Securities Exchange Act definition

Securities Exchange Act means the Securities Exchange Act of 1934, as amended.
Securities Exchange Act means the Securities Exchange Act of 1934, as amended, supplemented or restated from time to time and any successor to such statute.
Securities Exchange Act means the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.

Examples of Securities Exchange Act in a sentence

  • The public does not have access to information about the compensation of the executives through periodic reports filed under section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m(a), 78o(d)) or section 6104 of the Internal Revenue Code of 1986.

  • Subscriber must bear the economic risk of this investment indefinitely and the Company has no obligation to list the Securities on any market or take any steps (including registration under the Securities Act or the Securities Exchange Act of 1934, as amended) with respect to facilitating trading or resale of the Securities.

  • This provision replaces paragraph 6 of the Award Agreement (except if the Participant is subject to the short-swing profit rules of Section 16(b) of the Securities Exchange Act of 1934, as amended).

  • Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

  • Basic financial-responsibility standards adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.


More Definitions of Securities Exchange Act

Securities Exchange Act means the United States Securities Exchange Act of 1934, as amended.
Securities Exchange Act means the Securities Exchange Act of 1934, as amended from time to time.
Securities Exchange Act means the provisions of the Securities Exchange Act of 1934 15 U.S.C. Sections 78a et seq., as amended, and any regulations promulgated thereunder.
Securities Exchange Act means the Securities Exchange Act of 1934, as amended, or any similar federal law then in force.
Securities Exchange Act means the Securities Exchange Act of 1934, as amended from time to time, and any successor statute.
Securities Exchange Act means the Securities Exchange Act of 1934, as amended, or any similar federal statute and the rules and regulations of the Commission thereunder, all as the same shall be in effect at the time.
Securities Exchange Act means the provisions of the Securities Exchange Act of 1934, 15 U.S.C. Sections 78a et seq., and any regulations promulgated thereunder.