Examples of Securities Exchange Act in a sentence
The City deems the Preliminary Official Statement final as of its date and as of the date hereof for purposes of Rule 15c2-12 promulgated under the Securities Exchange Act of 1934, as amended (the “Rule”), except for any information which is permitted to be omitted therefrom in accordance with paragraph (b)(1) of the Rule.
The City further acknowledges and represents that it has engaged CSG Advisors Incorporated (the “Municipal Advisor”) as its municipal advisor within the meaning of Section 15B of the Securities Exchange Act of 1934, as amended, and will rely solely on the financial advice of the Municipal Advisor with respect to the Bonds.
In addition, the Owner Trustee will furnish to the Transferor, in writing, the necessary disclosure regarding the Owner Trustee describing such proceedings required to be disclosed under Item 1117 of Regulation AB, for inclusion in reports filed by or on behalf of the Transferor pursuant to the Securities Exchange Act.
The Transferor shall not exercise its right to request delivery of information or other performance under these provisions other than in good faith, or for purposes other than the Transferor’s compliance with the Securities Act, the Securities Exchange Act and the rules and regulations of the Securities and Exchange Commission thereunder (or the provision in a private offering of disclosure comparable to that required under the Securities Act).