Common use of Regulatory Examinations Clause in Contracts

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 197 contracts

Samples: Sub Advisory Agreement (Mercer Funds), Sub Advisory Agreement (Mercer Funds), Sub Advisory Agreement (Mercer Funds)

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Regulatory Examinations. The Sub-Advisor Adviser will cooperate promptly and fully with the Advisor Adviser and/or the Trust Company in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the TrustCompany, the Fund or the Advisor Adviser brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 6 contracts

Samples: Sub Advisory Agreement (Afba 5star Fund Inc), Sub Advisory Agreement (Afba 5star Fund Inc), Sub Advisory Agreement (Afba 5star Fund Inc)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor and applicable to the services provided by the Sub-Advisor under this Agreement brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 4 contracts

Samples: Sub Advisory Agreement (Mercer Funds), Sub Advisory Agreement (MGI Funds), Sub Advisory Agreement (MGI Funds)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the a Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 4 contracts

Samples: Sub Advisory Agreement (Assetmark Funds), Sub Advisory Agreement (Assetmark Funds), Sub Advisory Agreement (Assetmark Funds)

Regulatory Examinations. The Sub-Advisor will cooperate reasonably, promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 3 contracts

Samples: Sub Advisory Agreement (Mercer Funds), Sub Advisory Agreement (MGI Funds), Sub Advisory Agreement (MGI Funds)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with provide all reasonable assistance to the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 3 contracts

Samples: Sub Advisory Agreement (GPS Funds I), Sub Advisory Agreement (Genworth Variable Insurance Trust), Sub Advisory Agreement (Assetmark Funds)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory agencies or authorities having appropriate jurisdiction (including, but not limited to, the SEC)jurisdiction.

Appears in 3 contracts

Samples: Sub Advisory Agreement (GPS Funds II), Sub Advisory Agreement (GPS Funds II), Sub Advisory Agreement (GPS Funds II)

Regulatory Examinations. The Subject and limited to Sub-Advisor’s obligations under this agreement, the Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory agencies or authorities having appropriate jurisdiction (including, but not limited to, the SEC)jurisdiction.

Appears in 3 contracts

Samples: Sub Advisory Agreement (GPS Funds II), Sub Advisory Agreement (GPS Funds II), Sub Advisory Agreement (GPS Funds II)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with provide reasonable cooperation to the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 2 contracts

Samples: Sub Advisory Agreement (Genworth Variable Insurance Trust), Sub Advisory Agreement (Genworth Variable Insurance Trust)

Regulatory Examinations. The Sub-Advisor will use commercially reasonable efforts to cooperate promptly and fully with the Advisor and/or the Trust (at the Trust’s expense) in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory agencies or authorities having appropriate jurisdiction (including, but not limited to, the SEC)jurisdiction.

Appears in 2 contracts

Samples: Sub Advisory Agreement (GPS Funds I), Sub Advisory Agreement (GPS Funds I)

Regulatory Examinations. The Sub-Advisor Adviser will cooperate promptly and fully with the Advisor Adviser and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor Adviser brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 2 contracts

Samples: Sub Advisory Agreement (Academy Funds Trust), Interim Sub Advisory Agreement (Afba 5star Funds)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor and in connection with the services provided by the Sub-Advisor under this Agreement brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 1 contract

Samples: Sub Advisory Agreement (Mercer Funds)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the a Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 1 contract

Samples: Sub Advisory Agreement (Mercer Funds)

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Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the TrustSub-Advisor Assets, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 1 contract

Samples: Sub Advisory Agreement (MGI Funds)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC, except to the extent that this obligation is inconsistent with any law, regulation, proceeding, or other request from any governmental authority).

Appears in 1 contract

Samples: Sub Advisory Agreement (Genworth Variable Insurance Trust)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully reasonably with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 1 contract

Samples: Sub Advisory Agreement (Assetmark Funds)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in reasonably responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor in connection with the Sub-Advisor Assets brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 1 contract

Samples: Sub Advisory Agreement (Mercer Funds)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate authority and jurisdiction (including, but not limited to, the SEC).

Appears in 1 contract

Samples: Sub Advisory Agreement (Mercer Funds)

Regulatory Examinations. The Sub-Advisor and the Advisor will cooperate promptly and fully with the Advisor each other and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 1 contract

Samples: Sub Advisory Agreement (Assetmark Funds)

Regulatory Examinations. The Sub-Advisor will will, upon reasonable request, cooperate promptly and fully with the Advisor and/or the Trust in responding to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 1 contract

Samples: Sub Advisory Agreement (Mercer Funds)

Regulatory Examinations. The Sub-Advisor will cooperate promptly and fully with respond to reasonable requests to provide such information as is customarily requested by the Advisor and/or the Trust in responding order for the Advisor and/or the Trust to respond to any regulatory or compliance examinations or inspections (including information requests) relating to the Trust, the Fund or the Advisor brought by any governmental or regulatory authorities having appropriate jurisdiction (including, but not limited to, the SEC).

Appears in 1 contract

Samples: Sub Advisory Agreement (Mercer Funds)

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