Regulatory Exams. CCS will provide up to 20 hours of support related to responding to regulatory exams conducted by the SEC. This will include assembling materials in response to requests, interfacing with the exam staff, and preparing a written response to deficiencies.
Appears in 3 contracts
Samples: Compliance Services Agreement (Steward Funds, Inc.), Compliance Services Agreement (Capstone Series Fund Inc), Compliance Services Agreement (Steward Funds, Inc.)
Regulatory Exams. CCS will provide up to 20 24 hours of support (combined with the Adviser) related to responding to regulatory exams conducted by the SEC. This will include assembling materials in response to requests, interfacing with the exam staff, and preparing a written response to deficiencies.
Appears in 1 contract
Samples: Compliance Services Agreement (Griffin Institutional Access Credit Fund)
