Compliance Services Fees and Term Sample Clauses

Compliance Services Fees and Term. Base Services: Per Fund as set forth on Exhibit C-1 (as it may be amended from time to time). Hourly rate for additional services: $500/hour Initial Term: 6 months; month to month thereafter (in the event that this Agreement is terminated at the conclusion of the initial 6-month term, any fees incurred for additional services shall be paid upon termination)
Sample 1
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Compliance Services Fees and Term. (2) Out-Of-Pocket and Related Expenses
Sample 1
Compliance Services Fees and Term. Base Services: Per Fund as set forth on Exhibit C-1 (as it may be amended from time to time). Additional fees, costs, and expenses may apply for special projects. Initial Term: 6 months; month to month thereafter (in the event that this Agreement is terminated at the conclusion of the initial 6-month term, any fees, costs, and expenses incurred for additional services shall be paid upon termination). CCO Services Amendment Annual CCO Base Fees Fund name Ticker Annual CCO Fees Acruence Active Hedge U.S. Equity ETF XVOL $15,000.00 Adasina Social Justice All Cap Global ETF JSTC 15,000.00 American Customer Satisfaction ETF ACSI 15,000.00 ATAC Credit Rotation ETF JXXX 15,000.00 ATAC US Rotation ETF RORO 15,000.00 Aztlan Global Stock Selection DX XXXX ETF AZTD 15,000.00 Constrained Capital ESG Orphans ETF ORFN 15,000.00 FolioBeyond Rising Rates ETF RISR 15,000.00 God Bless America ETF YALL 16,000.00 Gotham 1000 Value ETF GVLU 15,000.00 Gotham Enhanced 500 ETF GSPY 15,000.00 Ionic Inflation Protection ETF CPII 15,000.00 Leatherback Long/Short Alternative Yield ETF LBAY 15,000.00 Newday Ocean Health ETF AHOY 15,000.00 Newday Sustainable Development Equity ETF SDGS 16,000.00 Noble Absolute Return ETF NOPE 16,000.00 Residential REIT Income ETF HAUS 15,000.00 Rxxxxxxx Alternative Yield Pre-Merger SPAC ETF SPAX 15,000.00 RPAR Risk Parity ETF RPAR 15,000.00 SoFi Be Your Own Boss ETF BYOB 12,500.00 SoFi Next 500 ETF SFYX 15,000.00 SoFi Select 500 ETF SFY 15,000.00 SoFi Smart Energy ETF ENRG 10,000.00 SoFi Social 50 ETF SFYF 12,500.00 SoFi Web 3 ETF TWEB 10,000.00 SoFi Weekly Dividend ETF WKLY 10,000.00 CCO Services Amendment SoFi Weekly Income ETF TGIF 12,500.00 SonicSharesTM Global Shipping ETF BOAT 15,000.00 Sound Enhanced Fixed Income ETF SDEF 15,000.00 Sound Equity Income ETF SDEI 15,000.00 SP Funds Dow Jxxxx Global Sukuk ETF SPSK 15,000.00 SP Funds S&P 500 Sharia Industry Exclusions ETF SPUS 15,000.00 SP Funds S&P Global REIT Sharia ETF SPRE 12,500.00 Subversive Cannabis ETF LGLZ 15,000.00 Unlimited HFND Multi-Strategy Return Tracker ETF HFND 16,000.00 UPAR Ultra Risk Parity ETF UPAR 15,000.00 ZXXX Buy and Hxxxx ETF ZHDG 15,000.00 CCO Services Amendment Appendix B (to the Amendment) Exhibit D (to the Agreement) Base CCO Services (included in monthly fee):
Sample 1

Related to Compliance Services Fees and Term

  • Compliance Services (a) If Schedule I contains a requirement for the BNY to provide the Fund with compliance services, such services shall be provided pursuant to the terms of this Section 6 (the “Compliance Services”). The precise compliance review and testing services to be provided shall be as mutually agreed between the BNY and each Fund, and the results of the BNY’s Compliance Services shall be detailed in a compliance summary report (the “Compliance Summary Report”) prepared on a periodic basis as mutually agreed. Each Compliance Summary Report shall be subject to review and approval by the Fund. The BNY shall have no responsibility or obligation to provide Compliance Services other that those services specifically listed in Schedule I.

  • Compliance Support Services Provide compliance policies and procedures related to services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. · Such Compliance Support Services are administrative in nature and do not constitute, nor shall they be construed as constituting, legal advice or the provision of legal services for or on behalf of a Fund or any other person, and such services are subject to review and approval by the applicable Fund and by the Fund’s legal counsel. · Provide access to Fund records so as to permit the Fund or TRP to test the performance of BNY Mellon in providing the services under this Agreement. · Such Compliance Support Services performed by BNY Mellon under this Agreement shall be at the request and direction of the Fund and/or its chief compliance officer (the “Fund’s CCO”), as applicable. BNY Mellon disclaims liability to the Fund, and the Fund is solely responsible, for the selection, qualifications and performance of the Fund’s CCO and the adequacy and effectiveness of the Fund’s compliance program.

  • Services Fees 甲乙双方同意，作为本协议第1条第1款项下甲方向乙方提供的管理和咨询服务的对价，乙方应向甲方支付服务费，服务费的数额及支付方式详见本协议附件。该附件可根据双方商议并根据实施情况进行修改。 The Parties agree that, Party B shall pay relevant services fees to Party A which shall be determined according to the Appendix of this Agreement. This Appendix can be amended by the Parties in considering the circumstances. 第三条 知识产权和保密

  • Administrative Support Services Fees Within forty-five (45) days of the end of each calendar quarter or at such other period as deemed appropriate by the Distributor, the Fund will make payments in the aggregate amount of up to 0.25% on an annual basis of the average during the period of the aggregate net asset value of the Shares computed as of the close of each business day (the “Service Fee”). Such Service Fee payments received from the Fund will compensate the Distributor for providing administrative support services with respect to Accounts. The administrative support services in connection with Accounts may include, but shall not be limited to, the administrative support services that a Recipient may render as described in Section 3(b)(i) below.

  • Services Fee In consideration for the services to be provided to the Stations by Nexstar personnel as described in Sections 4(a) through 4(f), Mission will pay Nexstar the fee (“Services Fee”) described in Section 4(g).

  • Performance of Services in Accordance with Regulatory Requirements; Furnishing of Books and Records In performing the services set forth in this Agreement, the Manager:

  • Maintenance and Support Services Distributor shall provide Maintenance and Support Services to all of its Customers of Licensed Software as set forth in Sections 3.4(a) and 3.4(b) below. Distributor may require Customers to provide the own First-Line Support: however, in no event shall Siebel be responsible for First-Line or Second-Line Support. Subject to Distributor's payment of the Maintenance Fees set forth in EXHIBIT A Siebel shall provide Third-Line Support to Distributor in accordance with Siebel's then current Maintenance and Support Services Policy. Distributor shall be responsible for all support related to the Value Added Offering.

  • Support Services Other than the assistance provided in the Information, the BNPP Entities do not offer any support services in connection with the Software.

  • Maintenance Services Subject to the terms of this Exhibit and Licensee's payment of all Maintenance fees, MyECheck will provide the following:

  • TAX SUPPORT SERVICES BNY Mellon shall provide the following tax support services for each Fund:  Provide various data and reports as agreed upon in the SLDs to support TRP’s tax reporting and tax filing obligations, including: · Wash sales reporting; · QDI reporting; · DRD reporting; · PFIC analysis; · Straddle analysis; · Paydown adjustments; · Equalization debit adjustments · Tax compliance under §851, §817(h); · Foreign bond sale analysis (§988); · Troubled debt analysis; · Estimation of income for excise tax purposes; · Swap analysis; · Inflation adjustments; · §1256 adjustments; · Market discount analysis; OID adjustments; · CPDI analysis; · Shareholder tax reporting information (e.g. FTC, UGG income, foreign source income by country, exempt income by state);  Provide data, and reports based on such data, maintained by BNY Mellon on its fund accounting platform as reasonably requested by TRP to support TRP’s obligations to comply with requests from tax authorities and TRP’s tax reporting and tax filing obligations.  Assist with other tax-related data needs as mutually agreed upon in writing from time-to-time.

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