Common use of Regulation S-P Clause in Contracts

Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any party’s customers or consumers is disclosed to the other party in connection with this Agreement, the other party receiving such information will not disclose or use that information other than as necessary to carry out the purposes of this Agreement.

Appears in 221 contracts

Samples: Sub Advisory Agreement (Northern Funds), Trading Advisory Agreement (RBB Fund, Inc.), Sub Advisory Agreement (Amplify ETF Trust)

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Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any party’s 's customers or consumers is disclosed to the other party in connection with this Agreement, the other party receiving such information will not disclose or use that information other than as necessary to carry out the purposes of this Agreement.

Appears in 22 contracts

Samples: Trading Advisory Agreement (RBB Fund, Inc.), Trading Advisory Agreement (Steben Alternative Investment Funds), Sub Advisory Agreement (RBB Fund Inc)

Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any either party’s customers or consumers is disclosed to the other party in connection with this Agreement, the other party receiving such information will not disclose or use that information other than as necessary to carry out the purposes of this Agreement.

Appears in 12 contracts

Samples: Investment Management Agreement, Investment Management Agreement, Investment Management Agreement (J.P. Morgan Exchange-Traded Fund Trust)

Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any partyParty’s customers or consumers is disclosed to the other party Party in connection with this Agreement, the other party Party receiving such information will not disclose or use that information other than as necessary to carry out the purposes of this Agreement.

Appears in 9 contracts

Samples: Trading Advisory Agreement (RBB Fund, Inc.), Trading Advisory Agreement (RBB Fund, Inc.), Trading Advisory Agreement (RBB Fund, Inc.)

Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any party’s customers or consumers is disclosed to the other party in connection with this Agreement, the other party receiving such information will not disclose or use that information information, except as may be required by applicable law or rule as requested by regulatory authorities having jurisdiction over a party rule or as requested by regulatory authorities having jurisdiction over a party to this Agreement, other than as necessary to carry out the purposes of this Agreement.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Northern Funds), Sub Advisory Agreement (Northern Funds)

Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any either party’s customers or consumers is disclosed to the other party in connection with this Agreement, the other party receiving such information will not disclose or use that information other than as necessary to carry out the purposes of this Agreement.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Community Capital Trust), Sub Advisory Agreement (Community Capital Trust)

Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any either party’s 's customers or consumers is disclosed to the other party in connection with this Agreement, the other party receiving such information will not disclose or use that information other than as necessary to carry out the purposes of this Agreement.

Appears in 1 contract

Samples: Investment Management Agreement (JPMorgan Trust I)

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Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any party’s customers or consumers is disclosed to the other party in connection with this Agreement, the other party receiving such information will not disclose or use that information other than as necessary to carry out the purposes of this Agreement.. PHTRANS/ 484468.2

Appears in 1 contract

Samples: Sub Advisory Agreement (Northern Funds)

Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any party’s customers or consumers is disclosed to the other party in connection with this Agreement, the other party receiving such information will not disclose or use that information other than as necessary to carry out the purposes of this Agreement. The parties acknowledge and agree that there is no intention that any party will receive any non-public personal information regarding the other party’s customers or consumers in connection with the services to be performed under this Agreement.

Appears in 1 contract

Samples: Sub Advisory Agreement (Northern Funds)

Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any party’s 's customers or consumers is disclosed to the other party in connection with this Agreement, the other party receiving such information infonnation will not disclose or use that information other than as necessary to carry out the purposes of this Agreement.

Appears in 1 contract

Samples: Trading Advisory Agreement (Steben Alternative Investment Funds)

Regulation S-P. In accordance with Regulation S-P, if non-public personal information regarding any party’s 's customers or consumers is disclosed to the other party in connection with this Agreement, the other party receiving such information will not disclose or use that information information, except as may be required by applicable law or rule as requested by regulatory authorities having jurisdiction 38 over a party rule or as requested by regulatory authorities having jurisdiction over a party to this Agreement, other than as necessary to carry out the purposes of this Agreement.

Appears in 1 contract

Samples: Assumption Agreement (Northern Funds)

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