Registration Procedure. With respect to the Registration Rights, ----------------------- the following provisions shall apply: (a) The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliance. (b) With a view to making available the benefits of certain rules and regulations of the SEC which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act to the public without registration, the Company agrees to use its best lawful efforts to: (i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act"); (ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and (iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration. (c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request. (d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company. (e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act. (f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 7 contracts
Samples: Registration Rights Agreement (Houston American Energy Corp), Registration Rights Agreement (Houston American Energy Corp), Registration Rights Agreement (Houston American Energy Corp)
Registration Procedure. With respect to the each Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters (if any) in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder forthwith upon request a written statement from by the Company as to its compliance with the reporting requirements of said Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself themselves of any rule or regulation of the SEC Commission allowing the Holder to sell any Restricted Securities such securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Actprospectuses, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for costs of any interim audit required by underwriters, any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement a registration statement under the Securities Act pursuant to this Agreement, the Company will give the Holder Holder, its counsel and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statementsuch registration statement, each prospectus included therein or filed with the SECCommission, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and such opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 5 contracts
Samples: Asset Purchase Agreement (Mac Filmworks Inc), Asset Purchase Agreement (Mac Filmworks Inc), Asset Purchase Agreement (Mac Filmworks Inc)
Registration Procedure. With respect to the Registration Rights, ----------------------- the ---------------------- following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Securities and Exchange Commission (the "SEC") which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act of 1933, as amended (the "Securities Act") to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 4 contracts
Samples: Acknowledgment of Debt (Biolynx Com Inc), Consulting Agreement (Biolynx Com Inc), Financial Advisory Agreement (Biolynx Com Inc)
Registration Procedure. With respect to the Registration Rights, the ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Securities and Exchange Commission (the "SEC") which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act of 1933, as amended (the "Securities Act") to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 4 contracts
Samples: Stock Exchange Agreement (PTS Inc/Nv/), Stock Exchange Agreement (American Fire Retardant Corp), Stock Purchase Agreement (Spiderboy International Inc)
Registration Procedure. With respect to the each Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters (if any) in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "“Exchange Act"”);
(ii) File with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder forthwith upon request a written statement from by the Company as to its compliance with the reporting requirements of said Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself themselves of any rule or regulation of the SEC Commission allowing the Holder to sell any Restricted Securities such securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Actprospectuses, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's ’s attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement a registration statement under the Securities Act pursuant to this Agreement, the Company will give the Holder Holder, its counsel and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statementsuch registration statement, each prospectus included therein or filed with the SECCommission, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and such opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 3 contracts
Samples: Registration Rights Agreement (Youblast Global, Inc.), Registration Rights Agreement (Youblast Global, Inc.), Registration Rights Agreement (Sahara Media Holdings, Inc.)
Registration Procedure. With respect to the Registration Rights, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to If and whenever the Company and is required to effect or cause the underwriters such information regarding the Registration of any Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred pursuant to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act to the public without registrationthis Article VII, the Company agrees to use its best lawful efforts towill, as expeditiously as possible:
(i) Make Prepare in cooperation with the sellers (and, in the event of an underwritten public offering, with the underwriter(s)), and keep public information availablefile with the SEC, as those terms are understood and defined in Rule 144 at all times during a manner consistent with the provisions of this Article VII, a registration statement with respect to such Registrable Securities on any form for which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of then qualifies or which counsel for the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long shall deem appropriate as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Companycase may be, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees which form shall be available for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution sale of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection accordance with the preparation intended methods of distribution thereof, and use its best efforts to cause such registration statement to become and remain effective; provided, that before filing of with the SEC a registration statement or prospectus or any Registration Statement under the Securities Act pursuant to this Agreementamendments or supplements thereto, the Company will give (i) furnish to one counsel selected by the Holder and the Holder's attorneys and accountants the opportunity to participate Requesting Stockholder(s), in the preparation event of a Registration effected pursuant to Section 7.1, or selected by the holders of a majority of the Registrable Securities covered by such registration statement, in the event of any Registration Statementother Registration, each prospectus included therein or filed with copies of all such documents proposed to be filed, which documents will be subject to the SECtimely review of such counsel, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(fii) The Company shall notify each Holder holder of Registrable Securities covered by such registration statement of any stop order issued or threatened by the SEC and take all reasonable actions required to prevent the entry of such stop order or to remove it if entered.
(ii) Prepare and file with the SEC such amendments and supplements to such registration statement and the prospectus used in connection therewith as may be necessary to keep such registration statement effective for a Registration Statementperiod of not less than one hundred twenty (120) days or such shorter period which will terminate when all Registrable Securities covered by such registration statement have been sold (but not before the expiration of the ninety (90) day period referred to in Section 4(3) of the Securities Act and Rule 174 thereunder, if applicable) and comply with the provisions of the Securities Act with respect to the disposition of all securities covered by such registration statement during such period in accordance with the intended methods of disposition by the seller or sellers thereof set forth in such registration statement.
(iii) Furnish to each holder of Registrable Securities covered by the registration statement and to each underwriter, if any, of such Registrable Securities, such number of copies of such registration statement, each amendment and supplement thereto (in each case including all exhibits thereto), and the prospectus included in such registration statement (including each preliminary prospectus), and such other documents, as such Person may reasonably request, in order to facilitate the public sale or other disposition of the Registrable Securities owned by such holder.
(iv) Use its best efforts to register or qualify such Registrable Securities covered by such registration statement under such other securities or blue sky laws of such jurisdictions as any holder, and underwriter, if any, of Registrable Securities covered by such registration statement shall reasonably request, and do any and all other acts and things which may be reasonably necessary or advisable to enable such seller to consummate the disposition in such jurisdictions of the Registrable Securities owned by such seller; provided, that the Company shall not for any such purpose, be required to (A) qualify to do business as a foreign corporation in any jurisdiction where, but for the requirements of this Section 7.10, it is not then so qualified, (B) subject itself to taxation in any such jurisdiction, or (C) take any action which would subject it to consent to general or unlimited service of process not then so subject.
(v) Use its best efforts to cause such Registrable Securities covered by such registration statement to be registered with or approved by such other governmental agencies or authorities as may be necessary by virtue of the business and operations of the Company to enable the seller or sellers thereof to consummate the disposition of such Registrable Securities.
(vi) Immediately notify each seller of Registrable Securities covered by such registration statement, at any time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event which comes to the Company’s attention if as a result of which such event the prospectus included in the Registration Statementsuch registration statement, as then in effect, includes an any untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading made therein, in the light of the circumstances under which they were made, not misleading and at the request of any such seller, deliver a reasonable number of copies of an amended or supplemental prospectus as may be necessary so that, as thereafter delivered to the purchasers of such Registrable Securities, such prospectus shall not include any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
(vii) Otherwise use its best efforts to comply with all applicable rules and regulations of the SEC and make available to its security holders, in each case as soon as practicable, an earnings statement covering a period of at least 12 months, beginning with the first month after the effective date of the registration statement (as the term “effective date” is defined in Rule 158(c) under the Securities Act), which earnings statement shall satisfy the provisions of Section 11(a) of the Securities Act including, at the option of the Company, Rule 158 thereunder.
(viii) Use its best efforts to cause all such Registrable Securities to be listed on such national securities exchange or the National Association of Securities Dealers National Market System as may be reasonably requested by the Requesting Stockholder, and if any similar securities issued by the Company are then existinglisted on any securities exchanges or national market systems, to also list all such Registrable Securities on such securities exchanges or national market systems, and enter into such customary agreements including a listing application and indemnification agreement in customary form, provided, that the applicable listing requirements are satisfied, and to provide a transfer agent and registrar for such Registrable Securities covered by such registration statement no later than the effective date of such registration statement.
(ix) Use its best efforts to obtain a “cold comfort” letter from the independent public accountants for the Company in customary form and covering matters of the type customarily covered by such letters as may be reasonably requested by the Requesting Stockholder(s), in the event of a Registration effected pursuant to Section 7.1, or by the holders of a majority of the Registrable Securities covered by such registration statement, in the event of any other Registration.
(x) Execute and deliver all instruments and documents (including in an underwritten offering an underwriting agreement in customary form) and take such other actions and obtain such certificates and opinions as sellers of a majority of the Registrable Securities being sold reasonably request in order to effect an underwritten public offering of such Registrable Securities. The Company may require each holder of Registrable Securities as to which any Registration is being effected to furnish to the Company such information regarding such holder and the distribution of such Registrable Securities as the Company may from time to time reasonably request in writing in connection with effecting such offering.
(b) Each holder of Registrable Securities will, upon receipt of any notice from the Company of the happening of any event of the kind described in Section 7.10(a)(vi), forthwith discontinue disposition of the Registrable Securities pursuant to the registration statement covering such Registrable Securities until such holder’s receipt of the copies of the supplemented or amended prospectus contemplated by Section 7.10(a)(vi), and, if so directed by the Company, such holder will deliver to the Company (at the Company’s expense) all copies, other than permanent file copies, then in such holder’s possession, of the prospectus covering such Registrable Securities at the time of receipt of such notice.
Appears in 3 contracts
Samples: Stockholders Agreement, Stockholders Agreement (El Pollo Loco Holdings, Inc.), Stockholders Agreement (EPL Intermediate, Inc.)
Registration Procedure. With respect Whenever required under this Agreement to effect the Registration Rightsregistration of any Registrable Shares, ----------------------- the following provisions shall applyCompany shall, as expeditiously as is reasonably possible:
(a) The Holder shall be obligated Prepare and file with the SEC such amendments and supplements to furnish to the Company such Registration Statement and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters Prospectus used in connection with such registrationRegistration Statement as may be required by the rules, qualification regulations or compliance.
(b) With a view instructions applicable to making available the benefits of certain registration form utilized by the Company or by the Securities Act or rules and regulations otherwise necessary to keep the Registration Statement effective for a period of not less than 180 days (or such shorter period which will terminate when all Registrable Shares covered by such Registration Statement have been sold or withdrawn); and cause the SEC which may at any time permit the sale of any Restricted Securities Prospectus as defined in so supplemented to be filed pursuant to Rule 144 ("Rule 144") promulgated 424 under the Securities Act to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make Act; and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File comply with the SEC in a timely manner all reports and other documents required provisions of the Company under the Securities Act and the Exchange Act (at of 1934 with respect to the disposition of all times securities covered by such Registration Statement during which the Company is subject applicable period in accordance with the intended methods of disposition by the selling Holders thereof set forth in such Registration Statement or supplement to such reporting requirements); andthe Prospectus.
(iiib) So long as the Holder owns any Restricted Securities, to furnish Furnish to the Holder upon request Holders covered by such Registration Statement such number of copies of a written statement from the Company as to its compliance Prospectus, including a preliminary prospectus, in conformity with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the CompanyAct, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder they may reasonably request in availing itself of any rule or regulation order to facilitate the disposition of the SEC allowing the Holder to sell any Restricted Securities without registrationRegistrable Shares owned by them.
(c) The Use its best efforts to register and qualify the securities covered by such Registration Statement under such jurisdictions as shall be reasonably requested by the Holders, provided that the Company agrees that it will furnish has no obligation to qualify Registrable Shares where such qualification would cause any unreasonable delay or expenditure by the Holder such number of prospectuses meeting Company, but the requirements of Section 10(a)(3) Company may be required to file a consent to service substantially in the form of the Securities Act, offering circulars or other documents incident Uniform Consent to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably requestService of Process Form U-2.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for In the Holder's attorneys) event of any registrations permitted pursuant to this Agreement underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Companyoffering.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify Notify each Holder of Registrable Securities Shares covered by a such Registration Statement, during the (i) at any time when a prospectus Prospectus relating thereto covered by such Registration Statement is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus Prospectus included in the such Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing; (ii) of the issuance by the SEC of any stop order suspending the effectiveness of the Registration Statement or the initiation of any proceedings for that purpose; and (iii) of the receipt by the Company of any notification with respect to the suspension of the qualification of the Registrable Shares for sale in any jurisdiction or the initiation or threatening of any proceeding for such purpose.
(f) Furnish to each Holder of Registrable Shares on the date that such Registrable Shares are delivered to the underwriters for sale in connection with a registration pursuant to this Agreement, if such securities are being sold through underwriters, or, if such securities are not being sold through underwriters, on the date that the Registration Statement with respect to such securities becomes effective (i) an opinion, dated such date, of the counsel representing the Company for the purposes of such registration, in form and substance as is customarily given to underwriters in an underwritten public offering addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Shares and (ii) a letter dated such date, from the independent certified public accountants of the Company, in form and substance as is customarily given by independent certified public accountants to underwriters in an underwritten public offering, addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Shares.
(g) Make every reasonable effort to obtain the withdrawal of any order suspending the effectiveness of any Registration Statement covering Registrable Shares.
(h) Cooperate with the selling Holders of Registrable Shares and the managing underwriters, if any, to facilitate the timely preparation and delivery of certificates representing Registrable Shares to be sold and not bearing any restrictive legends; and enable such Registrable Shares to be in such denominations and registered in such names as the managing underwriters may request at least two business days prior to any sale of Registrable Shares to the underwriters.
(i) Use its best efforts to cause the Registrable Shares covered by the applicable Registration Statement to be registered with or approved by such other foreign governmental agencies or authorities, and the NASD or any other applicable exchange or regulatory authority, as may be necessary to enable the seller or selling Holders thereof or the underwriters, if any, to consummate the disposition of such Registrable Shares.
(j) Cause all Registrable Shares covered by the Registration Statement to be listed on each securities exchange on which similar securities issued by the Company are then listed.
(k) Cooperate and assist in any filings required to be made with the NASD in the performance of any due diligence investigation by any underwriter (including any "qualified independent underwriter" that is required to be retained in accordance with the rules and regulations of the NASD).
(l) Make available for inspection by any seller of Registrable Shares, any underwriter participating in any disposition pursuant to such Registration Statement, and any attorney, accountant or other agent retained by any such seller or underwriter, all financial and other records, pertinent corporate documents and properties of the Company, and cause the Company's officers, directors, employees and independent accountants to supply all information reasonably requested by any such seller, underwriter, attorney, accountant or agent in connection with such Registration Statement.
(m) Permit any holder of Registrable Shares, which holder, in the Company's reasonable judgment, might be deemed to be an underwriter or a controlling Person of the Company, to participate in the preparation of such registration or comparable statement and to require the insertion therein of material furnished to the Company in writing, which in the reasonable judgment of such holder and its counsel should be included.
Appears in 3 contracts
Samples: Registration Rights Agreement (Medical Device Manufacturing, Inc.), Registration Rights Agreement (Uti Corp), Registration Rights Agreement (Uti Corp)
Registration Procedure. With respect to the Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters (if any) in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act of 1933, as amended) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "“Exchange Act"”);; and
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Actprospectuses, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for the costs of any underwriting and selling discounts and commissions and legal fees for the Holder's ’s attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing The Registration Rights of any Registration Statement under the Securities Act pursuant to this Agreement, subject to the Company will give the Holder terms and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statementconditions hereof, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary available to conduct a reasonable investigation within the meaning any subsequent holder of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered owned by a Registration Statement, during the time when a prospectus relating thereto is required Holder. Each subsequent holder entitled to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, Rights under this Agreement shall be bound by the terms and subject to the obligations of this Agreement as then in effect, includes though it were an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existingoriginal signatory hereto.
Appears in 2 contracts
Samples: Registration Rights Agreement (Forster Drilling Corp), Registration Rights Agreement (Tidelands Oil & Gas Corp/Wa)
Registration Procedure. With respect to the Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters (if any) in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder forthwith upon request a written statement from by the Company as to its compliance with the reporting requirements of said Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself themselves of any rule or regulation of the SEC Commission allowing the Holder to sell any Restricted Securities such securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Actprospectuses, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except Except for any underwriting and selling discounts and commissions and the legal fees for the of Holder and any sales commissions that may be paid by Holder's attorneys) , all expenses of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing The Registration Right of any Registration Statement under the Securities Act pursuant to this Agreement, subject to the Company will give the Holder terms and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statementconditions hereof, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary available to conduct a reasonable investigation within the meaning any subsequent holder of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered owned by a Registration Statement, during the time when a prospectus relating thereto is required Holder. Each subsequent holder entitled to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, Right under this Agreement shall be bound by the terms and subject to the obligations of this Agreement as then in effect, includes though it were an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existingoriginal signatory hereto.
Appears in 2 contracts
Samples: Registration Rights Agreement (Apo Health Inc /Nv/), Registration Rights Agreement (Trinity Medical Group Inc)
Registration Procedure. With respect Whenever required under this Agreement to effect the Registration Rightsregistration of any Registrable Securities, ----------------------- the following provisions shall applyCompany shall, as expeditiously as is reasonably possible:
(a) The Holder shall be obligated Prepare and file with the SEC a registration statement with respect to furnish to the Company and the underwriters such information regarding the Registrable Securities and use its best efforts to cause such registration statement to become and remain effective and maintain the proposed manner of distribution qualifications referred to in Section 4(d) below for such period as may be necessary for the selling Holders to dispose of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliancebeing offered for sale.
(b) With a view to making available the benefits of certain rules Prepare and regulations of the SEC which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File file with the SEC in a timely manner all reports such amendments and other documents required of the Company under the Securities Act supplements to such registration statement and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public prospectus used in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements registration statement as shall may be necessary to conduct a reasonable investigation within comply with the meaning provisions of the Securities Act.
(c) Furnish to the Holders of the Registrable Securities covered by such registration statement such number of copies of a prospectus, including a preliminary prospectus, in conformity with the requirements of the Securities Act, and such other documents as they may reasonably request in order to facilitate the disposition of the Registrable Securities owned by them.
(d) Use its best efforts to register and qualify the securities covered by such registration statement under such jurisdictions as shall be reasonably requested by the Holders, provided that the Company shall not be required in connection therewith or as a condition thereto to qualify to do business or to file a general consent to service of process in any such jurisdiction but the Company may be required to file a consent to service substantially in the form of the Uniform Consent to Service of Process Form U-2.
(e) In the event of any underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter of such offering. Each selling Holder participating in such underwriting shall also enter into and perform its obligations under such an agreement.
(f) The Company shall notify Notify each Holder holder of Registrable Securities covered by a Registration Statementsuch registration statement, during the at any time when a prospectus relating thereto covered by such registration statement is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statementsuch registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
(g) Furnish to each Holder requesting registration of Registrable Securities pursuant to this Agreement, on the date that such Registrable Securities are delivered to the underwriters for sale in connection with a registration pursuant to this Agreement, if such securities are being sold through underwriters, or, if such securities are not being sold through underwriters, on the date that the registration statement with respect to such securities becomes effective (i) an opinion, dated such date, of the counsel representing the Company for the purposes of such registration, in form and substance as is customarily given to underwriters in an underwritten public offering addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities and (ii) a letter dated such date, from the independent certified public accountants of the Company, in form and substance as is customarily given by independent certified public accountants to underwriters in an underwritten public offering, addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities.
Appears in 2 contracts
Samples: Share Purchase Agreement (V Power Corp), Registration Rights Agreement (V Power Corp)
Registration Procedure. With respect to the each Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters (if any) in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder forthwith upon request a written statement from by the Company as to its compliance with the reporting requirements of said Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself themselves of any rule or regulation of the SEC Commission allowing the Holder to sell any Restricted Securities such securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Actprospectuses, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for costs of any interim audit required by underwriters, any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-post- effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement a registration statement under the Securities Act pursuant to this Agreement, the Company will give the Holder Holder, its counsel and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statementsuch registration statement, each prospectus included therein or filed with the SECCommission, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and such opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 2 contracts
Samples: Asset Purchase Agreement (Mac Filmworks Inc), Asset Purchase Agreement (Mac Filmworks Inc)
Registration Procedure. With respect If the Company is required by the provisions of this Section 5 to effect the Registration Rightsregistration of any of its securities under the Securities Act, ----------------------- the following provisions shall applyCompany will, as expeditiously as possible:
(a) The Holder shall be obligated to furnish to the Company prepare and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate file with the Company Commission a Registration Statement with respect to such securities and use its best efforts to cause such Registration Statement to become and remain effective for a period of time required for the underwriters disposition of such securities by the holders thereof, but, except as set forth in connection with such registrationSection 5. 1, qualification or compliance.not to exceed 180 days,
(b) With prepare and file with the Commission such amendments and supplements to such Registration Statement and the prospectus used in connection therewith as may be necessary to keep such Registration Statement effective and to comply with the provisions of the Securities Act with respect to the sale or other disposition of all securities covered by such Registration Statement until the earlier of such time as all of such securities have been disposed of in a view public offering or the expiration of such Registration Statement as permitted under paragraph (a) above;
(c) furnish to making available the benefits holders of certain such securities such number of copies of a summary prospectus or other prospectus, including a preliminary prospectus, in conformity with the requirements of the Securities Act, and such other documents, as such holders may reasonably request;
(d) use its best efforts to register or qualify the securities covered by such Registration Statement under such other securities or blue sky laws of such jurisdictions within the United States as the holders of such securities shall request (provided, however, that the Company shall not be obligated to qualify as a foreign corporation to do business under the laws of any jurisdiction in which it is not then qualified or to file any general consent to service or process), and do such other reasonable acts and things as may be required of it to enable such holders to consummate the disposition in such jurisdiction of the securities covered by such Registration Statement;
(e) furnish, at the request of the holders of such securities, on the date that the Warrant Shares are delivered to the underwriters for sale pursuant to such registration or, if such Warrant Shares are not being sold through underwriters, on the date that the Registration Statement with respect to such Warrant Shares becomes effective, (1) an opinion, dated such date, of the independent counsel representing the Company for the purposes of such registration, addressed to the underwriters, if any, and if the Warrant Shares are not being sold through underwriters, then to such holders, in customary form and covering matters of the type customarily covered in such legal opinions, and (2) a comfort letter dated such date, from the independent certified public accountants of the Company, addressed to the underwriters, if any, and if the Warrant Shares not being sold through underwriters, then to such holders and, if such accountants refuse to deliver such letter to such holders, then to the Company in a customary form and covering matters of the type customarily covered by such comfort letters as the underwriters or such holders shall reasonably request;
(f) enter into customary agreements (including an underwriting agreement in customary form) and take such other actions as are reasonably required in order to expedite or facilitate the disposition of such securities; and
(g) otherwise use its best efforts to comply with all applicable rules and regulations of the SEC which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Commission, and make available to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information availablesecurity holders, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, soon as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (includingpracticable, but not limited to, later than 18 months after the expenses effective date of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effectan earnings statement covering a period of at least 12 months beginning after the effective date of such Registration Statement, includes an untrue statement which earnings statements shall satisfy the provisions of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.Section 11 (a)
Appears in 2 contracts
Samples: Warrant Agreement (Timco Aviation Services Inc), Warrant Agreement (Aviation Sales Co)
Registration Procedure. With respect to the Registration Rights, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Securities and Exchange Commission (the "SEC") which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act of 1933, as amended (the "Securities Act") to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 2 contracts
Samples: Registration Rights Agreement (Equitable Assets Inc), Registration Rights Agreement (Centre Capital Corp /Nv/)
Registration Procedure. With respect to the Registration Rights, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the The Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 2 contracts
Samples: Registration Rights Agreement (Houston American Energy Corp), Registration Rights Agreement (Houston American Energy Corp)
Registration Procedure. With respect to the each Registration RightsRight, ----------------------- the following provisions shall apply:
(a1) The Holder shall be obligated to furnish to the Company DESIGN and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company DESIGN and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company DESIGN and the underwriters (if any) in connection with such registration, qualification or compliance.
(b2) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company DESIGN agrees to use its best lawful efforts to:
(ia) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company DESIGN is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(iib) File with the SEC Commission in a timely manner all reports and other documents required of the Company DESIGN under the Securities Act and the Exchange Act (at all times during which the Company DESIGN is subject to such reporting requirements); and
(iiic) So long as the Holder owns Remove all restrictive legends and stop transfer orders applicable to any Restricted Securities, shares to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of be sold under Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration144.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d3) All expenses (except for costs of any interim audit required by underwriters, any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company DESIGN (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the CompanyDESIGN.
(e4) In connection with the preparation and filing of any Registration Statement a registration statement under the Securities Act pursuant to this Agreement, the Company DESIGN will give the Holder Holder, its counsel and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statementsuch registration statement, each prospectus included therein or filed with the SECCommission, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and such opportunities to discuss the business of the Company DESIGN with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 2 contracts
Samples: Merger Agreement (Design Automation Systems Inc), Merger Agreement (Design Automation Systems Inc)
Registration Procedure. With respect to the Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters (if any) in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder forthwith upon request a written statement from by the Company as to its compliance with the reporting requirements of said Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself themselves of any rule or regulation of the SEC Commission allowing the Holder to sell any Restricted Securities such securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Actprospectuses, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except Except for any underwriting and selling discounts and commissions and the legal fees for the of Holder and any sales commissions that may be paid by Holder's attorneys) , all expenses of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing The Registration Right of any Registration Statement under the Securities Act pursuant to this Agreement, subject to the Company will give the Holder terms and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statementconditions hereof, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary available to conduct a reasonable investigation within the meaning any subsequent holder of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered owned by a Registration Statement, during the time when a prospectus relating thereto is required Holder. Each subsequent holder entitled to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, Right under this Agreement shall be bound by the terms and subject to the obligations of this Agreement as then in effect, includes though it were an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existingoriginal signatory hereto.
Appears in 1 contract
Samples: Registration Rights Agreement (Process Technology Systems Inc)
Registration Procedure. With respect to the Registration Rights, ----------------------- the ---------------------- following provisions shall apply:
(a) a. The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliance.
(b) b. With a view to making available the benefits of certain rules and regulations of the SEC Securities and Exchange Commission (the "SEC") which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act of 1933, as amended (the "Securities Act") to the public without registration, the Company agrees to use its best lawful efforts to:
(i) i. Make and keep public information available, as those terms ten-ns are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) . File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) . So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) c. The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) d. All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) e. In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) f. The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Registration Procedure. With respect to the Registration Rights, ----------------------- the following provisions shall apply:
(ac) The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliance.
(bd) With a view to making available the benefits of certain rules and regulations of the SEC Securities and Exchange Commission (the "SEC") which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act of 1933, as amended (the "Securities Act") to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms ten-ns are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(ce) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(df) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(eg) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(fh) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Registration Procedure. With respect (a) If and whenever the Company is required to effect or cause the Registration Rightsof any Registrable Securities pursuant to this Article IX, ----------------------- the following provisions shall applyCompany will, as expeditiously as possible:
(a1) The Holder Prepare in cooperation with the sellers (and, in the event of an underwritten public offering, with the underwriter(s)), and file with the SEC, in a manner consistent with the provisions of this Article IX, a registration statement with respect to such Registrable Securities on any form for which the Company then qualifies or which counsel for the Company shall deem appropriate as the case may be, and which form shall be obligated to furnish to available for the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution sale of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate accordance with the Company intended methods of distribution thereof, and the underwriters in connection use its best efforts to cause such registration statement to become and remain effective; provided that before filing with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC which may at a registration statement or prospectus or any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act to the public without registrationamendments or supplements thereto, the Company agrees to use its best lawful efforts to:
will (i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to one counsel selected by the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirementsRequesting Shareholder(s), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession event of a Registration effected pursuant to Section 9.1 hereof, or reasonably obtainable selected by the Company as the Holder may reasonably request in availing itself holders of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution a majority of the Registrable Securities covered by such registration statement, in the event of any other Registration, copies of all such documents proposed to be filed, which documents will be subject to the public in connection with timely review of such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SECcounsel, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(fii) The Company shall notify each Holder holder of Registrable Securities covered by such registration statement of any stop order issued or threatened by the SEC and take all reasonable actions required to prevent the entry of such stop order or to remove it if entered.
(2) Prepare and file with the SEC such amendments and supplements to such registration statement and the prospectus used in connection therewith as may be necessary to keep such registration statement effective for a Registration Statementperiod of not less than 120 days or such shorter period which will terminate when all Registrable Securities covered by such registration statement have been sold (but not before the expiration of the 90-day period referred to in Section 4(3) of the Securities Act and Rule 174 thereunder, if applicable) and comply with the provisions of the Securities Act with respect to the disposition of all securities covered by such registration statement during such period in accordance with the intended methods of disposition by the seller or sellers thereof set forth in such registration statement.
(3) Furnish to each holder of Registrable Securities covered by the registration statement and to each underwriter, if any, of such Registrable Securities, such number of copies of such registration statement, each amendment and supplement thereto (in each case including all exhibits thereto), and the prospectus included in such registration statement (including each preliminary prospectus), and such other documents, as such person may reasonably request, in order to facilitate the public sale or other disposition of the Registrable Securities owned by such holder.
(4) Use its best efforts to register or qualify such Registrable Securities covered by such registration statement under such other securities or blue sky laws of such jurisdictions as any holder, and underwriter, if any, of Registrable Securities covered by such registration statement shall reasonably request, and do any and all other acts and things which may be reasonably necessary or advisable to enable such seller to consummate the disposition in such jurisdictions of the Registrable Securities owned by such seller; provided that the Company shall not for any such purpose, be required to (A) qualify to do business as a foreign corporation in any jurisdiction where, but for the requirements of this Section 9.10, it is not then so qualified, (B) subject itself to taxation in any such jurisdiction, or (C) take any action which would subject it to consent to general or unlimited service or process not then so subject.
(5) Use its best efforts to cause such Registrable Securities covered by such registration statement to be registered with or approved by such other governmental agencies or authorities as may be necessary by virtue of the business and operations of the Company to enable the seller or sellers thereof to consummate the disposition of such Registrable Securities.
(6) Immediately notify each seller of Registrable Securities covered by such registration statement, at any time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event which comes to the Company's attention if as a result of which such event the prospectus included in the Registration Statementsuch registration statement, as then in effect, includes an any untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading made therein, in the light of the circumstances under which they were made, not misleading and at the request of any such seller, deliver a reasonable number of copies of an amended or supplemental prospectus as may be necessary so that, as thereafter delivered to the purchasers of such Registrable Securities, such prospectus shall not include any untrue statement of a material fact or omit to state a material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
(7) Otherwise use its best efforts to comply with all applicable rules and regulations of the SEC and make available to its security holders, in each case as soon as practicable, an earnings statement covering a period of at least 12 months, beginning with the first month after the effective date of the registration statement (as the term "effective date" is defined in Rule 158(c) under the Securities Act), which earnings statement shall satisfy the provisions of Section 11(a) of the Securities Act including, at the option of the Company, Rule 158 thereunder.
(8) Use its best efforts to cause all such Registrable Securities to be listed on such national securities exchange or the National Association of Securities Dealers National Market System as may be reasonably requested by the Requesting Shareholder, and if any similar securities issued by the Company are then existinglisted on any securities exchanges or national market systems, to also list all such Registrable Securities on such securities exchanges or national market systems, and enter into such customary agreements including a listing application and indemnification agreement in customary form, provided that the applicable listing requirements are satisfied, and to provide a transfer agent and registrar for such Registrable Securities covered by such registration statement no later than the effective date of such registration statement.
(9) Use its best efforts to obtain a "cold comfort" letter from the independent public accountants for the Company in customary form and covering matters of the type customarily covered by such letters as may be reasonably requested by the Requesting Shareholder(s), in the event of a Registration effected pursuant to Section 9.1 hereof, or by the holders of a majority of the Registrable Securities covered by such registration statement, in the event of any other Registration.
(10) Execute and deliver all instruments and documents (including in an underwritten offering an underwriting agreement in customary form) and take such other actions and obtain such certificates and opinions as sellers of a majority of the Registrable Securities being sold reasonably request in order to effect an underwritten public offering of such Registrable Securities. The Company may require each holder of Registrable Securities as to which any Registration is being effected to furnish to the Company such information regarding such holder and the distribution of such Registrable Securities as the Company may from time to time reasonably request in writing in connection with effecting such offering.
(b) Each holder of Registrable Securities will, upon receipt of any notice from the Company of the happening of any event of the kind described in Section 9.10(a)(6), forthwith discontinue disposition of the Registrable Securities pursuant to the registration statement covering such Registrable Securities until such holder's receipt of the copies of the supplemented or amended prospectus contemplated by Section 9.10(a)(6), and, if so directed by the Company, such holder will deliver to the Company (at the Company's expense) all copies, other than permanent file copies, then in such holder's possession, of the prospectus covering such Registrable Securities at the time of receipt of such notice.
Appears in 1 contract
Registration Procedure. With respect to the each Registration RightsRight, ----------------------- the following provisions shall apply:
(a1) The Holder shall be obligated to furnish to the Company LOCX and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company LOCX and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company LOCX and the underwriters (if any) in connection with such registration, qualification or compliance.
(b2) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company LOCX agrees to use its best lawful efforts to:
(ia) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company LOCX is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(iib) File with the SEC Commission in a timely manner all reports and other documents required of the Company LOCX under the Securities Act and the Exchange Act (at all times during which the Company LOCX is subject to such reporting requirements); and
(iiic) So long as the Holder owns Remove all restrictive legends and stop transfer orders applicable to any Restricted Securities, shares to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of be sold under Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration144.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d3) All expenses (except for costs of any interim audit required by underwriters, any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company LOCX (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the CompanyLOCX.
(e4) In connection with the preparation and filing of any Registration Statement a registration statement under the Securities Act pursuant to this Agreement, the Company LOCX will give the Holder Holder, its counsel and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statementsuch registration statement, each prospectus included therein or filed with the SECCommission, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and such opportunities to discuss the business of the Company LOCX with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Registration Procedure. With respect to the Registration Rights, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters such all information regarding reasonably related to the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and herein. The Holder shall otherwise cooperate with the Company and the underwriters in connection with any such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Securities and Exchange Commission (the "SEC") which may at any time permit the sale of any Restricted Securities (as that term is defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act), to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of to be filed by the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder Holder, upon request request, (A) a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), (B) a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the "blue sky sky" or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
(g) In connection with any Registration Statement which becomes effective, the Company shall take all actions necessary to maintain the effectiveness thereof for a total of no less than 180 days, exclusive of (i) the days during any Blackout Period (as defined below) and (ii) any days during a period of time in which sales of the securities covered by such Registration Statement are legally prohibited.
Appears in 1 contract
Samples: Registration Rights Agreement (Houston American Energy Corp)
Registration Procedure. With respect to the Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters (if any) in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Act, at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "“Exchange Act"”);
(ii) File with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder forthwith upon request a written statement from by the Company as to its compliance with the reporting requirements of said Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself themselves of any rule or regulation of the SEC Commission allowing the Holder to sell any Restricted such Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Actprospectuses, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except Except for any underwriting and selling discounts and commissions and the legal fees for the of Holder and any sales commissions that may be paid by Holder's attorneys) , all expenses of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities Securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing The Registration Right of any Registration Statement under the Securities Act pursuant to this Agreement, subject to the Company will give the Holder terms and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statementconditions hereof, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary available to conduct a reasonable investigation within the meaning any subsequent holder of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered owned by a Registration Statement, during the time when a prospectus relating thereto is required Holder. Each subsequent holder entitled to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, Right under this Agreement shall be bound by the terms and subject to the obligations of this Agreement as then in effect, includes though it were an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existingoriginal signatory hereto.
Appears in 1 contract
Samples: Registration Rights Agreement (Gateway Certifications, Inc.)
Registration Procedure. With respect to the each Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC which may at any time permit the sale of any Restricted Securities (as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder forthwith upon request a written statement from by the Company as to its compliance with the reporting requirements of said Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself Holder of any rule or regulation of the SEC Commission allowing the Holder to sell any Restricted Securities such securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Actprospectuses, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneysattorney and any sales commission paid by Holder) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement a registration statement under the Securities Act pursuant to this Agreement, the Company will give the Holder Holder, and the Holder's attorneys counsel and accountants accountants, the opportunity to participate in the preparation of any Registration Statementsuch registration statement, each prospectus included therein or filed with the SECCommission, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Registration Procedure. With respect Whenever required under this Agreement to effect the Registration Rightsregistration of any Registrable Securities, ----------------------- the following provisions shall applyCompany shall, as expeditiously as is reasonably possible:
(a) The Holder shall be obligated Prepare and file with the SEC a registration statement with respect to furnish to the Company and the underwriters such information regarding the Registrable Securities and use its best efforts to cause such registration statement to become and remain effective and maintain the proposed manner of distribution qualifications referred to in Section 4(d) below for such period as may be necessary for the selling Holders to dispose of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliancebeing offered for sale.
(b) With a view to making available the benefits of certain rules Prepare and regulations of the SEC which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File file with the SEC in a timely manner all reports such amendments and other documents required of the Company under the Securities Act supplements to such registration statement and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public prospectus used in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements registration statement as shall may be necessary to conduct a reasonable investigation within comply with the meaning provisions of the Securities Act.
(c) Furnish to the Holders of the Registrable Securities covered by such registration statementsuch number of copies of a prospectus, including a preliminary prospectus, in conformity with the requirements of the Securities Act, and such other documents as they may reasonably request in order to facilitate the disposition of the Registrable Securities owned by them.
(d) Use its best efforts to register and qualify the securities covered by such registration statement under such jurisdictions as shall be reasonably requested by the Holders, provided that the Company shall not be required in connection therewith or as a condition thereto to qualify to do business or to file a general consent to service of process in any such jurisdiction but the Company may be required to file a consent to service substantially in the form of the Uniform Consent to Service of Process Form U-2.
(e) In the event of any underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter of such offering. Each selling Holder participating in such underwriting shall also enter into and perform its obligations under such an agreement.
(f) The Company shall notify Notify each Holder holder of Registrable Securities covered by a Registration Statementsuch registration statement, during the at any time when a prospectus relating thereto covered by such registration statement is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statementsuch registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
(g) Furnish to each Holder requesting registration of Registrable Securities pursuant to this Agreement, on the date that such Registrable Securities are delivered to the underwriters for sale in connection with a registration pursuant to this Agreement, if such securities are being sold through underwriters, or, if such securities are not being sold through underwriters, on the date that the registration statement with respect to such securities becomes effective (i) an opinion, dated such date, of the counsel representing the Company for the purposes of such registration, in form and substance as is customarily given to underwriters in an underwritten public offering addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities and (ii) a letter dated such date, from the independent certified public accountants of the Company, in form and substance as is customarily given by independent certified public accountants to underwriters in an underwritten public offering, addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities.
Appears in 1 contract
Registration Procedure. With respect to the Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters (if any) in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "“Exchange Act"”);
(ii) File with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder forthwith upon request a written statement from by the Company as to its compliance with the reporting requirements of said Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself themselves of any rule or regulation of the SEC Commission allowing the Holder to sell any Restricted Securities such securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Actprospectuses, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except Except for any underwriting and selling discounts and commissions and the legal fees for the of Holder and any sales commissions that may be paid by Holder's attorneys) , all expenses of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing The Registration Right of any Registration Statement under the Securities Act pursuant to this Agreement, subject to the Company will give the Holder terms and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statementconditions hereof, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary available to conduct a reasonable investigation within the meaning any subsequent holder of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered owned by a Registration Statement, during the time when a prospectus relating thereto is required Holder. Each subsequent holder entitled to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, Right under this Agreement shall be bound by the terms and subject to the obligations of this Agreement as then in effect, includes though it were an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existingoriginal signatory hereto.
Appears in 1 contract
Samples: Subscription Agreement (American Security Resources Corp.)
Registration Procedure. With respect to the Registration Rights, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Securities and Exchange Commission (the "SEC") which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act of 1933, as amended (the "Securities Act") to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Samples: Asset Purchase Agreement (Universal Broadband Communications Inc)
Registration Procedure. With respect to the each Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters (if any) in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Securities and Exchange Commission (the "Commission), which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");; and
(ii) File with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for costs of any interim audit required by underwriters, any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(ed) In connection with the preparation and filing of any Registration Statement a registration statement under the Securities Act pursuant to this Agreement, the Company will give the Holder Holder, its counsel and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statementsuch registration statement, each prospectus included therein or filed with the SECCommission, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and such opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Registration Procedure. With respect Whenever required under this Agreement to effect the Registration Rightsregistration of any Registrable Securities, ----------------------- the following provisions shall applyCompany shall, as expeditiously as is reasonably possible:
(a) The Holder shall be obligated Prepare and file with the SEC such amendments and supplements to furnish to the Company such registration statement and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company and the underwriters prospectus used in connection with such registrationregistration statement as may be required by the rules, qualification regulations or compliance.
(b) With a view instructions applicable to making available the benefits of certain registration form utilized by the Company or by the Securities Act or rules and regulations otherwise necessary to keep the registration statement effective for a period of not less than twelve months (or such shorter period which will terminate when all Registrable Securities covered by such registration statement have been sold or withdrawn); and cause the SEC which may at any time permit the sale of any Restricted Securities prospectus as defined in so supplemented to be filed pursuant to Rule 144 ("Rule 144") promulgated 424 under the Securities Act to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make Act; and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File comply with the SEC in a timely manner all reports and other documents required provisions of the Company under the Securities Act and the Exchange Act (at of 1934 with respect to the disposition of all times securities covered by such registration statement during which the Company is subject applicable period in accordance with the intended methods of disposition by the selling Holders thereof set forth in such registration statement or supplement to such reporting requirements); andthe prospectus.
(iiib) So long as the Holder owns any Restricted Securities, to furnish Furnish to the Holder upon request Holders of the Registrable Securities covered by such registration statement such number of copies of a written statement from the Company as to its compliance prospectus, including a preliminary prospectus, in conformity with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the CompanyAct, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder they may reasonably request in availing itself of any rule or regulation order to facilitate the disposition of the SEC allowing the Holder to sell any Restricted Registrable Securities without registrationowned by them.
(c) The Use its best efforts to register and qualify the securities covered by such registration statement under such jurisdictions as shall be reasonably requested by the Holders, provided that the Company agrees that it will furnish has no obligation to qualify Registrable Securities where such qualification would cause any unreasonable delay or expenditure by the Holder such number of prospectuses meeting Company, but the requirements of Section 10(a)(3) Company may be required to file a consent to service substantially in the form of the Securities Act, offering circulars or other documents incident Uniform Consent to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably requestService of Process Form U-2.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for In the Holder's attorneys) event of any registrations permitted pursuant to this Agreement underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter of all other offerings by the Company (including, but not limited to, the expenses of any qualifications such offering. Each selling Holder participating in such underwriting shall also enter into and perform its obligations under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Companyan agreement.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Notifyeach Holder of Registrable Securities covered by a Registration Statementsuch registration statement, during the (i) at any time when a prospectus relating thereto covered by such registration statement is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statementsuch registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing; (ii) of the issuance by the SEC of any stop order suspending the effectiveness of the registration statement or the initiation of any proceedings for that purpose; and (iii) of the receipt by the Company of any notification with respect to the suspension of the qualification of the Registrable Securities for sale in any jurisdiction or the initiation or threatening of any proceeding for such purpose.
(f) Furnish to each Holder of Registrable Securities on the date that such Registrable Securities are delivered to the underwriters for sale in connection with a registration pursuant to this Agreement, if such securities are being sold through underwriters, or, if such securities are not being sold through underwriters, on the date that the registration statement with respect to such securities becomes effective (i) an opinion, dated such date, of the counsel representing the Company for the purposes of such registration, in form and substance as is customarily given to underwriters in an underwritten public offering addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities and (ii) a letter dated such date, from the independent certified public accountants of the Company, in form and substance as is customarily given by independent certified public accountants to underwriters in an underwritten public offering, addressed to the underwriters, if any, and to the Holders requesting registration of Registrable Securities.
(g) Make every reasonable effort to obtain the withdrawal of any order suspending the effectiveness of any registration statement covering Registrable Securities.
(h) Cooperate with the selling Holders of Registrable Securities and the managing underwriters, if any, to facilitate the timely preparation and delivery of certificates representing Registrable Securities to be sold and not bearing any restrictive legends; and enable such Registrable Securities to be in such denominations and registered in such names as the managing underwriters may request at least two business days prior to any sale of Registrable Securities to the underwriters.
(i) Use its best efforts to cause the Registrable Securities covered by the applicable registration statement to be registered with or approved by such other foreign governmental agencies or authorities, and the NASD or any other applicable exchange or regulatory authority, as may be necessary to enable the seller or selling Holders thereof or the underwriters, if any, to consummate the disposition of such Registrable Securities.
(j) Cause all Registrable Securities covered by the registration statement to be listed on each securities exchange on which similar securities issued by the Company are then listed if requested by the Holders of at least 50% of such Registrable Securities or the managing underwriters, if any.
(k) Cooperate and assist in any filings required to be made with the NASD in the performance of any due diligence investigation by any underwriter (including any "qualified independent underwriter" that is required to be retained in accordance with the rules and regulations of the NASD).
(l) Make available for inspection by any seller of Registrable Securities, any underwriter participating in any disposition pursuant to such registration statement, and any attorney, accountant or other agent retained by any such seller or underwriter, all financial and other records, pertinent corporate documents and properties of the Company, and cause the Company's officers, directors, employees and independent accountants to supply all information reasonably requested by any such seller, underwriter, attorney, accountant or agent in connection with such registration statement.
(m) Permit any holder of Registrable Securities, which holder, in the Company's sole and exclusive judgment, might be deemed to be an underwriter or a controlling Person of the Company, to participate in the preparation of such registration or comparable statement and to require the insertion therein of material furnished to the Company in writing, which in the reasonable judgment of such holder and its counsel should be included.
Appears in 1 contract
Registration Procedure. With respect to each of the Registration ---------------------- Rights, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company Westower and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company Westower and the underwriters (if any) may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company Westower and the underwriters (if any) in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC which may at any time permit the sale of any Restricted Securities (as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company Westower agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company Westower is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company Westower under the Securities Act and the Exchange Act (at all times during which the Company Westower is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company to Westower as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company Westower is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the CompanyWestower, and such other reports and documents of the Company Westower and other information in the possession of or reasonably obtainable by the Company Westower as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company Westower agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company Westower (including, but not limited to, the expenses of any qualifications under the blue sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the CompanyWestower.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company Westower will give the Holder and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company Westower with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company Westower shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Registration Procedure. With respect to the Registration Rights, ----------------------- the following provisions shall apply:
(a) The Qualified Holder shall be obligated to furnish to the Company Charys and the underwriters such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company Charys and the underwriters may request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company Charys and the underwriters in connection with such registration, qualification or compliance.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Securities and Exchange Commission (the "SEC") which may at any time permit the sale of any Restricted Securities as defined in Rule 144 ("Rule 144") promulgated under the Securities Act of 1933, as amended (the "Securities Act") to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 at all times during which the Company is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(ii) File with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration.
(c) The Company agrees Charys shall prepare and file with the SEC, the registration statement, including the prospectus, and any amendments, supplements and exhibits related to the registration statement or prospectus, to effect such registration and thereafter use its best lawful efforts to cause the registration statement to be declared effective by the SEC as soon as practicable and remain effective; provided, however, that it will not less than five (5) business days prior to the filing of the registration statement or any related prospectus or any amendment or supplement thereto (including any document that would be incorporated therein by reference), Charys shall (i) furnish to the Qualified Holders participating in the offering and their legal counsel, copies of all such documents proposed to be filed, which documents (other than those incorporated by reference) will be subject to the review of such Qualified Holders and such counsel.
(d) Charys shall prepare and file with the SEC such additional registration statements in order to register for resale under the Securities Act all of the Registrable Securities.
(e) Charys shall notify the Qualified Holders of Registrable Securities to be sold and their legal counsel as promptly as possible (and, in the case of (i)(A) below, not less than five (1) business days prior to such filing) (i)
(A) when a prospectus or any prospectus supplement or post-effective amendment to the registration statement is proposed to be filed; (B) when the SEC notifies Charys whether there will be a "review" of such registration statement and whenever the SEC comments in writing on such registration statement and (C) with respect to the registration statement or any post-effective amendment, when the same has become effective; (ii) of any request by the SEC or any other Federal or state governmental authority for amendments or supplements to the registration statement or prospectus or for additional information; (iii) of the issuance by the SEC of any stop order suspending the effectiveness of the registration statement covering any or all of the Registrable Securities or the initiation of any proceedings for that purpose; (iv) of the receipt by Charys of any notification with respect to the suspension of the qualification or exemption from qualification of any of the Registrable Securities for sale in any jurisdiction, or the initiation or threatening of any proceeding for such purpose; and (v) of the occurrence of any event that makes any statement made in the registration statement or prospectus or any document incorporated or deemed to be incorporated therein by reference untrue in any material respect or that requires any revisions to the registration statement, prospectus or other documents so that, in the case of the registration statement or the prospectus, as the case may be, it will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading.
(f) If requested by the Qualified Holders of a majority in interest of the Registrable Securities, (i) promptly incorporate in a prospectus supplement or post-effective amendment to the registration statement such information as Charys reasonably agrees should be included therein and (ii) make all required filings of such prospectus supplement or such post-effective amendment as soon as practicable after Charys has received notification of the matters to be incorporated in such prospectus supplement or post-effective amendment.
(g) Charys shall furnish each Qualified Holder and its designated legal counsel, without charge, at least one conformed copy of each registration statement and each amendment thereto, including financial statements and schedules, all documents incorporated or deemed to be incorporated therein by reference, and all exhibits to the extent requested by such number person promptly after the filing of prospectuses meeting such documents with the requirements SEC. Charys hereby consents to the use of such prospectus and each amendment or supplement thereto by each of the Qualified Holders in connection with the offering and sale of the Registrable Securities covered by such prospectus and any amendment or supplement thereto.
(h) Cooperate with the Qualified Holders to facilitate the timely preparation and delivery of certificates representing Registrable Securities to be sold pursuant to a registration statement, which certificates shall be free of all restrictive legends, and to enable such Registrable Securities to be in such denominations and registered in such names as any Qualified Holder may request at least two (2) business days prior to any sale of Registrable Securities.
(i) Upon the occurrence of any event contemplated by Paragraph 2(d)(v), as promptly as possible, Charys shall prepare a supplement or amendment, including a post-effective amendment, to the registration statement or a supplement to the related prospectus or any document incorporated or deemed to be incorporated therein by reference, and file any other required document so that, as thereafter delivered, neither the registration statement nor such prospectus will contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading.
(j) Charys shall use its best efforts to cause all Registrable Securities relating to such registration statement to be listed on the Nasdaq SmallCap Market, Nasdaq National Market, American Stock Exchange, the OTC Bulletin Board or any other securities exchange, quotation system or market, if any, on which similar securities issued by Charys are then listed.
(k) Charys shall comply in all material respects with all applicable rules and regulations of the SEC and make generally available to its security holders earning statements satisfying the provisions of Section 10(a)(311(a) of the Securities ActAct and Rule 158 not later than 45 days after the end of any 12-month period (or 90 days after the end of any 12-month period if such period is a fiscal year) commencing on the first day of the first fiscal quarter of Charys after the effective date of the registration statement, offering circulars or other documents incident which statement shall conform to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably requestrequirements of Rule 158.
(dl) All expenses (except for any underwriting and selling discounts and commissions and legal fees for the Holder's attorneyscommissions) of any registrations permitted pursuant to this Agreement Attachment and of all other offerings by the Company Charys (including, but not limited to, the expenses of any qualifications under the state "blue sky sky" or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the CompanyCharys.
(e) In connection with the preparation and filing of any Registration Statement under the Securities Act pursuant to this Agreement, the Company will give the Holder and the Holder's attorneys and accountants the opportunity to participate in the preparation of any Registration Statement, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Registration Procedure. With respect to the each Registration RightsRight, ----------------------- ---------------------- the following provisions shall apply:
(a1) The Holder shall be obligated to furnish to the Company DESIGN and the underwriters (if any) such information regarding the Registrable Securities and the proposed manner of distribution of the Registrable Securities as the Company DESIGN and the underwriters (if any) may request in writing and as shall be in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise cooperate with the Company DESIGN and the underwriters under-writers (if any) in connection with such registration, qualification or compliance.
(b2) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company DESIGN agrees to use its best lawful efforts to:
(ia) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which the Company DESIGN is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended (the "Exchange Act");
(iib) File with the SEC Commission in a timely manner all reports and other documents required of the Company DESIGN under the Securities Act and the Exchange Act (at all times during which the Company DESIGN is subject to such reporting requirements); and
(iiic) So long as the Holder owns Remove all restrictive legends and stop transfer orders applicable to any Restricted Securities, shares to furnish to the Holder upon request a written statement from the Company as to its compliance with the reporting requirements of be sold under Rule 144 and with regard to the Securities Act and the Exchange Act (at all times during which the Company is subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC allowing the Holder to sell any Restricted Securities without registration144.
(c) The Company agrees that it will furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Act, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably request.
(d3) All expenses (except for costs of any interim audit required by underwriters, any underwriting and selling discounts and commissions and legal fees for the Holder's attorneys) of any registrations permitted pursuant to this Agreement and of all other offerings by the Company DESIGN (including, but not limited to, the expenses of any qualifications under the blue blue-sky or other state securities laws and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the CompanyDESIGN.
(e4) In connection with the preparation and filing of any Registration Statement a registration statement under the Securities Act pursuant to this Agreement, the Company DESIGN will give the Holder Holder, its counsel and the Holder's attorneys and accountants accountants, the opportunity to participate in the preparation of any Registration Statementsuch registration statement, each prospectus included therein or filed with the SECCommission, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and such opportunities to discuss the business of the Company DESIGN with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities Act.
(f) The Company shall notify each Holder of Registrable Securities covered by a Registration Statement, during the time when a prospectus relating thereto is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in the Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing.
Appears in 1 contract
Samples: Purchase and Sale Agreement (Design Automation Systems Inc)
Registration Procedure. With respect to the Registration RightsRight, ----------------------- the following provisions shall apply:
(a) The Holder shall be obligated to furnish to the Company and the underwriters (if any) such information regarding the Registrable Securities Shares and the proposed manner of distribution of the Registrable Securities Shares as the Company and the underwriters (if any) may reasonably request in writing and as shall be required in connection with any registration, qualification or compliance referred to herein and shall otherwise reasonably cooperate with the Company and the underwriters (if any) in connection with such registration, qualification or compliance. Notwithstanding the foregoing, Holder shall not be required to make any representations or warranties in connection with any registration other than representations and warranties as to (i) Holder's ownership of the Shares to be sold or transferred free and clear of all liens, claims and encumbrances, (ii) Holder's power and authority to effect such transfer and (iii) such matters pertaining to Holder's compliance with securities laws as may be reasonably requested. Further, any obligation of Holder to indemnify pursuant to any underwriting arrangements shall be several, not joint and several, among such persons selling Company securities in the offering, and the liability of Holder will be limited to the net amount received by Holder from the sale of its Shares pursuant to such registration and shall only apply to claims arising out of or based on an untrue statement or alleged untrue statement or omission or alleged omission made in any registration statement, preliminary prospectus, final prospectus, summary prospectus, amendment or supplement in reliance on and in conformity with written information furnished to the Company through an instrument duly executed by Holder specifically stating that it is for use in the preparation thereof.
(b) With a view to making available the benefits of certain rules and regulations of the SEC Commission which may at any time permit the sale of any the Restricted Securities (used herein as defined in Rule 144 ("Rule 144") promulgated under the Securities Act Act) to the public without registration, the Company agrees to use its best lawful efforts to:
(i) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act, at all times during which after the Company is subject to the reporting requirements date of effectiveness of the Company's first registration statement under the Securities Exchange Act of 1934, as amended (the "Exchange ActFirst Effective Date");
(ii) File with the SEC Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Securities Exchange Act of 1934, as amended (the "Exchange Act") (at all times during which the Company is subject to such reporting requirements, if ever); and
(iii) So long as the Holder owns any Restricted Securities, to furnish to the Holder upon request (A) a written statement from by the Company as to its compliance that it has complied with the reporting requirements of Rule 144 (at any time after ninety (90) days after the First Effective Date), and with regard to of the Securities Act and the Exchange Act (at all times during which the Company is any time after it has become subject to such reporting requirements), (B) a copy of the most recent annual or quarterly report of the Company, and (C) such other reports and documents of the Company and other information in the possession of or reasonably obtainable by the Company as the Holder may reasonably request in availing itself of any rule or regulation of the SEC Commission allowing the Holder to sell any Restricted Securities such securities without registration, and (D) such other cooperation reasonably necessary for Holder to complete and file any information reporting forms required by the Commission as a condition to the availability of Rule 144.
(c) The Company agrees that it will promptly furnish to the Holder such number of prospectuses meeting the requirements of Section 10(a)(3) of the Securities Actprospectuses, offering circulars or other documents incident to any registration, qualification or compliance referred to herein as provided or, if not otherwise provided, as the Holder from time to time may reasonably requestherein.
(d) All expenses Holder shall be entitled to withdraw any request for registration pursuant to Article Two or Article Three at any time by written notice to the Company.
(except e) Except for any underwriting and selling discounts and sales commissions and legal fees for applicable to the Shares that may be paid by Holder's attorneys) , all expenses of any registrations permitted or required pursuant to this Agreement and of all other offerings by the Company (including, but not limited to, attorney and accountant fees, the expenses of any qualifications under the blue sky or other state securities laws (as may be determined by the Company in its reasonable discretion) and compliance with governmental requirements of preparing and filing any post-effective amendments required for the lawful distribution of the Registrable Securities securities to the public in connection with such registration, of supplying prospectuses, offering circulars or other documents) will be paid by the Company.
(e) . In connection with the preparation and filing of any Registration Statement each registration under the Securities Act pursuant to this Agreement, the Company will give pay the Holder reasonable attorney fees of one legal counsel representing, and the Holder's attorneys and accountants the opportunity to participate selected in the preparation of any Registration Statementsole discretion of, each prospectus included therein or filed with the SEC, and each amendment thereof or supplement thereto, and will give each of them such access to its books and records and opportunities to discuss the business of the Company with its officers and the independent public accountants who have certified its financial statements as shall be necessary to conduct a reasonable investigation within the meaning of the Securities ActHolder.
(f) The Company Registration Rights under this Agreement, subject to the terms and conditions hereof, shall notify each Holder be available to any subsequent holder of Registrable Securities covered all or a portion of the Shares owned by a Registration Statement, during the time when a prospectus relating thereto is required Holder; provided that any decisions to be delivered under made by the Securities Act, holders of the happening Shares shall be made by holders of any event as a result majority of which the prospectus included in Shares. Each subsequent holder entitled to the Registration Statement, Right under this Agreement shall be bound by the terms and subject to the obligations of this Agreement as then in effect, includes though it were an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existingoriginal signatory hereto.
Appears in 1 contract
Samples: Registration Rights Agreement (Principal Solar, Inc.)