributor Administrator will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In addition, the Administrator will comply with any other limitations or restrictions on disclosure of portfolio holdings or other information of the Trust set forth in the Trust’s prospectus and statement of additional information. In this regard, the Distributor Administrator shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Samples: Combined Services Agreement (Chou America Mutual Funds)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, Trust all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any trading or other purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, agents shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Brandes Investment Trust)
Proprietary and Confidential Information. The Distributor A. Fund Services agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Fund Services may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Fund Services or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Fund Services prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. 2014 - ETF Further, the Distributor Fund Services will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Fund Services shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to timetxxx xx xxxx. In this Xx xxis regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Academy Funds Trust)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, Trust all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any trading or other purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agentagents, shall not be subject to this paragraph. .
B. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
C. USBFS, the Trust and the Advisor, on behalf of itself and its respective directors, partners, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Brandes Investment Trust)
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time xxxxxxxx xxxx xxme to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 1 contract
Samples: Custody Agreement (Tortoise Total Return Fund, LLC)
Proprietary and Confidential Information. The Distributor A. Fund Services agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Fund Services may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Fund Services or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Fund Services prior to receipt thereof from the Trust or its agentagents or service providers, shall not be subject to this paragraph. Further, the Distributor Fund Services will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Fund Services shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its trustees, directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Innovator ETFs Trust II)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the GxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be xx xxx xx modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
B. The Company, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Keeley Funds, Inc.)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except except: (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, ; (ii) when requested to divulge such information by duly constituted authorities, provided that the Distributor will promptly notify the Fund of such request if permitted by applicable law; or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its shareholders.
Appears in 1 contract
Samples: Distribution Agreement (Angel Oak Strategic Credit Fund)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustFund, all records and other information relative to the Trust Fund and prior, present or potential shareholders of the Trust Fund (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustFund, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustFund. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Fund or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Fund pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Fund and its current or former shareholders.
Appears in 1 contract
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor when USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which that have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Quaker Investment Trust)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested in writing by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Proprietary and Confidential Information. 1.58 The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. .
1.59 Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 1 contract
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholdersshareholders and shall comply with the Xxxxx-Xxxxx Xxxxxx Act and any state laws concerning privacy.
B. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Trust for Credit Unions)
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxGrxxx-Xxxxx-Xxxxxx ActXct, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Miller/Howard Funds Trust)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authoritiesauthorities approved by the Trust, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In addition, USBFS will comply with any other limitations or restrictions on disclosure of portfolio holdings or other information of the Funds set forth in the Funds prospectuses and statements of additional information. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (LKCM Funds)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known !mown to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or 01· its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Praxis Mutual Funds)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, Trust all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any trading or other purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agentagents, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Brandes Investment Trust)
Proprietary and Confidential Information. The Distributor USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified xx xxx xx xxxxxxxx from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Claymore Trust)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustCompany, all records and other information relative to the Trust Company and prior, present present, or potential shareholders of the Trust Company (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authoritiesauthorities (following notice to the Company, if such notice is permitted by applicable law), or (iii) when so requested by the TrustCompany. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust Company or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust Company pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic electronic, and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust Company and its shareholders.
Appears in 1 contract
Proprietary and Confidential Information. The Co-Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present or potential shareholders of the Trust (and shareholder clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Co-Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Co-Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Co-Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Co-Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Co-Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Samples: Co Distribution Agreement (Trust for Advised Portfolios)
Proprietary and Confidential Information. The Distributor A. Fund Services agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Fund Services may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Fund Services or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Fund Services prior to receipt thereof from the Trust or its agentagents or service providers, shall not be subject to this paragraph. Further, the Distributor Fund Services will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxXxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor Fund Services shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its directors, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Monetta Trust)
Proprietary and Confidential Information. The Distributor agrees on behalf of itself and its managers, officers, and employees to treat confidentially and as proprietary information of the TrustTrust and the Adviser, all records and other information relative to the Trust and Adviser, and prior, present or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the TrustTrust or Adviser, which approval shall not be unreasonably withheld and may not be withheld where the Distributor may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the TrustTrust or the Adviser. Records and other information which have become known to the public through no wrongful act of the Distributor or any of its employees, agents or representatives, and information that was already in the possession of the Distributor prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Proprietary and Confidential Information. The Distributor Custodian agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor Custodian may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor Custodian or any of its employees, agents or representatives, and information that was already in the possession of the Distributor Custodian prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor Custodian will adhere to the privacy policies adopted by the Trust pursuant to Title V of the GxxxxGramm-XxxxxLeach-Xxxxxx Bliley Act, as may be modified from time to time. In this regardXx xxxx xxxxxx, the Distributor Custodian shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
Appears in 1 contract
Proprietary and Confidential Information. The Distributor A. USBFS agrees on behalf of itself and its managersdirectors, officers, and employees to treat confidentially and as proprietary information of the Trust, all records and other information relative to the Trust and prior, present present, or potential shareholders of the Trust (and clients of said shareholders), and not to use such records and information for any purpose other than the performance of its responsibilities and duties hereunder, except (i) after prior notification to and approval in writing by the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Distributor USBFS may be exposed to civil or criminal contempt proceedings for failure to comply, (ii) when requested to divulge such information by duly constituted authorities, or (iii) when so requested in writing by the Trust. Records and other information which have become known to the public through no wrongful act of the Distributor USBFS or any of its employees, agents or representatives, and information that was already in the possession of the Distributor USBFS prior to receipt thereof from the Trust or its agent, shall not be subject to this paragraph. Further, the Distributor USBFS will adhere to the privacy policies adopted by the Trust pursuant to Title V of the Gxxxx-Xxxxx-Xxxxxx Act, as may be modified from time to time. In this regard, the Distributor USBFS shall have in place and maintain physical, electronic and procedural safeguards reasonably designed to protect the security, confidentiality and integrity of, and to prevent unauthorized access to or use of, records and information relating to the Trust and its shareholders.
B. The Trust, on behalf of itself and its trustees, officers, and employees, will maintain the confidential and proprietary nature of the Data and agrees to protect it using the same efforts, but in no case less than reasonable efforts, that it uses to protect its own proprietary and confidential information.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Angel Oak Funds Trust)