Recitals Exchange Act Sample Clauses

Recitals Exchange Act. (S) 1.02(b) Goldman....................................... (S) 1.02(a) Governmental Antitrust Authority.............. (S) 6.08(b) Governmental Order............................ (S) 7.01(c) Hazardous Substances.......................... (S) 9.03(f) HSR Act....................................... (S) 3.05(b) Holders.......................................
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Recitals Exchange Act. 3.4(b) Company Competing Proposal ................. 7.3(c)(i) Exchange Agent ............................................ 2.2(a) Company Data ....................................... 3.18(m)(i) Exchange Fund ............................................. 2.2(a) Company Disclosure Letter ................... Article III
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Recitals Exchange Act. 4.5(a) Exchange Cash...................................................................................... 1.1(a) Exchange Stock..................................................................................... 1.1(a) Expenses........................................................................................... 10.10
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Recitals Exchange Act. 3.1(b) GAAP.................................................................3.1(a) Governmental Authority...............................................3.4
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Recitals Exchange Act. Recitals Form 10-Q ............................. 6.5
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Recitals Exchange Act. 2.2(d) Exchange Agent................................................... 2.2(a) Exchange Fund.................................................... 2.6(a) Exchange Ratio................................................... 2.1(a) Excluded Shares.................................................. 2.1(b) Form of Election................................................. 2.2(c) Form S-4......................................................... 5.1(a) Former Kmart Holders............................................. 2.6(b) Former Kmart Shares.............................................. 2.6(b) Governmental Entity.............................................. 3.1(c)
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Related to Recitals Exchange Act

  • Securities Exchange Act The term “

  • Reports Under Securities Exchange Act of 1934 With a view to making available to the Holders the benefits of Rule 144 promulgated under the Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registration, the Company agrees to:

  • Exchange Act “Exchange Act” shall mean the Securities Exchange Act of 1934, as amended.

  • Reports Under Securities Exchange Act With a view to making available the benefits of certain rules and regulations of the Commission, including Rule 144, that may at any time permit an Investor to sell securities of the Company to the public without registration or pursuant to a registration on Form S-1 or Form S-3, the Company agrees to:

  • Securities Act and Exchange Act The Company will use its best efforts to comply with all requirements imposed upon it by the Securities Act and the Exchange Act as from time to time in force, so far as necessary to permit the continuance of sales of, or dealings in, the Placement Shares as contemplated by the provisions hereof and the Prospectus.

  • Exchange Listing and Exchange Act Registration The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is included or approved for listing on the Nasdaq Capital Market and the Company has not taken any action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Capital Market, and the Company has not received any notification that the Commission or the Nasdaq Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the Nasdaq Capital Market for maintenance of inclusion of the Common Stock thereon. The Company has filed an application to include the Securities on the Nasdaq Capital Market. Except as previously disclosed to counsel for the Underwriters or as set forth in the Time of Sale Disclosure Package and the Prospectus, to the knowledge of the Company, no beneficial owners of the Company’s capital stock who, together with their associated persons and affiliates, hold in the aggregate 10% or more of such capital stock, have any direct or indirect association or affiliate with a FINRA member.

  • of the Exchange Act Each delivery of a notice of exercise by a Holder will constitute a representation by such Holder that it has evaluated the limitation set forth in this paragraph and determined, based on the most recent public filings by the Company with the Commission, that the issuance of the full number of shares of Warrant Stock requested in such notice of exercise is permitted under this paragraph.

  • Nasdaq Listing The shares of Parent Common Stock to be issued in the Merger shall have been authorized for listing on Nasdaq, subject to notice of issuance.

  • Securities Exchange The Company shall use its reasonable best efforts to maintain its Common Stock listing and to continue to have its Common Stock be quoted on The American Stock Exchange or on another national securities exchange, so long as it is subject to Section 13 or 15(d) of the Exchange Act.

  • Exchange Act Compliance During the Prospectus Delivery Period, the Company will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the Exchange Act in the manner and within the time periods required by the Exchange Act.

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