Common use of Referral Fee Clause in Contracts

Referral Fee. This disclosure is being provided to you in order to address any potential conflicts of interest as a result of the fact that the Referring Entity (defined below) may receive a fee for referring you to a Receiving Entity (defined below). The prospect of the receipt, or the actual receipt of compensation for referrals may provide the Referring Entity or its employees to favor sales of products for which they can receive compensation for making referrals. You may wish to take referral arrangements into consideration in evaluating recommendations made by the referring registrant. We have entered into referral agreements with certain other members of BMO Financial Group, specifically, BMO Xxxxxxx Xxxxx Inc., BMO Estate Insurance Advisory Services Inc. (formerly, BMO Xxxxxxx Xxxxx Financial Services Inc.), Bank of Montreal, BMO InvestorLine Inc. and BMTC (the “Referral Agreements”). The purpose of these Referral Agreements is to facilitate referrals of Clients to other members of BMO Financial Group to better serve Clients and prospective Clients. Each entity (a “Referring Entity”) which successfully refers Clients (each a “Referred Client”) to another entity which is a party to the Referral Agreement (a “Receiving Entity”) may receive a referral fee from the Receiving Entity. A portion of this referral fee may be paid to the individual employee of the Referring Entity (the “Referring Employee”). Alternatively, there may also be situations where the Referring Employee is compensated, directly or indirectly, by the Referring Entity for referring a Client of the Referring Entity to a Receiving Entity. Clients of BPIC and BMO Financial Group do not pay any additional charges and fees in connection with such referrals. More details of these potential referral fees are outlined in the chart starting on page 19. All activity requiring registration under securities laws and regulations will be performed by an entity with an appropriate registration under applicable securities laws. For additional information about referrals, please consult with your Investment Counsellor. Acknowledgements: You acknowledge receipt and understanding of the above referral disclosure, and further confirm your understanding and agree with the Referring Entity and the Receiving Entity that: a) We (or, if we are not the Referring Entity, the Referring Entity) may disclose Information about you to the Receiving Entity in order to make the referral and allow for the ongoing administration of the referral. The word “Information” means financial and financially-related information about you, including information to identify you or qualify you for products and services, or information needed for regulatory requirements. b) All activity requiring registration resulting from the Referral Agreements will be provided by the Receiving Entity or outsourced to a party duly licensed or registered to carry on such activity. It is illegal for any party to the Referral Agreement to effect trades, advise in respect of certain securities or engage in investment fund management if it is not duly licensed or registered under applicable securities legislation as a broker- dealer or investment advisor. c) The Referring Entity does not have authority to make any commitments for or on behalf of the Receiving Entity; you will deal directly with the Receiving Entity in respect of any products or services the Receiving Entity may provide to you. d) The Referring Entity and its employees and officers are not and will not be deemed to be agents, employees or representatives of the Receiving Entity, and the Receiving Entity is not responsible for any acts, omissions, statements or negligence of the Referring Entity or any employee or officer of the Referring Entity. e) Referral Fees are paid by the Receiving Entity and may change from time to time. f) You are under no obligation to purchase any product or service of the Receiving Entity. The Client will receive specific disclosures in writing before BPIC opens the referred Client’s account, including among other things, the name of each party to the referral agreement, the terms of the referral arrangement and any associated conflicts of interested generated by the referral arrangement. g) A referral fee may also be paid if a referral arrangement is entered into between us and a person or entity outside of BMO Financial Group. As with referral arrangements between us and another member of BMO Financial Group, details of these referral arrangements, including the manner in which the referral fee for referral services is calculated and the party to whom it is paid, will be provided to referred Clients.

Referral Fee. This disclosure is being provided to you in order to address any potential conflicts of interest as a result of the fact that the Referring Entity (defined below) may receive a fee for referring you to a Receiving Entity (defined below). The prospect of the receipt, or the actual receipt of compensation for referrals may provide the Referring Entity or its employees to favor sales of products for which they can receive compensation for making Section One: BMO Private Investment Counsel Inc. Client Account Agreement (cont’d) referrals. You may wish to take referral arrangements into consideration in evaluating recommendations made by the referring registrant. We have entered into referral agreements with certain other members of BMO Financial Group, specifically, BMO Xxxxxxx Xxxxx Inc., BMO Estate Insurance Advisory Services Inc. (formerly, BMO Xxxxxxx Xxxxx Financial Services Inc.), Bank of Montreal, BMO InvestorLine Inc. and BMTC (the “Referral Agreements”). The purpose of these Referral Agreements is to facilitate referrals of Clients to other members of BMO Financial Group to better serve Clients and prospective Clients. Each entity (a “Referring Entity”) which successfully refers Clients (each a “Referred Client”) to another entity which is a party to the Referral Agreement (a “Receiving Entity”) may receive a referral fee from the Receiving Entity. A portion of this referral fee may be paid to the individual employee of the Referring Entity (the “Referring Employee”). Alternatively, there may also be situations where the Referring Employee is compensated, directly or indirectly, by the Referring Entity for referring a Client of the Referring Entity to a Receiving Entity. Clients of BPIC and BMO Financial Group do not pay any additional charges and fees in connection with such referrals. More details of these potential referral fees are outlined in the chart starting on page 1914. All activity requiring registration under securities laws and regulations will be performed by an entity with an appropriate registration under applicable securities laws. For additional information about referrals, please consult with your Investment Counsellor. Acknowledgements: You acknowledge receipt and understanding of the above referral disclosure, and further confirm your understanding and agree with the Referring Entity and the Receiving Entity that: a) We (or, if we are not the Referring Entity, the Referring Entity) may disclose Information about you to the Receiving Entity in order to make the referral and allow for the ongoing administration of the referral. The word “Information” means financial and financially-related information about you, including information to identify you or qualify you for products and services, or information needed for regulatory requirements. b) All activity requiring registration resulting from the Referral Agreements will be provided by the Receiving Entity or outsourced to a party duly licensed or registered to carry on such activity. It is illegal for any party to the Referral Agreement to effect trades, advise in respect of certain securities or engage in investment fund management if it is not duly licensed or registered under applicable securities legislation as a broker- broker-dealer or investment advisor. c) The Referring Entity does not have authority to make any commitments for or on behalf of the Receiving Entity; you will deal directly with the Receiving Entity in respect of any products or services the Receiving Entity may provide to you. d) The Referring Entity and its employees and officers are not and will not be deemed to be agents, employees or representatives of the Receiving Entity, and the Receiving Entity is not responsible for any acts, omissions, statements or negligence of the Referring Entity or any employee or officer of the Referring Entity. e) Referral Fees are paid by the Receiving Entity and may change from time to time. f) You are under no obligation to purchase any product or service of the Receiving Entity. The Client will receive specific disclosures in writing before BPIC opens the referred Client’s account, including among other things, the name of each party to the referral agreement, the terms of the referral arrangement and any associated conflicts of interested generated by the referral arrangement. g) A referral fee may also be paid if a referral arrangement is entered into between us and a person or entity outside of BMO Financial Group. As with referral arrangements between us and another member of BMO Financial Group, details of these referral arrangements, including the manner in which the referral fee for referral services is calculated and the party to whom it is paid, will be provided to referred Clients.

Referral Fee. This disclosure is being provided to you in order to address any potential conflicts of interest as a result of the fact that the Referring Entity (defined below) may receive a fee for referring you to a Receiving Entity (defined below). The prospect of the receipt, or the actual receipt of compensation for referrals may provide the Referring Entity or its employees to favor sales of products for which they can receive compensation for making referrals. You may wish to take referral arrangements into consideration in evaluating recommendations made by the referring registrant. We have entered into referral agreements with certain other members of BMO Financial Group, specifically, BMO Xxxxxxx Xxxxx Inc., BMO Estate Insurance Advisory Services Inc. (formerly, BMO Xxxxxxx Xxxxx Financial Services Inc.), Bank of Montreal, BMO InvestorLine Inc. and BMTC Trustco (the “Referral Agreements”). The purpose of these Referral Agreements is to facilitate referrals of Clients to other members of BMO Financial Group to better serve Clients and prospective Clients. Each entity (a “Referring Entity”) which successfully refers Clients (each a “Referred Client”) to another entity which is a party to the Referral Agreement (a “Receiving Entity”) may receive a referral fee from the Receiving Entity. A portion of this referral fee may be paid to the individual employee of the Referring Entity (the “Referring Employee”). Alternatively, there may also be situations where the Referring Employee is compensated, directly or indirectly, by the Referring Entity for referring a Client of the Referring Entity to a Receiving Entity. Clients of BPIC and BMO Financial Group do not pay any additional charges and fees in connection with such referrals. More details of these potential referral fees are outlined in the chart starting on page 1914. All activity requiring registration under securities laws and regulations will be performed by an entity with an appropriate registration under applicable securities laws. For additional information about referrals, please consult with your Investment Counsellor. Acknowledgements: You acknowledge receipt and understanding of the above referral disclosure, and further confirm your understanding and agree with the Referring Entity and the Receiving Entity that: a) We (or, if we are not the Referring Entity, the Referring Entity) may disclose Information about you to the Receiving Entity in order to make the referral and allow for the ongoing administration of the referral. The word “Information” means financial and financially-related information about you, including information to identify you or qualify you for products and services, or information needed for regulatory requirements. b) All activity requiring registration resulting from the Referral Agreements will be provided by the Receiving Entity or outsourced to a party duly licensed or registered to carry on such activity. It is illegal for any party to the Referral Agreement to effect trades, advise in respect of certain securities or engage in investment fund management if it is not duly licensed or registered under applicable securities legislation as a broker- broker-dealer or investment advisor. c) The Referring Entity does not have authority to make any commitments for or on behalf of the Receiving Entity; you will deal directly with the Receiving Entity in respect of any products or services the Receiving Entity may provide to you. d) The Referring Entity and its employees and officers are not and will not be deemed to be agents, employees or representatives of the Receiving Entity, and the Receiving Entity is not responsible for any acts, omissions, statements or negligence of the Referring Entity or any employee or officer of the Referring Entity. e) Referral Fees are paid by the Receiving Entity and may change from time to time. f) You are under no obligation to purchase any product or service of the Receiving Entity. The Client will receive specific disclosures in writing before BPIC opens the referred Client’s account, including among other things, the name of each party to the referral agreement, the terms of the referral arrangement and any associated conflicts of interested generated by the referral arrangement. g) A referral fee may also be paid if a referral arrangement is entered into between us and a person or entity outside of BMO Financial Group. As with referral arrangements between us and another member of BMO Financial Group, details of these referral arrangements, including the manner in which the referral fee for referral services is calculated and the party to whom it is paid, will be provided to referred Clients.

Referral Fee. This disclosure is being provided to you in order to address any potential conflicts of interest as a result of the fact that the Referring Entity (defined below) may receive a fee for referring you to a Receiving Entity (defined below). The prospect of the receipt, or the actual receipt of compensation for referrals may provide the Referring Entity or its employees to favor sales of products for which they can receive compensation for making referrals. You Clients may wish to take such referral arrangements into consideration in evaluating recommendations made by the referring registrant. We have BPIC has entered into referral agreements with certain other members of BMO Financial Group, specifically, BMO Xxxxxxx Xxxxx Inc., BMO Estate Insurance Advisory Services Inc. (formerly, BMO Xxxxxxx Xxxxx Financial Services Inc.), Bank of Montreal, BMO InvestorLine Inc. and BMTC BMO Trust Company (the “Referral Agreements”). The purpose of these Referral Agreements is to facilitate referrals of Clients to other members of BMO Financial Group to better serve Clients and prospective Clients. Each entity (a “Referring Entity”) which successfully refers Clients (each a “Referred Client”) to another entity which is a party to the Referral Agreement (a “Receiving Entity”) may receive a referral fee from the Receiving Entity. A portion of this referral fee may be paid to the individual employee of the Referring Entity (the “Referring Employee”). Alternatively, there may also be situations where the Referring Employee is compensated, directly or indirectly, by the Referring Entity for referring a Client of the Referring Entity to a Receiving Entity. Clients of BPIC and BMO Financial Group do not pay any additional charges and fees in connection with such referrals. More details of these potential referral fees are outlined in the chart starting on page 1914. All activity requiring registration under securities laws and regulations will be performed by an entity with an appropriate registration under applicable securities laws. For additional information about referrals, please consult with your Investment Counsellor. Acknowledgements: You acknowledge receipt and understanding of the above referral disclosure, and further confirm your understanding and agree with the Referring Entity and the Receiving Entity that: a) We (or, if we are BPIC is not the Referring Entity, the Referring Entity) may disclose Information about you to the Receiving Entity in order to make the referral and allow for the ongoing administration of the referral. The word “Information” means financial and financially-related information about you, including information to identify you or qualify you for products and services, or information needed for regulatory requirements. b) All activity requiring registration resulting from the Referral Agreements will be provided by the Receiving Entity or outsourced to a party duly licensed or registered to carry on such activity. It is illegal for any party to the Referral Agreement to effect trades, advise in respect of certain securities or engage in investment fund management if it is not duly licensed or registered under applicable securities legislation as a broker- broker-dealer or investment advisor. c) The Referring Entity does not have authority to make any commitments for or on behalf of the Receiving Entity; you will deal directly with the Receiving Entity in respect of any products or services the Receiving Entity may provide to you. d) The Referring Entity and its employees and officers are not and will not be deemed to be agents, employees or representatives of the Receiving Entity, and the Receiving Entity is not responsible for any acts, omissions, statements or negligence of the Referring Entity or any employee or officer of the Referring Entity. e) Referral Fees are paid by the Receiving Entity and may change from time to time. f) You are under no obligation to purchase any product or service of the Receiving Entity. The Client will shall receive specific disclosures in writing before BPIC opens the referred Client’s account, including among other things, the name of each party to the referral agreement, the terms of the referral arrangement and any associated conflicts of interested generated by the referral arrangement. g) A referral fee may also be paid if a referral arrangement is entered into between us BPIC and a person or entity outside of BMO Financial Group. As with referral arrangements between us BPIC and another member of BMO Financial Group, details of these referral arrangements, including the manner in which the referral fee for referral services is calculated and the party to whom it is paid, will be provided to referred Clients.

Referral Fee. This disclosure is being provided (a) In consideration of Xxxxxxxxx’s performance of Referral Services hereunder, Xxxxxxxx agrees to you in order to address any potential conflicts of interest as pay Affiliate a result of the fact that the Referring Entity referral fee (defined below) may receive a fee for referring you to a Receiving Entity (defined below). The prospect of the receipt, or the actual receipt of compensation for referrals may provide the Referring Entity or its employees to favor sales of products for which they can receive compensation for making referrals. You may wish to take referral arrangements into consideration in evaluating recommendations made by the referring registrant. We have entered into referral agreements with certain other members of BMO Financial Group, specifically, BMO Xxxxxxx Xxxxx Inc., BMO Estate Insurance Advisory Services Inc. (formerly, BMO Xxxxxxx Xxxxx Financial Services Inc.), Bank of Montreal, BMO InvestorLine Inc. and BMTC (the “Referral AgreementsFee”) in accordance with Minerbox’s current affiliate pricing schedule, available at , with respect to each Customer that is referred to Minerbox by Affiliate (a “Referred Customer”). The purpose For purposes of these Referral Agreements this Agreement, a Customer will be considered a Referred Customer only if: (1) the Customer is to facilitate referrals of Clients to other members of BMO Financial Group to better serve Clients and prospective Clients. Each entity (a “Referring Entity”) which successfully refers Clients (each a “Referred Client”) to another entity which is a party redirected to the Minerbox website through the Affiliate’s Link and such Customer creates a new customer account with Minerbox and accepts the then-current Minerbox Customer Agreement; or (2) the Affiliate creates an account and utilizes the Minerbox Services on behalf of a Customer of the Affiliate and such Customer enters into a Customer Agreement with Minerbox. Affiliate may not remain on the account as the sole owner. The parties hereto expressly acknowledge and agree that ownership of the account must be transferred to the Customer for the Referral Agreement Fee to be paid. (a “Receiving Entity”b) may receive a referral fee Xxxxxxxxx agrees and acknowledges that Minerbox’s obligation to pay Affiliate is contingent upon Minerbox receiving payment from the Receiving EntityReferred Customer in accordance with the Customer Agreement. A portion The Referred Customer’s account with Minerbox must be in good standing at the time of payout or any Referral Fee will be forfeited. Additionally, if any Referred Customer account is determined to be fake or fraudulent by Minerbox in its sole discretion, the Referral Fee will be forfeited. The Referral Fee shall be Affiliate’s sole compensation under this referral fee may be paid Agreement and Affiliate shall have no right to the individual employee of the Referring Entity (the “Referring Employee”). Alternatively, there may also be situations where the Referring Employee is compensated, directly or indirectly, by the Referring Entity for referring a Client of the Referring Entity to a Receiving Entity. Clients of BPIC and BMO Financial Group do not pay receive any additional charges and fees commission, license fee, expense reimbursement or other payment in connection with such referralsthis Agreement. More details Affiliate’s right to receive Referral Fees is subject to and limited by the termination rights under Section 4. (c) Affiliate shall not transfer any site to another account created solely for the purpose of these potential referral fees are outlined in the chart starting on page 19generating a Referral Fee. All activity requiring registration under securities laws and regulations will be performed by Affiliate shall not self-refer or refer a site to another party within an entity with an appropriate registration under applicable securities lawsorganization. For additional information about referrals, please consult with your Investment Counsellor. Acknowledgements: You acknowledge receipt and understanding Affiliate shall not refer sites to a member of the above referral disclosure, and further confirm your understanding and agree with the Referring Entity their immediate families unless a formal business arrangement exists and the Receiving Entity that: a) We (or, if we are not the Referring Entity, the Referring Entity) may disclose Information about you to the Receiving Entity in order to make the referral and allow for the ongoing administration of the referral. The word “Information” means financial and financially-related information about you, including information to identify you or qualify you for products and services, or information needed for regulatory requirementsfamily member is a paying customer. b) All activity requiring registration resulting from the Referral Agreements will be provided by the Receiving Entity or outsourced to a party duly licensed or registered to carry on such activity. It is illegal for any party to the Referral Agreement to effect trades, advise in respect of certain securities or engage in investment fund management if it is not duly licensed or registered under applicable securities legislation as a broker- dealer or investment advisor. c) The Referring Entity does not have authority to make any commitments for or on behalf of the Receiving Entity; you will deal directly with the Receiving Entity in respect of any products or services the Receiving Entity may provide to you. (d) The Referring Entity and its employees and officers are not and Referral Fee will be paid via PayPal to the email address provided with the Application. Minerbox will not be deemed liable for payments made to be agents, employees or representatives of the Receiving Entity, and the Receiving Entity is not responsible for any acts, omissions, statements or negligence of the Referring Entity or any employee or officer of the Referring Entityan incorrect email address. e) Referral Fees are paid by the Receiving Entity and may change from time to time. f) You are under no obligation to purchase any product or service of the Receiving Entity. The Client will receive specific disclosures in writing before BPIC opens the referred Client’s account, including among other things, the name of each party to the referral agreement, the terms of the referral arrangement and any associated conflicts of interested generated by the referral arrangement. g) A referral fee may also be paid if a referral arrangement is entered into between us and a person or entity outside of BMO Financial Group. As with referral arrangements between us and another member of BMO Financial Group, details of these referral arrangements, including the manner in which the referral fee for referral services is calculated and the party to whom it is paid, will be provided to referred Clients.

Referral Fee. This disclosure is being provided You are eligible to you receive a Referral Fee on each approved and accepted Lead Referral that results in order a sale of HomelessTraining Products to address any potential conflicts of interest as a result that Lead Referral. The amount of the fact that Referral Fee is based on twenty-five percent (25%) of the Referring Entity fees collected by HomelessTraining. Upon our receipt of payment in full of the Products provided, HomelessTraining will pay You within approximately thirty days thereafter by mailing a check to the address you indicate in Your submission form. As an alternative, you may elect to receive this Referral Fee by way of a discount on your organization’s renewal with HomelessTraining or to donate your Referral Fee to one of the five tax exempt charitable organizations provided by HomelessTraining as options. Your Lead Referral must be for new business only (defined below) e.g., a Lead Referral may receive a fee not be for referring you to a Receiving Entity (defined belowany HomelessTraining existing clients, affiliates, or leads). The prospect In addition, to be eligible for a Referral Fee, the Lead Referral must purchase Products within six months of the receipt, or the actual date of HomelessTraining’s receipt of Your Lead Referral. You acknowledge and agree that HomelessTraining or a third party may already be involved in a given opportunity that is the subject of Your Lead Referral. You acknowledge and agree that (i) HomelessTraining has the right to accept or refuse any Lead Referral and (ii) that an accepted Lead Referral does not constitute an exclusive arrangement or guarantee to receive compensation. You hereby waive any claims arising from our termination of the Agreement according to their terms or expiration of a Lead Referral (including without limitation claims for expected compensation of the Referral program, and, to the extent permitted by law, any rights to indemnity or termination payments under any applicable law). Subject to this Agreement, You shall be responsible for referrals may provide the Referring Entity or its employees to favor sales of products for which they can receive compensation for making referralspaying any applicable taxes on Referral fees. You may wish to take referral arrangements into consideration in evaluating recommendations made by contact us with any questions or concerns regarding the referring registrant. We have entered into referral agreements with certain other members of BMO Financial Group, specifically, BMO Xxxxxxx Xxxxx Inc., BMO Estate Insurance Advisory Services Inc. (formerly, BMO Xxxxxxx Xxxxx Financial Services Inc.), Bank of Montreal, BMO InvestorLine Inc. and BMTC (the “Referral Agreements”). The purpose of these Referral Agreements is to facilitate referrals of Clients to other members of BMO Financial Group to better serve Clients and prospective Clients. Each entity (a “Referring Entity”) which successfully refers Clients (each a “Referred Client”) to another entity which is a party to the Referral Agreement (a “Receiving Entity”) may receive a referral fee from the Receiving Entity. A portion of this referral fee may be paid to the individual employee of the Referring Entity (the “Referring Employee”). Alternatively, there may also be situations where the Referring Employee is compensated, directly or indirectly, by the Referring Entity for referring a Client of the Referring Entity to a Receiving Entity. Clients of BPIC and BMO Financial Group do not pay any additional charges and fees in connection with such referrals. More details of these potential referral fees are outlined in the chart starting on page 19. All activity requiring registration under securities laws and regulations will be performed by an entity with an appropriate registration under applicable securities laws. For additional information about referrals, please consult with your Investment Counsellor. Acknowledgements: You acknowledge receipt and understanding of the above referral disclosure, and further confirm your understanding and agree with the Referring Entity and the Receiving Entity that: a) We (or, if we are not the Referring Entity, the Referring Entity) may disclose Information about you to the Receiving Entity in order to make the referral and allow for the ongoing administration of the referral. The word “Information” means financial and financially-related information about you, including information to identify you or qualify you for products and services, or information needed for regulatory requirementsLead Referral. b) All activity requiring registration resulting from the Referral Agreements will be provided by the Receiving Entity or outsourced to a party duly licensed or registered to carry on such activity. It is illegal for any party to the Referral Agreement to effect trades, advise in respect of certain securities or engage in investment fund management if it is not duly licensed or registered under applicable securities legislation as a broker- dealer or investment advisor. c) The Referring Entity does not have authority to make any commitments for or on behalf of the Receiving Entity; you will deal directly with the Receiving Entity in respect of any products or services the Receiving Entity may provide to you. d) The Referring Entity and its employees and officers are not and will not be deemed to be agents, employees or representatives of the Receiving Entity, and the Receiving Entity is not responsible for any acts, omissions, statements or negligence of the Referring Entity or any employee or officer of the Referring Entity. e) Referral Fees are paid by the Receiving Entity and may change from time to time. f) You are under no obligation to purchase any product or service of the Receiving Entity. The Client will receive specific disclosures in writing before BPIC opens the referred Client’s account, including among other things, the name of each party to the referral agreement, the terms of the referral arrangement and any associated conflicts of interested generated by the referral arrangement. g) A referral fee may also be paid if a referral arrangement is entered into between us and a person or entity outside of BMO Financial Group. As with referral arrangements between us and another member of BMO Financial Group, details of these referral arrangements, including the manner in which the referral fee for referral services is calculated and the party to whom it is paid, will be provided to referred Clients.