Pursuant to Exchange Sample Clauses

Pursuant to Exchange. Policy No. 4 ("Policy No. 4"), the Exchange requires that the Issuer obtain a member to act as its sponsor within the meaning of Policy No. 4 as. a condition of approval of the Transaction;

Pursuant to Exchange. Act Rule 17a-3, the Parties hereto acknowledge that ADLLC or any other Recipient registered as a broker or a dealer pursuant to Section 15 of the Securities Exchange Act of 1934 (“Company Broker-Dealer”) will make a record reflecting each expense and corresponding liability incurred relating to its business regardless of whether the liability is joint or several with any entity and regardless of whether a third party has agreed to assume the expense or liability. Such Company Broker-Dealer and the Provider agree that such Company Broker-Dealer will record all distribution-related expenses and administrative expenses and liabilities relating to its business on its books and records. Any expense recorded will be based on allocation methods consistent with Section 23(a) above. (c) Where the Provider agrees to assume the costs for services provided to a Company Broker-Dealer, such Company Broker-Dealer will not be obligated to reimburse the Provider, and the Provider will have no recourse to such Recipient, for the costs of such services. For any expenses that the Provider agrees to assume, the Provider and the Company Broker- Dealer agree to comply with the requirements specified in Section 3 of NASD Notice to Members 03-63 (Oct. 2003). [SIGNATURE PAGE FOLLOWS.] UVWXYZ[\]̂_ZX̂èéêë̂Yf̂V®Z]WYXZYdV̂]ìW±̂f²X]̂̂ ĉY[g ³†´³š†µ¶¶´·µhµ̧ ¹oœºi»klœ›inºk¼i½k¾nimœº›n¿jlii‡iÀœœÁÂiiÃi½¾œim ƒœºi›lliníi½œ›¼im¾ƒk¾œºÁl›îimÁÄ›½ilnknÁÄœºimkœiÄ›lnœniœÄÁlœºkÂÁ¼iÈ µïµhä¿ðµ·̧ äñ³†ò¶oä» ‚ƒ„‚k½ónœÁÀi³¶ò³À¼inœ‡iÀœ»klœÀilnô ¿õkÀkji‡iÀœ¿nnÁ½›kœinöåkƒ‡kÀ÷ô †øäÈ»Èo›œnjiÀilkíklœÀil ‚ƒ„‚³¶òô¿ò»ô†øäÈäÈåÈo›œn jiÀilkíklœÀil µïµhä¿ðµ³†šµhµ¶š·̧ äñ³†ò¶o ääå ‚ƒ„µ¼ilkóiù¶·Ám›ÀjnåÁ‡íkÀƒo›œn nÁi‡i‡Âil ‚ƒ„ †k‡i„õiÀinåºii š›œi„ ¿¾œºÁl›îim¶›jÀkœÁlƒ ‚ƒ„ †k‡i„šƒilöñÁÀiƒ÷äkljiƒ š›œi„ 庛iĵÃi½¾œ›¼i̧ Ä›½il µïµhä¿ðµù¶·̧ äñ³†ò¶ å̧ õ»¿†ú µïµhä¿ðµù¶»¿hµ†šå̧ õ»¿†ú ‚ƒ„ †k‡i„šƒilöñÁÀiƒ÷äkljiƒ š›œi„ 庛iĵÃi½¾œ›¼i̧ Ä›½il ‚ƒ„ †k‡i„šƒilöñÁÀiƒ÷äkljiƒ š›œi„ 庛iĵÃi½¾œ›¼i̧ Ä›½il µïµhä¿ðµ³†ïµ¶šõµ†šä³õ³šµñ µïµhä¿ðµ¶µhï³åµ¶å̧ õ»¿†ú ‚ƒ„ †k‡i„¿klÁÀä›nnÀil š›œi„ ñ›li½œÁl ‚ƒ„ †k‡i„šƒilöñÁÀiƒ÷äkljiƒ š›œi„ 庛iĵÃi½¾œ›¼i̧ Ä›½il µïµhä¿ðµhµ³†¶ùh¿†åµä³õ³šµñ ‚ƒ„ †k‡i„šƒilöñÁÀiƒ÷äkljiƒ š›œi„ 庛iĵÃi½¾œ›¼i̧ Ä›½il Z[\]̂ _̀abcadef[gebhZibjklcmnkopqrZmpnstupqutlpcvqZsulwwvwr UVWXYZ[\]̂_ZX̂èéêë̂Yf̂V®Z]WYXZYdV̂]ìW±̂f²X]̂̂ ĉY[g ¿ä䶚¿šµä³¹µ³†¶ùh¿†åµ å̧ õ»¿†ú ¿ä䶚¿šµ¿¶¶ùh¿†åµå̧ õ»¿†ú ‚ƒ„ †k‡i„šƒilöñÁÀiƒ÷äkljiƒ š›œi„ 庛iĵÃi½¾œ›¼i̧ Ä›½il ‚ƒ„ †k‡i„šƒilöñÁÀiƒ÷äkljiƒ š›œi„ 庛iĵÃi½¾œ›¼i̧ Ä›½il ¿ä³åhµ³†¶ùh¿†åµå̧ õ»¿†ú...