Regulation S-P. (1) In accordance with Regulation S-P of the Securities and Exchange Commission, "Nonpublic Personal Information" includes (1) all personally identifiable financial information; (2) any list, description, or other grouping of consumers (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available information; and (3) any information derived therefrom.
Appears in 48 contracts
Samples: Transfer Agent Agreement (Riversource Series Trust), Transfer Agency Agreement (Riversource Selected Series, Inc.), Transfer Agency Agreement (Axp Progressive Series Inc)
Regulation S-P. (1) In accordance with Regulation S-P of the Securities and Exchange Commission, Commission "Nonpublic Personal Information" includes (1) all personally identifiable financial information; (2) any list, description, or other grouping of consumers (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available information; and (3) any information derived therefrom.
Appears in 23 contracts
Samples: Transfer Agency Agreement (Axp Market Advantage Series Inc), Transfer Agency Agreement (Axp Growth Series Inc/Mn), Transfer Agency Agreement (Axp New Dimensions Fund Inc /Mn/)
Regulation S-P. (1) In accordance with Regulation S-P of the Securities and Exchange Commission, Commission "Nonpublic Personal Information" includes (1) all personally identifiable financial information; (2) any list, description, or other grouping of consumers (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available information; and (3) any information derived therefrom.
Appears in 12 contracts
Samples: Transfer Agency Agreement (Axp Stock Series Inc), Transfer Agency Agreement (Axp Growth Series Inc/Mn), Class I Shares Transfer Agency Agreement (Axp Dimensions Series Inc)
Regulation S-P. (1) In accordance with Regulation S-P of the Securities and Exchange Commission, "“Nonpublic Personal Information" ” includes (1) all personally identifiable financial information; (2) any list, description, or other grouping of consumers (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available information; and (3) any information derived therefrom.
Appears in 3 contracts
Samples: Stockholder Service Agent Agreement (Tri-Continental Corp), Stockholder Service Agent Agreement (Tri-Continental Corp), Transfer Agent Agreement (Seligman Capital Fund Inc)
Regulation S-P. (1a) In accordance with Regulation S-P of the Securities and Exchange Commission, "Nonpublic Personal Information" includes (1i) all personally identifiable financial information; (2ii) any list, description, or other grouping of consumers (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available information; and (3iii) any information derived therefrom.
Appears in 1 contract
Regulation S-P. (1a) In accordance with Regulation S-P of the Securities and Exchange Commission, "“Nonpublic Personal Information" ” includes (1i) all personally identifiable financial information; (2ii) any list, description, or other grouping of consumers (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available information; and (3iii) any information derived therefrom.
Appears in 1 contract
Samples: Marketing Support Agreement (Riversource Life Insurance Co)
Regulation S-P. (1) In accordance with Regulation S-P of the Securities and Exchange Commission, Commission "Nonpublic Personal Information" includes (1) all personally identifiable financial information; (2) any list, list description, or other grouping of consumers (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available information; and (3) any information derived therefrom.
Appears in 1 contract
Regulation S-P. (1) In accordance with Regulation S-P of the Securities and Exchange Commission, "Nonpublic Personal Information" includes (1i) all personally identifiable financial information; (2ii) any list, description, or other grouping of consumers (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available information; and (3iii) any information derived therefrom.
Appears in 1 contract
Samples: Gross Administrative Charge Agreement (Ids Life Insurance Co)
Regulation S-P. (1) In accordance with Regulation S-P of the Securities and Exchange Commission, "“Nonpublic Personal Information" includes ” includes: (1) all personally identifiable financial information; (2) any list, description, or other grouping of consumers (and publicly available information pertaining to them) that is derived using any personally identifiable financial information that is not publicly available information; and (3) any information derived therefrom.
Appears in 1 contract
Samples: Transfer Agency and Servicing Agreement (Seligman Portfolios Inc/Ny)
