Regulatory Impact. This Agreement shall be subject to, among other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the NASD, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. AFSG shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the Account, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 19 contracts
Samples: Principal Underwriting Agreement (Separate Account VA WM), Principal Underwriting Agreement (Separate Account Va 7 of Transamerica Life Ins & Annuity Co), Principal Underwriting Agreement (Peoples Benefit Life Insurance Co Separate Account V)
Regulatory Impact. This Agreement shall be subject to, among other ----------------- laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the NASD, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. AFSG shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the Account, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 18 contracts
Samples: Principal Underwriting Agreement (PFL Retirement Builder Variable Annuity Account), Principal Underwriting Agreement (Separate Account Va 2lny of First Transamerica Life Ins Co), Principal Underwriting Agreement (Separate Account Va D)
Regulatory Impact. This Agreement shall be subject to, among other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the NASDFINRA, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. AFSG TCI shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the AccountAccounts, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 14 contracts
Samples: Principal Underwriting Agreement (Separate Account Va U), Principal Underwriting Agreement (Separate Account Va-2l), Principal Underwriting Agreement (WRL Series Annuity Account)
Regulatory Impact. This Agreement shall be subject to, among other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the NASD, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. AFSG shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the AccountAccount(s), present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 3 contracts
Samples: Principal Underwriting Agreement (TFLIC Separate Account VNY), Principal Underwriting Agreement (Separate Account VA WNY), Principal Underwriting Agreement (Tflic Series Life Account)
Regulatory Impact. This Agreement shall be subject to, among other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the NASD, from time to time in effect, including such exemptions from the 1940 Act as the SEC Securities and Exchange Commission may grant, and the terms hereof shall be interpreted and construed in accordance therewith. AFSG CHSC shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the AccountAccounts, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 2 contracts
Samples: Principal Underwriting Agreement (Peoples Benefit Life Insurance Co Separate Account V), Principal Underwriting Agreement (Peoples Benefit Life Insurance Co Separate Account V)
Regulatory Impact. This Agreement shall be subject to, among ----------------- other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the NASD, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. AFSG shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the Account, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 2 contracts
Samples: Principal Underwriting Agreement (Separate Account Va F), Principal Underwriting Agreement (Ausa Endeavor Target Account)
Regulatory Impact. This Agreement shall be subject to, among other ----------------- laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the NASD, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. AFSG shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the Account, present or future; , and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 1 contract
Samples: Principal Distribution Agreement (Legacy Builder Variable Life Separate Account)
Regulatory Impact. This Agreement shall be subject to, among other laws, the provisions of the 1940 Act and the 1934 Act and the rules, regulations, and rulings thereunder and of the NASD, from time to time in effect, including such exemptions from the 1940 Act as the SEC may grant, and the terms hereof shall be interpreted and construed in accordance therewith. AFSG Without limiting the generality of the foregoing, the term "assigned" shall not include any transaction exempted from section 15(b)(2) of the 1940 Act. Distributor shall submit to all regulatory and administrative bodies having jurisdiction over the operations of the Account, present or future; and will provide any information, reports or other material which any such body by reason of this Agreement may request or require pursuant to applicable laws or regulations.
Appears in 1 contract
Samples: Distribution Agreement (Corporate Sponsored Vul Separate Account I)