Recordkeeping and Other Information. 6.1 The Transfer Agent shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. All records shall be available during regular business hours for inspection and use by the Funds. Where applicable, such records shall be maintained by the Transfer Agent for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 39 contracts
Samples: Transfer Agency and Services Agreement (Nations Separate Account Trust), Transfer Agency and Services Agreement (Nations Funds Trust), Transfer Agency and Services Agreement (Nations Funds Trust)
Recordkeeping and Other Information. 6.1 4.1 The Transfer Agent shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. All records shall be available during regular business hours for inspection and use by the FundsFund. Where applicable, such records shall be maintained by the Transfer Agent for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 4 contracts
Samples: Transfer Agency and Services Agreement (Northstar Advantage Trust), Transfer Agency Agreement (Northstar Advantage Government Securities Fund), Transfer Agency and Services Agreement (Northstar Equity Trust)
Recordkeeping and Other Information. 6.1 (a) The Transfer Agent shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule A necessary records, in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 ActAct and those records pertaining to the various functions performed by it hereunder, which are set forth in Schedule B hereto. All records shall be available during regular business hours for inspection and use by the FundsFund. Where applicable, such records shall be maintained by the Transfer Agent for the periods and in the places required by Rule 31a-2 3la-2 under the 1940 Act.
Appears in 2 contracts
Samples: Transfer Agency and Registrar Agreement (Investors Research Fund Inc), Transfer Agency and Registrar Agreement (Investors Research Fund Inc)
Recordkeeping and Other Information. 6.1 The Transfer Agent shall create and maintain all necessary records required of it pursuant to its duties hereunder and as set forth in Schedule A in accordance with all applicable laws, rules and regulations, including including, but not limited to, records identified on Schedule B hereto and required by Section 31(a) of the 1940 ActAct and the rules thereunder, as the same may be amended from time to time, relating to the various services performed by it. All records shall be the property of the Trust at all times and shall be available during regular business hours for inspection and use by the FundsTrust. Where applicable, such records shall be maintained by the Transfer Agent for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 2 contracts
Samples: Agency and Shareholder Services Agreement (Senior Funds), Agency and Shareholder Services Agreement (Declaration Fund)
Recordkeeping and Other Information. 6.1 The Transfer Agent shall create and maintain all necessary records required of it pursuant to its duties hereunder and as set forth in Schedule A in accordance with all applicable laws, rules and regulations, including including, but not limited to, records identified on Schedule B hereto and required by Section 31(a) of the 1940 ActAct and the rules thereunder, as the same may be amended from time to time, relating to the various services performed by it. All records shall be the property of the Fund at all times and shall be available during regular business hours for inspection and use by the FundsFund. Where applicable, such records shall be maintained by the Transfer Agent for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Transfer Agency and Shareholder Services Agreement (Pauze Swanson United Services Funds)
Recordkeeping and Other Information. 6.1 6.1. The Transfer Agent shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. All records shall be available during regular business hours for inspection and use by the Funds. Where applicable, such records shall be maintained by the Transfer Agent for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Agency and Services Agreement (Nations Fund Portfolios Inc)
Recordkeeping and Other Information. 6.1 The Transfer Agent shall create and maintain all records required of it pursuant to its duties hereunder and as set forth in Schedule A in accordance with all applicable laws, rules and regulations, including records required by Section 31(a) of the 1940 Act. All records shall be available during regular business hours for inspection and use by the FundsTrust. Where applicable, such records shall be maintained by the Transfer Agent for the periods and in the places required by Rule 31a-2 under the 1940 Act.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Nations Annuity Trust)