Regulatory Exams. We will provide support related to responding to regulatory exams conducted by the SEC. This will include assembling materials in response to requests, interfacing with the exam staff, and preparing a written response to deficiencies.
Appears in 1 contract
Samples: Compliance Services Agreement (Arca U.S. Treasury Fund)
Regulatory Exams. We will provide support related to responding to regulatory exams conducted by the SECSEC (24 hours). This will include assembling materials in response to requests, interfacing with the exam staff, and preparing a written response to deficiencies.
Appears in 1 contract
Samples: Compliance Services Agreement (Procure ETF Trust II)
Regulatory Exams. We will provide support related to responding to regulatory exams conducted by the SECSEC (24 hours). This will include assembling materials in response to requests, interfacing with the exam staff, and preparing a written response to deficiencies. 11.
Appears in 1 contract
Regulatory Exams. We will provide support related to responding to regulatory exams conducted by the SECSEC (24 hours per year). This will include assembling materials in response to requests, interfacing with the exam staff, and preparing a written response to deficiencies.
Appears in 1 contract
Samples: Compliance Services Agreement (Modern Capital Funds Trust)
