Receipt of Accredited Investor Information Sample Clauses

Receipt of Accredited Investor Information. Sorrento shall have delivered evidence to Parent that a sufficient number of Sorrento Stockholders are “accredited investors” as such term is defined in Rule 501(a) of Regulation D as promulgated under the Securities Act such that Parent is not disqualified from using Regulation D. Each of the Sorrento Stockholders set forth on Schedule 7.2(f) shall have delivered an Accredited Investor Letter to Parent substantially in the form of Exhibit G.
Sample 1
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Receipt of Accredited Investor Information. (i) Kidville shall have delivered evidence to Parent that a sufficient number of Kidville Members are “accredited investors” as such term is defined in Rule 501(a) of Regulation D as promulgated under the Securities Act such that Parent is not disqualified from using Regulation D.
Sample 1
Receipt of Accredited Investor Information. (i) Acuity shall have delivered evidence to Parent that fewer than 35 Persons who hold Acuity Shares, Acuity Options, Acuity Series B Preferred Warrants and Acuity Common Warrants are not “accredited investors” as such terms is defined in Rule 501(a) of Regulation D as promulgated under the Securities Act.
Sample 1
Receipt of Accredited Investor Information. Each Investor in the Concurrent Financing shall have delivered to the Parent a Subscription Agreement in the form attached hereto as Exhibit F together with the subscription proceeds related thereto.
Sample 1

Related to Receipt of Accredited Investor Information

  • ACCREDITED INVESTOR QUESTIONNAIRE In order for the Company to offer and sell the Securities in conformance with state and federal securities laws, the following information must be obtained regarding your investor status. Please initial each category applicable to you as a Purchaser of Securities of the Company.

  • Accredited Investor Status The Buyer is an “accredited investor” as that term is defined in Rule 501(a) of Regulation D (an “Accredited Investor”).

  • Accredited Investor The Purchaser is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.

  • Institutional Accredited Investor It is and will be on the Closing Date (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets, or (ii) a QIB.

  • Investment Intent; Accredited Investor The Investor is purchasing the Note and the Warrant for its own account, for investment purposes, and not with a view towards distribution. The Investor is an “accredited investor” as such term is defined in Rule 501(a) of Regulation D of the 1933 Act. The Investor has, by reason of its business and financial experience, such knowledge, sophistication and experience in financial and business matters and in making investment decisions of this type that it is capable of (a) evaluating the merits and risks of an investment in the Note, the Warrant and the Investor Shares and making an informed investment decision, (b) protecting its own interests and (c) bearing the economic risk of such investment for an indefinite period of time.

  • Investor Information Within five (5) days after receipt of a request from the Company, Investor hereby agrees to provide such information with respect to Investor’s status as a Company shareholder and to execute and deliver such documents as may reasonably be necessary to comply with any and all laws and regulations to which the Company is, or may become, subject, including, without limitation, the need to determine the accredited investor status of the Company’s shareholders. Investor further agrees that, in the event Investor transfers any Offered Shares, Investor will require the transferee of any such Offered Shares to agree to provide such information to the Company as a condition of such transfer.

  • Transfers to Non-QIB Institutional Accredited Investors The following provisions shall apply with respect to the registration of any proposed transfer of a Note to any Institutional Accredited Investor which is not a QIB (excluding Non-U.S. Persons):

  • Accredited Investors The Optionee is an accredited investor as defined in Rule 501(a) of Regulation D promulgated under the Securities Act.

  • Accredited Investor Status or Investment Limits Subscriber represents that either:

  • Rule 144A Information Requirement and Annual Reports (a) At any time the Company is not subject to Section 13 or 15(d) of the Exchange Act, the Company shall, so long as any of the Notes or any shares of Common Stock issuable upon conversion thereof shall, at such time, constitute “restricted securities” within the meaning of Rule 144(a)(3) under the Securities Act, promptly provide to the Trustee and, upon written request, any Holder, beneficial owner or prospective purchaser of such Notes or any shares of Common Stock issuable upon conversion of such Notes, the information required to be delivered pursuant to Rule 144A(d)(4) under the Securities Act to facilitate the resale of such Notes or shares of Common Stock pursuant to Rule 144A.

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