Regulatory Exams. We will provide support related to responding to regulatory exams conducted by the SEC (24 hours per year; $300/hour thereafter). This will include assembling materials in response to requests, interfacing with the exam staff, and preparing a written response to deficiencies.
Appears in 2 contracts
Samples: Compliance Services Agreement (USCA All Terrain Fund), Compliance Services Agreement (USCA All Terrain Fund)
Regulatory Exams. We will provide support related to responding to regulatory exams conducted by the SEC (up to 24 hours per year; $300/hour thereafter). This will include assembling materials in response to requests, interfacing with the exam staff, and preparing a written response working with Fund counsel to prepare responses to deficiencies.
Appears in 1 contract
Regulatory Exams. We will provide support related to responding to regulatory exams conducted by the SEC (24 hours per year; $300250/hour thereafter). This will include assembling materials in response to requests, interfacing with the exam staff, and preparing a written response to deficiencies.
Appears in 1 contract
Samples: Compliance Services Agreement (Atlas U.S. Tactical Income Fund)
