Regulatory Filings. The Trust Depositor shall make any filings, reports, notices, applications and registrations with, and seek any consents or authorizations from, the Commission and any state securities authority on behalf of the Issuer as may be necessary or that the Trust Depositor deems advisable to comply with any federal or state securities or reporting requirements laws.
Appears in 30 contracts
Samples: Sale and Servicing Agreement (Hercules Capital, Inc.), Sale and Servicing Agreement (Horizon Technology Finance Corp), Sale and Servicing Agreement (Hercules Capital, Inc.)
Regulatory Filings. The Servicer, on behalf of the Trust Depositor Depositor, shall make any filings, reports, notices, applications and registrations with, and seek any consents or authorizations from, the Commission and any state securities authority on behalf of the Issuer as may be necessary or that the Trust Depositor deems advisable to comply with any federal or state securities or reporting requirements laws.
Appears in 9 contracts
Samples: Transfer and Servicing Agreement (American Capital Strategies LTD), Transfer and Servicing Agreement (American Capital Strategies LTD), Transfer and Servicing Agreement (American Capital Strategies LTD)
Regulatory Filings. The Trust Depositor shall make any filings, reports, notices, applications and registrations with, and seek any consents or authorizations from, the Commission and any state securities authority on behalf of the Issuer Trust as may be necessary or that the Trust Depositor deems advisable to comply with any federal or state securities or reporting requirements laws.
Appears in 5 contracts
Samples: Sale and Servicing Agreement (MCG Capital Corp), Transfer and Servicing Agreement (Orix Credit Alliance Receivables Trust 2000-A), Transfer Agreement (American Capital Strategies LTD)
Regulatory Filings. The Trust Depositor shall make any filings, reports, notices, applications and registrations with, and seek any consents or authorizations from, the Commission and any state securities authority on behalf of the Issuer Trust as may be necessary or that the Trust Depositor deems advisable to comply with any federal or state securities or reporting requirements laws.
Appears in 5 contracts
Samples: Sale and Servicing Agreement (Heller Funding Corp Ii), Sale and Servicing Agreement (Fidelity Leasing Inc), Pooling and Servicing Agreement (Newcourt Receivables Corp Ii)
Regulatory Filings. The Trust Depositor shall make any filings, reports, notices, applications and registrations with, and seek any consents or authorizations from, the Commission and any state securities authority on behalf of the Issuer Trust as may be necessary or that the Trust Depositor deems advisable to comply with any federal Federal or state State securities or reporting requirements laws.
Appears in 1 contract
Regulatory Filings. The Trust Depositor shall make any filings, reports, notices, applications and registrations with, and seek any consents or authorizations from, the Commission and any state securities authority on behalf of the Issuer Trust as may be necessary or that the 57 Trust Depositor deems advisable to comply with any federal or state securities or reporting requirements laws.
Appears in 1 contract
